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Nasdaq · USD

KTOS

KRATOS DEFENSE & SECURITY SOLUTIONS, INC.

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Tapewire entity
3567
SEC CIK
0001069258
Parsed reports
831

Last 12 months

Inside the activity.

0 purchase rows · 282 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025017
Dec 2025036
Jan 2026049
Feb 2026028
Mar 2026055
Apr 2026021
May 2026020
Jun 2026018
Jul 2026014
Aug 2026018
Sep 202606
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 04, 2023 Filed Jan 6, 2023 02:45 UTC
Rock Stacey GPresident, KTT Division
Tax withholdingCommon Stock 2,232 $10.21 $22,788.72
Disclosure

SEC source: 0001342017-23-000001 · primary_doc.xml · nonDerivative · entry 6

Rock Stacey G · CIK 0001342017 · President, KTT Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,822

F7 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F8 · balance_after: Includes 2,039 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 12,350 shares held through Issuer's 401(k) Plan.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 02:45 UTC
Rock Stacey GPresident, KTT Division
Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001342017-23-000001 · primary_doc.xml · nonDerivative · entry 5

Rock Stacey G · CIK 0001342017 · President, KTT Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,054

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: RSUs were granted and previously reported on a Form 3 filed March 1, 2019, where 5,000 RSUs vest on January 4, 2023.

F8 · balance_after: Includes 2,039 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 12,350 shares held through Issuer's 401(k) Plan.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 02:02 UTC
Mendoza MarieSVP & General Counsel
Exercise / conversionRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001660112-23-000001 · primary_doc.xml · derivative · entry 13

Mendoza Marie · CIK 0001660112 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F6 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2021 where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

F6 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2021 where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 02:02 UTC
Mendoza MarieSVP & General Counsel
Exercise / conversionRestricted Stock Units · Derivative 12,500 $0.00 $0.00
Disclosure

SEC source: 0001660112-23-000001 · primary_doc.xml · derivative · entry 12

Mendoza Marie · CIK 0001660112 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F5 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 8, 2018 where 12,500 RSUs vest on January 4, 2023.

F5 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 8, 2018 where 12,500 RSUs vest on January 4, 2023.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 02:02 UTC
Mendoza MarieSVP & General Counsel
Tax withholdingCommon Stock 1,645 $10.21 $16,795.45
Disclosure

SEC source: 0001660112-23-000001 · primary_doc.xml · nonDerivative · entry 8

Mendoza Marie · CIK 0001660112 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,833

F7 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F8 · balance_after: Includes 910 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 13,532 shares held through Issuer's 401(k) Plan.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 02:02 UTC
Mendoza MarieSVP & General Counsel
Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001660112-23-000001 · primary_doc.xml · nonDerivative · entry 7

Mendoza Marie · CIK 0001660112 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,478

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2021 where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

F8 · balance_after: Includes 910 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 13,532 shares held through Issuer's 401(k) Plan.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 02:02 UTC
Mendoza MarieSVP & General Counsel
Tax withholdingCommon Stock 6,378 $10.21 $65,119.38
Disclosure

SEC source: 0001660112-23-000001 · primary_doc.xml · nonDerivative · entry 6

Mendoza Marie · CIK 0001660112 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,478

F7 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F8 · balance_after: Includes 910 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 13,532 shares held through Issuer's 401(k) Plan.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 02:02 UTC
Mendoza MarieSVP & General Counsel
Exercise / conversionCommon Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001660112-23-000001 · primary_doc.xml · nonDerivative · entry 5

Mendoza Marie · CIK 0001660112 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,856

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: RSUs were granted and previously reported on a Form 4 filed January 8, 2018 where 12,500 RSUs vest on January 4, 2023.

F8 · balance_after: Includes 910 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 13,532 shares held through Issuer's 401(k) Plan.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 01:34 UTC
Goodwin Benjamin M.SVP, Corp. Dev. & Gov. Affairs
Exercise / conversionRestricted Stock Units · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001335786-23-000001 · primary_doc.xml · derivative · entry 11

Goodwin Benjamin M. · CIK 0001335786 · SVP, Corp. Dev. & Gov. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F5 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2021 where 12,500 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

F5 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2021 where 12,500 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 01:34 UTC
Goodwin Benjamin M.SVP, Corp. Dev. & Gov. Affairs
Tax withholdingCommon Stock 996 $10.21 $10,169.16
Disclosure

SEC source: 0001335786-23-000001 · primary_doc.xml · nonDerivative · entry 6

Goodwin Benjamin M. · CIK 0001335786 · SVP, Corp. Dev. & Gov. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,370

F6 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F7 · balance_after: Includes 187 shares purchased through Issuer's Employee Stock Purchase Plan.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 01:34 UTC
Goodwin Benjamin M.SVP, Corp. Dev. & Gov. Affairs
Exercise / conversionCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001335786-23-000001 · primary_doc.xml · nonDerivative · entry 5

