KTOS

SEC source: 0001509409-21-000003 · primary_doc.xml · nonDerivative · entry 1

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,891

F1 · kind: The transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F1 · shares: The transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Includes 11,845 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 855 shares held through Issuer's 401(k) Plan.

SEC source: 0001082440-21-000002 · primary_doc.xml · nonDerivative · entry 5

DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by spouse

Disclosed balance after: 0

F7 · kind: This transaction was effected pursuant to a 10b5-1 trading plan.

F7 · shares: This transaction was effected pursuant to a 10b5-1 trading plan.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.87 to $29.84 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

SEC source: 0001082440-21-000002 · primary_doc.xml · nonDerivative · entry 4

DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,512

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F6 · balance_after: Includes 37,246 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 16,266 shares held through Issuer's 401(k) Plan.

SEC source: 0001082440-21-000002 · primary_doc.xml · nonDerivative · entry 3

DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,612

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.84 to $29.70 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F6 · balance_after: Includes 37,246 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 16,266 shares held through Issuer's 401(k) Plan.

SEC source: 0001082440-21-000002 · primary_doc.xml · nonDerivative · entry 2

DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 389,650

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.80 to $29.90 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

SEC source: 0001082440-21-000002 · primary_doc.xml · nonDerivative · entry 1

DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 390,350

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.77 to $29.73 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

SEC source: 0001094718-21-000002 · primary_doc.xml · nonDerivative · entry 1

Lund Deanna H · CIK 0001094718 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,999

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.87 to $29.69 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 16,785 shares held through Issuer's 401(k) Plan.

SEC source: 0001335786-21-000002 · primary_doc.xml · nonDerivative · entry 1

Goodwin Benjamin M. · CIK 0001335786 · SVP, Corp. Dev. & Gov. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,425

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Includes 187 shares purchased through Issuer's Employee Stock Purchase Plan.

SEC source: 0001509409-21-000002 · primary_doc.xml · nonDerivative · entry 1

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,206

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Includes 11,845 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 807 shares held through Issuer's 401(k) Plan.

SEC source: 0001094718-21-000001 · primary_doc.xml · derivative · entry 10

Lund Deanna H · CIK 0001094718 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F5 · derivative.exercise_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

F5 · derivative.expiration_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

SEC source: 0001094718-21-000001 · primary_doc.xml · derivative · entry 9

Lund Deanna H · CIK 0001094718 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F4 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2016, where 50,000 RSUs vest on January 4, 2021.

F4 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2016, where 50,000 RSUs vest on January 4, 2021.

SEC source: 0001094718-21-000001 · primary_doc.xml · nonDerivative · entry 6

Lund Deanna H · CIK 0001094718 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,132

F6 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F7 · balance_after: Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 16,848 shares held through Issuer's 401(k) Plan.

SEC source: 0001094718-21-000001 · primary_doc.xml · nonDerivative · entry 5

Lund Deanna H · CIK 0001094718 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,922

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2016, where 50,000 RSUs vest on January 4, 2021.

F7 · balance_after: Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 16,848 shares held through Issuer's 401(k) Plan.

SEC source: 0001082440-21-000001 · primary_doc.xml · derivative · entry 1

DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

F2 · derivative.expiration_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

SEC source: 0001080997-21-000001 · primary_doc.xml · derivative · entry 7

MILLS THOMAS E IV · CIK 0001080997 · President, MS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F4 · derivative.exercise_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

F4 · derivative.expiration_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

SEC source: 0001080997-21-000001 · primary_doc.xml · derivative · entry 6

MILLS THOMAS E IV · CIK 0001080997 · President, MS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F3 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2016, where 15,000 RSUs vest on January 4, 2021.

F3 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2016, where 15,000 RSUs vest on January 4, 2021.

SEC source: 0001080997-21-000001 · primary_doc.xml · nonDerivative · entry 4

MILLS THOMAS E IV · CIK 0001080997 · President, MS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,724

F5 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F6 · balance_after: Includes approximately 9,370 shares held through Issuer's 401(k) Plan.

SEC source: 0001080997-21-000001 · primary_doc.xml · nonDerivative · entry 3

MILLS THOMAS E IV · CIK 0001080997 · President, MS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,189

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2016, where 15,000 RSUs vest on January 4, 2021.

