Last 12 months
Inside the activity.
50 purchase rows · 14 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 4 | 0 |
| Dec 2025 | 4 | 8 |
| Jan 2026 | 2 | 0 |
| Feb 2026 | 6 | 0 |
| Mar 2026 | 4 | 0 |
| Apr 2026 | 3 | 0 |
| May 2026 | 6 | 3 |
| Jun 2026 | 4 | 0 |
| Jul 2026 | 4 | 0 |
| Aug 2026 | 7 | 3 |
| Sep 2026 | 6 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 16, 2018 Filed Nov 20, 2018 16:57 UTC |
Fitzgerald John Taylor MaloneyDirector · CEO and President
|
PurchaseCommon Stock | 761 | $2.74 | $2,081.72 |
DisclosureSEC source: 0001072627-18-000160 · primary_doc.xml · nonDerivative · entry 1 Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 903,649 F1 · balance_after: Includes 500,000 of restricted stock issued on September 5, 2018. Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 16:50 UTC |
Hickey William August JrCFO, EVP and SEC
|
PurchaseCommon Stock | 550 | $2.74 | $1,504.53 |
DisclosureSEC source: 0001072627-18-000159 · primary_doc.xml · nonDerivative · entry 1 Hickey William August Jr · CIK 0001538238 · CFO, EVP and SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 312,832 F1 · balance_after: Includes 229,500 restricted common shares under the 2013 Equity Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 16:45 UTC |
BAQAR HASSANVice President
|
PurchaseCommon Stock | 366 | $2.74 | $1,001.19 |
DisclosureSEC source: 0001072627-18-000158 · primary_doc.xml · nonDerivative · entry 1 BAQAR HASSAN · CIK 0001529638 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,362 F1 · balance_after: Includes 115,500 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 18:41 UTC |
Stilwell JosephDirector · 10% owner
Stilwell Value LLC10% owner
Stilwell Associates, L.P.10% owner
Stilwell Activist Fund, L.P.10% owner
Stilwell Activist Investments, L.P.10% owner
|
PurchaseCommon Stock | 10,000 | $2.69 | $26,934.00 |
DisclosureSEC source: 0001144204-18-060450 · tv507492_form4.xml · nonDerivative · entry 5 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,033,596 F3 · shares: This Form 4 reports the following acquisitions: (a) on November 14, 2018, Stilwell Activist Investments, L.P. ("SAI") acquired 10,000 shares at $2.7499 USD per share; and (b) on November 15, 2018, SAI acquired 10,000 shares at $2.6934 USD per share. F5 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| November 14, 2018 Filed Nov 16, 2018 18:41 UTC |
Stilwell JosephDirector · 10% owner
Stilwell Value LLC10% owner
Stilwell Associates, L.P.10% owner
Stilwell Activist Fund, L.P.10% owner
Stilwell Activist Investments, L.P.10% owner
|
PurchaseCommon Stock | 10,000 | $2.75 | $27,499.00 |
DisclosureSEC source: 0001144204-18-060450 · tv507492_form4.xml · nonDerivative · entry 4 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,023,596 F3 · shares: This Form 4 reports the following acquisitions: (a) on November 14, 2018, Stilwell Activist Investments, L.P. ("SAI") acquired 10,000 shares at $2.7499 USD per share; and (b) on November 15, 2018, SAI acquired 10,000 shares at $2.6934 USD per share. F5 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| October 31, 2018 Filed Oct 31, 2018 19:28 UTC |
Fitzgerald John Taylor MaloneyDirector · CEO and President
|
PurchaseCommon Stock | 763 | $2.73 | $2,081.62 |
DisclosureSEC source: 0001072627-18-000145 · primary_doc.xml · nonDerivative · entry 1 Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 902,888 F1 · balance_after: Includes 500,000 of restricted stock issued on September 5, 2018. Read SEC document |
| October 31, 2018 Filed Oct 31, 2018 19:22 UTC |
Hickey William August JrCFO, EVP and SEC
|
PurchaseCommon Stock | 548 | $2.73 | $1,495.05 |
DisclosureSEC source: 0001072627-18-000144 · primary_doc.xml · nonDerivative · entry 1 Hickey William August Jr · CIK 0001538238 · CFO, EVP and SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 312,282 F1 · balance_after: Includes 229,500 restricted common shares under the 2013 Equity Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| October 31, 2018 Filed Oct 31, 2018 19:17 UTC |
