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KTOS

KRATOS DEFENSE & SECURITY SOLUTIONS, INC.

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3567
SEC CIK
0001069258
Parsed reports
831

Last 12 months

Inside the activity.

0 purchase rows · 282 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025017
Dec 2025036
Jan 2026049
Feb 2026028
Mar 2026055
Apr 2026021
May 2026020
Jun 2026018
Jul 2026014
Aug 2026018
Sep 202606
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 16, 2020 Filed Mar 17, 2020 00:01 UTC
Cervantes de Burgreen MariaVP & Corporate Controller
PurchaseCommon Stock 1,180 $11.00 $12,977.40
Disclosure

SEC source: 0001675014-20-000002 · primary_doc.xml · nonDerivative · entry 1

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,625

F1 · shares: Open market purchase of Issuer's common stock made in accordance with Issuer's trading policies.

F2 · balance_after: Includes 3,750 shares purchased through Issuer's Employee Stock Purchase Plan; approximately 3,695 shares held in Issuer's 401(k) Plan; and 10,000 RSUs that vest on May 12, 2021, subject to the terms of an RSU agreement, as reported on a Form 3 previously filed May 20, 2016.

Read SEC document
March 13, 2020 Filed Mar 17, 2020 00:15 UTC Exercise / conversionStock Option (right to buy) · Derivative 4,000 $0.00 Strike: $4.98 $0.00
Disclosure

SEC source: 0001014803-20-000002 · primary_doc.xml · derivative · entry 7

Jarvis Scot B · CIK 0001014803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2023-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Exercise of stock option right to buy.

F2 · kind: Exercise of stock option right to buy.

Read SEC document
March 13, 2020 Filed Mar 17, 2020 00:15 UTC Exercise / conversionStock Option (right to buy) · Derivative 4,000 $0.00 Strike: $4.98 $0.00
Disclosure

SEC source: 0001014803-20-000002 · primary_doc.xml · derivative · entry 6

Jarvis Scot B · CIK 0001014803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2023-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Exercise of stock option right to buy.

F2 · kind: Exercise of stock option right to buy.

Read SEC document
March 13, 2020 Filed Mar 17, 2020 00:15 UTC Exercise / conversionCommon Stock 4,000 $4.98 $19,920.00
Disclosure

SEC source: 0001014803-20-000002 · primary_doc.xml · nonDerivative · entry 4

Jarvis Scot B · CIK 0001014803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Exercise of stock option right to buy.

Read SEC document
March 13, 2020 Filed Mar 17, 2020 00:15 UTC Exercise / conversionCommon Stock 4,000 $4.98 $19,920.00
Disclosure

SEC source: 0001014803-20-000002 · primary_doc.xml · nonDerivative · entry 3

Jarvis Scot B · CIK 0001014803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Exercise of stock option right to buy.

Read SEC document
March 13, 2020 Filed Mar 17, 2020 00:15 UTC PurchaseCommon Stock 2,500 $11.35 $28,375.00
Disclosure

SEC source: 0001014803-20-000002 · primary_doc.xml · nonDerivative · entry 2

Jarvis Scot B · CIK 0001014803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,200

F1 · shares: Open market purchase of Issuer's common stock made in accordance with Issuer's trading policies.

Read SEC document
March 13, 2020 Filed Mar 16, 2020 23:52 UTC Exercise / conversionStock Option (right to buy) · Derivative 4,000 $0.00 Strike: $4.98 $0.00
Disclosure

SEC source: 0001243621-20-000001 · primary_doc.xml · derivative · entry 8

ANDERSON SCOTT I · CIK 0001243621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2023-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Exercise of stock option right to buy.

F2 · kind: Exercise of stock option right to buy.

Read SEC document
March 13, 2020 Filed Mar 16, 2020 23:52 UTC Exercise / conversionStock Option (right to buy) · Derivative 4,000 $0.00 Strike: $4.98 $0.00
Disclosure

SEC source: 0001243621-20-000001 · primary_doc.xml · derivative · entry 7

ANDERSON SCOTT I · CIK 0001243621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2023-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Exercise of stock option right to buy.

F2 · kind: Exercise of stock option right to buy.

