Last 12 months
Inside the activity.
12 purchase rows · 33 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 10 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 12 |
| Jul 2026 | 0 | 4 |
| Aug 2026 | 2 | 7 |
| Sep 2026 | 0 | 7 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 15, 2022 Filed Feb 16, 2022 22:02 UTC |
Loose Christopher R.Chief Scientific Officer
|
SaleCommon Stock | 863 | $4.33 | $3,737.65 |
DisclosureSEC source: 0001127602-22-005331 · form4.xml · nonDerivative · entry 2 Loose Christopher R. · CIK 0001785299 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,621 F3 · shares: Represents a portion of the shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the restricted stock units and does not represent discretionary trades by the Reporting Person. F4 · price: This transaction was executed in multiple trades through a broker-dealer at prices ranging from $4.28 to $4.40. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of shares sold at each price. Read SEC document |
| February 15, 2022 Filed Feb 16, 2022 21:50 UTC |
Arnold Wendy SChief People Officer
|
SaleCommon Stock | 1,168 | $4.33 | $5,058.61 |
DisclosureSEC source: 0001127602-22-005319 · form4.xml · nonDerivative · entry 2 Arnold Wendy S · CIK 0001802649 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,534 F3 · shares: Represents a portion of the shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the restricted stock units and does not represent discretionary trades by the Reporting Person. F4 · price: This transaction was executed in multiple trades through a broker-dealer at prices ranging from $4.28 to $4.40. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of Shares sold at each price. Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 17:05 UTC |
LeBel CarlChief Development Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 15,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-005336 · form4.xml · derivative · entry 3 LeBel Carl · CIK 0001439275 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. F5 · derivative.exercise_date: The restricted stock units will vest as to 50% on February 14, 2022 and 50% on July 4, 2022. F5 · derivative.expiration_date: The restricted stock units will vest as to 50% on February 14, 2022 and 50% on July 4, 2022. Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 17:05 UTC |
LeBel CarlChief Development Officer
|
Exercise / conversionCommon Stock | 15,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-005336 · form4.xml · nonDerivative · entry 1 LeBel Carl · CIK 0001439275 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,745 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. F2 · balance_after: Includes 745 shares acquired under the Issuer's Employee Stock Purchase Plan on June 30, 2021. Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 16:59 UTC |
PFREUNDSCHUH PETER P.Chief Financial Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 15,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-005327 · form4.xml · derivative · entry 3 PFREUNDSCHUH PETER P. · CIK 0001585839 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. F5 · derivative.exercise_date: The restricted stock units will vest as to 50% on February 14, 2022 and 50% on July 4, 2022. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 16:59 UTC |
PFREUNDSCHUH PETER P.Chief Financial Officer
|
Exercise / conversionCommon Stock | 15,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-005327 · form4.xml · nonDerivative · entry 1 PFREUNDSCHUH PETER P. · CIK 0001585839 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,745 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. F2 · balance_after: Includes 745 shares acquired under the Issuer's Employee Stock Purchase Plan on June 30, 2021. Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 22:04 UTC |
McCubbin QuentinChief Manufacturing Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 17,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-005334 · form4.xml · derivative · entry 3 McCubbin Quentin · CIK 0001842009 · Chief Manufacturing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,500 Underlying: Common Stock · 17,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. F5 · derivative.exercise_date: The restricted stock units will vest as to 50% on February 14, 2022 and 50% on July 4, 2022. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 22:04 UTC |
McCubbin QuentinChief Manufacturing Officer
|
