KTOS

SEC source: 0001082440-22-000003 · primary_doc.xml · nonDerivative · entry 1

DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 412,312

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.96 to $17.51 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

SEC source: 0001094718-22-000002 · primary_doc.xml · nonDerivative · entry 1

Lund Deanna H · CIK 0001094718 · Director · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,281

F1 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested January 4, 2022 from performance restricted stock units granted in 2019 as reported on a Form 4 filed January 5, 2022 and released January 7, 2022.

F2 · balance_after: Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 17,512 shares held through Issuer's 401(k) Plan.

SEC source: 0001082440-22-000002 · primary_doc.xml · nonDerivative · entry 1

DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 422,312

F1 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested January 4, 2022 from performance restricted stock units granted in 2019 as reported on a Form 4 filed January 5, 2022 and released January 7, 2022.

SEC source: 0001080997-22-000002 · primary_doc.xml · nonDerivative · entry 1

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Div.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,795

F1 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested January 4, 2022 from performance restricted stock units granted in 2019 as reported on a Form 4 filed January 5, 2022 and released January 7, 2022.

F2 · balance_after: Includes 9,700 shares held through Issuer's 401(k) Plan.

SEC source: 0001342017-22-000002 · primary_doc.xml · nonDerivative · entry 1

Rock Stacey G · CIK 0001342017 · President, KTT Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,525

F1 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested January 4, 2022 from performance restricted stock units granted in 2019 as reported on a Form 4 filed January 5, 2022 and released January 7, 2022.

F2 · balance_after: Includes 591 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 10,822 shares held through Issuer's 401(k) Plan.

SEC source: 0001660112-22-000002 · primary_doc.xml · nonDerivative · entry 1

Mendoza Marie · CIK 0001660112 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,827

F1 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested January 4, 2022 from performance restricted stock units granted in 2019 as reported on a Form 4 filed January 5, 2022 and released January 7, 2022.

F2 · balance_after: Includes 318 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 11,960 shares held through Issuer's 401(k) Plan.

SEC source: 0001335786-22-000002 · primary_doc.xml · nonDerivative · entry 1

Goodwin Benjamin M. · CIK 0001335786 · SVP, Corp. Dev. & Gov. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,175

F1 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested January 4, 2022 from performance restricted stock units granted in 2019 as reported on a Form 4 filed January 5, 2022 and released January 7, 2022.

F2 · balance_after: Includes 187 shares purchased through Issuer's Employee Stock Purchase Plann.

SEC source: 0001695434-22-000002 · primary_doc.xml · nonDerivative · entry 1

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,037

F1 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested January 4, 2022 from performance restricted stock units granted in 2019 as reported on a Form 4 filed January 5, 2022 and released January 7, 2022.

SEC source: 0001509412-22-000002 · primary_doc.xml · nonDerivative · entry 1

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,702

F1 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested January 4, 2022 from performance restricted stock units granted in 2019 as reported on a Form 4 filed January 5, 2022 and released January 7, 2022.

F2 · balance_after: Includes 9,299 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 1,398 shares held through Issuer's 401(k) Plan.

SEC source: 0001675014-22-000002 · primary_doc.xml · nonDerivative · entry 1

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,159

F1 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested January 4, 2022 from performance restricted stock units granted in 2019 as reported on a Form 4 filed January 5, 2022 and released January 7, 2022.

F2 · balance_after: Includes 6,127 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 4,813 shares held through Issuer's 401(k) Plan.

SEC source: 0001509409-22-000002 · primary_doc.xml · nonDerivative · entry 1

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,813

F1 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested January 4, 2022 from performance restricted stock units granted in 2019 as reported on a Form 4 filed January 5, 2022 and released January 7, 2022.

F2 · balance_after: Includes 11,385 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 1,291 shares held through Issuer's 401(k) Plan.

SEC source: 0001094718-22-000001 · primary_doc.xml · derivative · entry 14

Lund Deanna H · CIK 0001094718 · Director · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F6 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2021 where 75,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

F6 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2021 where 75,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

SEC source: 0001094718-22-000001 · primary_doc.xml · derivative · entry 13

Lund Deanna H · CIK 0001094718 · Director · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 62,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F5 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017 where 62,500 RSUs vest on January 4, 2022.

F5 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017 where 62,500 RSUs vest on January 4, 2022.

SEC source: 0001094718-22-000001 · primary_doc.xml · nonDerivative · entry 9

Lund Deanna H · CIK 0001094718 · Director · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,515

F7 · shares: Shares acquired pursuant to the settlement of a Performance Restricted Stock Unit award granted on January 4, 2019.

F9 · balance_after: Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 17,512 shares held through Issuer's 401(k) Plan.

SEC source: 0001094718-22-000001 · primary_doc.xml · nonDerivative · entry 8

Lund Deanna H · CIK 0001094718 · Director · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,602

F8 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F9 · balance_after: Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 17,512 shares held through Issuer's 401(k) Plan.

SEC source: 0001094718-22-000001 · primary_doc.xml · nonDerivative · entry 7

Lund Deanna H · CIK 0001094718 · Director · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,039

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2021 where 75,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

F9 · balance_after: Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 17,512 shares held through Issuer's 401(k) Plan.

SEC source: 0001094718-22-000001 · primary_doc.xml · nonDerivative · entry 6

Lund Deanna H · CIK 0001094718 · Director · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,039

F8 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F9 · balance_after: Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 17,512 shares held through Issuer's 401(k) Plan.

SEC source: 0001094718-22-000001 · primary_doc.xml · nonDerivative · entry 5

Lund Deanna H · CIK 0001094718 · Director · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,026

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2017 where 62,500 RSUs vest on January 4, 2022.

F9 · balance_after: Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 17,512 shares held through Issuer's 401(k) Plan.

SEC source: 0001082440-22-000001 · primary_doc.xml · derivative · entry 6

DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 30,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F3 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2021 where 150,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

F3 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2021 where 150,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

SEC source: 0001082440-22-000001 · primary_doc.xml · nonDerivative · entry 3

DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 463,954

F4 · shares: Shares acquired pursuant to the settlement of a Performance Restricted Stock Unit award granted on January 4, 2019.

F5 · balance_after: RSUs were granted to Reporting Person, and per Reporting Person's instructions, the common stock from such released RSUs were issued to Reporting Person's trust.

SEC source: 0001082440-22-000001 · primary_doc.xml · nonDerivative · entry 2

DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 358,129

F6 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

SEC source: 0001082440-22-000001 · primary_doc.xml · nonDerivative · entry 1

DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 370,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2021 where 150,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

F5 · balance_after: RSUs were granted to Reporting Person, and per Reporting Person's instructions, the common stock from such released RSUs were issued to Reporting Person's trust.

SEC source: 0001080997-22-000001 · primary_doc.xml · derivative · entry 11

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Div.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F5 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2021 where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

F5 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2021 where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

SEC source: 0001080997-22-000001 · primary_doc.xml · derivative · entry 10

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Div.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F4 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017 where 15,000 RSUs vest on January 4, 2022.

F4 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017 where 15,000 RSUs vest on January 4, 2022.

SEC source: 0001080997-22-000001 · primary_doc.xml · nonDerivative · entry 7

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Div.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,284

F6 · shares: Shares acquired pursuant to the settlement of a Performance Restricted Stock Unit award granted on January 4, 2019.

F8 · balance_after: Includes approximately 9,700 shares held through Issuer's 401(k) Plan.

SEC source: 0001080997-22-000001 · primary_doc.xml · nonDerivative · entry 6

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Div.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,701

F7 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F8 · balance_after: Includes approximately 9,700 shares held through Issuer's 401(k) Plan.

SEC source: 0001080997-22-000001 · primary_doc.xml · nonDerivative · entry 5

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Div.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,946

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2021 where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

F8 · balance_after: Includes approximately 9,700 shares held through Issuer's 401(k) Plan.

SEC source: 0001080997-22-000001 · primary_doc.xml · nonDerivative · entry 4

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Div.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,946

F7 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F8 · balance_after: Includes approximately 9,700 shares held through Issuer's 401(k) Plan.

SEC source: 0001080997-22-000001 · primary_doc.xml · nonDerivative · entry 3

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Div.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,518

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2017 where 15,000 RSUs vest on January 4, 2022.

F8 · balance_after: Includes approximately 9,700 shares held through Issuer's 401(k) Plan.

SEC source: 0001675014-22-000001 · primary_doc.xml · derivative · entry 11

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F5 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2021 where 12,500 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

F5 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2021 where 12,500 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

SEC source: 0001675014-22-000001 · primary_doc.xml · derivative · entry 10

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F4 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017 where 12,500 RSUs vest on January 4, 2022.

F4 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017 where 12,500 RSUs vest on January 4, 2022.

SEC source: 0001675014-22-000001 · primary_doc.xml · nonDerivative · entry 7

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,531

F6 · shares: Shares acquired pursuant to the settlement of a Performance Restricted Stock Unit award granted on January 4, 2019.

F8 · balance_after: Includes 6,127 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 4,813 shares held through Issuer's 401(k) Plan.

SEC source: 0001675014-22-000001 · primary_doc.xml · nonDerivative · entry 6

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,712

F7 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F8 · balance_after: Includes 6,127 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 4,813 shares held through Issuer's 401(k) Plan.