BAQAR HASSANVice President
|
PurchaseCommon Stock | 366 | $2.73 | $998.52 |
DisclosureSEC source: 0001072627-18-000143 · primary_doc.xml · nonDerivative · entry 1 BAQAR HASSAN · CIK 0001529638 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,996 F1 · balance_after: Includes 115,500 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| October 15, 2018 Filed Oct 15, 2018 23:54 UTC |
Fitzgerald John Taylor MaloneyDirector · CEO and President
|
PurchaseCommon Stock | 773 | $2.70 | $2,084.78 |
DisclosureSEC source: 0001072627-18-000137 · primary_doc.xml · nonDerivative · entry 1 Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 902,125 F1 · balance_after: Includes 500,000 of restricted stock issued on September 5, 2018. Read SEC document |
| October 15, 2018 Filed Oct 15, 2018 23:49 UTC |
Hickey William August JrEVP, CFO and SEC
|
PurchaseCommon Stock | 558 | $2.70 | $1,504.93 |
DisclosureSEC source: 0001072627-18-000136 · primary_doc.xml · nonDerivative · entry 1 Hickey William August Jr · CIK 0001538238 · EVP, CFO and SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 311,734 F1 · balance_after: Includes 229,500 restricted common shares under the 2013 Equity Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| October 15, 2018 Filed Oct 15, 2018 23:44 UTC |
BAQAR HASSANVice President
|
PurchaseCommon Stock | 370 | $2.70 | $997.89 |
DisclosureSEC source: 0001072627-18-000135 · primary_doc.xml · nonDerivative · entry 1 BAQAR HASSAN · CIK 0001529638 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,630 F1 · balance_after: Includes 115,500 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| October 01, 2018 Filed Oct 1, 2018 16:12 UTC |
Hickey William August JrCFO, EVP and Secretary
|
PurchaseCommon Stock | 534 | $2.81 | $1,499.42 |
DisclosureSEC source: 0001072627-18-000131 · primary_doc.xml · nonDerivative · entry 1 Hickey William August Jr · CIK 0001538238 · CFO, EVP and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 311,176 F1 · balance_after: Includes 229,500 restricted common shares under the 2013 Equity Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| October 01, 2018 Filed Oct 1, 2018 16:05 UTC |
Fitzgerald John Taylor MaloneyDirector · CEO and President
|
PurchaseCommon Stock | 743 | $2.81 | $2,086.27 |
DisclosureSEC source: 0001072627-18-000130 · primary_doc.xml · nonDerivative · entry 1 Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 901,352 F1 · balance_after: Includes 500,000 of restricted stock issued on September 5, 2018. Read SEC document |
| October 01, 2018 Filed Oct 1, 2018 15:48 UTC |
BAQAR HASSANVice President
|
PurchaseCommon Stock | 356 | $2.81 | $999.61 |
DisclosureSEC source: 0001072627-18-000129 · primary_doc.xml · nonDerivative · entry 1 BAQAR HASSAN · CIK 0001529638 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,260 F1 · balance_after: Includes 115,500 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| September 25, 2018 Filed Sep 27, 2018 17:12 UTC |
Stilwell JosephDirector · 10% owner
Stilwell Value LLC10% owner
Stilwell Associates, L.P.10% owner
Stilwell Activist Fund, L.P.10% owner
Stilwell Activist Investments, L.P.10% owner
|
PurchaseCommon Stock | 12,144 | $2.95 | $35,824.80 |
DisclosureSEC source: 0001144204-18-051135 · tv503667_form4.xml · nonDerivative · entry 4 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,013,596 F3 · shares: This Form 4 reports the following acquisitions: on September 25, 2018, Stilwell Activist Fund, L.P. ("SAF") acquired 1,656 shares at $2.95 USD per share and Stilwell Activist Investments, L.P. ("SAI") acquired 12,144 shares at $2.95 USD per share. F5 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| September 25, 2018 Filed Sep 27, 2018 17:12 UTC |
Stilwell JosephDirector · 10% owner
Stilwell Value LLC10% owner
Stilwell Associates, L.P.10% owner
Stilwell Activist Fund, L.P.10% owner
Stilwell Activist Investments, L.P.10% owner
|
PurchaseCommon Stock | 1,656 | $2.95 | $4,885.20 |
