Last 12 months
Inside the activity.
12 purchase rows · 33 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 10 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 12 |
| Jul 2026 | 0 | 4 |
| Aug 2026 | 2 | 7 |
| Sep 2026 | 0 | 7 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 06, 2022 Filed Jul 7, 2022 16:47 UTC |
LeBel CarlChief Development Officer
|
SaleCommon Stock | 4,421 | $1.52 | $6,719.92 |
DisclosureSEC source: 0001127602-22-019045 · form4.xml · nonDerivative · entry 2 LeBel Carl · CIK 0001439275 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,343 F3 · shares: Represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the restricted stock units and does not represent discretionary trades by the Reporting Person. F4 · price: This transaction was executed in multiple trades through a broker-dealer at prices ranging from $1.49 to $1.56. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of Shares sold at each price. Read SEC document |
| July 06, 2022 Filed Jul 7, 2022 20:50 UTC |
McCubbin QuentinChief Manufacturing Officer
|
SaleCommon Stock | 6,569 | $1.52 | $9,984.88 |
DisclosureSEC source: 0001127602-22-019049 · form4.xml · nonDerivative · entry 2 McCubbin Quentin · CIK 0001842009 · Chief Manufacturing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,340 F3 · shares: Represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the restricted stock units and does not represent discretionary trades by the Reporting Person. F4 · price: This transaction was executed in multiple trades through a broker-dealer at prices ranging from $1.49 to $1.56. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of Shares sold at each price. Read SEC document |
| July 06, 2022 Filed Jul 7, 2022 20:53 UTC |
Mitrano Richard J.VP Finance & Operations
|
SaleCommon Stock | 2,184 | $1.54 | $3,363.36 |
DisclosureSEC source: 0001127602-22-019055 · form4.xml · nonDerivative · entry 2 Mitrano Richard J. · CIK 0001785287 · VP Finance & Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,995 F2 · shares: Represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the restricted stock units and does not represent discretionary trades by the Reporting Person. F3 · price: This transaction was executed in multiple trades through a broker-dealer at prices ranging from $1.50 to $1.56. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of Shares sold at each price. Read SEC document |
| July 06, 2022 Filed Jul 7, 2022 20:51 UTC |
Loose Christopher R.Chief Scientific Officer
|
SaleCommon Stock | 4,415 | $1.53 | $6,754.95 |
DisclosureSEC source: 0001127602-22-019051 · form4.xml · nonDerivative · entry 2 Loose Christopher R. · CIK 0001785299 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,050 F3 · shares: Represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the restricted stock units and does not represent discretionary trades by the Reporting Person. F4 · price: This transaction was executed in multiple trades through a broker-dealer at prices ranging from $1.49 to $1.56. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of Shares sold at each price. Read SEC document |
| July 06, 2022 Filed Jul 7, 2022 20:49 UTC |
Arnold Wendy SChief People Officer
|
SaleCommon Stock | 5,638 | $1.52 | $8,569.76 |
DisclosureSEC source: 0001127602-22-019047 · form4.xml · nonDerivative · entry 2 Arnold Wendy S · CIK 0001802649 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,186 F2 · shares: Represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the restricted stock units and does not represent discretionary trades by the Reporting Person. F3 · price: This transaction was executed in multiple trades through a broker-dealer at prices ranging from $1.48 to $1.56. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of Shares sold at each price. Read SEC document |
| July 05, 2022 Filed Jul 7, 2022 16:47 UTC |
LeBel CarlChief Development Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 15,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-019045 · form4.xml · derivative · entry 3 LeBel Carl · CIK 0001439275 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. F5 · derivative.exercise_date: The restricted stock units will vest as to 50% on February 14, 2022 and 50% on July 4, 2022. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. Read SEC document |
| July 05, 2022 Filed Jul 7, 2022 16:47 UTC |
LeBel CarlChief Development Officer
|