Exercise / conversionCommon Stock | 17,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-005334 · form4.xml · nonDerivative · entry 1 McCubbin Quentin · CIK 0001842009 · Chief Manufacturing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,563 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. F2 · balance_after: Includes 2063 shares acquired under the Issuer's Employee Stock Purchase Plan on December 31, 2021. Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 22:02 UTC |
Loose Christopher R.Chief Scientific Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 15,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-005331 · form4.xml · derivative · entry 3 Loose Christopher R. · CIK 0001785299 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. F5 · derivative.exercise_date: The restricted stock units will vest as to 50% on February 14, 2022 and 50% on July 4, 2022. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 22:02 UTC |
Loose Christopher R.Chief Scientific Officer
|
Exercise / conversionCommon Stock | 15,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-005331 · form4.xml · nonDerivative · entry 1 Loose Christopher R. · CIK 0001785299 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,484 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. F2 · balance_after: Includes 2,702 shares acquired under the Issuer's Employee Stock Purchase Plan on December 31, 2021. Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 21:50 UTC |
Arnold Wendy SChief People Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 15,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-005319 · form4.xml · derivative · entry 3 Arnold Wendy S · CIK 0001802649 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. F5 · derivative.exercise_date: The restricted stock units will vest as to 50% on February 14, 2022 and 50% on July 4, 2022. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 21:50 UTC |
Arnold Wendy SChief People Officer
|
Exercise / conversionCommon Stock | 15,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-005319 · form4.xml · nonDerivative · entry 1 Arnold Wendy S · CIK 0001802649 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,702 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. F2 · balance_after: Includes 2,702 shares acquired under the Issuer's Employee Stock Purchase Plan on December 31, 2021. Read SEC document |
| January 18, 2022 Filed Jan 20, 2022 13:33 UTC |
Lucchino David L.Director · President and CEO
|
Exercise / conversionStock Option · Derivative | 6,905 | $0.00 Strike: $0.61 | $0.00 |
DisclosureSEC source: 0001127602-22-001609 · form4.xml · derivative · entry 2 Lucchino David L. · CIK 0001785288 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,905 shares Expires 2028-05-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vests and becomes exercisable in equal monthly installments over a four year period commencing on February 1, 2018, and will be fully vested and exercisable on January 1, 2022. Read SEC document |
| January 18, 2022 Filed Jan 20, 2022 13:33 UTC |
Lucchino David L.Director · President and CEO
|
Exercise / conversionCommon Stock | 6,905 | $0.61 | $4,212.05 |
DisclosureSEC source: 0001127602-22-001609 · form4.xml · nonDerivative · entry 1 Lucchino David L. · CIK 0001785288 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 470,111 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 20, 2021 Filed Dec 21, 2021 22:03 UTC |
Lucchino David L.Director · President and CEO
|
Exercise / conversionStock Option · Derivative | 6,905 | $0.00 Strike: $0.61 | $0.00 |
DisclosureSEC source: 0001127602-21-031694 · form4.xml · derivative · entry 2 Lucchino David L. · CIK 0001785288 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,905 Underlying: Common Stock · 6,905 shares Expires 2028-05-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vests and becomes exercisable in equal monthly installments over a four year period commencing on February 1, 2018, and will be fully vested and exercisable on January 1, 2022. Read SEC document |
| December 20, 2021 Filed Dec 21, 2021 22:03 UTC |
Lucchino David L.Director · President and CEO
|
Exercise / conversionCommon Stock | 6,905 | $0.61 | $4,212.05 |
DisclosureSEC source: 0001127602-21-031694 · form4.xml · nonDerivative · entry 1 Lucchino David L. · CIK 0001785288 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 463,206 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 02, 2021 Filed Nov 4, 2021 21:48 UTC |
Lucchino David L.Director · President and CEO
|
Exercise / conversionStock Option · Derivative | 6,905 | $0.00 Strike: $0.61 | $0.00 |