DisclosureSEC source: 0001144204-18-051135 · tv503667_form4.xml · nonDerivative · entry 3 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 402,240 F3 · shares: This Form 4 reports the following acquisitions: on September 25, 2018, Stilwell Activist Fund, L.P. ("SAF") acquired 1,656 shares at $2.95 USD per share and Stilwell Activist Investments, L.P. ("SAI") acquired 12,144 shares at $2.95 USD per share. F4 · ownership.nature: These are shares owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| September 24, 2018 Filed Sep 25, 2018 17:47 UTC |
Stilwell JosephDirector · 10% owner
Stilwell Value LLC10% owner
Stilwell Associates, L.P.10% owner
Stilwell Activist Fund, L.P.10% owner
Stilwell Activist Investments, L.P.10% owner
|
PurchaseCommon Stock | 16,632 | $2.95 | $48,986.23 |
DisclosureSEC source: 0001144204-18-050665 · tv503436_form4.xml · nonDerivative · entry 6 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,001,452 F3 · shares: This Form 4 reports the following acquisitions: (a) on September 21, 2018, Stilwell Activist Fund, L.P. ("SAF") acquired 1,080 shares at $2.9721 USD per share and Stilwell Activist Investments, L.P. ("SAI") acquired 7,920 shares at $2.9721 USD per share; and (b) on September 24, 2018, SAF acquired 2,268 shares at $2.9453 USD per share and SAI acquired 16,632 shares at $2.9453 USD per share. F5 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| September 24, 2018 Filed Sep 25, 2018 17:47 UTC |
Stilwell JosephDirector · 10% owner
Stilwell Value LLC10% owner
Stilwell Associates, L.P.10% owner
Stilwell Activist Fund, L.P.10% owner
Stilwell Activist Investments, L.P.10% owner
|
PurchaseCommon Stock | 2,268 | $2.95 | $6,679.94 |
DisclosureSEC source: 0001144204-18-050665 · tv503436_form4.xml · nonDerivative · entry 5 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 400,584 F3 · shares: This Form 4 reports the following acquisitions: (a) on September 21, 2018, Stilwell Activist Fund, L.P. ("SAF") acquired 1,080 shares at $2.9721 USD per share and Stilwell Activist Investments, L.P. ("SAI") acquired 7,920 shares at $2.9721 USD per share; and (b) on September 24, 2018, SAF acquired 2,268 shares at $2.9453 USD per share and SAI acquired 16,632 shares at $2.9453 USD per share. F4 · ownership.nature: These are shares owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| September 21, 2018 Filed Sep 25, 2018 17:47 UTC |
Stilwell JosephDirector · 10% owner
Stilwell Value LLC10% owner
Stilwell Associates, L.P.10% owner
Stilwell Activist Fund, L.P.10% owner
Stilwell Activist Investments, L.P.10% owner
|
PurchaseCommon Stock | 7,920 | $2.97 | $23,539.03 |
DisclosureSEC source: 0001144204-18-050665 · tv503436_form4.xml · nonDerivative · entry 4 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,984,820 F3 · shares: This Form 4 reports the following acquisitions: (a) on September 21, 2018, Stilwell Activist Fund, L.P. ("SAF") acquired 1,080 shares at $2.9721 USD per share and Stilwell Activist Investments, L.P. ("SAI") acquired 7,920 shares at $2.9721 USD per share; and (b) on September 24, 2018, SAF acquired 2,268 shares at $2.9453 USD per share and SAI acquired 16,632 shares at $2.9453 USD per share. F5 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| September 21, 2018 Filed Sep 25, 2018 17:47 UTC |
Stilwell JosephDirector · 10% owner
Stilwell Value LLC10% owner
Stilwell Associates, L.P.10% owner
Stilwell Activist Fund, L.P.10% owner
Stilwell Activist Investments, L.P.10% owner
|
PurchaseCommon Stock | 1,080 | $2.97 | $3,209.87 |
DisclosureSEC source: 0001144204-18-050665 · tv503436_form4.xml · nonDerivative · entry 3 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 398,316 F3 · shares: This Form 4 reports the following acquisitions: (a) on September 21, 2018, Stilwell Activist Fund, L.P. ("SAF") acquired 1,080 shares at $2.9721 USD per share and Stilwell Activist Investments, L.P. ("SAI") acquired 7,920 shares at $2.9721 USD per share; and (b) on September 24, 2018, SAF acquired 2,268 shares at $2.9453 USD per share and SAI acquired 16,632 shares at $2.9453 USD per share. F4 · ownership.nature: These are shares owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| September 20, 2018 Filed Sep 21, 2018 17:34 UTC |
