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KTOS

KRATOS DEFENSE & SECURITY SOLUTIONS, INC.

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3567
SEC CIK
0001069258
Parsed reports
831

Last 12 months

Inside the activity.

0 purchase rows · 282 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025017
Dec 2025036
Jan 2026049
Feb 2026028
Mar 2026055
Apr 2026021
May 2026020
Jun 2026018
Jul 2026014
Aug 2026018
Sep 202606
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 04, 2023 Filed Jun 6, 2023 23:59 UTC
Mendoza MarieSVP & General Counsel
Exercise / conversionCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001660112-23-000004 · primary_doc.xml · nonDerivative · entry 1

Mendoza Marie · CIK 0001660112 · SVP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,354

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: RSUs were granted and previously reported on a Form 4 filed June 5, 2020, where 5,000 RSUs vest ratably on each of the first five anniversaries of the June 4, 2020 date of grant.

F4 · balance_after: Includes 910 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 13,711 shares held through Issuer's 401(k) Plan.

Read SEC document
June 02, 2023 Filed Jun 6, 2023 23:50 UTC
Fendley Steven S.President, US Division
SaleCommon Stock 25,000 $13.97 $349,250.00
Disclosure

SEC source: 0001695434-23-000004 · primary_doc.xml · nonDerivative · entry 1

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 347,045

F1 · shares: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.92 to $14.02 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes approximately 807 shares held through Issuer's 401(k) Plan.

Read SEC document
May 24, 2023 Filed May 26, 2023 23:39 UTC GrantRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001014803-23-000001 · primary_doc.xml · derivative · entry 1

Jarvis Scot B · CIK 0001014803 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs vest 100% on the first anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

F2 · derivative.expiration_date: RSUs vest 100% on the first anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

Read SEC document
May 24, 2023 Filed May 26, 2023 23:51 UTC
Zegart AmyDirector
GrantRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001620329-23-000001 · primary_doc.xml · derivative · entry 1

Zegart Amy · CIK 0001620329 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs vest 100% on the first anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

F2 · derivative.expiration_date: RSUs vest 100% on the first anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

Read SEC document
May 24, 2023 Filed May 26, 2023 23:47 UTC GrantRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001435919-23-000001 · primary_doc.xml · derivative · entry 1

Liberatore Samuel N · CIK 0001435919 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs vest 100% on the first anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

F2 · derivative.expiration_date: RSUs vest 100% on the first anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

Read SEC document
May 24, 2023 Filed May 26, 2023 23:43 UTC GrantRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001509411-23-000001 · primary_doc.xml · derivative · entry 1

Judd Jane Elizabeth · CIK 0001509411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs vest 100% on the first anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

F2 · derivative.expiration_date: RSUs vest 100% on the first anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

Read SEC document
May 24, 2023 Filed May 26, 2023 23:34 UTC GrantRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001114923-23-000001 · primary_doc.xml · derivative · entry 1

HOGLUND WILLIAM A · CIK 0001114923 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs vest 100% on the first anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

F2 · derivative.expiration_date: RSUs vest 100% on the first anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

Read SEC document
May 24, 2023 Filed May 26, 2023 23:29 UTC GrantRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001243621-23-000001 · primary_doc.xml · derivative · entry 1

ANDERSON SCOTT I · CIK 0001243621 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs vest 100% on the first anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

F2 · derivative.expiration_date: RSUs vest 100% on the first anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

Read SEC document
May 18, 2023 Filed May 23, 2023 00:25 UTC
Cervantes de Burgreen MariaVP & Corporate Controller
SaleCommon Stock 4,637 $14.11 $65,429.92
Disclosure

SEC source: 0001675014-23-000002 · primary_doc.xml · nonDerivative · entry 2

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corporate Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,167

F2 · kind: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

F2 · shares: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.11 to $14.115 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F5 · balance_after: Includes 2,857 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 5,076 shares held through Issuer's 401(k) Plan.