Read SEC document
March 13, 2020 Filed Mar 16, 2020 23:52 UTC PurchaseCommon Stock 3,200 $12.82 $41,011.84
Disclosure

SEC source: 0001243621-20-000001 · primary_doc.xml · nonDerivative · entry 6

ANDERSON SCOTT I · CIK 0001243621 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 14,333

F1 · shares: Open market purchase of Issuer's common stock made in accordance with Issuer's trading policies.

Read SEC document
March 13, 2020 Filed Mar 16, 2020 23:52 UTC PurchaseCommon Stock 800 $12.80 $10,240.00
Disclosure

SEC source: 0001243621-20-000001 · primary_doc.xml · nonDerivative · entry 5

ANDERSON SCOTT I · CIK 0001243621 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 11,133

F1 · shares: Open market purchase of Issuer's common stock made in accordance with Issuer's trading policies.

Read SEC document
March 13, 2020 Filed Mar 16, 2020 23:52 UTC Exercise / conversionCommon Stock 4,000 $4.98 $19,920.00
Disclosure

SEC source: 0001243621-20-000001 · primary_doc.xml · nonDerivative · entry 4

ANDERSON SCOTT I · CIK 0001243621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,734

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Exercise of stock option right to buy.

Read SEC document
March 13, 2020 Filed Mar 16, 2020 23:52 UTC Exercise / conversionCommon Stock 4,000 $4.98 $19,920.00
Disclosure

SEC source: 0001243621-20-000001 · primary_doc.xml · nonDerivative · entry 3

ANDERSON SCOTT I · CIK 0001243621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,734

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Exercise of stock option right to buy.

Read SEC document
March 13, 2020 Filed Mar 16, 2020 23:52 UTC PurchaseCommon Stock 9,700 $12.85 $124,645.00
Disclosure

SEC source: 0001243621-20-000001 · primary_doc.xml · nonDerivative · entry 2

ANDERSON SCOTT I · CIK 0001243621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,734

F1 · shares: Open market purchase of Issuer's common stock made in accordance with Issuer's trading policies.

Read SEC document
March 13, 2020 Filed Mar 16, 2020 23:52 UTC PurchaseCommon Stock 300 $12.84 $3,852.00
Disclosure

SEC source: 0001243621-20-000001 · primary_doc.xml · nonDerivative · entry 1

ANDERSON SCOTT I · CIK 0001243621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,034

F1 · shares: Open market purchase of Issuer's common stock made in accordance with Issuer's trading policies.

Read SEC document
March 12, 2020 Filed Mar 17, 2020 00:15 UTC PurchaseCommon Stock 2,500 $13.11 $32,775.00
Disclosure

SEC source: 0001014803-20-000002 · primary_doc.xml · nonDerivative · entry 1

Jarvis Scot B · CIK 0001014803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,700

F1 · shares: Open market purchase of Issuer's common stock made in accordance with Issuer's trading policies.

Read SEC document
March 09, 2020 Filed Mar 11, 2020 00:12 UTC PurchaseCommon Stock 2,500 $15.12 $37,800.00
Disclosure

SEC source: 0001014803-20-000001 · primary_doc.xml · nonDerivative · entry 2

Jarvis Scot B · CIK 0001014803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,200

F1 · shares: Open market purchase of Issuer's common stock made in accordance with Issuer's trading policies.

Read SEC document
March 06, 2020 Filed Mar 11, 2020 00:12 UTC PurchaseCommon Stock 2,500 $15.58 $38,950.00
Disclosure

SEC source: 0001014803-20-000001 · primary_doc.xml · nonDerivative · entry 1

Jarvis Scot B · CIK 0001014803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,700

F1 · shares: Open market purchase of Issuer's common stock made in accordance with Issuer's trading policies.

Read SEC document
February 21, 2020 Filed Feb 22, 2020 01:05 UTC
Lund Deanna HEVP & CFO
SaleCommon Stock 7,803 $20.60 $160,715.27
Disclosure

SEC source: 0001094718-20-000003 · primary_doc.xml · nonDerivative · entry 1

Lund Deanna H · CIK 0001094718 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,627

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.492 to $20.78 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 16,276 shares held through Issuer's 401(k) Plan.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 01:49 UTC
Carrai Phillip DPresident, STC Division
SaleCommon Stock 3,350 $20.46 $68,557.08
Disclosure

SEC source: 0001509409-20-000003 · primary_doc.xml · nonDerivative · entry 1

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,036

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.35 to $20.64 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 11,073 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 159 shares held through Issuer's 401(k) Plan.