Goodwin Benjamin M. · CIK 0001335786 · SVP, Corp. Dev. & Gov. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,366

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2021 where 12,500 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

F7 · balance_after: Includes 187 shares purchased through Issuer's Employee Stock Purchase Plan.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 01:23 UTC
Fendley Steven S.President, US Division
Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001695434-23-000001 · primary_doc.xml · derivative · entry 10

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F5 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2021 where 50,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

F5 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2021 where 50,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 01:23 UTC
Fendley Steven S.President, US Division
Tax withholdingCommon Stock 3,845 $10.21 $39,257.45
Disclosure

SEC source: 0001695434-23-000001 · primary_doc.xml · nonDerivative · entry 6

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,777

F6 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 01:23 UTC
Fendley Steven S.President, US Division
Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001695434-23-000001 · primary_doc.xml · nonDerivative · entry 5

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,622

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2021 where 50,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 00:56 UTC
Carter David MPresident, DRSS Division
Exercise / conversionRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001509412-23-000001 · primary_doc.xml · derivative · entry 13

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F6 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2021 where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

F6 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2021 where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 00:56 UTC
Carter David MPresident, DRSS Division
Exercise / conversionRestricted Stock Units · Derivative 17,500 $0.00 $0.00
Disclosure

SEC source: 0001509412-23-000001 · primary_doc.xml · derivative · entry 12

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F5 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 8, 2018 where 17,500 RSUs vest on January 4, 2023.

F5 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 8, 2018 where 17,500 RSUs vest on January 4, 2023.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 00:56 UTC
Carter David MPresident, DRSS Division
Tax withholdingCommon Stock 1,512 $10.21 $15,437.52
Disclosure

SEC source: 0001509412-23-000001 · primary_doc.xml · nonDerivative · entry 8

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,031

F7 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F8 · balance_after: Includes 10,333 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 2,284 shares held through Issuer's 401(k) Plan.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 00:56 UTC
Carter David MPresident, DRSS Division
Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001509412-23-000001 · primary_doc.xml · nonDerivative · entry 7

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,543

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2021 where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

F8 · balance_after: Includes 10,333 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 2,284 shares held through Issuer's 401(k) Plan.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 00:56 UTC
Carter David MPresident, DRSS Division
Tax withholdingCommon Stock 8,093 $10.21 $82,629.53
Disclosure

SEC source: 0001509412-23-000001 · primary_doc.xml · nonDerivative · entry 6

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,543

F7 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F8 · balance_after: Includes 10,333 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 2,284 shares held through Issuer's 401(k) Plan.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 00:56 UTC
Carter David MPresident, DRSS Division
Exercise / conversionCommon Stock 17,500 $0.00 $0.00
Disclosure

SEC source: 0001509412-23-000001 · primary_doc.xml · nonDerivative · entry 5

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,636

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: RSUs were granted and previously reported on a Form 4 filed January 8, 2018 where 17,500 RSUs vest on January 4, 2023.

F8 · balance_after: Includes 10,333 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 2,284 shares held through Issuer's 401(k) Plan.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 01:12 UTC
Cervantes de Burgreen MariaVP & Corporate Controller
Exercise / conversionRestricted Stock Units · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001675014-23-000001 · primary_doc.xml · derivative · entry 13

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F6 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2021 where 12,500 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

F6 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2021 where 12,500 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 01:12 UTC
Cervantes de Burgreen MariaVP & Corporate Controller
Exercise / conversionRestricted Stock Units · Derivative 12,500 $0.00 $0.00
Disclosure

SEC source: 0001675014-23-000001 · primary_doc.xml · derivative · entry 12

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F5 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 8, 2018 where 12,500 RSUs vest on January 4, 2023.

F5 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 8, 2018 where 12,500 RSUs vest on January 4, 2023.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 01:12 UTC
Cervantes de Burgreen MariaVP & Corporate Controller
Tax withholdingCommon Stock 1,371 $10.21 $13,997.91
Disclosure

SEC source: 0001675014-23-000001 · primary_doc.xml · nonDerivative · entry 8

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,801

F7 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F8 · balance_after: Includes 7,494 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 6,073 shares held through Issuer's 401(k) Plan.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 01:12 UTC
Cervantes de Burgreen MariaVP & Corporate Controller
Exercise / conversionCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001675014-23-000001 · primary_doc.xml · nonDerivative · entry 7

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,172

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2021 where 12,500 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

F8 · balance_after: Includes 7,494 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 6,073 shares held through Issuer's 401(k) Plan.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 01:12 UTC
Cervantes de Burgreen MariaVP & Corporate Controller
Tax withholdingCommon Stock 6,483 $10.21 $66,191.43
Disclosure

SEC source: 0001675014-23-000001 · primary_doc.xml · nonDerivative · entry 6

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,672

F7 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F8 · balance_after: Includes 7,494 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 6,073 shares held through Issuer's 401(k) Plan.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 01:12 UTC
Cervantes de Burgreen MariaVP & Corporate Controller
Exercise / conversionCommon Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001675014-23-000001 · primary_doc.xml · nonDerivative · entry 5

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,155

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: RSUs were granted and previously reported on a Form 4 filed January 8, 2018 where 12,500 RSUs vest on January 4, 2023.