Stilwell JosephDirector · 10% owner
Stilwell Value LLC10% owner
Stilwell Associates, L.P.10% owner
Stilwell Activist Fund, L.P.10% owner
Stilwell Activist Investments, L.P.10% owner
|
PurchaseCommon Stock | 3,908 | $2.96 | $11,574.71 |
DisclosureSEC source: 0001144204-18-050314 · tv503285_form4.xml · nonDerivative · entry 5 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,976,900 F3 · shares: This Form 4 reports the following acquisitions: (a) on September 19, 2018, Stilwell Activist Investments, L.P. ("SAI") acquired 4,100 shares at $2.9487 USD per share; and (b) on September 20, 2018, Stilwell Activist Fund, L.P. ("SAF") acquired 1,092 shares at $2.9618 USD per share and SAI acquired 3,908 shares at $2.9618 USD per share. F5 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| September 20, 2018 Filed Sep 21, 2018 17:34 UTC |
Stilwell JosephDirector · 10% owner
Stilwell Value LLC10% owner
Stilwell Associates, L.P.10% owner
Stilwell Activist Fund, L.P.10% owner
Stilwell Activist Investments, L.P.10% owner
|
PurchaseCommon Stock | 1,092 | $2.96 | $3,234.29 |
DisclosureSEC source: 0001144204-18-050314 · tv503285_form4.xml · nonDerivative · entry 4 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 397,236 F3 · shares: This Form 4 reports the following acquisitions: (a) on September 19, 2018, Stilwell Activist Investments, L.P. ("SAI") acquired 4,100 shares at $2.9487 USD per share; and (b) on September 20, 2018, Stilwell Activist Fund, L.P. ("SAF") acquired 1,092 shares at $2.9618 USD per share and SAI acquired 3,908 shares at $2.9618 USD per share. F4 · ownership.nature: These are shares owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| September 19, 2018 Filed Sep 21, 2018 17:34 UTC |
Stilwell JosephDirector · 10% owner
Stilwell Value LLC10% owner
Stilwell Associates, L.P.10% owner
Stilwell Activist Fund, L.P.10% owner
Stilwell Activist Investments, L.P.10% owner
|
PurchaseCommon Stock | 4,100 | $2.95 | $12,089.67 |
DisclosureSEC source: 0001144204-18-050314 · tv503285_form4.xml · nonDerivative · entry 3 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,972,992 F3 · shares: This Form 4 reports the following acquisitions: (a) on September 19, 2018, Stilwell Activist Investments, L.P. ("SAI") acquired 4,100 shares at $2.9487 USD per share; and (b) on September 20, 2018, Stilwell Activist Fund, L.P. ("SAF") acquired 1,092 shares at $2.9618 USD per share and SAI acquired 3,908 shares at $2.9618 USD per share. F5 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| September 17, 2018 Filed Sep 17, 2018 16:57 UTC |
Fitzgerald John Taylor MaloneyDirector · CEO and President
|
PurchaseCommon Stock | 656 | $3.06 | $2,004.08 |
DisclosureSEC source: 0001072627-18-000121 · primary_doc.xml · nonDerivative · entry 1 Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 900,609 F1 · balance_after: Includes 500,000 of restricted stock issued on September 5, 2018. Read SEC document |
| September 17, 2018 Filed Sep 17, 2018 17:57 UTC |
SWETS LARRY G JRDirector
|
PurchaseCommon Stock | 190 | $3.06 | $580.45 |
DisclosureSEC source: 0001072627-18-000122 · primary_doc.xml · nonDerivative · entry 1 SWETS LARRY G JR · CIK 0001409891 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 963,273 Read SEC document |
| September 17, 2018 Filed Sep 17, 2018 16:40 UTC |
BAQAR HASSANVice President
|
PurchaseCommon Stock | 328 | $3.06 | $1,002.04 |
DisclosureSEC source: 0001072627-18-000119 · primary_doc.xml · nonDerivative · entry 1 BAQAR HASSAN · CIK 0001529638 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,904 F1 · balance_after: Includes 115,500 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| September 17, 2018 Filed Sep 17, 2018 16:47 UTC |
Hickey William August JrCFO, EVP and SEC