Exercise / conversionCommon Stock | 15,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-019045 · form4.xml · nonDerivative · entry 1 LeBel Carl · CIK 0001439275 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,764 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. F2 · balance_after: Includes 4638 shares acquired under the Issuer's Employee Stock Purchase Plan on June 30, 2022. Read SEC document |
| July 05, 2022 Filed Jul 7, 2022 20:50 UTC |
McCubbin QuentinChief Manufacturing Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 17,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-019049 · form4.xml · derivative · entry 3 McCubbin Quentin · CIK 0001842009 · Chief Manufacturing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. F5 · derivative.exercise_date: The restricted stock units will vest as to 50% on February 14, 2022 and 50% on July 4, 2022. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. Read SEC document |
| July 05, 2022 Filed Jul 7, 2022 20:50 UTC |
McCubbin QuentinChief Manufacturing Officer
|
Exercise / conversionCommon Stock | 17,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-019049 · form4.xml · nonDerivative · entry 1 McCubbin Quentin · CIK 0001842009 · Chief Manufacturing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,909 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. F2 · balance_after: Includes 4638 shares acquired under the Issuer's Employee Stock Purchase Plan on June 30, 2022. Read SEC document |
| July 05, 2022 Filed Jul 7, 2022 20:53 UTC |
Mitrano Richard J.VP Finance & Operations
|
Exercise / conversionRestricted Stock Unit · Derivative | 7,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-019055 · form4.xml · derivative · entry 4 Mitrano Richard J. · CIK 0001785287 · VP Finance & Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. F4 · derivative.exercise_date: The restricted stock units will vest as to 50% on February 14, 2022 and 50% on July 4, 2022. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. Read SEC document |
| July 05, 2022 Filed Jul 7, 2022 20:53 UTC |
Mitrano Richard J.VP Finance & Operations
|
Exercise / conversionCommon Stock | 7,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-019055 · form4.xml · nonDerivative · entry 1 Mitrano Richard J. · CIK 0001785287 · VP Finance & Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,179 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. Read SEC document |
| July 05, 2022 Filed Jul 7, 2022 20:51 UTC |
Loose Christopher R.Chief Scientific Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 15,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-019051 · form4.xml · derivative · entry 3 Loose Christopher R. · CIK 0001785299 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. F5 · derivative.exercise_date: The restricted stock units will vest as to 50% on February 14, 2022 and 50% on July 4, 2022. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. Read SEC document |
| July 05, 2022 Filed Jul 7, 2022 20:51 UTC |
Loose Christopher R.Chief Scientific Officer
|
Exercise / conversionCommon Stock | 15,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-019051 · form4.xml · nonDerivative · entry 1 Loose Christopher R. · CIK 0001785299 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,465 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. F2 · balance_after: Includes 4638 shares acquired under the Issuer's Employee Stock Purchase Plan on June 30, 2022. Read SEC document |
| July 05, 2022 Filed Jul 7, 2022 20:49 UTC |
Arnold Wendy SChief People Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 15,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-019047 · form4.xml · derivative · entry 3 Arnold Wendy S · CIK 0001802649 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. F4 · derivative.exercise_date: The restricted stock units will vest as to 50% on February 14, 2022 and 50% on July 4, 2022. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. Read SEC document |
| July 05, 2022 Filed Jul 7, 2022 20:49 UTC |
Arnold Wendy SChief People Officer
|
Exercise / conversionCommon Stock | 15,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-019047 · form4.xml · nonDerivative · entry 1 Arnold Wendy S · CIK 0001802649 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,824 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. Read SEC document |
| June 21, 2022 Filed Jun 23, 2022 16:15 UTC |
BARBERICH TIMOTHY JDirector
|
GrantStock Option · Derivative | 14,846 | $0.00 Strike: $1.17 | $0.00 |
DisclosureSEC source: 0001127602-22-018034 · form4.xml · derivative · entry 1 BARBERICH TIMOTHY J · CIK 0001120355 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,846 Underlying: Common Stock · 14,846 shares Expires 2032-06-20 F1 · derivative.exercise_date: The option vests in full on the earlier of June 21, 2023 or the day immediately prior to the company's 2023 annual meeting of shareholders. Read SEC document |