F8 · balance_after: Includes 7,494 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 6,073 shares held through Issuer's 401(k) Plan.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 00:40 UTC
Carrai Phillip DPresident, STC Division
Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001509409-23-000001 · primary_doc.xml · derivative · entry 14

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F6 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2021 where 50,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

F6 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2021 where 50,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 00:40 UTC
Carrai Phillip DPresident, STC Division
Exercise / conversionRestricted Stock Units · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001509409-23-000001 · primary_doc.xml · derivative · entry 13

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F5 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 8, 2018 where 50,000 RSUs vest on January 4, 2023.

F5 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 8, 2018 where 50,000 RSUs vest on January 4, 2023.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 00:40 UTC
Carrai Phillip DPresident, STC Division
Tax withholdingCommon Stock 4,466 $10.21 $45,597.86
Disclosure

SEC source: 0001509409-23-000001 · primary_doc.xml · nonDerivative · entry 8

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,003

F7 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F8 · balance_after: Includes 11,385 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 2,095 shares held through Issuer's 401(k) Plan.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 00:40 UTC
Carrai Phillip DPresident, STC Division
Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001509409-23-000001 · primary_doc.xml · nonDerivative · entry 7

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,469

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2021 where 50,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

F8 · balance_after: Includes 11,385 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 2,095 shares held through Issuer's 401(k) Plan.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 00:40 UTC
Carrai Phillip DPresident, STC Division
Tax withholdingCommon Stock 22,550 $10.21 $230,235.50
Disclosure

SEC source: 0001509409-23-000001 · primary_doc.xml · nonDerivative · entry 6

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,469

F7 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F8 · balance_after: Includes 11,385 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 2,095 shares held through Issuer's 401(k) Plan.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 00:40 UTC
Carrai Phillip DPresident, STC Division
Exercise / conversionCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001509409-23-000001 · primary_doc.xml · nonDerivative · entry 5

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,019

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: RSUs were granted and previously reported on a Form 4 filed January 8, 2018 where 50,000 RSUs vest on January 4, 2023.

F8 · balance_after: Includes 11,385 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 2,095 shares held through Issuer's 401(k) Plan.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 00:16 UTC
Adelman JonahPresident, ME Division
Exercise / conversionRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001469818-23-000001 · primary_doc.xml · derivative · entry 9

Adelman Jonah · CIK 0001469818 · President, ME Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F6 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2021 where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

F6 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2021 where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 00:16 UTC
Adelman JonahPresident, ME Division
Exercise / conversionRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001469818-23-000001 · primary_doc.xml · derivative · entry 8

Adelman Jonah · CIK 0001469818 · President, ME Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F5 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 8, 2018 where 15,000 RSUs vest on January 4, 2023.

F5 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 8, 2018 where 15,000 RSUs vest on January 4, 2023.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 00:16 UTC
Adelman JonahPresident, ME Division
Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001469818-23-000001 · primary_doc.xml · nonDerivative · entry 4

Adelman Jonah · CIK 0001469818 · President, ME Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,348

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2021 where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 00:16 UTC
Adelman JonahPresident, ME Division
Exercise / conversionCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001469818-23-000001 · primary_doc.xml · nonDerivative · entry 3

Adelman Jonah · CIK 0001469818 · President, ME Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,348

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: RSUs were granted and previously reported on a Form 4 filed January 8, 2018 where 15,000 RSUs vest on January 4, 2023.

Read SEC document
January 03, 2023 Filed Jan 6, 2023 01:49 UTC
Lund Deanna HDirector · EVP & CFO
Exercise / conversionRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001094718-23-000001 · primary_doc.xml · derivative · entry 11

Lund Deanna H · CIK 0001094718 · Director · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F4 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2022, where 75,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2022 date of grant.

F4 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2022, where 75,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2022 date of grant.

Read SEC document
January 03, 2023 Filed Jan 6, 2023 01:49 UTC
Lund Deanna HDirector · EVP & CFO
Exercise / conversionRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001094718-23-000001 · primary_doc.xml · derivative · entry 10

Lund Deanna H · CIK 0001094718 · Director · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F3 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 3, 2020, where 75,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant.