|
PurchaseCommon Stock | 490 | $3.06 | $1,496.95 |
DisclosureSEC source: 0001072627-18-000120 · primary_doc.xml · nonDerivative · entry 1 Hickey William August Jr · CIK 0001538238 · CFO, EVP and SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 310,642 F1 · balance_after: Includes 229,500 restricted common shares under the 2013 Equity Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| September 14, 2018 Filed Sep 17, 2018 19:49 UTC |
Stilwell JosephDirector · 10% owner
Stilwell Value LLC10% owner
Stilwell Associates, L.P.10% owner
Stilwell Activist Fund, L.P.10% owner
Stilwell Activist Investments, L.P.10% owner
|
PurchaseCommon Stock | 22,000 | $2.95 | $64,900.00 |
DisclosureSEC source: 0001144204-18-049652 · tv502991_form4.xml · nonDerivative · entry 6 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,968,892 F3 · shares: This Form 4 reports the following acquisitions: (a) on September 13, 2018, Stilwell Activist Fund, L.P. ("SAF") acquired 6,000 shares at $2.80 USD per share and Stilwell Activist Investments, L.P. ("SAI") acquired 44,000 shares at $2.80 USD per share; and (b) on September 14, 2018, SAF acquired 3,000 shares at $2.95 USD per share and SAI acquired 22,000 shares at $2.95 USD per share. F5 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| September 14, 2018 Filed Sep 17, 2018 19:49 UTC |
Stilwell JosephDirector · 10% owner
Stilwell Value LLC10% owner
Stilwell Associates, L.P.10% owner
Stilwell Activist Fund, L.P.10% owner
Stilwell Activist Investments, L.P.10% owner
|
PurchaseCommon Stock | 3,000 | $2.95 | $8,850.00 |
DisclosureSEC source: 0001144204-18-049652 · tv502991_form4.xml · nonDerivative · entry 5 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 396,144 F3 · shares: This Form 4 reports the following acquisitions: (a) on September 13, 2018, Stilwell Activist Fund, L.P. ("SAF") acquired 6,000 shares at $2.80 USD per share and Stilwell Activist Investments, L.P. ("SAI") acquired 44,000 shares at $2.80 USD per share; and (b) on September 14, 2018, SAF acquired 3,000 shares at $2.95 USD per share and SAI acquired 22,000 shares at $2.95 USD per share. F4 · ownership.nature: These are shares owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| September 13, 2018 Filed Sep 17, 2018 19:49 UTC |
Stilwell JosephDirector · 10% owner
Stilwell Value LLC10% owner
Stilwell Associates, L.P.10% owner
Stilwell Activist Fund, L.P.10% owner
Stilwell Activist Investments, L.P.10% owner
|
PurchaseCommon Stock | 44,000 | $2.80 | $123,200.00 |
DisclosureSEC source: 0001144204-18-049652 · tv502991_form4.xml · nonDerivative · entry 4 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,946,892 F3 · shares: This Form 4 reports the following acquisitions: (a) on September 13, 2018, Stilwell Activist Fund, L.P. ("SAF") acquired 6,000 shares at $2.80 USD per share and Stilwell Activist Investments, L.P. ("SAI") acquired 44,000 shares at $2.80 USD per share; and (b) on September 14, 2018, SAF acquired 3,000 shares at $2.95 USD per share and SAI acquired 22,000 shares at $2.95 USD per share. F5 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| September 13, 2018 Filed Sep 17, 2018 19:49 UTC |
Stilwell JosephDirector · 10% owner
Stilwell Value LLC10% owner
Stilwell Associates, L.P.10% owner
Stilwell Activist Fund, L.P.10% owner
Stilwell Activist Investments, L.P.10% owner
|
PurchaseCommon Stock | 6,000 | $2.80 | $16,800.00 |
DisclosureSEC source: 0001144204-18-049652 · tv502991_form4.xml · nonDerivative · entry 3 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 393,144 F3 · shares: This Form 4 reports the following acquisitions: (a) on September 13, 2018, Stilwell Activist Fund, L.P. ("SAF") acquired 6,000 shares at $2.80 USD per share and Stilwell Activist Investments, L.P. ("SAI") acquired 44,000 shares at $2.80 USD per share; and (b) on September 14, 2018, SAF acquired 3,000 shares at $2.95 USD per share and SAI acquired 22,000 shares at $2.95 USD per share. F4 · ownership.nature: These are shares owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| September 12, 2018 Filed Sep 13, 2018 21:18 UTC |