| June 21, 2022 Filed Jun 23, 2022 16:19 UTC |
COHEN MARC ADirector
|
GrantStock Option · Derivative | 14,846 | $0.00 Strike: $1.17 | $0.00 |
DisclosureSEC source: 0001127602-22-018038 · form4.xml · derivative · entry 1 COHEN MARC A · CIK 0001132945 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,846 Underlying: Common Stock · 14,846 shares Expires 2032-06-20 F1 · derivative.exercise_date: The option vests in full on the earlier of June 21, 2023 or the day immediately prior to the company's 2023 annual meeting of shareholders. Read SEC document |
| June 21, 2022 Filed Jun 23, 2022 20:17 UTC |
FELDMANN CYNTHIA LDirector
|
GrantStock Option · Derivative | 14,846 | $0.00 Strike: $1.17 | $0.00 |
DisclosureSEC source: 0001127602-22-018036 · form4.xml · derivative · entry 1 FELDMANN CYNTHIA L · CIK 0001264554 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,846 Underlying: Common Stock · 14,846 shares Expires 2032-06-20 F1 · derivative.exercise_date: The option vests in full on the earlier of June 21, 2023 or the day immediately prior to the company's 2023 annual meeting of shareholders. Read SEC document |
| June 21, 2022 Filed Jun 23, 2022 20:12 UTC |
LANGER ROBERTDirector
|
GrantStock Option · Derivative | 14,846 | $0.00 Strike: $1.17 | $0.00 |
DisclosureSEC source: 0001127602-22-018032 · form4.xml · derivative · entry 1 LANGER ROBERT · CIK 0001239757 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,846 Underlying: Common Stock · 14,846 shares Expires 2032-06-20 F1 · derivative.exercise_date: The option vests in full on the earlier of June 21, 2023 or the day immediately prior to the company's 2023 annual meeting of shareholders. Read SEC document |
| June 21, 2022 Filed Jun 23, 2022 20:21 UTC |
MARCUS JOEL SDirector
|
GrantStock Option · Derivative | 14,846 | $0.00 Strike: $1.17 | $0.00 |
DisclosureSEC source: 0001127602-22-018040 · form4.xml · derivative · entry 1 MARCUS JOEL S · CIK 0001216955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,846 Underlying: Common Stock · 14,846 shares Expires 2032-06-20 F1 · derivative.exercise_date: The option vests in full on the earlier of June 21, 2023 or the day immediately prior to the company's 2023 annual meeting of shareholders. Read SEC document |
| June 21, 2022 Filed Jun 23, 2022 20:10 UTC |
Huang MichaelDirector
|
GrantStock Option · Derivative | 14,846 | $0.00 Strike: $1.17 | $0.00 |
DisclosureSEC source: 0001127602-22-018030 · form4.xml · derivative · entry 1 Huang Michael · CIK 0001787161 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,846 Underlying: Common Stock · 14,846 shares Expires 2032-06-20 F1 · derivative.exercise_date: The option vests in full on the earlier of June 21, 2023 or the day immediately prior to the company's 2023 annual meeting of shareholders. Read SEC document |
| February 22, 2022 Filed Feb 23, 2022 16:36 UTC |
LeBel CarlChief Development Officer
|
SaleCommon Stock | 1,069 | $3.53 | $3,772.50 |
DisclosureSEC source: 0001127602-22-006321 · form4.xml · nonDerivative · entry 2 LeBel Carl · CIK 0001439275 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,126 F1 · shares: Represents a portion of the shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the restricted stock units and does not represent discretionary trades by the Reporting Person. F3 · price: This transaction was executed in multiple trades through a broker-dealer at prices ranging from $3.40 to $3.73. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of Shares sold at each price. Read SEC document |
| February 22, 2022 Filed Feb 23, 2022 16:38 UTC |
PFREUNDSCHUH PETER P.Chief Financial Officer
|
SaleCommon Stock | 1,542 | $3.53 | $5,441.72 |
DisclosureSEC source: 0001127602-22-006327 · form4.xml · nonDerivative · entry 2 PFREUNDSCHUH PETER P. · CIK 0001585839 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,927 F1 · shares: Represents a portion of the shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the restricted stock units and does not represent discretionary trades by the Reporting Person. F3 · price: This transaction was executed in multiple trades through a broker-dealer at prices ranging from $3.40 to $3.76. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of Shares sold at each price. Read SEC document |
| February 22, 2022 Filed Feb 23, 2022 21:41 UTC |
Loose Christopher R.Chief Scientific Officer
|
SaleCommon Stock | 1,069 | $3.53 | $3,773.57 |