F6 · balance_after: Includes approximately 9,370 shares held through Issuer's 401(k) Plan.

SEC source: 0001335786-21-000001 · primary_doc.xml · derivative · entry 8

Goodwin Benjamin M. · CIK 0001335786 · SVP, Corp. Dev. & Gov. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 12,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F4 · derivative.exercise_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

F4 · derivative.expiration_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

SEC source: 0001335786-21-000001 · primary_doc.xml · derivative · entry 7

Goodwin Benjamin M. · CIK 0001335786 · SVP, Corp. Dev. & Gov. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F3 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2016, where 15,000 RSUs vest on January 4, 2021

F3 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2016, where 15,000 RSUs vest on January 4, 2021

SEC source: 0001335786-21-000001 · primary_doc.xml · nonDerivative · entry 4

Goodwin Benjamin M. · CIK 0001335786 · SVP, Corp. Dev. & Gov. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,898

F5 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F6 · balance_after: Includes 187 shares purchased through Issuer's Employee Stock Purchase Plan.

SEC source: 0001335786-21-000001 · primary_doc.xml · nonDerivative · entry 3

Goodwin Benjamin M. · CIK 0001335786 · SVP, Corp. Dev. & Gov. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,241

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2016, where 15,000 RSUs vest on January 4, 2021

F6 · balance_after: Includes 187 shares purchased through Issuer's Employee Stock Purchase Plan.

SEC source: 0001509409-21-000001 · primary_doc.xml · derivative · entry 8

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F4 · derivative.exercise_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

F4 · derivative.expiration_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

SEC source: 0001509409-21-000001 · primary_doc.xml · derivative · entry 7

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F3 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2016, where 40,000 RSUs vest on January 4, 2021.

F3 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2016, where 40,000 RSUs vest on January 4, 2021.

SEC source: 0001509409-21-000001 · primary_doc.xml · nonDerivative · entry 4

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,547

F5 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F6 · balance_after: Includes 11,845 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 785 shares held through Issuer's 401(k) Plan.

SEC source: 0001509409-21-000001 · primary_doc.xml · nonDerivative · entry 3

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,587

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2016, where 40,000 RSUs vest on January 4, 2021.

F6 · balance_after: Includes 11,845 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 785 shares held through Issuer's 401(k) Plan.

SEC source: 0001675014-21-000002 · primary_doc.xml · derivative · entry 5

Adelman Jonah · CIK 0001469818 · President, ME Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F4 · derivative.exercise_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

F4 · derivative.expiration_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

SEC source: 0001675014-21-000002 · primary_doc.xml · derivative · entry 4

Adelman Jonah · CIK 0001469818 · President, ME Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F3 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2016, where 15,000 RSUs vest on January 4, 2021.

F3 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2016, where 15,000 RSUs vest on January 4, 2021.

SEC source: 0001675014-21-000002 · primary_doc.xml · nonDerivative · entry 2

Adelman Jonah · CIK 0001469818 · President, ME Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2016, where 15,000 RSUs vest on January 4, 2021.

SEC source: 0001675014-21-000001 · primary_doc.xml · derivative · entry 4

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 12,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F3 · derivative.exercise_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

F3 · derivative.expiration_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

SEC source: 0001660112-21-000001 · primary_doc.xml · derivative · entry 7

Mendoza Marie · CIK 0001660112 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F4 · derivative.exercise_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

F4 · derivative.expiration_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

SEC source: 0001660112-21-000001 · primary_doc.xml · derivative · entry 6

Mendoza Marie · CIK 0001660112 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F3 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2016, where 10,000 RSUs vest on January 4, 2021.

F3 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2016, where 10,000 RSUs vest on January 4, 2021.

SEC source: 0001660112-21-000001 · primary_doc.xml · nonDerivative · entry 4

Mendoza Marie · CIK 0001660112 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,835

F5 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F6 · balance_after: Includes 235 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 11,413 shares held through Issuer's 401(k) Plan.

SEC source: 0001660112-21-000001 · primary_doc.xml · nonDerivative · entry 3

Mendoza Marie · CIK 0001660112 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,416

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2016, where 10,000 RSUs vest on January 4, 2021.