Stilwell JosephDirector · 10% owner
Stilwell Value LLC10% owner
Stilwell Associates, L.P.10% owner
Stilwell Activist Fund, L.P.10% owner
Stilwell Activist Investments, L.P.10% owner
|
PurchaseCommon Stock | 69,169 | $2.78 | $192,407.41 |
DisclosureSEC source: 0001144204-18-049369 · tv502852_form4.xml · nonDerivative · entry 6 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,902,892 F3 · shares: This Form 4 reports the following acquisitions: (a) on September 11, 2018, Stilwell Activist Fund, L.P. ("SAF") acquired 31,740 shares at $2.6998 USD per share and Stilwell Activist Investments, L.P. ("SAI") acquired 232,760 shares at $2.6998 USD per share; and (b) on September 12, 2018, SAF acquired 9,432 shares at $2.7817 USD per share and SAI acquired 69,169 shares at $2.7817 USD per share. F5 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| September 12, 2018 Filed Sep 13, 2018 21:18 UTC |
Stilwell JosephDirector · 10% owner
Stilwell Value LLC10% owner
Stilwell Associates, L.P.10% owner
Stilwell Activist Fund, L.P.10% owner
Stilwell Activist Investments, L.P.10% owner
|
PurchaseCommon Stock | 9,432 | $2.78 | $26,236.99 |
DisclosureSEC source: 0001144204-18-049369 · tv502852_form4.xml · nonDerivative · entry 5 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 387,144 F3 · shares: This Form 4 reports the following acquisitions: (a) on September 11, 2018, Stilwell Activist Fund, L.P. ("SAF") acquired 31,740 shares at $2.6998 USD per share and Stilwell Activist Investments, L.P. ("SAI") acquired 232,760 shares at $2.6998 USD per share; and (b) on September 12, 2018, SAF acquired 9,432 shares at $2.7817 USD per share and SAI acquired 69,169 shares at $2.7817 USD per share. F4 · ownership.nature: These are shares owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| September 11, 2018 Filed Sep 12, 2018 15:38 UTC |
Fitzgerald John Taylor MaloneyDirector · CEO and President
|
PurchaseCommon Stock | 10,000 | $2.70 | $27,000.00 |
DisclosureSEC source: 0001072627-18-000116 · primary_doc.xml · nonDerivative · entry 1 Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 899,953 F1 · balance_after: Includes 500,000 of restricted stock issued on September 5, 2018. Read SEC document |
| September 11, 2018 Filed Sep 13, 2018 21:18 UTC |
Stilwell JosephDirector · 10% owner
Stilwell Value LLC10% owner
Stilwell Associates, L.P.10% owner
Stilwell Activist Fund, L.P.10% owner
Stilwell Activist Investments, L.P.10% owner
|
PurchaseCommon Stock | 232,760 | $2.70 | $628,405.45 |
DisclosureSEC source: 0001144204-18-049369 · tv502852_form4.xml · nonDerivative · entry 4 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,833,723 F3 · shares: This Form 4 reports the following acquisitions: (a) on September 11, 2018, Stilwell Activist Fund, L.P. ("SAF") acquired 31,740 shares at $2.6998 USD per share and Stilwell Activist Investments, L.P. ("SAI") acquired 232,760 shares at $2.6998 USD per share; and (b) on September 12, 2018, SAF acquired 9,432 shares at $2.7817 USD per share and SAI acquired 69,169 shares at $2.7817 USD per share. F5 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| September 11, 2018 Filed Sep 13, 2018 21:18 UTC |
Stilwell JosephDirector · 10% owner
Stilwell Value LLC10% owner
Stilwell Associates, L.P.10% owner
Stilwell Activist Fund, L.P.10% owner
Stilwell Activist Investments, L.P.10% owner
|
PurchaseCommon Stock | 31,740 | $2.70 | $85,691.65 |
DisclosureSEC source: 0001144204-18-049369 · tv502852_form4.xml · nonDerivative · entry 3 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 377,712 F3 · shares: This Form 4 reports the following acquisitions: (a) on September 11, 2018, Stilwell Activist Fund, L.P. ("SAF") acquired 31,740 shares at $2.6998 USD per share and Stilwell Activist Investments, L.P. ("SAI") acquired 232,760 shares at $2.6998 USD per share; and (b) on September 12, 2018, SAF acquired 9,432 shares at $2.7817 USD per share and SAI acquired 69,169 shares at $2.7817 USD per share. F4 · ownership.nature: These are shares owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| September 10, 2018 Filed Sep 10, 2018 23:19 UTC |