Read SEC document
January 21, 2020 Filed Jan 24, 2020 00:58 UTC
Lund Deanna HEVP & CFO
SaleCommon Stock 7,803 $19.62 $153,088.62
Disclosure

SEC source: 0001094718-20-000002 · primary_doc.xml · nonDerivative · entry 1

Lund Deanna H · CIK 0001094718 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,392

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.47 to $19.79 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 16,238 shares held through Issuer's 401(k) Plan.

Read SEC document
January 15, 2020 Filed Jan 18, 2020 01:30 UTC
Carrai Phillip DPresident, STC Division
SaleCommon Stock 3,350 $19.54 $65,459.00
Disclosure

SEC source: 0001509409-20-000002 · primary_doc.xml · nonDerivative · entry 1

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,306

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Includes 11,073 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 79 shares held through Issuer's 401(k) Plan.

Read SEC document
January 03, 2020 Filed Jan 4, 2020 01:30 UTC
Lund Deanna HEVP & CFO
GrantRestricted Stock Units · Derivative 75,000 $0.00 $0.00
Disclosure

SEC source: 0001094718-20-000001 · primary_doc.xml · derivative · entry 7

Lund Deanna H · CIK 0001094718 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F4 · derivative.exercise_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

F4 · derivative.expiration_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

Read SEC document
January 03, 2020 Filed Jan 3, 2020 20:13 UTC
MILLS THOMAS E IVPresident, MS Division
GrantRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-20-000001 · primary_doc.xml · derivative · entry 4

MILLS THOMAS E IV · CIK 0001080997 · President, MS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F4 · derivative.exercise_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

F4 · derivative.expiration_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

Read SEC document
January 03, 2020 Filed Jan 4, 2020 00:54 UTC
Carter David MPresident, DRSS Division
GrantRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001509412-20-000001 · primary_doc.xml · derivative · entry 4

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F3 · derivative.exercise_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

F3 · derivative.expiration_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

Read SEC document
January 03, 2020 Filed Jan 4, 2020 01:47 UTC
Carrai Phillip DPresident, STC Division
GrantRestricted Stock Units · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001509409-20-000001 · primary_doc.xml · derivative · entry 5

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F3 · derivative.exercise_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

F3 · derivative.expiration_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

Read SEC document
January 03, 2020 Filed Jan 7, 2020 01:45 UTC
Goodwin Benjamin M.SVP, Corp. Dev. & Gov. Affairs
GrantRestricted Stock Units · Derivative 12,500 $0.00 $0.00
Disclosure

SEC source: 0001335786-20-000001 · primary_doc.xml · derivative · entry 1

Goodwin Benjamin M. · CIK 0001335786 · SVP, Corp. Dev. & Gov. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 12,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

F2 · derivative.expiration_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

Read SEC document
January 03, 2020 Filed Jan 7, 2020 01:28 UTC
DEMARCO ERIC MDirector · President & CEO
GrantRestricted Stock Units · Derivative 150,000 $0.00 $0.00
Disclosure

SEC source: 0001082440-20-000001 · primary_doc.xml · derivative · entry 2

DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F3 · derivative.exercise_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

F3 · derivative.expiration_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

Read SEC document
January 03, 2020 Filed Jan 7, 2020 01:28 UTC
DEMARCO ERIC MDirector · President & CEO
GrantRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001082440-20-000001 · primary_doc.xml · derivative · entry 1

DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs vest 100% on January 2, 2025, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

F2 · derivative.expiration_date: RSUs vest 100% on January 2, 2025, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

Read SEC document
January 03, 2020 Filed Jan 7, 2020 01:52 UTC
Mendoza MarieVP & General Counsel
GrantRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001660112-20-000001 · primary_doc.xml · derivative · entry 1

Mendoza Marie · CIK 0001660112 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

F2 · derivative.expiration_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

Read SEC document
January 03, 2020 Filed Jan 7, 2020 02:06 UTC
Rock Stacey GPresident, KTT Division
GrantRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001342017-20-000001 · primary_doc.xml · derivative · entry 1

Rock Stacey G · CIK 0001342017 · President, KTT Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