DisclosureSEC source: 0001127602-22-006339 · form4.xml · nonDerivative · entry 2 Loose Christopher R. · CIK 0001785299 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,827 F1 · shares: Represents a portion of the shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the restricted stock units and does not represent discretionary trades by the Reporting Person. F3 · price: This transaction was executed in multiple trades through a broker-dealer at prices ranging from $3.40 to $3.73. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of Shares sold at each price. Read SEC document |
| February 22, 2022 Filed Feb 23, 2022 21:34 UTC |
McCubbin QuentinChief Manufacturing Officer
|
SaleCommon Stock | 1,584 | $3.53 | $5,597.86 |
DisclosureSEC source: 0001127602-22-006314 · form4.xml · nonDerivative · entry 2 McCubbin Quentin · CIK 0001842009 · Chief Manufacturing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,771 F1 · shares: Represents a portion of the shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the restricted stock units and does not represent discretionary trades by the Reporting Person. F3 · price: This transaction was executed in multiple trades through a broker-dealer at prices ranging from $3.40 to $3.73. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of Shares sold at each price. Read SEC document |
| February 22, 2022 Filed Feb 23, 2022 21:32 UTC |
Arnold Wendy SChief People Officer
|
SaleCommon Stock | 1,326 | $3.53 | $4,683.43 |
DisclosureSEC source: 0001127602-22-006307 · form4.xml · nonDerivative · entry 2 Arnold Wendy S · CIK 0001802649 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,824 F1 · shares: Represents a portion of the shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the restricted stock units and does not represent discretionary trades by the Reporting Person. F3 · price: This transaction was executed in multiple trades through a broker-dealer at prices ranging from $3.40 to $3.73. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of Shares sold at each price. Read SEC document |
| February 18, 2022 Filed Feb 23, 2022 16:36 UTC |
LeBel CarlChief Development Officer
|
SaleCommon Stock | 974 | $3.87 | $3,772.30 |
DisclosureSEC source: 0001127602-22-006321 · form4.xml · nonDerivative · entry 1 LeBel Carl · CIK 0001439275 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,195 F1 · shares: Represents a portion of the shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the restricted stock units and does not represent discretionary trades by the Reporting Person. F2 · price: This transaction was executed in multiple trades through a broker-dealer at prices ranging from $3.80 to $3.95. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of Shares sold at each price. Read SEC document |
| February 18, 2022 Filed Feb 23, 2022 16:38 UTC |
PFREUNDSCHUH PETER P.Chief Financial Officer
|
SaleCommon Stock | 1,404 | $3.88 | $5,443.31 |
DisclosureSEC source: 0001127602-22-006327 · form4.xml · nonDerivative · entry 1 PFREUNDSCHUH PETER P. · CIK 0001585839 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,469 F1 · shares: Represents a portion of the shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the restricted stock units and does not represent discretionary trades by the Reporting Person. F2 · price: This transaction was executed in multiple trades through a broker-dealer at prices ranging from $3.79 to $3.95. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of Shares sold at each price. Read SEC document |
| February 18, 2022 Filed Feb 23, 2022 21:41 UTC |
Loose Christopher R.Chief Scientific Officer
|
SaleCommon Stock | 974 | $3.87 | $3,772.30 |
DisclosureSEC source: 0001127602-22-006339 · form4.xml · nonDerivative · entry 1 Loose Christopher R. · CIK 0001785299 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,896 F1 · shares: Represents a portion of the shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the restricted stock units and does not represent discretionary trades by the Reporting Person. F2 · price: This transaction was executed in multiple trades through a broker-dealer at prices ranging from $3.80 to $3.95. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of Shares sold at each price. Read SEC document |
| February 18, 2022 Filed Feb 23, 2022 21:34 UTC |
McCubbin QuentinChief Manufacturing Officer
|
SaleCommon Stock | 1,411 | $3.87 | $5,463.39 |
