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KTOS

KRATOS DEFENSE & SECURITY SOLUTIONS, INC.

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3567
SEC CIK
0001069258
Parsed reports
831

Last 12 months

Inside the activity.

0 purchase rows · 282 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025017
Dec 2025036
Jan 2026049
Feb 2026028
Mar 2026055
Apr 2026021
May 2026020
Jun 2026018
Jul 2026014
Aug 2026018
Sep 202606
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 04, 2022 Filed Apr 6, 2022 23:45 UTC
DEMARCO ERIC MDirector · President & CEO
Tax withholdingCommon Stock 19,429 $20.96 $407,231.84
Disclosure

SEC source: 0001082440-22-000007 · primary_doc.xml · nonDerivative · entry 4

DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 544,698

F5 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4.

Read SEC document
April 04, 2022 Filed Apr 6, 2022 23:45 UTC
DEMARCO ERIC MDirector · President & CEO
Tax withholdingCommon Stock 38,858 $16.33 $634,551.14
Disclosure

SEC source: 0001082440-22-000007 · primary_doc.xml · nonDerivative · entry 2

DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 514,752

F5 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4.

Read SEC document
April 04, 2022 Filed Apr 6, 2022 19:18 UTC
MILLS THOMAS E IVPresident, C5ISR Div.
SaleCommon Stock 4,759 $21.00 $99,939.00
Disclosure

SEC source: 0001080997-22-000004 · primary_doc.xml · nonDerivative · entry 2

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Div.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,279

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F3 · balance_after: Includes approximately 10,030 shares held through Issuer's 401(k) Plan.

Read SEC document
April 04, 2022 Filed Apr 6, 2022 19:18 UTC
MILLS THOMAS E IVPresident, C5ISR Div.
SaleCommon Stock 17,846 $21.08 $376,222.23
Disclosure

SEC source: 0001080997-22-000004 · primary_doc.xml · nonDerivative · entry 1

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Div.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,038

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.646 to $21.60 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes approximately 10,030 shares held through Issuer's 401(k) Plan.

Read SEC document
April 04, 2022 Filed Apr 6, 2022 23:32 UTC
Fendley Steven S.President, US Division
GrantRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001695434-22-000007 · primary_doc.xml · derivative · entry 3

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs vest ratably on each of the first three anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

F2 · derivative.expiration_date: RSUs vest ratably on each of the first three anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

Read SEC document
March 31, 2022 Filed Apr 1, 2022 23:05 UTC
Fendley Steven S.President, US Division
SaleCommon Stock 7,000 $20.59 $144,130.00
Disclosure

SEC source: 0001695434-22-000006 · primary_doc.xml · nonDerivative · entry 1

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,823

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

Read SEC document
March 26, 2022 Filed Apr 6, 2022 23:45 UTC
DEMARCO ERIC MDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 49,375 $0.00 $0.00
Disclosure

SEC source: 0001082440-22-000007 · primary_doc.xml · derivative · entry 7

DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 49,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F3 · derivative.exercise_date: RSUs were granted on March 26, 2007, vested on the 15th anniversary, and released for settlement on April 4, 2022.

F3 · derivative.expiration_date: RSUs were granted on March 26, 2007, vested on the 15th anniversary, and released for settlement on April 4, 2022.

Read SEC document
March 26, 2022 Filed Apr 6, 2022 23:45 UTC
DEMARCO ERIC MDirector · President & CEO
Exercise / conversionCommon Stock 49,375 $0.00 $0.00
Disclosure

SEC source: 0001082440-22-000007 · primary_doc.xml · nonDerivative · entry 3

DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 564,127

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: RSUs were granted on March 26, 2007, vested on the 15th anniversary, and released for settlement on April 4, 2022.

F4 · balance_after: RSUs were granted to Reporting Person, and per Reporting Person's instructions, the common stock from such released RSUs were issued to Reporting Person's trust.

Read SEC document
March 21, 2022 Filed Mar 23, 2022 23:45 UTC
Lund Deanna HDirector · EVP & CFO
SaleCommon Stock 10,000 $19.77 $197,678.00
Disclosure

SEC source: 0001094718-22-000006 · primary_doc.xml · nonDerivative · entry 1

Lund Deanna H · CIK 0001094718 · Director · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,393

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.555 to $19.98 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 18,164 shares held through Issuer's 401(k) Plan.

Read SEC document
March 21, 2022 Filed Mar 23, 2022 23:40 UTC
DEMARCO ERIC MDirector · President & CEO
SaleCommon Stock 10,000 $19.70 $197,010.00
Disclosure

SEC source: 0001082440-22-000006 · primary_doc.xml · nonDerivative · entry 1

DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 454,860

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.38 to $20.11 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 23:40 UTC
Fendley Steven S.President, US Division
Exercise / conversionRestricted Stock Units · Derivative 16,667 $0.00 $0.00
Disclosure

SEC source: 0001695434-22-000005 · primary_doc.xml · derivative · entry 3

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,666

Underlying: Common Stock · 16,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed March 19, 2020, where 50,000 RSUs vest ratably on each of the first three anniversaries of the March 17, 2020 date of grant.

F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed March 19, 2020, where 50,000 RSUs vest ratably on each of the first three anniversaries of the March 17, 2020 date of grant.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 23:40 UTC
Fendley Steven S.President, US Division
Tax withholdingCommon Stock 7,591 $18.87 $143,242.17
Disclosure

SEC source: 0001695434-22-000005 · primary_doc.xml · nonDerivative · entry 2

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330,823

F3 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 23:40 UTC
Fendley Steven S.President, US Division
Exercise / conversionCommon Stock 16,667 $0.00 $0.00
Disclosure

SEC source: 0001695434-22-000005 · primary_doc.xml · nonDerivative · entry 1

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,414

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: RSUs were granted and previously reported on a Form 4 filed March 19, 2020, where 50,000 RSUs vest ratably on each of the first three anniversaries of the March 17, 2020 date of grant.

Read SEC document
March 10, 2022 Filed Mar 11, 2022 01:50 UTC
Rock Stacey GPresident, KTT Division
SaleCommon Stock 10,691 $19.75 $211,117.32
Disclosure

SEC source: 0001342017-22-000004 · primary_doc.xml · nonDerivative · entry 1

Rock Stacey G · CIK 0001342017 · President, KTT Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,195

F1 · shares: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.74 to $19.765 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 591 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 11,261 shares held through Issuer's 401(k) Plan.

Read SEC document
March 08, 2022 Filed Mar 11, 2022 01:41 UTC
Goodwin Benjamin M.SVP, Corp. Dev. & Gov. Affairs
SaleCommon Stock 3,000 $20.73 $62,190.00
Disclosure

SEC source: 0001335786-22-000005 · primary_doc.xml · nonDerivative · entry 1

Goodwin Benjamin M. · CIK 0001335786 · SVP, Corp. Dev. & Gov. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,157

F1 · shares: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

F2 · balance_after: Includes 187 shares purchased through Issuer's Employee Stock Purchase Plan.

Read SEC document
February 28, 2022 Filed Mar 3, 2022 01:48 UTC
Lund Deanna HDirector · EVP & CFO
Tax withholdingCommon Stock 20,488 $20.92 $428,608.96
Disclosure

SEC source: 0001094718-22-000005 · primary_doc.xml · nonDerivative · entry 2

Lund Deanna H · CIK 0001094718 · Director · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,871

F2 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F3 · balance_after: Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 17,642 shares held through Issuer's 401(k) Plan.

Read SEC document
February 28, 2022 Filed Mar 3, 2022 01:48 UTC
Lund Deanna HDirector · EVP & CFO
GrantCommon Stock 41,325 $0.00 $0.00
Disclosure

SEC source: 0001094718-22-000005 · primary_doc.xml · nonDerivative · entry 1

Lund Deanna H · CIK 0001094718 · Director · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,359

F1 · shares: Shares acquired pursuant to the settlement of a Performance Restricted Stock Unit award granted on January 4, 2019.

F3 · balance_after: Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 17,642 shares held through Issuer's 401(k) Plan.

Read SEC document
February 28, 2022 Filed Mar 3, 2022 01:23 UTC
DEMARCO ERIC MDirector · President & CEO
Tax withholdingCommon Stock 32,522 $20.92 $680,360.24
Disclosure

SEC source: 0001082440-22-000005 · primary_doc.xml · nonDerivative · entry 2

DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 464,860

F3 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

Read SEC document
February 28, 2022 Filed Mar 3, 2022 01:23 UTC
DEMARCO ERIC MDirector · President & CEO
GrantCommon Stock 82,650 $0.00 $0.00
Disclosure

SEC source: 0001082440-22-000005 · primary_doc.xml · nonDerivative · entry 1

DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 497,382

F1 · shares: Shares acquired pursuant to the settlement of a Performance Restricted Stock Unit award granted on January 4, 2019.

F2 · balance_after: Restricted Stock Units were granted to Reporting Person, and per Reporting Person's instructions, the common stock from such released RSUs were issued to Reporting Person's trust.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:05 UTC
MILLS THOMAS E IVPresident, C5ISR Div.
Tax withholdingCommon Stock 3,506 $20.92 $73,345.52
Disclosure

SEC source: 0001080997-22-000003 · primary_doc.xml · nonDerivative · entry 2

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Div.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,624

F2 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F3 · balance_after: Includes approximately 9,770 shares held through Issuer's 401(k) Plan.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:05 UTC
MILLS THOMAS E IVPresident, C5ISR Div.
GrantCommon Stock 8,265 $0.00 $0.00
Disclosure

SEC source: 0001080997-22-000003 · primary_doc.xml · nonDerivative · entry 1

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Div.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,130

F1 · shares: Shares acquired pursuant to the settlement of a Performance Restricted Stock Unit award granted on January 4, 2019.

F3 · balance_after: Includes approximately 9,770 shares held through Issuer's 401(k) Plan.

Read SEC document
February 28, 2022 Filed Mar 3, 2022 02:12 UTC
Rock Stacey GPresident, KTT Division
Tax withholdingCommon Stock 2,343 $20.92 $49,015.56
Disclosure

SEC source: 0001342017-22-000003 · primary_doc.xml · nonDerivative · entry 2

Rock Stacey G · CIK 0001342017 · President, KTT Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,513

F2 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F3 · balance_after: Includes 591 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 10,888 shares held through Issuer's 401(k) Plan.

Read SEC document
February 28, 2022 Filed Mar 3, 2022 02:12 UTC
Rock Stacey GPresident, KTT Division
GrantCommon Stock 8,265 $0.00 $0.00
Disclosure

SEC source: 0001342017-22-000003 · primary_doc.xml · nonDerivative · entry 1

Rock Stacey G · CIK 0001342017 · President, KTT Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,856

F1 · shares: Shares acquired pursuant to the settlement of a Performance Restricted Stock Unit award granted on January 4, 2019.

F3 · balance_after: Includes 591 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 10,888 shares held through Issuer's 401(k) Plan.

Read SEC document
February 28, 2022 Filed Mar 3, 2022 01:57 UTC
Mendoza MarieSVP & General Counsel
SaleCommon Stock 1,050 $20.00 $21,000.00
Disclosure

SEC source: 0001660112-22-000003 · primary_doc.xml · nonDerivative · entry 4

Mendoza Marie · CIK 0001660112 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,406

F3 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F4 · balance_after: Includes 318 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 12,028 shares held through Issuer's 401(k) Plan.

Read SEC document
February 28, 2022 Filed Mar 3, 2022 01:57 UTC
Mendoza MarieSVP & General Counsel
SaleCommon Stock 1,050 $20.00 $21,000.00
Disclosure

SEC source: 0001660112-22-000003 · primary_doc.xml · nonDerivative · entry 3

Mendoza Marie · CIK 0001660112 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,456

F3 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F4 · balance_after: Includes 318 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 12,028 shares held through Issuer's 401(k) Plan.

Read SEC document
February 28, 2022 Filed Mar 3, 2022 01:57 UTC
Mendoza MarieSVP & General Counsel
Tax withholdingCommon Stock 3,277 $20.92 $68,554.84
Disclosure

SEC source: 0001660112-22-000003 · primary_doc.xml · nonDerivative · entry 2

Mendoza Marie · CIK 0001660112 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,506

F2 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F4 · balance_after: Includes 318 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 12,028 shares held through Issuer's 401(k) Plan.

Read SEC document
February 28, 2022 Filed Mar 3, 2022 01:57 UTC
Mendoza MarieSVP & General Counsel
GrantCommon Stock 6,888 $0.00 $0.00
Disclosure

SEC source: 0001660112-22-000003 · primary_doc.xml · nonDerivative · entry 1

Mendoza Marie · CIK 0001660112 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,783

F1 · shares: Shares acquired pursuant to the settlement of a Performance Restricted Stock Unit award granted on January 4, 2019.

F4 · balance_after: Includes 318 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 12,028 shares held through Issuer's 401(k) Plan.

Read SEC document
February 28, 2022 Filed Mar 3, 2022 01:42 UTC SaleCommon Stock 5,000 $20.58 $102,900.50
Disclosure

SEC source: 0001509411-22-000001 · primary_doc.xml · nonDerivative · entry 1

Judd Jane Elizabeth · CIK 0001509411 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,420

F1 · shares: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

Read SEC document
February 28, 2022 Filed Mar 3, 2022 01:37 UTC
Goodwin Benjamin M.SVP, Corp. Dev. & Gov. Affairs
Tax withholdingCommon Stock 2,381 $20.92 $49,810.52
Disclosure

SEC source: 0001335786-22-000004 · primary_doc.xml · nonDerivative · entry 2

Goodwin Benjamin M. · CIK 0001335786 · SVP, Corp. Dev. & Gov. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,157

F2 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F3 · balance_after: Includes 187 shares purchased through Issuer's Employee Stock Purchase Planan.

Read SEC document
February 28, 2022 Filed Mar 3, 2022 01:37 UTC
Goodwin Benjamin M.SVP, Corp. Dev. & Gov. Affairs
GrantCommon Stock 6,888 $0.00 $0.00
Disclosure

SEC source: 0001335786-22-000004 · primary_doc.xml · nonDerivative · entry 1

Goodwin Benjamin M. · CIK 0001335786 · SVP, Corp. Dev. & Gov. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,538

F1 · shares: Shares acquired pursuant to the settlement of a Performance Restricted Stock Unit award granted on January 4, 2019.

F3 · balance_after: Includes 187 shares purchased through Issuer's Employee Stock Purchase Planan.

Read SEC document
February 28, 2022 Filed Mar 3, 2022 01:31 UTC
Fendley Steven S.President, US Division
SaleCommon Stock 7,000 $19.46 $136,220.00
Disclosure

SEC source: 0001695434-22-000004 · primary_doc.xml · nonDerivative · entry 3

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 321,747

F3 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

Read SEC document
February 28, 2022 Filed Mar 3, 2022 01:31 UTC
Fendley Steven S.President, US Division
Tax withholdingCommon Stock 10,840 $20.92 $226,772.80
Disclosure

SEC source: 0001695434-22-000004 · primary_doc.xml · nonDerivative · entry 2

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 328,747

F2 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

Read SEC document
February 28, 2022 Filed Mar 3, 2022 01:31 UTC
Fendley Steven S.President, US Division
GrantCommon Stock 27,550 $0.00 $0.00
Disclosure

SEC source: 0001695434-22-000004 · primary_doc.xml · nonDerivative · entry 1

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 339,587

F1 · shares: Shares acquired pursuant to the settlement of a Performance Restricted Stock Unit award granted on January 4, 2019.

Read SEC document
February 28, 2022 Filed Mar 3, 2022 01:14 UTC
Cervantes de Burgreen MariaVP & Corporate Controller
Tax withholdingCommon Stock 3,277 $20.92 $68,554.84
Disclosure

SEC source: 0001675014-22-000003 · primary_doc.xml · nonDerivative · entry 2

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,845

F2 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F3 · balance_after: Includes 6,127 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 4,888 shares held through Issuer's 401(k) Plan.

Read SEC document
February 28, 2022 Filed Mar 3, 2022 01:14 UTC
Cervantes de Burgreen MariaVP & Corporate Controller
GrantCommon Stock 6,888 $0.00 $0.00
Disclosure

SEC source: 0001675014-22-000003 · primary_doc.xml · nonDerivative · entry 1

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,122

F1 · shares: Shares acquired pursuant to the settlement of a Performance Restricted Stock Unit award granted on January 4, 2019.

F3 · balance_after: Includes 6,127 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 4,888 shares held through Issuer's 401(k) Plan.

Read SEC document
February 28, 2022 Filed Mar 3, 2022 01:09 UTC
Carter David MPresident, DRSS Division
Tax withholdingCommon Stock 3,727 $20.92 $77,968.84
Disclosure

SEC source: 0001509412-22-000003 · primary_doc.xml · nonDerivative · entry 2

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,339

F2 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F3 · balance_after: Includes 9,299 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 1,497 shares held through Issuer's 401(k) Plan.

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February 28, 2022 Filed Mar 3, 2022 01:09 UTC
Carter David MPresident, DRSS Division
GrantCommon Stock 8,265 $0.00 $0.00
Disclosure

SEC source: 0001509412-22-000003 · primary_doc.xml · nonDerivative · entry 1

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,066

F1 · shares: Shares acquired pursuant to the settlement of a Performance Restricted Stock Unit award granted on January 4, 2019.

F3 · balance_after: Includes 9,299 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 1,497 shares held through Issuer's 401(k) Plan.

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February 28, 2022 Filed Mar 3, 2022 01:01 UTC
Carrai Phillip DPresident, STC Division
Tax withholdingCommon Stock 12,425 $20.92 $259,931.00
Disclosure

SEC source: 0001509409-22-000003 · primary_doc.xml · nonDerivative · entry 2

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,112

F2 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F3 · balance_after: Includes 11,385 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 1,465 shares held through Issuer's 401(k) Plan.

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February 28, 2022 Filed Mar 3, 2022 01:01 UTC
Carrai Phillip DPresident, STC Division
GrantCommon Stock 27,550 $0.00 $0.00
Disclosure

SEC source: 0001509409-22-000003 · primary_doc.xml · nonDerivative · entry 1

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,537

F1 · shares: Shares acquired pursuant to the settlement of a Performance Restricted Stock Unit award granted on January 4, 2019.

F3 · balance_after: Includes 11,385 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 1,465 shares held through Issuer's 401(k) Plan.

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February 28, 2022 Filed Mar 3, 2022 00:54 UTC
Adelman JonahPresident, ME Division
GrantCommon Stock 8,265 $0.00 $0.00
Disclosure

SEC source: 0001469818-22-000002 · primary_doc.xml · nonDerivative · entry 1

Adelman Jonah · CIK 0001469818 · President, ME Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,348

F1 · shares: Shares acquired pursuant to the settlement of a Performance Restricted Stock Unit award granted on January 4, 2019.

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February 25, 2022 Filed Feb 26, 2022 00:25 UTC
Goodwin Benjamin M.SVP, Corp. Dev. & Gov. Affairs
SaleCommon Stock 9,525 $18.36 $174,919.96
Disclosure

SEC source: 0001335786-22-000003 · primary_doc.xml · nonDerivative · entry 1

Goodwin Benjamin M. · CIK 0001335786 · SVP, Corp. Dev. & Gov. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,650

F1 · kind: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

F1 · shares: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.36 to $18.38 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 187 shares purchased through Issuer's Employee Stock Purchase Plan.

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February 22, 2022 Filed Feb 24, 2022 00:43 UTC
Lund Deanna HDirector · EVP & CFO
SaleCommon Stock 10,000 $16.37 $163,693.00
Disclosure

SEC source: 0001094718-22-000004 · primary_doc.xml · nonDerivative · entry 1

Lund Deanna H · CIK 0001094718 · Director · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,288

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.23 to $16.52 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 17,896 shares held through Issuer's 401(k) Plan.