Read SEC document
May 18, 2023 Filed May 23, 2023 00:25 UTC
Cervantes de Burgreen MariaVP & Corporate Controller
OtherCommon Stock 1,286 $14.16 $18,209.76
Disclosure

SEC source: 0001675014-23-000002 · primary_doc.xml · nonDerivative · entry 1

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corporate Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,804

F1 · kind: Transfer of common stock held through Issuer's 401(k) Plan as of transaction date, as valued based on 5/18/2023 common stock closing price.

F1 · shares: Transfer of common stock held through Issuer's 401(k) Plan as of transaction date, as valued based on 5/18/2023 common stock closing price.

F1 · price: Transfer of common stock held through Issuer's 401(k) Plan as of transaction date, as valued based on 5/18/2023 common stock closing price.

F4 · balance_after: Includes 7,494 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 5,076 shares held through Issuer's 401(k) Plan.

Read SEC document
May 17, 2023 Filed May 18, 2023 23:42 UTC
Mendoza MarieSVP & General Counsel
SaleCommon Stock 1,447 $14.00 $20,258.00
Disclosure

SEC source: 0001660112-23-000003 · primary_doc.xml · nonDerivative · entry 1

Mendoza Marie · CIK 0001660112 · SVP & General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 41,297

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Includes 910 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 13,654 shares held through Issuer's 401(k) Plan.

Read SEC document
May 04, 2023 Filed May 5, 2023 23:52 UTC
Mendoza MarieSVP & General Counsel
SaleCommon Stock 1,000 $14.00 $14,000.00
Disclosure

SEC source: 0001660112-23-000002 · primary_doc.xml · nonDerivative · entry 7

Mendoza Marie · CIK 0001660112 · SVP & General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 42,760

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Includes 910 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 13,670 shares held through Issuer's 401(k).

Read SEC document
May 04, 2023 Filed May 5, 2023 23:52 UTC
Mendoza MarieSVP & General Counsel
SaleCommon Stock 1,000 $14.00 $14,000.00
Disclosure

SEC source: 0001660112-23-000002 · primary_doc.xml · nonDerivative · entry 6

Mendoza Marie · CIK 0001660112 · SVP & General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 43,760

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Includes 910 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 13,670 shares held through Issuer's 401(k).

Read SEC document
May 04, 2023 Filed May 5, 2023 23:52 UTC
Mendoza MarieSVP & General Counsel
SaleCommon Stock 1,000 $14.00 $14,000.00
Disclosure

SEC source: 0001660112-23-000002 · primary_doc.xml · nonDerivative · entry 5

Mendoza Marie · CIK 0001660112 · SVP & General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 44,760

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Includes 910 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 13,670 shares held through Issuer's 401(k).

Read SEC document
May 04, 2023 Filed May 5, 2023 23:52 UTC
Mendoza MarieSVP & General Counsel
SaleCommon Stock 1,600 $14.00 $22,400.00
Disclosure

SEC source: 0001660112-23-000002 · primary_doc.xml · nonDerivative · entry 4

Mendoza Marie · CIK 0001660112 · SVP & General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 45,760

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Includes 910 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 13,670 shares held through Issuer's 401(k).

Read SEC document
May 04, 2023 Filed May 5, 2023 23:52 UTC
Mendoza MarieSVP & General Counsel
SaleCommon Stock 611 $14.00 $8,554.00
Disclosure

SEC source: 0001660112-23-000002 · primary_doc.xml · nonDerivative · entry 3

Mendoza Marie · CIK 0001660112 · SVP & General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 47,360

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Includes 910 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 13,670 shares held through Issuer's 401(k).

Read SEC document
May 04, 2023 Filed May 5, 2023 23:52 UTC
Mendoza MarieSVP & General Counsel
SaleCommon Stock 1,000 $14.00 $14,000.00
Disclosure

SEC source: 0001660112-23-000002 · primary_doc.xml · nonDerivative · entry 2

Mendoza Marie · CIK 0001660112 · SVP & General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 47,971

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Includes 910 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 13,670 shares held through Issuer's 401(k).

Read SEC document
May 04, 2023 Filed May 5, 2023 23:52 UTC
Mendoza MarieSVP & General Counsel
SaleCommon Stock 1,000 $14.00 $14,000.00
Disclosure

SEC source: 0001660112-23-000002 · primary_doc.xml · nonDerivative · entry 1

Mendoza Marie · CIK 0001660112 · SVP & General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,971

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Includes 910 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 13,670 shares held through Issuer's 401(k).

Read SEC document
April 05, 2023 Filed Apr 7, 2023 00:06 UTC
Fendley Steven S.President, US Division
Exercise / conversionRestricted Stock Units · Derivative 13,333 $0.00 $0.00
Disclosure

SEC source: 0001695434-23-000003 · primary_doc.xml · derivative · entry 6

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,333

Underlying: Common Stock · 13,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F3 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed April 8, 2021, where 40,000 RSUs vest ratably on each of the first three anniversaries of the April 5, 2021 date of grant. Of these RSUs, 13,333 shares of the underlying common stock were released for settlement on April 5, 2023.

F3 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed April 8, 2021, where 40,000 RSUs vest ratably on each of the first three anniversaries of the April 5, 2021 date of grant. Of these RSUs, 13,333 shares of the underlying common stock were released for settlement on April 5, 2023.

Read SEC document
April 05, 2023 Filed Apr 7, 2023 00:06 UTC
Fendley Steven S.President, US Division
Tax withholdingCommon Stock 5,021 $12.90 $64,770.90
Disclosure

SEC source: 0001695434-23-000003 · primary_doc.xml · nonDerivative · entry 4

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 371,835

F4 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4.

F5 · balance_after: Includes approximately 597 shares held through Issuer's 401(k) Plan.

Read SEC document
April 05, 2023 Filed Apr 7, 2023 00:06 UTC
Fendley Steven S.President, US Division
Exercise / conversionCommon Stock 13,333 $0.00 $0.00
Disclosure

SEC source: 0001695434-23-000003 · primary_doc.xml · nonDerivative · entry 3

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 376,856

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: RSUs were granted and previously reported on a Form 4 filed April 8, 2021, where 40,000 RSUs vest ratably on each of the first three anniversaries of the April 5, 2021 date of grant. Of these RSUs, 13,333 shares of the underlying common stock were released for settlement on April 5, 2023.

F5 · balance_after: Includes approximately 597 shares held through Issuer's 401(k) Plan.

Read SEC document
April 04, 2023 Filed Apr 7, 2023 00:06 UTC
Fendley Steven S.President, US Division
Exercise / conversionRestricted Stock Units · Derivative 3,334 $0.00 $0.00
Disclosure

SEC source: 0001695434-23-000003 · primary_doc.xml · derivative · entry 5

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,666

Underlying: Common Stock · 3,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed April 6, 2022, where 10,000 RSUs vest ratably on each of the first three anniversaries of the April 4, 2022 date of grant.

F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed April 6, 2022, where 10,000 RSUs vest ratably on each of the first three anniversaries of the April 4, 2022 date of grant.

Read SEC document
April 04, 2023 Filed Apr 7, 2023 00:06 UTC
Fendley Steven S.President, US Division
Tax withholdingCommon Stock 1,293 $13.29 $17,183.97
Disclosure

SEC source: 0001695434-23-000003 · primary_doc.xml · nonDerivative · entry 2

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 363,523

F4 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4.

F5 · balance_after: Includes approximately 597 shares held through Issuer's 401(k) Plan.

Read SEC document
April 04, 2023 Filed Apr 7, 2023 00:06 UTC
Fendley Steven S.President, US Division
Exercise / conversionCommon Stock 3,334 $0.00 $0.00
Disclosure

SEC source: 0001695434-23-000003 · primary_doc.xml · nonDerivative · entry 1

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 364,816

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: RSUs were granted and previously reported on a Form 4 filed April 6, 2022, where 10,000 RSUs vest ratably on each of the first three anniversaries of the April 4, 2022 date of grant.

F5 · balance_after: Includes approximately 597 shares held through Issuer's 401(k) Plan.

Read SEC document
March 17, 2023 Filed Mar 21, 2023 23:23 UTC
Fendley Steven S.President, US Division
Exercise / conversionRestricted Stock Units · Derivative 16,666 $0.00 $0.00
Disclosure

SEC source: 0001695434-23-000002 · primary_doc.xml · derivative · entry 3

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed March 19, 2020, where 50,000 RSUs vest ratably on each of the first three anniversaries of the March 17, 2020 date of grant.

F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed March 19, 2020, where 50,000 RSUs vest ratably on each of the first three anniversaries of the March 17, 2020 date of grant.

Read SEC document
March 17, 2023 Filed Mar 21, 2023 23:23 UTC
Fendley Steven S.President, US Division
Tax withholdingCommon Stock 6,558 $12.54 $82,237.32
Disclosure

SEC source: 0001695434-23-000002 · primary_doc.xml · nonDerivative · entry 2

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 367,535

F3 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4.

F4 · balance_after: Includes approximately 6,650 shares held in Issuer's 401(k) Plan.

Read SEC document
March 17, 2023 Filed Mar 21, 2023 23:23 UTC
Fendley Steven S.President, US Division
Exercise / conversionCommon Stock 16,666 $0.00 $0.00
Disclosure

SEC source: 0001695434-23-000002 · primary_doc.xml · nonDerivative · entry 1

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 374,093

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: RSUs were granted and previously reported on a Form 4 filed March 19, 2020, where 50,000 RSUs vest ratably on each of the first three anniversaries of the March 17, 2020 date of grant.

F4 · balance_after: Includes approximately 6,650 shares held in Issuer's 401(k) Plan.

Read SEC document
February 28, 2023 Filed Mar 3, 2023 00:23 UTC
Goodwin Benjamin M.SVP, Corp. Dev. & Gov. Affairs
SaleCommon Stock 8,000 $12.77 $102,120.00
Disclosure

SEC source: 0001335786-23-000002 · primary_doc.xml · nonDerivative · entry 1

Goodwin Benjamin M. · CIK 0001335786 · SVP, Corp. Dev. & Gov. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,370

F1 · kind: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

F1 · shares: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.76 to $12.7801 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 187 shares purchased through Issuer's Employee Stock Purchase Plan.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 01:49 UTC
Lund Deanna HDirector · EVP & CFO
Exercise / conversionRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001094718-23-000001 · primary_doc.xml · derivative · entry 13

Lund Deanna H · CIK 0001094718 · Director · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F6 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2021 where 75,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

F6 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2021 where 75,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 01:49 UTC
Lund Deanna HDirector · EVP & CFO
Exercise / conversionRestricted Stock Units · Derivative 75,000 $0.00 $0.00
Disclosure

SEC source: 0001094718-23-000001 · primary_doc.xml · derivative · entry 12

Lund Deanna H · CIK 0001094718 · Director · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 75,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F5 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 8, 2018 where 75,000 RSUs vest on January 4, 2023.

F5 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 8, 2018 where 75,000 RSUs vest on January 4, 2023.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 01:49 UTC
Lund Deanna HDirector · EVP & CFO
Tax withholdingCommon Stock 7,447 $10.21 $76,033.87
Disclosure

SEC source: 0001094718-23-000001 · primary_doc.xml · nonDerivative · entry 8

Lund Deanna H · CIK 0001094718 · Director · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,408

F7 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F8 · balance_after: Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 19,535 shares held through Issuer's 401(k) Plan.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 01:49 UTC
Lund Deanna HDirector · EVP & CFO
Exercise / conversionCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001094718-23-000001 · primary_doc.xml · nonDerivative · entry 7