DisclosureSEC source: 0001127602-22-006314 · form4.xml · nonDerivative · entry 1 McCubbin Quentin · CIK 0001842009 · Chief Manufacturing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,355 F1 · shares: Represents a portion of the shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the restricted stock units and does not represent discretionary trades by the Reporting Person. F2 · price: This transaction was executed in multiple trades through a broker-dealer at prices ranging from $3.80 to $3.95. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of Shares sold at each price. Read SEC document |
| February 18, 2022 Filed Feb 23, 2022 21:32 UTC |
Arnold Wendy SChief People Officer
|
SaleCommon Stock | 1,209 | $3.87 | $4,683.67 |
DisclosureSEC source: 0001127602-22-006307 · form4.xml · nonDerivative · entry 1 Arnold Wendy S · CIK 0001802649 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,150 F1 · shares: Represents a portion of the shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the restricted stock units and does not represent discretionary trades by the Reporting Person. F2 · price: This transaction was executed in multiple trades through a broker-dealer at prices ranging from $3.80 to $3.95. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of Shares sold at each price. Read SEC document |
| February 17, 2022 Filed Feb 18, 2022 16:12 UTC |
LeBel CarlChief Development Officer
|
GrantRestricted Stock Unit · Derivative | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-005750 · form4.xml · derivative · entry 3 LeBel Carl · CIK 0001439275 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. F5 · derivative.exercise_date: The restricted stock units will fully vest on July 4, 2023. F5 · derivative.expiration_date: The restricted stock units will fully vest on July 4, 2023. Read SEC document |
| February 17, 2022 Filed Feb 18, 2022 16:12 UTC |
LeBel CarlChief Development Officer
|
SaleCommon Stock | 901 | $4.19 | $3,774.29 |
DisclosureSEC source: 0001127602-22-005750 · form4.xml · nonDerivative · entry 2 LeBel Carl · CIK 0001439275 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,169 F1 · shares: Represents a portion of the shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the restricted stock units and does not represent discretionary trades by the Reporting Person. F3 · price: This transaction was executed in multiple trades through a broker-dealer at prices ranging from $4.00 to $4.50. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of Shares sold at each price. Read SEC document |
| February 17, 2022 Filed Feb 18, 2022 16:14 UTC |
PFREUNDSCHUH PETER P.Chief Financial Officer
|
GrantRestricted Stock Unit · Derivative | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-005755 · form4.xml · derivative · entry 3 PFREUNDSCHUH PETER P. · CIK 0001585839 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. F5 · derivative.exercise_date: The restricted stock units will fully vest on July 4, 2023. F5 · derivative.expiration_date: The restricted stock units will fully vest on July 4, 2023. Read SEC document |
| February 17, 2022 Filed Feb 18, 2022 16:14 UTC |
PFREUNDSCHUH PETER P.Chief Financial Officer
|
SaleCommon Stock | 1,296 | $4.20 | $5,443.20 |
DisclosureSEC source: 0001127602-22-005755 · form4.xml · nonDerivative · entry 2 PFREUNDSCHUH PETER P. · CIK 0001585839 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,873 F1 · shares: Represents a portion of the shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the restricted stock units and does not represent discretionary trades by the Reporting Person. F3 · price: This transaction was executed in multiple trades through a broker-dealer at prices ranging from $4.00 to $4.49. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of Shares sold at each price. Read SEC document |
| February 17, 2022 Filed Feb 18, 2022 21:18 UTC |
Lucchino David L.Director · President and CEO
|
GrantRestricted Stock Unit · Derivative | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-005758 · form4.xml · derivative · entry 1 Lucchino David L. · CIK 0001785288 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive on share of Issuer common stock. F2 · derivative.exercise_date: The restricted stock units will fully vest on July 4, 2023. F2 · derivative.expiration_date: The restricted stock units will fully vest on July 4, 2023. Read SEC document |
| February 17, 2022 Filed Feb 18, 2022 21:13 UTC |
Loose Christopher R.Chief Scientific Officer
|
GrantRestricted Stock Unit · Derivative | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-005752 · form4.xml · derivative · entry 3 Loose Christopher R. · CIK 0001785299 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. F5 · derivative.exercise_date: The restricted stock units will fully vest on July 4, 2023. F5 · derivative.expiration_date: The restricted stock units will fully vest on July 4, 2023. Read SEC document |
