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KTOS

KRATOS DEFENSE & SECURITY SOLUTIONS, INC.

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3567
SEC CIK
0001069258
Parsed reports
831

Last 12 months

Inside the activity.

0 purchase rows · 282 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025017
Dec 2025036
Jan 2026049
Feb 2026028
Mar 2026055
Apr 2026021
May 2026020
Jun 2026018
Jul 2026014
Aug 2026018
Sep 202606
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 27, 2017 Filed Jun 30, 2017 00:18 UTC
Carrai Phillip DPresident, TTS Division
Exercise / conversionCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001509409-17-000006 · primary_doc.xml · nonDerivative · entry 5

Carrai Phillip D · CIK 0001509409 · President, TTS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,652

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: RSUs were granted and previously reported on a Form 4 filed January 7, 2014. Of these RSUs, one tranche of 6,000 shares was released on June 27, 2017.

F5 · balance_after: Includes 17,074 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 15,263 shares held in Issuer's 401(k) Plan.

Read SEC document
June 27, 2017 Filed Jun 30, 2017 00:18 UTC
Carrai Phillip DPresident, TTS Division
Tax withholdingCommon Stock 3,310 $11.16 $36,939.60
Disclosure

SEC source: 0001509409-17-000006 · primary_doc.xml · nonDerivative · entry 4

Carrai Phillip D · CIK 0001509409 · President, TTS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,652

F4 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4.

F5 · balance_after: Includes 17,074 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 15,263 shares held in Issuer's 401(k) Plan.

Read SEC document
June 27, 2017 Filed Jun 30, 2017 00:18 UTC
Carrai Phillip DPresident, TTS Division
Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001509409-17-000006 · primary_doc.xml · nonDerivative · entry 3

Carrai Phillip D · CIK 0001509409 · President, TTS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,962

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, two tranches of 10,000 shares each were released on June 27, 2017.

F5 · balance_after: Includes 17,074 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 15,263 shares held in Issuer's 401(k) Plan.

Read SEC document
June 27, 2017 Filed Jun 30, 2017 00:18 UTC
Carrai Phillip DPresident, TTS Division
Tax withholdingCommon Stock 3,310 $10.82 $35,814.20
Disclosure

SEC source: 0001509409-17-000006 · primary_doc.xml · nonDerivative · entry 2

Carrai Phillip D · CIK 0001509409 · President, TTS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,962

F4 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4.

F5 · balance_after: Includes 17,074 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 15,263 shares held in Issuer's 401(k) Plan.

Read SEC document
June 27, 2017 Filed Jun 30, 2017 00:18 UTC
Carrai Phillip DPresident, TTS Division
Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001509409-17-000006 · primary_doc.xml · nonDerivative · entry 1

Carrai Phillip D · CIK 0001509409 · President, TTS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,272

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, two tranches of 10,000 shares each were released on June 27, 2017.

F5 · balance_after: Includes 17,074 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 15,263 shares held in Issuer's 401(k) Plan.

Read SEC document
June 27, 2017 Filed Jun 30, 2017 00:04 UTC
Adelman JonahPresident, ME Division
Exercise / conversionRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001469818-17-000003 · primary_doc.xml · derivative · entry 2

Adelman Jonah · CIK 0001469818 · President, ME Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, one tranche of 3,000 shares was released on June 27, 2017.

F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, one tranche of 3,000 shares was released on June 27, 2017.

Read SEC document
June 27, 2017 Filed Jun 30, 2017 00:04 UTC
Adelman JonahPresident, ME Division
Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001469818-17-000003 · primary_doc.xml · nonDerivative · entry 1

Adelman Jonah · CIK 0001469818 · President, ME Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, one tranche of 3,000 shares was released on June 27, 2017.

F3 · balance_after: Includes 30,000 RSUs granted on August 21, 2015 which vest 100% on August 21, 2020, as reported on the Form 3 filed August 24, 2015.

Read SEC document
June 21, 2017 Filed Jun 24, 2017 00:00 UTC
Fendley Steven S.President, US Division
Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001695434-17-000003 · primary_doc.xml · derivative · entry 4

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed April 12, 2017. Of these RSUs, two tranches of 10,000 shares each were released on June 21, 2017.