F2 · derivative.expiration_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

Read SEC document
January 03, 2020 Filed Jan 7, 2020 01:35 UTC
Fendley Steven S.President, US Division
GrantRestricted Stock Units · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001695434-20-000001 · primary_doc.xml · derivative · entry 1

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

F2 · derivative.expiration_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

Read SEC document
January 03, 2020 Filed Jan 7, 2020 01:17 UTC
Cervantes de Burgreen MariaVP & Corporate Controller
GrantRestricted Stock Units · Derivative 12,500 $0.00 $0.00
Disclosure

SEC source: 0001675014-20-000001 · primary_doc.xml · derivative · entry 1

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 12,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

F2 · derivative.expiration_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

Read SEC document
January 03, 2020 Filed Jan 7, 2020 01:08 UTC
Adelman JonahPresident, ME Division
GrantRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001469818-20-000001 · primary_doc.xml · derivative · entry 1

Adelman Jonah · CIK 0001469818 · President, ME Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

F2 · derivative.expiration_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

Read SEC document
January 02, 2020 Filed Jan 4, 2020 01:30 UTC
Lund Deanna HEVP & CFO
Exercise / conversionRestricted Stock Units · Derivative 30,000 $0.00 $0.00
Disclosure

SEC source: 0001094718-20-000001 · primary_doc.xml · derivative · entry 6

Lund Deanna H · CIK 0001094718 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F3 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2010, where 30,000 RSUs vest on January 2, 2020.

F3 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2010, where 30,000 RSUs vest on January 2, 2020.

Read SEC document
January 02, 2020 Filed Jan 4, 2020 01:30 UTC
Lund Deanna HEVP & CFO
Tax withholdingCommon Stock 11,794 $18.42 $217,186.51
Disclosure

SEC source: 0001094718-20-000001 · primary_doc.xml · nonDerivative · entry 4

Lund Deanna H · CIK 0001094718 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,193

F5 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F6 · balance_after: Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 16,236 shares held through Issuer's 401(k) Plan.

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January 02, 2020 Filed Jan 4, 2020 01:30 UTC
Lund Deanna HEVP & CFO
Exercise / conversionCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001094718-20-000001 · primary_doc.xml · nonDerivative · entry 3

Lund Deanna H · CIK 0001094718 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,987

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2010, where 30,000 RSUs vest on January 2, 2020.

F6 · balance_after: Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 16,236 shares held through Issuer's 401(k) Plan.

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January 01, 2020 Filed Jan 4, 2020 01:30 UTC
Lund Deanna HEVP & CFO
Exercise / conversionRestricted Stock Units · Derivative 37,500 $0.00 $0.00
Disclosure

SEC source: 0001094718-20-000001 · primary_doc.xml · derivative · entry 5

Lund Deanna H · CIK 0001094718 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 37,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2015, where 37,500 RSUs vest on January 1, 2020.

F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2015, where 37,500 RSUs vest on January 1, 2020.

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January 01, 2020 Filed Jan 4, 2020 01:30 UTC
Lund Deanna HEVP & CFO
Tax withholdingCommon Stock 12,958 $18.01 $233,373.58
Disclosure

SEC source: 0001094718-20-000001 · primary_doc.xml · nonDerivative · entry 2

Lund Deanna H · CIK 0001094718 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,987

F5 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F6 · balance_after: Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 16,236 shares held through Issuer's 401(k) Plan.

Read SEC document
January 01, 2020 Filed Jan 4, 2020 01:30 UTC
Lund Deanna HEVP & CFO
Exercise / conversionCommon Stock 37,500 $0.00 $0.00
Disclosure

SEC source: 0001094718-20-000001 · primary_doc.xml · nonDerivative · entry 1

Lund Deanna H · CIK 0001094718 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,945

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2015, where 37,500 RSUs vest on January 1, 2020.

F6 · balance_after: Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 16,236 shares held through Issuer's 401(k) Plan.

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January 01, 2020 Filed Jan 4, 2020 00:54 UTC
Carter David MPresident, DRSS Division
Exercise / conversionRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001509412-20-000001 · primary_doc.xml · derivative · entry 3

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2015, where 15,000 RSUs vest on January 1, 2020.

F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2015, where 15,000 RSUs vest on January 1, 2020.