DisclosureSEC source: 0001127602-21-028414 · form4.xml · derivative · entry 2 Lucchino David L. · CIK 0001785288 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,810 Underlying: Common Stock · 6,905 shares Expires 2028-05-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vests and becomes exercisable in equal monthly installments over a four year period commencing on February 1, 2018, and will be fully vested and exercisable on January 1, 2022. Read SEC document |
| November 02, 2021 Filed Nov 4, 2021 21:48 UTC |
Lucchino David L.Director · President and CEO
|
Exercise / conversionCommon Stock | 6,905 | $0.61 | $4,212.05 |
DisclosureSEC source: 0001127602-21-028414 · form4.xml · nonDerivative · entry 1 Lucchino David L. · CIK 0001785288 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 456,301 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 05, 2021 Filed Oct 7, 2021 20:13 UTC |
Lucchino David L.Director · President and CEO
|
Exercise / conversionStock Option · Derivative | 6,905 | $0.00 Strike: $0.61 | $0.00 |
DisclosureSEC source: 0001127602-21-026798 · form4.xml · derivative · entry 2 Lucchino David L. · CIK 0001785288 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,715 Underlying: Common Stock · 6,905 shares Expires 2028-05-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vests and becomes exercisable in equal monthly installments over a four year period commencing on February 1, 2018, and will be fully vested and exercisable on January 1, 2022. Read SEC document |
| October 05, 2021 Filed Oct 7, 2021 20:13 UTC |
Lucchino David L.Director · President and CEO
|
Exercise / conversionCommon Stock | 6,905 | $0.61 | $4,212.05 |
DisclosureSEC source: 0001127602-21-026798 · form4.xml · nonDerivative · entry 1 Lucchino David L. · CIK 0001785288 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 449,396 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 03, 2021 Filed Sep 8, 2021 21:06 UTC |
Lucchino David L.Director · President and CEO
|
Exercise / conversionStock Option · Derivative | 6,905 | $0.00 Strike: $0.61 | $0.00 |
DisclosureSEC source: 0001127602-21-025022 · form4.xml · derivative · entry 2 Lucchino David L. · CIK 0001785288 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,620 Underlying: Common Stock · 6,905 shares Expires 2028-05-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vests and becomes exercisable in equal monthly installments over a four year period commencing on February 1, 2018, and will be fully vested and exercisable on January 1, 2022. Read SEC document |
| September 03, 2021 Filed Sep 8, 2021 21:06 UTC |
Lucchino David L.Director · President and CEO
|
Exercise / conversionCommon Stock | 6,905 | $0.61 | $4,212.05 |
DisclosureSEC source: 0001127602-21-025022 · form4.xml · nonDerivative · entry 1 Lucchino David L. · CIK 0001785288 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 442,491 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 03, 2021 Filed Aug 5, 2021 21:08 UTC |
Lucchino David L.Director · President and CEO
|
Exercise / conversionStock Option · Derivative | 6,905 | $0.00 Strike: $0.61 | $0.00 |
DisclosureSEC source: 0001127602-21-023168 · form4.xml · derivative · entry 2 Lucchino David L. · CIK 0001785288 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,525 Underlying: Common Stock · 6,905 shares Expires 2028-05-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vests and becomes exercisable in equal monthly installments over a four year period commencing on February 1, 2018, and will be fully vested and exercisable on January 1, 2022. Read SEC document |
| August 03, 2021 Filed Aug 5, 2021 21:08 UTC |
Lucchino David L.Director · President and CEO
|
Exercise / conversionCommon Stock | 6,905 | $0.61 | $4,212.05 |
DisclosureSEC source: 0001127602-21-023168 · form4.xml · nonDerivative · entry 1 Lucchino David L. · CIK 0001785288 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 435,586 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 20:22 UTC |
Lucchino David L.Director · President and CEO
|
Exercise / conversionStock Option · Derivative | 6,905 | $0.00 Strike: $0.61 | $0.00 |
DisclosureSEC source: 0001127602-21-021567 · form4.xml · derivative · entry 2 Lucchino David L. · CIK 0001785288 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,430 Underlying: Common Stock · 6,905 shares Expires 2028-05-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vests and becomes exercisable in equal monthly installments over a four year period commencing on February 1, 2018, and will be fully vested and exercisable on January 1, 2022. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 20:22 UTC |
Lucchino David L.Director · President and CEO