F6 · balance_after: Includes 235 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 11,413 shares held through Issuer's 401(k) Plan.

SEC source: 0001509412-21-000001 · primary_doc.xml · derivative · entry 7

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F4 · derivative.exercise_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

F4 · derivative.expiration_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

SEC source: 0001509412-21-000001 · primary_doc.xml · derivative · entry 6

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F3 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2016, where 15,000 RSUs vest on January 4, 2021.

F3 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2016, where 15,000 RSUs vest on January 4, 2021.

SEC source: 0001509412-21-000001 · primary_doc.xml · nonDerivative · entry 4

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,879

F5 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F6 · balance_after: Includes 8,895 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 890 shares held through Issuer's 401(k) Plan.

SEC source: 0001509412-21-000001 · primary_doc.xml · nonDerivative · entry 3

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,158

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2016, where 15,000 RSUs vest on January 4, 2021.

F6 · balance_after: Includes 8,895 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 890 shares held through Issuer's 401(k) Plan.

SEC source: 0001342017-21-000001 · primary_doc.xml · derivative · entry 4

Rock Stacey G · CIK 0001342017 · President, KTT Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F3 · derivative.exercise_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

F3 · derivative.expiration_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

SEC source: 0001695434-21-000001 · primary_doc.xml · derivative · entry 4

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F3 · derivative.exercise_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

F3 · derivative.expiration_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

SEC source: 0001094718-21-000001 · primary_doc.xml · derivative · entry 8

Lund Deanna H · CIK 0001094718 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F3 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 3, 2020, where 75,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant.

F3 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 3, 2020, where 75,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant.

SEC source: 0001094718-21-000001 · primary_doc.xml · derivative · entry 7

Lund Deanna H · CIK 0001094718 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 4, 2011, where 30,000 RSUs vest on January 3, 2021.

F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 4, 2011, where 30,000 RSUs vest on January 3, 2021.

SEC source: 0001094718-21-000001 · primary_doc.xml · nonDerivative · entry 4

Lund Deanna H · CIK 0001094718 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,922

F6 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F7 · balance_after: Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 16,848 shares held through Issuer's 401(k) Plan.

SEC source: 0001094718-21-000001 · primary_doc.xml · nonDerivative · entry 3

Lund Deanna H · CIK 0001094718 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,390

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: RSUs were granted and previously reported on a Form 4 filed January 3, 2020, where 75,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant.

F7 · balance_after: Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 16,848 shares held through Issuer's 401(k) Plan.

SEC source: 0001094718-21-000001 · primary_doc.xml · nonDerivative · entry 2

Lund Deanna H · CIK 0001094718 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,390

F6 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F7 · balance_after: Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 16,848 shares held through Issuer's 401(k) Plan.

SEC source: 0001094718-21-000001 · primary_doc.xml · nonDerivative · entry 1

Lund Deanna H · CIK 0001094718 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,077

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: RSUs were granted and previously reported on a Form 4 filed January 4, 2011, where 30,000 RSUs vest on January 3, 2021.

F7 · balance_after: Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 16,848 shares held through Issuer's 401(k) Plan.

SEC source: 0001080997-21-000001 · primary_doc.xml · derivative · entry 5

MILLS THOMAS E IV · CIK 0001080997 · President, MS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 3, 2020, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant.

F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 3, 2020, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant.

SEC source: 0001080997-21-000001 · primary_doc.xml · nonDerivative · entry 2

MILLS THOMAS E IV · CIK 0001080997 · President, MS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,189

F5 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F6 · balance_after: Includes approximately 9,370 shares held through Issuer's 401(k) Plan.

SEC source: 0001080997-21-000001 · primary_doc.xml · nonDerivative · entry 1

MILLS THOMAS E IV · CIK 0001080997 · President, MS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,620

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: RSUs were granted and previously reported on a Form 4 filed January 3, 2020, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant.

F6 · balance_after: Includes approximately 9,370 shares held through Issuer's 401(k) Plan.

SEC source: 0001335786-21-000001 · primary_doc.xml · derivative · entry 6

Goodwin Benjamin M. · CIK 0001335786 · SVP, Corp. Dev. & Gov. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 6, 2020, where 12,500 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant.

F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 6, 2020, where 12,500 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant.