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KTOS

KRATOS DEFENSE & SECURITY SOLUTIONS, INC.

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Tapewire entity
3567
SEC CIK
0001069258
Parsed reports
831

Last 12 months

Inside the activity.

0 purchase rows · 282 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025017
Dec 2025036
Jan 2026049
Feb 2026028
Mar 2026055
Apr 2026021
May 2026020
Jun 2026018
Jul 2026014
Aug 2026018
Sep 202606
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 04, 2025 Filed Jan 8, 2025 00:53 UTC
DEMARCO ERIC MDirector · President & CEO
Tax withholdingCommon Stock 11,805 $27.48 $324,401.40
Disclosure

SEC source: 0001082440-25-000002 · primary_doc.xml · nonDerivative · entry 6

DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · by trust

Disclosed balance after: 1,239,787

F7 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F8 · balance_after: RSUs were granted to Reporting Person, and per Reporting Person's instructions, the common stock from such released RSUs were issued to Reporting Person's trust.

Read SEC document
January 04, 2025 Filed Jan 8, 2025 00:53 UTC
DEMARCO ERIC MDirector · President & CEO
Exercise / conversionCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001082440-25-000002 · primary_doc.xml · nonDerivative · entry 5

DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · by trust

Disclosed balance after: 1,251,592

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2021, where 150,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

F8 · balance_after: RSUs were granted to Reporting Person, and per Reporting Person's instructions, the common stock from such released RSUs were issued to Reporting Person's trust.

Read SEC document
January 04, 2025 Filed Jan 7, 2025 21:18 UTC
MILLS THOMAS E IVPresident, C5ISR Division
Exercise / conversionRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-25-000001 · primary_doc.xml · derivative · entry 16

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F7 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2024, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2024 date of grant.

F7 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2024, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2024 date of grant.

Read SEC document
January 04, 2025 Filed Jan 7, 2025 21:18 UTC
MILLS THOMAS E IVPresident, C5ISR Division
Exercise / conversionRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-25-000001 · primary_doc.xml · derivative · entry 15

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F6 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2021, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

F6 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2021, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

Read SEC document
January 04, 2025 Filed Jan 7, 2025 21:18 UTC
MILLS THOMAS E IVPresident, C5ISR Division
Tax withholdingCommon Stock 1,302 $27.48 $35,778.96
Disclosure

SEC source: 0001080997-25-000001 · primary_doc.xml · nonDerivative · entry 10

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,801

F8 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F9 · balance_after: Includes 615 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 3,378 shares held through Issuer's 401(k).

Read SEC document
January 04, 2025 Filed Jan 7, 2025 21:18 UTC
MILLS THOMAS E IVPresident, C5ISR Division
Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-25-000001 · primary_doc.xml · nonDerivative · entry 9

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,103

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2024, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2024 date of grant.

F9 · balance_after: Includes 615 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 3,378 shares held through Issuer's 401(k).

Read SEC document
January 04, 2025 Filed Jan 7, 2025 21:18 UTC
MILLS THOMAS E IVPresident, C5ISR Division
Tax withholdingCommon Stock 1,302 $27.48 $35,778.96
Disclosure

SEC source: 0001080997-25-000001 · primary_doc.xml · nonDerivative · entry 8

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,103

F8 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F9 · balance_after: Includes 615 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 3,378 shares held through Issuer's 401(k).

Read SEC document
January 04, 2025 Filed Jan 7, 2025 21:18 UTC
MILLS THOMAS E IVPresident, C5ISR Division
Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-25-000001 · primary_doc.xml · nonDerivative · entry 7

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,405

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2021, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

F9 · balance_after: Includes 615 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 3,378 shares held through Issuer's 401(k).

Read SEC document
January 04, 2025 Filed Jan 8, 2025 02:03 UTC
Mendoza MarieSVP & General Counsel
Exercise / conversionRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001660112-25-000001 · primary_doc.xml · derivative · entry 16

Mendoza Marie · CIK 0001660112 · SVP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F7 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2024, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2024 date of grant.

F7 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2024, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2024 date of grant.

Read SEC document
January 04, 2025 Filed Jan 8, 2025 02:03 UTC
Mendoza MarieSVP & General Counsel
Exercise / conversionRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001660112-25-000001 · primary_doc.xml · derivative · entry 15

Mendoza Marie · CIK 0001660112 · SVP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F6 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2021, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

F6 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2021, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

Read SEC document
January 04, 2025 Filed Jan 8, 2025 02:03 UTC
Mendoza MarieSVP & General Counsel
Tax withholdingCommon Stock 1,435 $27.48 $39,433.80
Disclosure

SEC source: 0001660112-25-000001 · primary_doc.xml · nonDerivative · entry 10

Mendoza Marie · CIK 0001660112 · SVP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,403

F8 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F9 · balance_after: Includes 1,971 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 14,359 shares held through Issuer's 401(k).

Read SEC document
January 04, 2025 Filed Jan 8, 2025 02:03 UTC
Mendoza MarieSVP & General Counsel
Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001660112-25-000001 · primary_doc.xml · nonDerivative · entry 9

Mendoza Marie · CIK 0001660112 · SVP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,838

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2024, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2024 date of grant.

F9 · balance_after: Includes 1,971 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 14,359 shares held through Issuer's 401(k).

Read SEC document
January 04, 2025 Filed Jan 8, 2025 02:03 UTC
Mendoza MarieSVP & General Counsel
Tax withholdingCommon Stock 1,435 $27.48 $39,433.80
Disclosure

SEC source: 0001660112-25-000001 · primary_doc.xml · nonDerivative · entry 8

Mendoza Marie · CIK 0001660112 · SVP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,838

F8 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F9 · balance_after: Includes 1,971 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 14,359 shares held through Issuer's 401(k).

Read SEC document
January 04, 2025 Filed Jan 8, 2025 02:03 UTC
Mendoza MarieSVP & General Counsel
Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001660112-25-000001 · primary_doc.xml · nonDerivative · entry 7

Mendoza Marie · CIK 0001660112 · SVP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,273

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2021, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

F9 · balance_after: Includes 1,971 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 14,359 shares held through Issuer's 401(k).

Read SEC document
January 04, 2025 Filed Jan 8, 2025 02:38 UTC
Rock Stacey GPresident, KTT Division
Exercise / conversionRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001342017-25-000001 · primary_doc.xml · derivative · entry 17

Rock Stacey G · CIK 0001342017 · President, KTT Division

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F7 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2024, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2024 date of grant.

F7 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2024, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2024 date of grant.

Read SEC document
January 04, 2025 Filed Jan 8, 2025 02:38 UTC
Rock Stacey GPresident, KTT Division
Exercise / conversionRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001342017-25-000001 · primary_doc.xml · derivative · entry 16

Rock Stacey G · CIK 0001342017 · President, KTT Division

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F6 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2021, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

F6 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2021, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

Read SEC document
January 04, 2025 Filed Jan 8, 2025 02:38 UTC
Rock Stacey GPresident, KTT Division
Tax withholdingCommon Stock 1,120 $27.48 $30,777.60
Disclosure

SEC source: 0001342017-25-000001 · primary_doc.xml · nonDerivative · entry 10

Rock Stacey G · CIK 0001342017 · President, KTT Division

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,267

F8 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F10 · balance_after: Includes 3,306 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 6,444 shares held through Issuer's 401(k).

Read SEC document
January 04, 2025 Filed Jan 8, 2025 02:38 UTC
Rock Stacey GPresident, KTT Division
Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001342017-25-000001 · primary_doc.xml · nonDerivative · entry 9

Rock Stacey G · CIK 0001342017 · President, KTT Division

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,387

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2024, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2024 date of grant.

F10 · balance_after: Includes 3,306 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 6,444 shares held through Issuer's 401(k).

Read SEC document
January 04, 2025 Filed Jan 8, 2025 02:38 UTC
Rock Stacey GPresident, KTT Division
Tax withholdingCommon Stock 1,120 $27.48 $30,777.60
Disclosure

SEC source: 0001342017-25-000001 · primary_doc.xml · nonDerivative · entry 8

Rock Stacey G · CIK 0001342017 · President, KTT Division

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 59,387

F8 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F10 · balance_after: Includes 3,306 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 6,444 shares held through Issuer's 401(k).

Read SEC document
January 04, 2025 Filed Jan 8, 2025 02:38 UTC
Rock Stacey GPresident, KTT Division
Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001342017-25-000001 · primary_doc.xml · nonDerivative · entry 7

Rock Stacey G · CIK 0001342017 · President, KTT Division

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 60,507

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2021, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

F10 · balance_after: Includes 3,306 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 6,444 shares held through Issuer's 401(k).

Read SEC document
January 04, 2025 Filed Jan 8, 2025 01:35 UTC
Goodwin Benjamin M.SVP Corp. Dev. & Gov. Affairs
Exercise / conversionRestricted Stock Units · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001335786-25-000001 · primary_doc.xml · derivative · entry 17

Goodwin Benjamin M. · CIK 0001335786 · SVP Corp. Dev. & Gov. Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F7 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2024, where 12,500 RSUs vest ratably on each of the first five anniversaries of the January 4, 2024 date of grant.

F7 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2024, where 12,500 RSUs vest ratably on each of the first five anniversaries of the January 4, 2024 date of grant.

Read SEC document
January 04, 2025 Filed Jan 8, 2025 01:35 UTC
Goodwin Benjamin M.SVP Corp. Dev. & Gov. Affairs
Exercise / conversionRestricted Stock Units · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001335786-25-000001 · primary_doc.xml · derivative · entry 16

Goodwin Benjamin M. · CIK 0001335786 · SVP Corp. Dev. & Gov. Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F6 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2021, where 12,500 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

F6 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2021, where 12,500 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

Read SEC document
January 04, 2025 Filed Jan 8, 2025 01:35 UTC
Goodwin Benjamin M.SVP Corp. Dev. & Gov. Affairs
Tax withholdingCommon Stock 1,121 $27.48 $30,805.08
Disclosure

SEC source: 0001335786-25-000001 · primary_doc.xml · nonDerivative · entry 10

Goodwin Benjamin M. · CIK 0001335786 · SVP Corp. Dev. & Gov. Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,106

F8 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F9 · balance_after: Includes 194 shares purchased through Issuer's Employee Stock Purchase Plan.

Read SEC document
January 04, 2025 Filed Jan 8, 2025 01:35 UTC
Goodwin Benjamin M.SVP Corp. Dev. & Gov. Affairs
Exercise / conversionCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001335786-25-000001 · primary_doc.xml · nonDerivative · entry 9

Goodwin Benjamin M. · CIK 0001335786 · SVP Corp. Dev. & Gov. Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,227

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2024, where 12,500 RSUs vest ratably on each of the first five anniversaries of the January 4, 2024 date of grant.

F9 · balance_after: Includes 194 shares purchased through Issuer's Employee Stock Purchase Plan.

Read SEC document
January 04, 2025 Filed Jan 8, 2025 01:35 UTC
Goodwin Benjamin M.SVP Corp. Dev. & Gov. Affairs
Tax withholdingCommon Stock 1,121 $27.48 $30,805.08
Disclosure

SEC source: 0001335786-25-000001 · primary_doc.xml · nonDerivative · entry 8

Goodwin Benjamin M. · CIK 0001335786 · SVP Corp. Dev. & Gov. Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,727

F8 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F9 · balance_after: Includes 194 shares purchased through Issuer's Employee Stock Purchase Plan.

Read SEC document
January 04, 2025 Filed Jan 8, 2025 01:35 UTC
Goodwin Benjamin M.SVP Corp. Dev. & Gov. Affairs
Exercise / conversionCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001335786-25-000001 · primary_doc.xml · nonDerivative · entry 7

Goodwin Benjamin M. · CIK 0001335786 · SVP Corp. Dev. & Gov. Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,848

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2021, where 12,500 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

F9 · balance_after: Includes 194 shares purchased through Issuer's Employee Stock Purchase Plan.

Read SEC document
January 04, 2025 Filed Jan 8, 2025 01:20 UTC
Fendley Steven S.President, US Division
Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001695434-25-000001 · primary_doc.xml · derivative · entry 16

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F7 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2024, where 50,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2024 date of grant.

F7 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2024, where 50,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2024 date of grant.

Read SEC document
January 04, 2025 Filed Jan 8, 2025 01:20 UTC
Fendley Steven S.President, US Division
Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001695434-25-000001 · primary_doc.xml · derivative · entry 15

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F6 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2021, where 50,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

F6 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2021, where 50,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

Read SEC document
January 04, 2025 Filed Jan 8, 2025 01:20 UTC
Fendley Steven S.President, US Division
Tax withholdingCommon Stock 3,935 $27.48 $108,133.80
Disclosure

SEC source: 0001695434-25-000001 · primary_doc.xml · nonDerivative · entry 10

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 372,431

F8 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F9 · balance_after: Includes approximately 1,891 shares held through Issuer's 401(k) Plan.

Read SEC document
January 04, 2025 Filed Jan 8, 2025 01:20 UTC
Fendley Steven S.President, US Division
Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001695434-25-000001 · primary_doc.xml · nonDerivative · entry 9

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 376,366

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2024, where 50,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2024 date of grant.

F9 · balance_after: Includes approximately 1,891 shares held through Issuer's 401(k) Plan.

Read SEC document
January 04, 2025 Filed Jan 8, 2025 01:20 UTC
Fendley Steven S.President, US Division
Tax withholdingCommon Stock 3,935 $27.48 $108,133.80
Disclosure

SEC source: 0001695434-25-000001 · primary_doc.xml · nonDerivative · entry 8

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 366,366

F8 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F9 · balance_after: Includes approximately 1,891 shares held through Issuer's 401(k) Plan.

Read SEC document
January 04, 2025 Filed Jan 8, 2025 01:20 UTC
Fendley Steven S.President, US Division
Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001695434-25-000001 · primary_doc.xml · nonDerivative · entry 7

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 370,301

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2021, where 50,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

F9 · balance_after: Includes approximately 1,891 shares held through Issuer's 401(k) Plan.

Read SEC document
January 04, 2025 Filed Jan 8, 2025 00:35 UTC
Cervantes de Burgreen MariaVP & Corp. Controller
Exercise / conversionRestricted Stock Units · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001675014-25-000001 · primary_doc.xml · derivative · entry 18

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corp. Controller

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F7 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2024, where 12,500 RSUs vest ratably on each of the first five anniversaries of the January 4, 2024 date of grant.

F7 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2024, where 12,500 RSUs vest ratably on each of the first five anniversaries of the January 4, 2024 date of grant.

Read SEC document
January 04, 2025 Filed Jan 8, 2025 00:35 UTC
Cervantes de Burgreen MariaVP & Corp. Controller
Exercise / conversionRestricted Stock Units · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001675014-25-000001 · primary_doc.xml · derivative · entry 17

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corp. Controller

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F6 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2021, where 12,500 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

F6 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2021, where 12,500 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

Read SEC document
January 04, 2025 Filed Jan 8, 2025 00:35 UTC
Cervantes de Burgreen MariaVP & Corp. Controller
Tax withholdingCommon Stock 1,196 $27.48 $32,866.08
Disclosure

SEC source: 0001675014-25-000001 · primary_doc.xml · nonDerivative · entry 10

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corp. Controller

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 70,649

F8 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F9 · balance_after: Includes 6,249 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 6,470 shares held through Issuer's 401(k).

Read SEC document
January 04, 2025 Filed Jan 8, 2025 00:35 UTC
Cervantes de Burgreen MariaVP & Corp. Controller
Exercise / conversionCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001675014-25-000001 · primary_doc.xml · nonDerivative · entry 9

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corp. Controller

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 71,845

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2024, where 12,500 RSUs vest ratably on each of the first five anniversaries of the January 4, 2024 date of grant.

F9 · balance_after: Includes 6,249 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 6,470 shares held through Issuer's 401(k).

Read SEC document
January 04, 2025 Filed Jan 8, 2025 00:35 UTC
Cervantes de Burgreen MariaVP & Corp. Controller
Tax withholdingCommon Stock 1,196 $27.48 $32,866.08
Disclosure

SEC source: 0001675014-25-000001 · primary_doc.xml · nonDerivative · entry 8

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corp. Controller

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 69,345

F8 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F9 · balance_after: Includes 6,249 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 6,470 shares held through Issuer's 401(k).

Read SEC document
January 04, 2025 Filed Jan 8, 2025 00:35 UTC
Cervantes de Burgreen MariaVP & Corp. Controller
Exercise / conversionCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001675014-25-000001 · primary_doc.xml · nonDerivative · entry 7

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corp. Controller

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 70,541

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2021, where 12,500 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

F9 · balance_after: Includes 6,249 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 6,470 shares held through Issuer's 401(k).

Read SEC document
January 04, 2025 Filed Jan 8, 2025 00:15 UTC
Carter David MPresident, DRSS Division
Exercise / conversionRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001509412-25-000002 · primary_doc.xml · derivative · entry 16

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F7 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2024, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2024 date of grant.

F7 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2024, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2024 date of grant.