F3 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 3, 2020, where 75,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant.

Read SEC document
January 03, 2023 Filed Jan 6, 2023 01:49 UTC
Lund Deanna HDirector · EVP & CFO
GrantRestricted Stock Units · Derivative 75,000 $0.00 $0.00
Disclosure

SEC source: 0001094718-23-000001 · primary_doc.xml · derivative · entry 9

Lund Deanna H · CIK 0001094718 · Director · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

F2 · derivative.expiration_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

Read SEC document
January 03, 2023 Filed Jan 6, 2023 01:49 UTC
Lund Deanna HDirector · EVP & CFO
Tax withholdingCommon Stock 8,314 $10.03 $83,389.42
Disclosure

SEC source: 0001094718-23-000001 · primary_doc.xml · nonDerivative · entry 4

Lund Deanna H · CIK 0001094718 · Director · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,092

F7 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F8 · balance_after: Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 19,535 shares held through Issuer's 401(k) Plan.

Read SEC document
January 03, 2023 Filed Jan 6, 2023 01:49 UTC
Lund Deanna HDirector · EVP & CFO
Exercise / conversionCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001094718-23-000001 · primary_doc.xml · nonDerivative · entry 3

Lund Deanna H · CIK 0001094718 · Director · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,406

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2022, where 75,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2022 date of grant.

F8 · balance_after: Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 19,535 shares held through Issuer's 401(k) Plan.

Read SEC document
January 03, 2023 Filed Jan 6, 2023 01:49 UTC
Lund Deanna HDirector · EVP & CFO
Tax withholdingCommon Stock 7,358 $10.03 $73,800.74
Disclosure

SEC source: 0001094718-23-000001 · primary_doc.xml · nonDerivative · entry 2

Lund Deanna H · CIK 0001094718 · Director · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,406

F7 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F8 · balance_after: Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 19,535 shares held through Issuer's 401(k) Plan.

Read SEC document
January 03, 2023 Filed Jan 6, 2023 01:49 UTC
Lund Deanna HDirector · EVP & CFO
Exercise / conversionCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001094718-23-000001 · primary_doc.xml · nonDerivative · entry 1

Lund Deanna H · CIK 0001094718 · Director · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,764

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: RSUs were granted and previously reported on a Form 4 filed January 3, 2020, where 75,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant.

F8 · balance_after: Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 19,535 shares held through Issuer's 401(k) Plan.

Read SEC document
January 03, 2023 Filed Jan 6, 2023 02:15 UTC
DEMARCO ERIC MDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 30,000 $0.00 $0.00
Disclosure

SEC source: 0001082440-23-000001 · primary_doc.xml · derivative · entry 9

DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 30,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F3 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2022, where 150,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2022 date of grant.

F3 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2022, where 150,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2022 date of grant.

Read SEC document
January 03, 2023 Filed Jan 6, 2023 02:15 UTC
DEMARCO ERIC MDirector · President & CEO
GrantRestricted Stock Units · Derivative 150,000 $0.00 $0.00
Disclosure

SEC source: 0001082440-23-000001 · primary_doc.xml · derivative · entry 8

DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

F2 · derivative.expiration_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

Read SEC document
January 03, 2023 Filed Jan 6, 2023 02:15 UTC
DEMARCO ERIC MDirector · President & CEO
Tax withholdingCommon Stock 12,390 $10.03 $124,271.70
Disclosure

SEC source: 0001082440-23-000001 · primary_doc.xml · nonDerivative · entry 2

DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 639,675

F7 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

Read SEC document
January 03, 2023 Filed Jan 6, 2023 02:15 UTC
DEMARCO ERIC MDirector · President & CEO
Exercise / conversionCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001082440-23-000001 · primary_doc.xml · nonDerivative · entry 1

DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 652,065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2022, where 150,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2022 date of grant.

F6 · balance_after: RSUs were granted to Reporting Person, and per Reporting Person's instructions, the common stock from such released RSUs were issued to Reporting Person's trust.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 21:30 UTC
MILLS THOMAS E IVPresident, C5ISR Div.
Exercise / conversionRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-23-000001 · primary_doc.xml · derivative · entry 11

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Div.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F4 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2022, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2022 date of grant.

F4 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2022, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2022 date of grant.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 21:30 UTC
MILLS THOMAS E IVPresident, C5ISR Div.
Exercise / conversionRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-23-000001 · primary_doc.xml · derivative · entry 10

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Div.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F3 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 3, 2020, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant.

F3 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 3, 2020, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 21:30 UTC
MILLS THOMAS E IVPresident, C5ISR Div.
GrantRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-23-000001 · primary_doc.xml · derivative · entry 9

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Div.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

F2 · derivative.expiration_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.