|
Exercise / conversionCommon Stock | 6,905 | $0.61 | $4,212.05 |
DisclosureSEC source: 0001127602-21-021567 · form4.xml · nonDerivative · entry 1 Lucchino David L. · CIK 0001785288 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 428,681 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 21, 2021 Filed Jun 23, 2021 12:31 UTC |
Lucchino David L.Director · President and CEO
|
Exercise / conversionStock Option · Derivative | 113,690 | $0.00 Strike: $0.61 | $0.00 |
DisclosureSEC source: 0001127602-21-020524 · form4.xml · derivative · entry 2 Lucchino David L. · CIK 0001785288 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,335 Underlying: Common Stock · 113,690 shares Expires 2028-05-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vests and becomes exercisable in equal monthly installments over a four year period commencing on February 1, 2018, and will be fully vested and exercisable on January 1, 2022. Read SEC document |
| June 21, 2021 Filed Jun 23, 2021 12:31 UTC |
Lucchino David L.Director · President and CEO
|
Exercise / conversionCommon Stock | 113,690 | $0.61 | $69,350.90 |
DisclosureSEC source: 0001127602-21-020524 · form4.xml · nonDerivative · entry 1 Lucchino David L. · CIK 0001785288 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 421,776 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 17, 2021 Filed Jun 21, 2021 16:27 UTC |
BARBERICH TIMOTHY JDirector
|
GrantStock Option · Derivative | 14,846 | $0.00 Strike: $10.14 | $0.00 |
DisclosureSEC source: 0001127602-21-020402 · form4.xml · derivative · entry 1 BARBERICH TIMOTHY J · CIK 0001120355 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,846 Underlying: Common Stock · 14,846 shares Expires 2031-06-16 F1 · derivative.exercise_date: The option vests in full on the earlier of June 17, 2022 or the day immediately prior to the company's 2022 annual meeting of shareholders. Read SEC document |
| June 17, 2021 Filed Jun 21, 2021 16:26 UTC |
COHEN MARC ADirector
|
GrantStock Option · Derivative | 14,846 | $0.00 Strike: $10.14 | $0.00 |
DisclosureSEC source: 0001127602-21-020399 · form4.xml · derivative · entry 1 COHEN MARC A · CIK 0001132945 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,846 Underlying: Common Stock · 14,846 shares Expires 2031-06-16 F1 · derivative.exercise_date: The option vests in full on the earlier of June 17, 2022 or the day immediately prior to the company's 2022 annual meeting of shareholders. Read SEC document |
| June 17, 2021 Filed Jun 21, 2021 20:36 UTC |
FELDMANN CYNTHIA LDirector
|
GrantStock Option · Derivative | 14,846 | $0.00 Strike: $10.14 | $0.00 |
DisclosureSEC source: 0001127602-21-020421 · form4.xml · derivative · entry 1 FELDMANN CYNTHIA L · CIK 0001264554 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,846 Underlying: Common Stock · 14,846 shares Expires 2031-06-16 F1 · derivative.exercise_date: The option vests in full on the earlier of June 17, 2022 or the day immediately prior to the company's 2022 annual meeting of shareholders. Read SEC document |
| June 17, 2021 Filed Jun 21, 2021 20:34 UTC |
LANGER ROBERTDirector
|
GrantStock Option · Derivative | 14,846 | $0.00 Strike: $10.14 | $0.00 |
DisclosureSEC source: 0001127602-21-020416 · form4.xml · derivative · entry 1 LANGER ROBERT · CIK 0001239757 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,846 Underlying: Common Stock · 14,846 shares Expires 2031-06-16 F1 · derivative.exercise_date: The option vests in full on the earlier of June 17, 2022 or the day immediately prior to the company's 2022 annual meeting of shareholders. Read SEC document |
| June 17, 2021 Filed Jun 21, 2021 20:29 UTC |
MARCUS JOEL SDirector
|
GrantStock Option · Derivative | 14,846 | $0.00 Strike: $10.14 | $0.00 |
DisclosureSEC source: 0001127602-21-020405 · form4.xml · derivative · entry 1 MARCUS JOEL S · CIK 0001216955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,846 Underlying: Common Stock · 14,846 shares Expires 2031-06-16 F1 · derivative.exercise_date: The option vests in full on the earlier of June 17, 2022 or the day immediately prior to the company's 2022 annual meeting of shareholders. Read SEC document |
| June 17, 2021 Filed Jun 21, 2021 20:32 UTC |
Huang MichaelDirector
|
GrantStock Option · Derivative | 14,846 | $0.00 Strike: $10.14 | $0.00 |
DisclosureSEC source: 0001127602-21-020411 · form4.xml · derivative · entry 1 Huang Michael · CIK 0001787161 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,846 Underlying: Common Stock · 14,846 shares Expires 2031-06-16 F1 · derivative.exercise_date: The option vests in full on the earlier of June 17, 2022 or the day immediately prior to the company's 2022 annual meeting of shareholders. Read SEC document |
| May 17, 2021 Filed May 19, 2021 20:04 UTC |
McCubbin QuentinChief Manufacturing Officer
|
PurchaseCommon Stock | 10,000 | $8.85 | $88,500.00 |
DisclosureSEC source: 0001127602-21-017370 · form4.xml · nonDerivative · entry 1 McCubbin Quentin · CIK 0001842009 · Chief Manufacturing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| April 20, 2021 Filed Apr 22, 2021 16:16 UTC |
LeBel CarlChief Development Officer
|
GrantRestricted Stock Unit · Derivative | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-014285 · form4.xml · derivative · entry 1 LeBel Carl · CIK 0001439275 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. F2 · derivative.exercise_date: The restricted stock units will vest as to 50% on February 14, 2022 and 50% on July 4, 2022. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. Read SEC document |
| April 20, 2021 Filed Apr 22, 2021 16:18 UTC |
Hilt Dana CharlesChief Medical Officer
|
GrantRestricted Stock Unit · Derivative | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-014287 · form4.xml · derivative · entry 1 Hilt Dana Charles · CIK 0001360756 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. F2 · derivative.exercise_date: The restricted stock units will vest as to 50% on February 14, 2022 and 50% on July 4, 2022. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. Read SEC document |
| April 20, 2021 Filed Apr 22, 2021 16:22 UTC |
PFREUNDSCHUH PETER P.Chief Financial Officer
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GrantRestricted Stock Unit · Derivative | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-014291 · form4.xml · derivative · entry 1 PFREUNDSCHUH PETER P. · CIK 0001585839 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. F2 · derivative.exercise_date: The restricted stock units will vest as to 50% on February 14, 2022 and 50% on July 4, 2022. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. Read SEC document |
| April 20, 2021 Filed Apr 22, 2021 20:23 UTC |
McCubbin QuentinChief Manufacturing Officer
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GrantRestricted Stock Unit · Derivative | 35,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-014293 · form4.xml · derivative · entry 1 McCubbin Quentin · CIK 0001842009 · Chief Manufacturing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 35,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. F2 · derivative.exercise_date: The restricted stock units will vest as to 50% on February 14, 2022 and 50% on July 4, 2022. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. Read SEC document |
| April 20, 2021 Filed Apr 22, 2021 20:20 UTC |
Arnold Wendy SChief People Officer
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GrantRestricted Stock Unit · Derivative | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-014290 · form4.xml · derivative · entry 1 Arnold Wendy S · CIK 0001802649 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. F2 · derivative.exercise_date: The restricted stock units will vest as to 50% on February 14, 2022 and 50% on July 4, 2022. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. Read SEC document |
| April 20, 2021 Filed Apr 22, 2021 20:14 UTC |
Loose Christopher R.Chief Scientific Officer
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GrantRestricted Stock Unit · Derivative | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-014280 · form4.xml · derivative · entry 1 Loose Christopher R. · CIK 0001785299 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. F2 · derivative.exercise_date: The restricted stock units will vest as to 50% on February 14, 2022 and 50% on July 4, 2022. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. Read SEC document |
| April 20, 2021 Filed Apr 22, 2021 20:11 UTC |
Bookman MichaelGeneral Counsel and Secretary
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GrantRestricted Stock Unit · Derivative | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-014276 · form4.xml · derivative · entry 1 Bookman Michael · CIK 0001840339 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. F2 · derivative.exercise_date: The restricted stock units will vest as to 50% on February 14, 2022 and 50% on July 4, 2022. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. Read SEC document |
| March 25, 2021 Filed Mar 29, 2021 20:37 UTC |
MARCUS JOEL SDirector
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Exercise / conversionStock Option · Derivative | 37,116 | $0.00 Strike: $3.37 | $0.00 |