Read SEC document
January 04, 2025 Filed Jan 8, 2025 00:15 UTC
Carter David MPresident, DRSS Division
Exercise / conversionRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001509412-25-000002 · primary_doc.xml · derivative · entry 15

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F6 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2021, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

F6 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2021, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

Read SEC document
January 04, 2025 Filed Jan 8, 2025 00:15 UTC
Carter David MPresident, DRSS Division
Tax withholdingCommon Stock 1,443 $27.48 $39,653.64
Disclosure

SEC source: 0001509412-25-000002 · primary_doc.xml · nonDerivative · entry 10

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,902

F8 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F9 · balance_after: Includes 11,968 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 3,870 shares held through Issuer's 401(k).

Read SEC document
January 04, 2025 Filed Jan 8, 2025 00:15 UTC
Carter David MPresident, DRSS Division
Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001509412-25-000002 · primary_doc.xml · nonDerivative · entry 9

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,345

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2024, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2024 date of grant.

F9 · balance_after: Includes 11,968 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 3,870 shares held through Issuer's 401(k).

Read SEC document
January 04, 2025 Filed Jan 8, 2025 00:15 UTC
Carter David MPresident, DRSS Division
Tax withholdingCommon Stock 1,443 $27.48 $39,653.64
Disclosure

SEC source: 0001509412-25-000002 · primary_doc.xml · nonDerivative · entry 8

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,345

F8 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F9 · balance_after: Includes 11,968 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 3,870 shares held through Issuer's 401(k).

Read SEC document
January 04, 2025 Filed Jan 8, 2025 00:15 UTC
Carter David MPresident, DRSS Division
Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001509412-25-000002 · primary_doc.xml · nonDerivative · entry 7

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,788

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2021, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

F9 · balance_after: Includes 11,968 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 3,870 shares held through Issuer's 401(k).

Read SEC document
January 04, 2025 Filed Jan 7, 2025 23:59 UTC
Carrai Phillip DPresident, STC Division
Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001509409-25-000001 · primary_doc.xml · derivative · entry 17

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F7 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2024, where 50,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2024 date of grant.

F7 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2024, where 50,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2024 date of grant.

Read SEC document
January 04, 2025 Filed Jan 7, 2025 23:59 UTC
Carrai Phillip DPresident, STC Division
Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001509409-25-000001 · primary_doc.xml · derivative · entry 16

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F6 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2021, where 50,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

F6 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2021, where 50,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

Read SEC document
January 04, 2025 Filed Jan 7, 2025 23:59 UTC
Carrai Phillip DPresident, STC Division
Tax withholdingCommon Stock 4,510 $27.48 $123,934.80
Disclosure

SEC source: 0001509409-25-000001 · primary_doc.xml · nonDerivative · entry 10

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 289,181

F8 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F9 · balance_after: Includes 11,385 shares purchased through Issuer's Employee Stock Purchase Plan, and approximately 3,921 shares held through Issuer's 401(k) Plan.

Read SEC document
January 04, 2025 Filed Jan 7, 2025 23:59 UTC
Carrai Phillip DPresident, STC Division
Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001509409-25-000001 · primary_doc.xml · nonDerivative · entry 9

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 293,691

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2024, where 50,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2024 date of grant.

F9 · balance_after: Includes 11,385 shares purchased through Issuer's Employee Stock Purchase Plan, and approximately 3,921 shares held through Issuer's 401(k) Plan.

Read SEC document
January 04, 2025 Filed Jan 7, 2025 23:59 UTC
Carrai Phillip DPresident, STC Division
Tax withholdingCommon Stock 4,510 $27.48 $123,934.80
Disclosure

SEC source: 0001509409-25-000001 · primary_doc.xml · nonDerivative · entry 8

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 283,691

F8 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F9 · balance_after: Includes 11,385 shares purchased through Issuer's Employee Stock Purchase Plan, and approximately 3,921 shares held through Issuer's 401(k) Plan.

Read SEC document
January 04, 2025 Filed Jan 7, 2025 23:59 UTC
Carrai Phillip DPresident, STC Division
Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001509409-25-000001 · primary_doc.xml · nonDerivative · entry 7

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 288,201

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2021, where 50,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

F9 · balance_after: Includes 11,385 shares purchased through Issuer's Employee Stock Purchase Plan, and approximately 3,921 shares held through Issuer's 401(k) Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.