| February 17, 2022 Filed Feb 18, 2022 21:13 UTC |
Loose Christopher R.Chief Scientific Officer
|
SaleCommon Stock | 900 | $4.19 | $3,773.70 |
DisclosureSEC source: 0001127602-22-005752 · form4.xml · nonDerivative · entry 2 Loose Christopher R. · CIK 0001785299 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,870 F1 · shares: Represents a portion of the shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the restricted stock units and does not represent discretionary trades by the Reporting Person. F3 · price: This transaction was executed in multiple trades through a broker-dealer at prices ranging from $4.00 to $4.48. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of Shares sold at each price. Read SEC document |
| February 17, 2022 Filed Feb 18, 2022 21:08 UTC |
Arnold Wendy SChief People Officer
|
GrantRestricted Stock Unit · Derivative | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-005743 · form4.xml · derivative · entry 3 Arnold Wendy S · CIK 0001802649 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. F5 · derivative.exercise_date: The restricted stock units will fully vest on July 4, 2023. F5 · derivative.expiration_date: The restricted stock units will fully vest on July 4, 2023. Read SEC document |
| February 17, 2022 Filed Feb 18, 2022 21:08 UTC |
Arnold Wendy SChief People Officer
|
SaleCommon Stock | 1,118 | $4.19 | $4,687.77 |
DisclosureSEC source: 0001127602-22-005743 · form4.xml · nonDerivative · entry 2 Arnold Wendy S · CIK 0001802649 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,359 F1 · shares: Represents a portion of the shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the restricted stock units and does not represent discretionary trades by the Reporting Person. F3 · price: This transaction was executed in multiple trades through a broker-dealer at prices ranging from $4.00 to $4.50. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of Shares sold at each price. Read SEC document |
| February 17, 2022 Filed Feb 18, 2022 21:10 UTC |
McCubbin QuentinChief Manufacturing Officer
|
GrantRestricted Stock Unit · Derivative | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-005747 · form4.xml · derivative · entry 3 McCubbin Quentin · CIK 0001842009 · Chief Manufacturing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. F5 · derivative.exercise_date: The restricted stock units will fully vest on July 4, 2023. F5 · derivative.expiration_date: The restricted stock units will fully vest on July 4, 2023. Read SEC document |
| February 17, 2022 Filed Feb 18, 2022 21:10 UTC |
McCubbin QuentinChief Manufacturing Officer
|
SaleCommon Stock | 1,303 | $4.20 | $5,467.39 |
DisclosureSEC source: 0001127602-22-005747 · form4.xml · nonDerivative · entry 2 McCubbin Quentin · CIK 0001842009 · Chief Manufacturing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,766 F1 · shares: Represents a portion of the shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the restricted stock units and does not represent discretionary trades by the Reporting Person. F3 · price: This transaction was executed in multiple trades through a broker-dealer at prices ranging from $4.00 to $4.48. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of Shares sold at each price. Read SEC document |
| February 16, 2022 Filed Feb 18, 2022 16:12 UTC |
LeBel CarlChief Development Officer
|
SaleCommon Stock | 831 | $4.43 | $3,680.50 |
DisclosureSEC source: 0001127602-22-005750 · form4.xml · nonDerivative · entry 1 LeBel Carl · CIK 0001439275 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,070 F1 · shares: Represents a portion of the shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the restricted stock units and does not represent discretionary trades by the Reporting Person. F2 · price: This transaction was executed in multiple trades through a broker-dealer at prices ranging from $4.29 to $4.54. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of Shares sold at each price. Read SEC document |
| February 16, 2022 Filed Feb 18, 2022 16:14 UTC |
PFREUNDSCHUH PETER P.Chief Financial Officer
|
SaleCommon Stock | 1,229 | $4.43 | $5,443.24 |
DisclosureSEC source: 0001127602-22-005755 · form4.xml · nonDerivative · entry 1 PFREUNDSCHUH PETER P. · CIK 0001585839 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,169 F1 · shares: Represents a portion of the shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the restricted stock units and does not represent discretionary trades by the Reporting Person. F2 · price: This transaction was executed in multiple trades through a broker-dealer at prices ranging from $4.29 to $4.54. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of Shares sold at each price. Read SEC document |