LEVINE DOUGLASDirector
|
PurchaseCommon Stock | 27,000 | $2.45 | $66,150.00 |
DisclosureSEC source: 0001072627-18-000114 · primary_doc.xml · nonDerivative · entry 8 LEVINE DOUGLAS · CIK 0001164694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,054,786 F1 · balance_after: Douglas Levine directly owns shares of common stock (918,484 shares), and indirectly by spouse (83,200 shares), and by trust for children (53,102 shares). Read SEC document |
| September 10, 2018 Filed Sep 10, 2018 23:19 UTC |
LEVINE DOUGLASDirector
|
PurchaseCommon Stock | 9,000 | $2.44 | $21,960.00 |
DisclosureSEC source: 0001072627-18-000114 · primary_doc.xml · nonDerivative · entry 7 LEVINE DOUGLAS · CIK 0001164694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,027,786 F1 · balance_after: Douglas Levine directly owns shares of common stock (918,484 shares), and indirectly by spouse (83,200 shares), and by trust for children (53,102 shares). Read SEC document |
| September 10, 2018 Filed Sep 10, 2018 23:19 UTC |
LEVINE DOUGLASDirector
|
PurchaseCommon Stock | 22,900 | $2.40 | $54,960.00 |
DisclosureSEC source: 0001072627-18-000114 · primary_doc.xml · nonDerivative · entry 6 LEVINE DOUGLAS · CIK 0001164694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,018,786 F1 · balance_after: Douglas Levine directly owns shares of common stock (918,484 shares), and indirectly by spouse (83,200 shares), and by trust for children (53,102 shares). Read SEC document |
| September 10, 2018 Filed Sep 10, 2018 23:19 UTC |
LEVINE DOUGLASDirector
|
PurchaseCommon Stock | 9,000 | $2.40 | $21,591.00 |
DisclosureSEC source: 0001072627-18-000114 · primary_doc.xml · nonDerivative · entry 5 LEVINE DOUGLAS · CIK 0001164694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 995,886 F1 · balance_after: Douglas Levine directly owns shares of common stock (918,484 shares), and indirectly by spouse (83,200 shares), and by trust for children (53,102 shares). Read SEC document |
| September 10, 2018 Filed Sep 10, 2018 23:19 UTC |
LEVINE DOUGLASDirector
|
PurchaseCommon Stock | 9,000 | $2.50 | $22,500.00 |
DisclosureSEC source: 0001072627-18-000114 · primary_doc.xml · nonDerivative · entry 4 LEVINE DOUGLAS · CIK 0001164694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 986,886 F1 · balance_after: Douglas Levine directly owns shares of common stock (918,484 shares), and indirectly by spouse (83,200 shares), and by trust for children (53,102 shares). Read SEC document |
| September 10, 2018 Filed Sep 10, 2018 23:19 UTC |
LEVINE DOUGLASDirector
|
PurchaseCommon Stock | 9,000 | $2.35 | $21,150.00 |
DisclosureSEC source: 0001072627-18-000114 · primary_doc.xml · nonDerivative · entry 3 LEVINE DOUGLAS · CIK 0001164694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 977,886 F1 · balance_after: Douglas Levine directly owns shares of common stock (918,484 shares), and indirectly by spouse (83,200 shares), and by trust for children (53,102 shares). Read SEC document |
| September 10, 2018 Filed Sep 10, 2018 23:19 UTC |
LEVINE DOUGLASDirector
|
PurchaseCommon Stock | 9,000 | $2.42 | $21,780.00 |
DisclosureSEC source: 0001072627-18-000114 · primary_doc.xml · nonDerivative · entry 2 LEVINE DOUGLAS · CIK 0001164694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 968,886 F1 · balance_after: Douglas Levine directly owns shares of common stock (918,484 shares), and indirectly by spouse (83,200 shares), and by trust for children (53,102 shares). Read SEC document |
| September 10, 2018 Filed Sep 10, 2018 23:19 UTC |
LEVINE DOUGLASDirector
|
PurchaseCommon Stock | 7,000 | $2.37 | $16,590.00 |