F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed April 12, 2017. Of these RSUs, two tranches of 10,000 shares each were released on June 21, 2017.

Read SEC document
June 21, 2017 Filed Jun 24, 2017 00:00 UTC
Fendley Steven S.President, US Division
Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001695434-17-000003 · primary_doc.xml · derivative · entry 3

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed April 12, 2017. Of these RSUs, two tranches of 10,000 shares each were released on June 21, 2017.

F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed April 12, 2017. Of these RSUs, two tranches of 10,000 shares each were released on June 21, 2017.

Read SEC document
June 21, 2017 Filed Jun 24, 2017 00:00 UTC
Fendley Steven S.President, US Division
Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001695434-17-000003 · primary_doc.xml · nonDerivative · entry 2

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: RSUs were granted and previously reported on a Form 4 filed April 12, 2017. Of these RSUs, two tranches of 10,000 shares each were released on June 21, 2017.

Read SEC document
June 21, 2017 Filed Jun 24, 2017 00:00 UTC
Fendley Steven S.President, US Division
Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001695434-17-000003 · primary_doc.xml · nonDerivative · entry 1

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: RSUs were granted and previously reported on a Form 4 filed April 12, 2017. Of these RSUs, two tranches of 10,000 shares each were released on June 21, 2017.

Read SEC document
June 12, 2017 Filed Jun 15, 2017 00:00 UTC
Lund Deanna HEVP & CFO
Exercise / conversionRestricted Stock Units · Derivative 12,500 $0.00 $0.00
Disclosure

SEC source: 0001094718-17-000007 · primary_doc.xml · derivative · entry 6

Lund Deanna H · CIK 0001094718 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, two tranches of 12,500 each were released on June 12, 2017.

F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, two tranches of 12,500 each were released on June 12, 2017.

Read SEC document
June 12, 2017 Filed Jun 15, 2017 00:00 UTC
Lund Deanna HEVP & CFO
Exercise / conversionRestricted Stock Units · Derivative 12,500 $0.00 $0.00
Disclosure

SEC source: 0001094718-17-000007 · primary_doc.xml · derivative · entry 5

Lund Deanna H · CIK 0001094718 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,500

Underlying: Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, two tranches of 12,500 each were released on June 12, 2017.

F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, two tranches of 12,500 each were released on June 12, 2017.

Read SEC document
June 12, 2017 Filed Jun 15, 2017 00:00 UTC
Lund Deanna HEVP & CFO
Tax withholdingCommon Stock 4,697 $10.64 $49,976.08
Disclosure

SEC source: 0001094718-17-000007 · primary_doc.xml · nonDerivative · entry 4

Lund Deanna H · CIK 0001094718 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,123

F3 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4.

F4 · balance_after: Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 14,824 shares held in Issuer's 401(k) Plan.

Read SEC document
June 12, 2017 Filed Jun 15, 2017 00:00 UTC
Lund Deanna HEVP & CFO
Exercise / conversionCommon Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001094718-17-000007 · primary_doc.xml · nonDerivative · entry 3

Lund Deanna H · CIK 0001094718 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,820

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, two tranches of 12,500 each were released on June 12, 2017.

F4 · balance_after: Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 14,824 shares held in Issuer's 401(k) Plan.

Read SEC document
June 12, 2017 Filed Jun 15, 2017 00:00 UTC
Lund Deanna HEVP & CFO
Tax withholdingCommon Stock 4,697 $10.64 $49,976.08
Disclosure

SEC source: 0001094718-17-000007 · primary_doc.xml · nonDerivative · entry 2

Lund Deanna H · CIK 0001094718 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,320

F3 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4.

F4 · balance_after: Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 14,824 shares held in Issuer's 401(k) Plan.

Read SEC document
June 12, 2017 Filed Jun 15, 2017 00:00 UTC
Lund Deanna HEVP & CFO
Exercise / conversionCommon Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001094718-17-000007 · primary_doc.xml · nonDerivative · entry 1

Lund Deanna H · CIK 0001094718 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,017

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, two tranches of 12,500 each were released on June 12, 2017.