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January 01, 2020 Filed Jan 4, 2020 00:54 UTC
Carter David MPresident, DRSS Division
Tax withholdingCommon Stock 4,832 $18.01 $87,024.32
Disclosure

SEC source: 0001509412-20-000001 · primary_doc.xml · nonDerivative · entry 2

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,408

F4 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F5 · balance_after: Includes 10,257 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 139 shares held through Issuer's 401(k) Plan.

Read SEC document
January 01, 2020 Filed Jan 4, 2020 00:54 UTC
Carter David MPresident, DRSS Division
Exercise / conversionCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001509412-20-000001 · primary_doc.xml · nonDerivative · entry 1

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,240

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2015, where 15,000 RSUs vest on January 1, 2020.

F5 · balance_after: Includes 10,257 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 139 shares held through Issuer's 401(k) Plan.

Read SEC document
January 01, 2020 Filed Jan 4, 2020 01:47 UTC
Carrai Phillip DPresident, STC Division
Exercise / conversionRestricted Stock Units · Derivative 22,500 $0.00 $0.00
Disclosure

SEC source: 0001509409-20-000001 · primary_doc.xml · derivative · entry 4

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2015, where 22,500 RSUs vest on January 1, 2020.

F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2015, where 22,500 RSUs vest on January 1, 2020.

Read SEC document
January 01, 2020 Filed Jan 4, 2020 01:47 UTC
Carrai Phillip DPresident, STC Division
Tax withholdingCommon Stock 6,981 $18.01 $125,727.81
Disclosure

SEC source: 0001509409-20-000001 · primary_doc.xml · nonDerivative · entry 2

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,577

F4 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F5 · balance_after: Includes 11,073 shares purchased through Issuer's Employee Stock Purchase Plan.

Read SEC document
January 01, 2020 Filed Jan 4, 2020 01:47 UTC
Carrai Phillip DPresident, STC Division
Exercise / conversionCommon Stock 22,500 $0.00 $0.00
Disclosure

SEC source: 0001509409-20-000001 · primary_doc.xml · nonDerivative · entry 1

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,558

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2015, where 22,500 RSUs vest on January 1, 2020.

F5 · balance_after: Includes 11,073 shares purchased through Issuer's Employee Stock Purchase Plan.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 20:13 UTC
MILLS THOMAS E IVPresident, MS Division
Exercise / conversionRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-20-000001 · primary_doc.xml · derivative · entry 3

MILLS THOMAS E IV · CIK 0001080997 · President, MS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2015, where 15,000 RSUs vest on December 31, 2019.

F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2015, where 15,000 RSUs vest on December 31, 2019.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 20:13 UTC
MILLS THOMAS E IVPresident, MS Division
Tax withholdingCommon Stock 4,113 $18.01 $74,075.13
Disclosure

SEC source: 0001080997-20-000001 · primary_doc.xml · nonDerivative · entry 2

MILLS THOMAS E IV · CIK 0001080997 · President, MS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,608

F3 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F5 · balance_after: Includes approximately 9,471 shares held through Issuer's 401(k) Plan.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 20:13 UTC
MILLS THOMAS E IVPresident, MS Division
Exercise / conversionCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-20-000001 · primary_doc.xml · nonDerivative · entry 1

MILLS THOMAS E IV · CIK 0001080997 · President, MS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,721

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2015, where 15,000 RSUs vest on December 31, 2019.

F5 · balance_after: Includes approximately 9,471 shares held through Issuer's 401(k) Plan.

Read SEC document
December 20, 2019 Filed Dec 21, 2019 01:23 UTC
Lund Deanna HEVP & CFO
SaleCommon Stock 7,803 $18.32 $142,940.82
Disclosure

SEC source: 0001094718-19-000006 · primary_doc.xml · nonDerivative · entry 1

Lund Deanna H · CIK 0001094718 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,455

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.19 to $18.40 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 16,246 shares held in Issuer's 401(k) Plan.

Read SEC document
December 10, 2019 Filed Dec 13, 2019 01:22 UTC
Carter David MPresident, DRSS Division
Exercise / conversionStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $4.98 $0.00
Disclosure

SEC source: 0001509412-19-000005 · primary_doc.xml · derivative · entry 6

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2023-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of stock option right to buy, which was granted 1/4/2013.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.