Lund Deanna H · CIK 0001094718 · Director · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,855

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2021 where 75,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

F8 · balance_after: Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 19,535 shares held through Issuer's 401(k) Plan.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 01:49 UTC
Lund Deanna HDirector · EVP & CFO
Tax withholdingCommon Stock 37,237 $10.21 $380,189.77
Disclosure

SEC source: 0001094718-23-000001 · primary_doc.xml · nonDerivative · entry 6

Lund Deanna H · CIK 0001094718 · Director · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,855

F7 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F8 · balance_after: Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 19,535 shares held through Issuer's 401(k) Plan.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 01:49 UTC
Lund Deanna HDirector · EVP & CFO
Exercise / conversionCommon Stock 75,000 $0.00 $0.00
Disclosure

SEC source: 0001094718-23-000001 · primary_doc.xml · nonDerivative · entry 5

Lund Deanna H · CIK 0001094718 · Director · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,092

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: RSUs were granted and previously reported on a Form 4 filed January 8, 2018 where 75,000 RSUs vest on January 4, 2023.

F8 · balance_after: Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 19,535 shares held through Issuer's 401(k) Plan.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 02:15 UTC
DEMARCO ERIC MDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 30,000 $0.00 $0.00
Disclosure

SEC source: 0001082440-23-000001 · primary_doc.xml · derivative · entry 11

DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 30,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F5 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2021 where 150,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

F5 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2021 where 150,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 02:15 UTC
DEMARCO ERIC MDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 45,000 $0.00 $0.00
Disclosure

SEC source: 0001082440-23-000001 · primary_doc.xml · derivative · entry 10

DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 45,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F4 · derivative.exercise_date: RSUs were granted on January 4, 2008, vested on the 15th anniversary, and released on January 4, 2023.

F4 · derivative.expiration_date: RSUs were granted on January 4, 2008, vested on the 15th anniversary, and released on January 4, 2023.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 02:15 UTC
DEMARCO ERIC MDirector · President & CEO
Tax withholdingCommon Stock 11,634 $10.21 $118,783.14
Disclosure

SEC source: 0001082440-23-000001 · primary_doc.xml · nonDerivative · entry 6

DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 685,334

F7 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 02:15 UTC
DEMARCO ERIC MDirector · President & CEO
Exercise / conversionCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001082440-23-000001 · primary_doc.xml · nonDerivative · entry 5

DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 696,968

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2021 where 150,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

F6 · balance_after: RSUs were granted to Reporting Person, and per Reporting Person's instructions, the common stock from such released RSUs were issued to Reporting Person's trust.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 02:15 UTC
DEMARCO ERIC MDirector · President & CEO
Tax withholdingCommon Stock 17,707 $10.21 $180,788.47
Disclosure

SEC source: 0001082440-23-000001 · primary_doc.xml · nonDerivative · entry 4

DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 666,968

F7 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 02:15 UTC
DEMARCO ERIC MDirector · President & CEO
Exercise / conversionCommon Stock 45,000 $0.00 $0.00
Disclosure

SEC source: 0001082440-23-000001 · primary_doc.xml · nonDerivative · entry 3

DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 684,675

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: RSUs were granted on January 4, 2008, vested on the 15th anniversary, and released on January 4, 2023.

F6 · balance_after: RSUs were granted to Reporting Person, and per Reporting Person's instructions, the common stock from such released RSUs were issued to Reporting Person's trust.

Read SEC document
January 04, 2023 Filed Jan 5, 2023 21:30 UTC
MILLS THOMAS E IVPresident, C5ISR Div.
Exercise / conversionRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-23-000001 · primary_doc.xml · derivative · entry 13

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Div.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F6 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2021 where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

F6 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2021 where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

Read SEC document
January 04, 2023 Filed Jan 5, 2023 21:30 UTC
MILLS THOMAS E IVPresident, C5ISR Div.
Exercise / conversionRestricted Stock Units · Derivative 17,500 $0.00 $0.00
Disclosure

SEC source: 0001080997-23-000001 · primary_doc.xml · derivative · entry 12

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Div.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F5 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 8, 2018 where 17,500 RSUs vest on January 4, 2023.