SEC source: 0001675014-22-000001 · primary_doc.xml · nonDerivative · entry 5

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,034

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2021 where 12,500 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

F8 · balance_after: Includes 6,127 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 4,813 shares held through Issuer's 401(k) Plan.

SEC source: 0001675014-22-000001 · primary_doc.xml · nonDerivative · entry 4

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,534

F7 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F8 · balance_after: Includes 6,127 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 4,813 shares held through Issuer's 401(k) Plan.

SEC source: 0001675014-22-000001 · primary_doc.xml · nonDerivative · entry 3

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,770

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2017 where 12,500 RSUs vest on January 4, 2022.

F8 · balance_after: Includes 6,127 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 4,813 shares held through Issuer's 401(k) Plan.

SEC source: 0001335786-22-000001 · primary_doc.xml · derivative · entry 12

Goodwin Benjamin M. · CIK 0001335786 · SVP, Corp. Dev. & Gov. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F5 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2021 where 12,500 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

F5 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2021 where 12,500 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

SEC source: 0001335786-22-000001 · primary_doc.xml · derivative · entry 11

Goodwin Benjamin M. · CIK 0001335786 · SVP, Corp. Dev. & Gov. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F4 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017 where 15,000 RSUs vest on January 4, 2022.

F4 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017 where 15,000 RSUs vest on January 4, 2022.

SEC source: 0001335786-22-000001 · primary_doc.xml · nonDerivative · entry 7

Goodwin Benjamin M. · CIK 0001335786 · SVP, Corp. Dev. & Gov. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,224

F6 · shares: Shares acquired pursuant to the settlement of a Performance Restricted Stock Unit award granted on January 4, 2019.

F8 · balance_after: Includes 187 shares purchased through Issuer's Employee Stock Purchase Plan.

SEC source: 0001335786-22-000001 · primary_doc.xml · nonDerivative · entry 6

Goodwin Benjamin M. · CIK 0001335786 · SVP, Corp. Dev. & Gov. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,405

F7 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F8 · balance_after: Includes 187 shares purchased through Issuer's Employee Stock Purchase Plan.

SEC source: 0001335786-22-000001 · primary_doc.xml · nonDerivative · entry 5

Goodwin Benjamin M. · CIK 0001335786 · SVP, Corp. Dev. & Gov. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,269

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2021 where 12,500 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

F8 · balance_after: Includes 187 shares purchased through Issuer's Employee Stock Purchase Plan.

SEC source: 0001335786-22-000001 · primary_doc.xml · nonDerivative · entry 4

Goodwin Benjamin M. · CIK 0001335786 · SVP, Corp. Dev. & Gov. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,769

F7 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F8 · balance_after: Includes 187 shares purchased through Issuer's Employee Stock Purchase Plan.

SEC source: 0001335786-22-000001 · primary_doc.xml · nonDerivative · entry 3

Goodwin Benjamin M. · CIK 0001335786 · SVP, Corp. Dev. & Gov. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,244

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2017 where 15,000 RSUs vest on January 4, 2022.

F8 · balance_after: Includes 187 shares purchased through Issuer's Employee Stock Purchase Plan.

SEC source: 0001509409-22-000001 · primary_doc.xml · derivative · entry 12

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F5 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2021 where 50,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

F5 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2021 where 50,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

SEC source: 0001509409-22-000001 · primary_doc.xml · derivative · entry 11

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F4 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017 where 50,000 RSUs vest on January 4, 2022.

F4 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017 where 50,000 RSUs vest on January 4, 2022.

SEC source: 0001509409-22-000001 · primary_doc.xml · nonDerivative · entry 7

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,722

F6 · shares: Shares acquired pursuant to the settlement of a Performance Restricted Stock Unit award granted on January 4, 2019.

F8 · balance_after: Includes 11,385 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 1,291 shares held through Issuer's 401(k) Plan.

SEC source: 0001509409-22-000001 · primary_doc.xml · nonDerivative · entry 6

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,447

F7 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F8 · balance_after: Includes 11,385 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 1,291 shares held through Issuer's 401(k) Plan.

SEC source: 0001509409-22-000001 · primary_doc.xml · nonDerivative · entry 5

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,955

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2021 where 50,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

F8 · balance_after: Includes 11,385 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 1,291 shares held through Issuer's 401(k) Plan.

SEC source: 0001509409-22-000001 · primary_doc.xml · nonDerivative · entry 4

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,955

F7 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F8 · balance_after: Includes 11,385 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 1,291 shares held through Issuer's 401(k) Plan.

SEC source: 0001509409-22-000001 · primary_doc.xml · nonDerivative · entry 3

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,505

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2017 where 50,000 RSUs vest on January 4, 2022.

F8 · balance_after: Includes 11,385 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 1,291 shares held through Issuer's 401(k) Plan.