F4 · balance_after: Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 14,824 shares held in Issuer's 401(k) Plan.

Read SEC document
June 12, 2017 Filed Jun 15, 2017 00:15 UTC
Mendoza MarieVP, General Counsel, Sec.
Exercise / conversionRestricted Stock Units · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001660112-17-000002 · primary_doc.xml · derivative · entry 6

Mendoza Marie · CIK 0001660112 · VP, General Counsel, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, two tranches of 2,500 each were released on June 12, 2017.

F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, two tranches of 2,500 each were released on June 12, 2017.

Read SEC document
June 12, 2017 Filed Jun 15, 2017 00:15 UTC
Mendoza MarieVP, General Counsel, Sec.
Exercise / conversionRestricted Stock Units · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001660112-17-000002 · primary_doc.xml · derivative · entry 5

Mendoza Marie · CIK 0001660112 · VP, General Counsel, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,500

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, two tranches of 2,500 each were released on June 12, 2017.

F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, two tranches of 2,500 each were released on June 12, 2017.

Read SEC document
June 12, 2017 Filed Jun 15, 2017 00:15 UTC
Mendoza MarieVP, General Counsel, Sec.
Tax withholdingCommon Stock 953 $10.64 $10,139.92
Disclosure

SEC source: 0001660112-17-000002 · primary_doc.xml · nonDerivative · entry 4

Mendoza Marie · CIK 0001660112 · VP, General Counsel, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,983

F3 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4.

F4 · balance_after: Includes 235 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 8,482 shares held in Issuer's 401(k) Plan.

Read SEC document
June 12, 2017 Filed Jun 15, 2017 00:15 UTC
Mendoza MarieVP, General Counsel, Sec.
Exercise / conversionCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001660112-17-000002 · primary_doc.xml · nonDerivative · entry 3

Mendoza Marie · CIK 0001660112 · VP, General Counsel, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,936

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, two tranches of 2,500 each were released on June 12, 2017.

F4 · balance_after: Includes 235 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 8,482 shares held in Issuer's 401(k) Plan.

Read SEC document
June 12, 2017 Filed Jun 15, 2017 00:15 UTC
Mendoza MarieVP, General Counsel, Sec.
Tax withholdingCommon Stock 1,080 $10.64 $11,491.20
Disclosure

SEC source: 0001660112-17-000002 · primary_doc.xml · nonDerivative · entry 2

Mendoza Marie · CIK 0001660112 · VP, General Counsel, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,436

F3 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4.

F4 · balance_after: Includes 235 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 8,482 shares held in Issuer's 401(k) Plan.

Read SEC document
June 12, 2017 Filed Jun 15, 2017 00:15 UTC
Mendoza MarieVP, General Counsel, Sec.
Exercise / conversionCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001660112-17-000002 · primary_doc.xml · nonDerivative · entry 1

Mendoza Marie · CIK 0001660112 · VP, General Counsel, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,516

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, two tranches of 2,500 each were released on June 12, 2017.

F4 · balance_after: Includes 235 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 8,482 shares held in Issuer's 401(k) Plan.

Read SEC document
June 12, 2017 Filed Jun 14, 2017 23:45 UTC
Goodwin Benjamin M.President, PSS Division
Exercise / conversionRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001335786-17-000004 · primary_doc.xml · derivative · entry 6

Goodwin Benjamin M. · CIK 0001335786 · President, PSS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, two tranches of 3,000 each were released on June 12, 2017.

F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, two tranches of 3,000 each were released on June 12, 2017.

Read SEC document
June 12, 2017 Filed Jun 14, 2017 23:45 UTC
Goodwin Benjamin M.President, PSS Division
Exercise / conversionRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001335786-17-000004 · primary_doc.xml · derivative · entry 5

Goodwin Benjamin M. · CIK 0001335786 · President, PSS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, two tranches of 3,000 each were released on June 12, 2017.

F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, two tranches of 3,000 each were released on June 12, 2017.

Read SEC document
June 12, 2017 Filed Jun 14, 2017 23:45 UTC
Goodwin Benjamin M.President, PSS Division
Tax withholdingCommon Stock 1,127 $10.64 $11,991.28
Disclosure

SEC source: 0001335786-17-000004 · primary_doc.xml · nonDerivative · entry 4

Goodwin Benjamin M. · CIK 0001335786 · President, PSS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,534

F3 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4.

F4 · balance_after: Includes 2,352 shares purchased through Issuer's Employee Stock Purchase Plan.

Read SEC document
June 12, 2017 Filed Jun 14, 2017 23:45 UTC
Goodwin Benjamin M.President, PSS Division
Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001335786-17-000004 · primary_doc.xml · nonDerivative · entry 3

Goodwin Benjamin M. · CIK 0001335786 · President, PSS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,661

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, two tranches of 3,000 each were released on June 12, 2017.

F4 · balance_after: Includes 2,352 shares purchased through Issuer's Employee Stock Purchase Plan.

Read SEC document
June 12, 2017 Filed Jun 14, 2017 23:45 UTC
Goodwin Benjamin M.President, PSS Division
Tax withholdingCommon Stock 1,127 $10.64 $11,991.28
Disclosure

SEC source: 0001335786-17-000004 · primary_doc.xml · nonDerivative · entry 2

Goodwin Benjamin M. · CIK 0001335786 · President, PSS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,661

F3 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4.

F4 · balance_after: Includes 2,352 shares purchased through Issuer's Employee Stock Purchase Plan.

Read SEC document
June 12, 2017 Filed Jun 14, 2017 23:45 UTC
Goodwin Benjamin M.President, PSS Division
Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001335786-17-000004 · primary_doc.xml · nonDerivative · entry 1

Goodwin Benjamin M. · CIK 0001335786 · President, PSS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,788

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, two tranches of 3,000 each were released on June 12, 2017.

F4 · balance_after: Includes 2,352 shares purchased through Issuer's Employee Stock Purchase Plan.

Read SEC document
June 12, 2017 Filed Jun 14, 2017 23:32 UTC
Adelman JonahPresident, ME Division
Exercise / conversionRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001469818-17-000002 · primary_doc.xml · derivative · entry 4

Adelman Jonah · CIK 0001469818 · President, ME Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, two tranches of 3,000 each were released on June 12, 2017.

F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, two tranches of 3,000 each were released on June 12, 2017.

Read SEC document
June 12, 2017 Filed Jun 14, 2017 23:32 UTC
Adelman JonahPresident, ME Division
Exercise / conversionRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001469818-17-000002 · primary_doc.xml · derivative · entry 3

Adelman Jonah · CIK 0001469818 · President, ME Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, two tranches of 3,000 each were released on June 12, 2017.

F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, two tranches of 3,000 each were released on June 12, 2017.

Read SEC document
June 12, 2017 Filed Jun 14, 2017 23:32 UTC
Adelman JonahPresident, ME Division
Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001469818-17-000002 · primary_doc.xml · nonDerivative · entry 2

Adelman Jonah · CIK 0001469818 · President, ME Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, two tranches of 3,000 each were released on June 12, 2017.

F3 · balance_after: Includes 30,000 RSUs granted on August 21, 2015 which vest 100% on August 21, 2020, as reported on the Form 3 filed August 24, 2015.

Read SEC document
June 12, 2017 Filed Jun 14, 2017 23:32 UTC
Adelman JonahPresident, ME Division
Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001469818-17-000002 · primary_doc.xml · nonDerivative · entry 1

Adelman Jonah · CIK 0001469818 · President, ME Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, two tranches of 3,000 each were released on June 12, 2017.

F3 · balance_after: Includes 30,000 RSUs granted on August 21, 2015 which vest 100% on August 21, 2020, as reported on the Form 3 filed August 24, 2015.