DisclosureSEC source: 0001127602-21-012232 · form4.xml · derivative · entry 3 MARCUS JOEL S · CIK 0001216955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 37,116 shares Expires 2029-05-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option became fully vested and exercisable on December 26, 2020. Read SEC document |
| March 25, 2021 Filed Mar 29, 2021 20:37 UTC |
MARCUS JOEL SDirector
|
Exercise / conversionCommon Stock | 37,116 | $3.37 | $125,080.92 |
DisclosureSEC source: 0001127602-21-012232 · form4.xml · nonDerivative · entry 1 MARCUS JOEL S · CIK 0001216955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,116 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 01:01 UTC |
Lucchino David L.Director · President and CEO
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Exercise / conversionStock Option · Derivative | 9,416 | $0.00 Strike: $0.61 | $0.00 |
DisclosureSEC source: 0001127602-21-008932 · form4.xml · derivative · entry 7 Lucchino David L. · CIK 0001785288 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,025 Underlying: Common Stock · 9,416 shares Expires 2028-05-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The option vests and becomes exercisable in equal monthly installments over a four year period commencing on February 1, 2018, and will be fully vested and exercisable on January 1, 2022. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 01:01 UTC |
Lucchino David L.Director · President and CEO
|
SaleCommon Stock | 192 | $52.11 | $10,004.89 |
DisclosureSEC source: 0001127602-21-008932 · form4.xml · nonDerivative · entry 6 Lucchino David L. · CIK 0001785288 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,086 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 15, 2020. F6 · price: This transaction was executed in multiple trades through a broker-dealer at prices ranging from $52.08 to $52.14. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of Shares sold at each price. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 01:01 UTC |
Lucchino David L.Director · President and CEO
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SaleCommon Stock | 4,202 | $51.76 | $217,491.74 |
DisclosureSEC source: 0001127602-21-008932 · form4.xml · nonDerivative · entry 5 Lucchino David L. · CIK 0001785288 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,278 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 15, 2020. F5 · price: This transaction was executed in multiple trades through a broker-dealer at prices ranging from $51.05 to $51.99. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of Shares sold at each price. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 01:01 UTC |
Lucchino David L.Director · President and CEO
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SaleCommon Stock | 2,688 | $50.00 | $134,410.21 |
DisclosureSEC source: 0001127602-21-008932 · form4.xml · nonDerivative · entry 4 Lucchino David L. · CIK 0001785288 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 312,480 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 15, 2020. F4 · price: This transaction was executed in multiple trades through a broker-dealer at prices ranging from $49.53 to $50.37. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of Shares sold at each price. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 01:01 UTC |
Lucchino David L.Director · President and CEO
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SaleCommon Stock | 1,255 | $48.85 | $61,311.27 |
DisclosureSEC source: 0001127602-21-008932 · form4.xml · nonDerivative · entry 3 Lucchino David L. · CIK 0001785288 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,168 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 15, 2020. F3 · price: This transaction was executed in multiple trades through a broker-dealer at prices ranging from $48.33 to $49.06. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of Shares sold at each price. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 01:01 UTC |
Lucchino David L.Director · President and CEO
|
SaleCommon Stock | 1,079 | $47.84 | $51,617.85 |
DisclosureSEC source: 0001127602-21-008932 · form4.xml · nonDerivative · entry 2 Lucchino David L. · CIK 0001785288 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,423 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 15, 2020. F2 · price: This transaction was executed in multiple trades through a broker-dealer at prices ranging from $47.17 to $48.16. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of Shares sold at each price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.