| February 16, 2022 Filed Feb 18, 2022 21:13 UTC |
Loose Christopher R.Chief Scientific Officer
|
SaleCommon Stock | 851 | $4.43 | $3,769.08 |
DisclosureSEC source: 0001127602-22-005752 · form4.xml · nonDerivative · entry 1 Loose Christopher R. · CIK 0001785299 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,770 F1 · shares: Represents a portion of the shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the restricted stock units and does not represent discretionary trades by the Reporting Person. F2 · price: This transaction was executed in multiple trades through a broker-dealer at prices ranging from $4.29 to $4.54. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of Shares sold at each price. Read SEC document |
| February 16, 2022 Filed Feb 18, 2022 21:08 UTC |
Arnold Wendy SChief People Officer
|
SaleCommon Stock | 1,057 | $4.43 | $4,681.45 |
DisclosureSEC source: 0001127602-22-005743 · form4.xml · nonDerivative · entry 1 Arnold Wendy S · CIK 0001802649 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,477 F1 · shares: Represents a portion of the shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the restricted stock units and does not represent discretionary trades by the Reporting Person. F2 · price: This transaction was executed in multiple trades through a broker-dealer at prices ranging from $4.29 to $4.54. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of Shares sold at each price. Read SEC document |
| February 16, 2022 Filed Feb 18, 2022 21:10 UTC |
McCubbin QuentinChief Manufacturing Officer
|
SaleCommon Stock | 1,233 | $4.43 | $5,460.96 |
DisclosureSEC source: 0001127602-22-005747 · form4.xml · nonDerivative · entry 1 McCubbin Quentin · CIK 0001842009 · Chief Manufacturing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,069 F1 · shares: Represents a portion of the shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the restricted stock units and does not represent discretionary trades by the Reporting Person. F2 · price: This transaction was executed in multiple trades through a broker-dealer at prices ranging from $4.29 to $4.54. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of Shares sold at each price. Read SEC document |
| February 15, 2022 Filed Feb 16, 2022 17:05 UTC |
LeBel CarlChief Development Officer
|
SaleCommon Stock | 844 | $4.33 | $3,655.36 |
DisclosureSEC source: 0001127602-22-005336 · form4.xml · nonDerivative · entry 2 LeBel Carl · CIK 0001439275 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,901 F3 · shares: Represents a portion of the shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the restricted stock units and does not represent discretionary trades by the Reporting Person. F4 · price: This transaction was executed in multiple trades through a broker-dealer at prices ranging from $4.28 to $4.40. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of shares sold at each price. Read SEC document |
| February 15, 2022 Filed Feb 16, 2022 16:59 UTC |
PFREUNDSCHUH PETER P.Chief Financial Officer
|
SaleCommon Stock | 1,347 | $4.33 | $5,833.86 |
DisclosureSEC source: 0001127602-22-005327 · form4.xml · nonDerivative · entry 2 PFREUNDSCHUH PETER P. · CIK 0001585839 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,398 F3 · shares: Represents a portion of the shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the restricted stock units and does not represent discretionary trades by the Reporting Person. F4 · price: This transaction was executed in multiple trades through a broker-dealer at prices ranging from $4.28 to $4.40. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of shares sold at each price. Read SEC document |
| February 15, 2022 Filed Feb 16, 2022 22:04 UTC |
McCubbin QuentinChief Manufacturing Officer
|
SaleCommon Stock | 1,261 | $4.33 | $5,461.39 |
DisclosureSEC source: 0001127602-22-005334 · form4.xml · nonDerivative · entry 2 McCubbin Quentin · CIK 0001842009 · Chief Manufacturing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,302 F3 · shares: Represents a portion of the shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the restricted stock units and does not represent discretionary trades by the Reporting Person. F4 · price: This transaction was executed in multiple trades through a broker-dealer at prices ranging from $4.28 to $4.40. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of Shares sold at each price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.