F5 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 8, 2018 where 17,500 RSUs vest on January 4, 2023.

Read SEC document
January 04, 2023 Filed Jan 5, 2023 21:30 UTC
MILLS THOMAS E IVPresident, C5ISR Div.
Tax withholdingCommon Stock 1,431 $10.21 $14,610.51
Disclosure

SEC source: 0001080997-23-000001 · primary_doc.xml · nonDerivative · entry 8

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Div.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,877

F7 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F8 · balance_after: Includes 1,039 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 11,306 shares held through Issuer's 401(k) Plan.

Read SEC document
January 04, 2023 Filed Jan 5, 2023 21:30 UTC
MILLS THOMAS E IVPresident, C5ISR Div.
Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-23-000001 · primary_doc.xml · nonDerivative · entry 7

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Div.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,308

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2021 where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

F8 · balance_after: Includes 1,039 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 11,306 shares held through Issuer's 401(k) Plan.

Read SEC document
January 04, 2023 Filed Jan 5, 2023 21:30 UTC
MILLS THOMAS E IVPresident, C5ISR Div.
Tax withholdingCommon Stock 7,924 $10.21 $80,904.04
Disclosure

SEC source: 0001080997-23-000001 · primary_doc.xml · nonDerivative · entry 6

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Div.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,308

F7 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F8 · balance_after: Includes 1,039 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 11,306 shares held through Issuer's 401(k) Plan.

Read SEC document
January 04, 2023 Filed Jan 5, 2023 21:30 UTC
MILLS THOMAS E IVPresident, C5ISR Div.
Exercise / conversionCommon Stock 17,500 $0.00 $0.00
Disclosure

SEC source: 0001080997-23-000001 · primary_doc.xml · nonDerivative · entry 5

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Div.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,232

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: RSUs were granted and previously reported on a Form 4 filed January 8, 2018 where 17,500 RSUs vest on January 4, 2023.

F8 · balance_after: Includes 1,039 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 11,306 shares held through Issuer's 401(k) Plan.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 02:45 UTC
Rock Stacey GPresident, KTT Division
Exercise / conversionRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001342017-23-000001 · primary_doc.xml · derivative · entry 13

Rock Stacey G · CIK 0001342017 · President, KTT Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F6 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2021 where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

F6 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2021 where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 02:45 UTC
Rock Stacey GPresident, KTT Division
Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001342017-23-000001 · primary_doc.xml · derivative · entry 12

Rock Stacey G · CIK 0001342017 · President, KTT Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F5 · derivative.exercise_date: RSUs were granted and previously reported on a Form 3 filed March 1, 2019, where 5,000 RSUs vest on January 4, 2023.

F5 · derivative.expiration_date: RSUs were granted and previously reported on a Form 3 filed March 1, 2019, where 5,000 RSUs vest on January 4, 2023.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 02:45 UTC
Rock Stacey GPresident, KTT Division
Tax withholdingCommon Stock 1,339 $10.21 $13,671.19
Disclosure

SEC source: 0001342017-23-000001 · primary_doc.xml · nonDerivative · entry 8

Rock Stacey G · CIK 0001342017 · President, KTT Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,483

F7 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F8 · balance_after: Includes 2,039 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 12,350 shares held through Issuer's 401(k) Plan.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 02:45 UTC
Rock Stacey GPresident, KTT Division
Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001342017-23-000001 · primary_doc.xml · nonDerivative · entry 7

Rock Stacey G · CIK 0001342017 · President, KTT Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,822

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2021 where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

F8 · balance_after: Includes 2,039 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 12,350 shares held through Issuer's 401(k) Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.