Read SEC document
June 08, 2017 Filed Jun 9, 2017 18:37 UTC
MILLS THOMAS E IVPresident, MS Division
Exercise / conversionRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-17-000005 · primary_doc.xml · derivative · entry 6

MILLS THOMAS E IV · CIK 0001080997 · President, MS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, two tranches of 3,000 each were released on June 8, 2017.

F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, two tranches of 3,000 each were released on June 8, 2017.

Read SEC document
June 08, 2017 Filed Jun 9, 2017 18:37 UTC
MILLS THOMAS E IVPresident, MS Division
Exercise / conversionRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-17-000005 · primary_doc.xml · derivative · entry 5

MILLS THOMAS E IV · CIK 0001080997 · President, MS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, two tranches of 3,000 each were released on June 8, 2017.

F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, two tranches of 3,000 each were released on June 8, 2017.

Read SEC document
June 08, 2017 Filed Jun 9, 2017 18:37 UTC
MILLS THOMAS E IVPresident, MS Division
Tax withholdingCommon Stock 912 $10.64 $9,703.68
Disclosure

SEC source: 0001080997-17-000005 · primary_doc.xml · nonDerivative · entry 4

MILLS THOMAS E IV · CIK 0001080997 · President, MS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,013

F3 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4.

F4 · balance_after: Includes 10,190 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 8,439 shares held in Issuer's 401(k) Plan.

Read SEC document
June 08, 2017 Filed Jun 9, 2017 18:37 UTC
MILLS THOMAS E IVPresident, MS Division
Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-17-000005 · primary_doc.xml · nonDerivative · entry 3

MILLS THOMAS E IV · CIK 0001080997 · President, MS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,925

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, two tranches of 3,000 each were released on June 8, 2017.

F4 · balance_after: Includes 10,190 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 8,439 shares held in Issuer's 401(k) Plan.

Read SEC document
June 08, 2017 Filed Jun 9, 2017 18:37 UTC
MILLS THOMAS E IVPresident, MS Division
Tax withholdingCommon Stock 887 $10.64 $9,437.68
Disclosure

SEC source: 0001080997-17-000005 · primary_doc.xml · nonDerivative · entry 2

MILLS THOMAS E IV · CIK 0001080997 · President, MS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,925

F3 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4.

F4 · balance_after: Includes 10,190 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 8,439 shares held in Issuer's 401(k) Plan.

Read SEC document
June 08, 2017 Filed Jun 9, 2017 18:37 UTC
MILLS THOMAS E IVPresident, MS Division
Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-17-000005 · primary_doc.xml · nonDerivative · entry 1

MILLS THOMAS E IV · CIK 0001080997 · President, MS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,812

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, two tranches of 3,000 each were released on June 8, 2017.

F4 · balance_after: Includes 10,190 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 8,439 shares held in Issuer's 401(k) Plan.

Read SEC document
June 08, 2017 Filed Jun 9, 2017 22:23 UTC
Cervantes de Burgreen MariaVP & Corporate Controller
Exercise / conversionRestricted Stock Units · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001675014-17-000003 · primary_doc.xml · derivative · entry 6

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, two tranches of 2,500 each were released on June 8, 2017.

F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, two tranches of 2,500 each were released on June 8, 2017.

Read SEC document
June 08, 2017 Filed Jun 9, 2017 22:23 UTC
Cervantes de Burgreen MariaVP & Corporate Controller
Exercise / conversionRestricted Stock Units · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001675014-17-000003 · primary_doc.xml · derivative · entry 5

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,500

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, two tranches of 2,500 each were released on June 8, 2017.

F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, two tranches of 2,500 each were released on June 8, 2017.

Read SEC document
June 08, 2017 Filed Jun 9, 2017 22:23 UTC
Cervantes de Burgreen MariaVP & Corporate Controller
Tax withholdingCommon Stock 969 $10.64 $10,310.16
Disclosure

SEC source: 0001675014-17-000003 · primary_doc.xml · nonDerivative · entry 4

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,631

F3 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4.

F4 · balance_after: Includes 323 shares purchased through Issuer's Employee Stock Purchase Plan; approximately 1,476 shares held in Issuer's 401(k) Plan; and 10,000 RSUs that vest on May 12, 2021, subject to the terms of an RSU agreement, as reported on a Form 3 previously filed May 20, 2016.