DisclosureSEC source: 0001072627-18-000114 · primary_doc.xml · nonDerivative · entry 1 LEVINE DOUGLAS · CIK 0001164694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 959,886 F1 · balance_after: Douglas Levine directly owns shares of common stock (918,484 shares), and indirectly by spouse (83,200 shares), and by trust for children (53,102 shares). Read SEC document |
| September 10, 2018 Filed Sep 10, 2018 23:32 UTC |
Fitzgerald John Taylor MaloneyDirector · CEO and President
|
PurchaseCommon Stock | 4,000 | $2.50 | $10,000.00 |
DisclosureSEC source: 0001072627-18-000115 · primary_doc.xml · nonDerivative · entry 3 Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 889,953 F1 · balance_after: Includes 500,000 of restricted stock issued on September 5, 2018. Read SEC document |
| September 10, 2018 Filed Sep 10, 2018 23:32 UTC |
Fitzgerald John Taylor MaloneyDirector · CEO and President
|
PurchaseCommon Stock | 4,700 | $2.45 | $11,515.00 |
DisclosureSEC source: 0001072627-18-000115 · primary_doc.xml · nonDerivative · entry 2 Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 885,953 F1 · balance_after: Includes 500,000 of restricted stock issued on September 5, 2018. Read SEC document |
| September 10, 2018 Filed Sep 10, 2018 23:32 UTC |
Fitzgerald John Taylor MaloneyDirector · CEO and President
|
PurchaseCommon Stock | 5,000 | $2.40 | $12,000.00 |
DisclosureSEC source: 0001072627-18-000115 · primary_doc.xml · nonDerivative · entry 1 Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 881,253 F1 · balance_after: Includes 500,000 of restricted stock issued on September 5, 2018. Read SEC document |
| September 10, 2018 Filed Sep 12, 2018 22:24 UTC |
Stilwell JosephDirector · 10% owner
Stilwell Value LLCDirector · 10% owner
Stilwell Associates, L.P.Director · 10% owner
Stilwell Activist Fund, L.P.Director · 10% owner
Stilwell Activist Investments, L.P.Director · 10% owner
|
PurchaseCommon Stock | 39,854 | $2.63 | $104,820.01 |
DisclosureSEC source: 0001144204-18-049236 · tv502788_4.xml · nonDerivative · entry 4 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · Director · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · Director · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · Director · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,600,963 F4 · shares: This Form 4 reports an acquisition on September 10, 2018, by the following entities: (a) Stilwell Activist Fund, L.P. ("SAF") of 29,258 shares at $2.6301 USD per share, and (b) Stilwell Activist Investments, L.P. ("SAI") of 39,854 shares at $2.6301 USD per share. F6 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| September 10, 2018 Filed Sep 12, 2018 22:24 UTC |
Stilwell JosephDirector · 10% owner
Stilwell Value LLCDirector · 10% owner
Stilwell Associates, L.P.Director · 10% owner
Stilwell Activist Fund, L.P.Director · 10% owner
Stilwell Activist Investments, L.P.Director · 10% owner
|
PurchaseCommon Stock | 29,258 | $2.63 | $76,951.47 |
DisclosureSEC source: 0001144204-18-049236 · tv502788_4.xml · nonDerivative · entry 3 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · Director · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · Director · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · Director · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 345,972 F4 · shares: This Form 4 reports an acquisition on September 10, 2018, by the following entities: (a) Stilwell Activist Fund, L.P. ("SAF") of 29,258 shares at $2.6301 USD per share, and (b) Stilwell Activist Investments, L.P. ("SAI") of 39,854 shares at $2.6301 USD per share. F5 · ownership.nature: These are shares owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| September 05, 2018 Filed Sep 7, 2018 21:00 UTC |
Fitzgerald John Taylor MaloneyDirector · CEO and President
|
GrantCommon Stock | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001072627-18-000109 · primary_doc.xml · nonDerivative · entry 2 Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 876,253 F1 · price: Restricted Stock issued in exchange for Restricted Stock Units previously granted to the reporting person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.