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February 22, 2022 Filed Feb 24, 2022 00:37 UTC
DEMARCO ERIC MDirector · President & CEO
SaleCommon Stock 10,000 $16.45 $164,488.00
Disclosure

SEC source: 0001082440-22-000004 · primary_doc.xml · nonDerivative · entry 3

DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 414,732

F5 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F5 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.17 to $16.66 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

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February 20, 2022 Filed Feb 24, 2022 00:37 UTC
DEMARCO ERIC MDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001082440-22-000004 · primary_doc.xml · derivative · entry 5

DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · kind: RSUs granted on January 1, 2015 that vested and are released after a 5-year deferral period.

F2 · shares: RSUs granted on January 1, 2015 that vested and are released after a 5-year deferral period.

F2 · derivative.exercise_date: RSUs granted on January 1, 2015 that vested and are released after a 5-year deferral period.

F2 · derivative.expiration_date: RSUs granted on January 1, 2015 that vested and are released after a 5-year deferral period.

Read SEC document
February 20, 2022 Filed Feb 24, 2022 00:37 UTC
DEMARCO ERIC MDirector · President & CEO
Tax withholdingCommon Stock 7,580 $16.46 $124,766.80
Disclosure

SEC source: 0001082440-22-000004 · primary_doc.xml · nonDerivative · entry 2

DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 424,732

F4 · kind: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4.

F4 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4.

Read SEC document
February 20, 2022 Filed Feb 24, 2022 00:37 UTC
DEMARCO ERIC MDirector · President & CEO
Exercise / conversionCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001082440-22-000004 · primary_doc.xml · nonDerivative · entry 1

DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 432,312

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: RSUs granted on January 1, 2015 that vested and are released after a 5-year deferral period.

F2 · shares: RSUs granted on January 1, 2015 that vested and are released after a 5-year deferral period.

F3 · balance_after: RSUs were granted to Reporting Person, and per Reporting Person's instructions, the common stock from such released RSUs were issued to Reporting Person's trust.

Read SEC document
January 31, 2022 Filed Feb 3, 2022 01:35 UTC
Fendley Steven S.President, US Division
SaleCommon Stock 7,000 $16.34 $114,380.00
Disclosure

SEC source: 0001695434-22-000003 · primary_doc.xml · nonDerivative · entry 1

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 312,037

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

Read SEC document
January 30, 2022 Filed Apr 6, 2022 23:45 UTC
DEMARCO ERIC MDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 98,750 $0.00 $0.00
Disclosure

SEC source: 0001082440-22-000007 · primary_doc.xml · derivative · entry 6

DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 98,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs were granted on January 30, 2007, vested on the 15th anniversary, and released for settlement on April 4, 2022.

F2 · derivative.expiration_date: RSUs were granted on January 30, 2007, vested on the 15th anniversary, and released for settlement on April 4, 2022.

Read SEC document
January 30, 2022 Filed Apr 6, 2022 23:45 UTC
DEMARCO ERIC MDirector · President & CEO
Exercise / conversionCommon Stock 98,750 $0.00 $0.00
Disclosure

SEC source: 0001082440-22-000007 · primary_doc.xml · nonDerivative · entry 1

DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 553,610

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: RSUs were granted on January 30, 2007, vested on the 15th anniversary, and released for settlement on April 4, 2022.

F4 · balance_after: RSUs were granted to Reporting Person, and per Reporting Person's instructions, the common stock from such released RSUs were issued to Reporting Person's trust.

Read SEC document
January 21, 2022 Filed Jan 22, 2022 01:09 UTC
Lund Deanna HDirector · EVP & CFO
SaleCommon Stock 11,377 $17.19 $195,605.90
Disclosure

SEC source: 0001094718-22-000003 · primary_doc.xml · nonDerivative · entry 1

Lund Deanna H · CIK 0001094718 · Director · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,067

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.04 to $17.42 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 17,675 shares held through Issuer's 401(k) Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.