Read SEC document
June 08, 2017 Filed Jun 9, 2017 22:23 UTC
Cervantes de Burgreen MariaVP & Corporate Controller
Exercise / conversionCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001675014-17-000003 · primary_doc.xml · nonDerivative · entry 3

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, two tranches of 2,500 each were released on June 8, 2017.

F4 · balance_after: Includes 323 shares purchased through Issuer's Employee Stock Purchase Plan; approximately 1,476 shares held in Issuer's 401(k) Plan; and 10,000 RSUs that vest on May 12, 2021, subject to the terms of an RSU agreement, as reported on a Form 3 previously filed May 20, 2016.

Read SEC document
June 08, 2017 Filed Jun 9, 2017 22:23 UTC
Cervantes de Burgreen MariaVP & Corporate Controller
Tax withholdingCommon Stock 1,078 $10.64 $11,469.92
Disclosure

SEC source: 0001675014-17-000003 · primary_doc.xml · nonDerivative · entry 2

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,100

F3 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4.

F4 · balance_after: Includes 323 shares purchased through Issuer's Employee Stock Purchase Plan; approximately 1,476 shares held in Issuer's 401(k) Plan; and 10,000 RSUs that vest on May 12, 2021, subject to the terms of an RSU agreement, as reported on a Form 3 previously filed May 20, 2016.

Read SEC document
June 08, 2017 Filed Jun 9, 2017 22:23 UTC
Cervantes de Burgreen MariaVP & Corporate Controller
Exercise / conversionCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001675014-17-000003 · primary_doc.xml · nonDerivative · entry 1

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,178

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, two tranches of 2,500 each were released on June 8, 2017.

F4 · balance_after: Includes 323 shares purchased through Issuer's Employee Stock Purchase Plan; approximately 1,476 shares held in Issuer's 401(k) Plan; and 10,000 RSUs that vest on May 12, 2021, subject to the terms of an RSU agreement, as reported on a Form 3 previously filed May 20, 2016.

Read SEC document
June 08, 2017 Filed Jun 9, 2017 22:07 UTC
Carter David MPresident, DRSS Division
Exercise / conversionRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001509412-17-000005 · primary_doc.xml · derivative · entry 6

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, two tranches of 3,000 each were released on June 8, 2017.

F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, two tranches of 3,000 each were released on June 8, 2017.

Read SEC document
June 08, 2017 Filed Jun 9, 2017 22:07 UTC
Carter David MPresident, DRSS Division
Exercise / conversionRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001509412-17-000005 · primary_doc.xml · derivative · entry 5

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, two tranches of 3,000 each were released on June 8, 2017.

F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, two tranches of 3,000 each were released on June 8, 2017.

Read SEC document
June 08, 2017 Filed Jun 9, 2017 22:07 UTC
Carter David MPresident, DRSS Division
Tax withholdingCommon Stock 993 $10.64 $10,565.52
Disclosure

SEC source: 0001509412-17-000005 · primary_doc.xml · nonDerivative · entry 4

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,427

F3 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4.

F4 · balance_after: Includes 10,551 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 12,000 shares held in Issuer's 401(k) Plan.

Read SEC document
June 08, 2017 Filed Jun 9, 2017 22:07 UTC
Carter David MPresident, DRSS Division
Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001509412-17-000005 · primary_doc.xml · nonDerivative · entry 3

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,420

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, two tranches of 3,000 each were released on June 8, 2017.

F4 · balance_after: Includes 10,551 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 12,000 shares held in Issuer's 401(k) Plan.

Read SEC document
June 08, 2017 Filed Jun 9, 2017 22:07 UTC
Carter David MPresident, DRSS Division
Tax withholdingCommon Stock 993 $10.64 $10,565.52
Disclosure

SEC source: 0001509412-17-000005 · primary_doc.xml · nonDerivative · entry 2

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,420

F3 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4.

F4 · balance_after: Includes 10,551 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 12,000 shares held in Issuer's 401(k) Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.