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Nasdaq · USD

KRRO

Korro Bio, Inc.

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6388
SEC CIK
0001703647
Parsed reports
352

Last 12 months

Inside the activity.

12 purchase rows · 33 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 2026100
Apr 202600
May 202603
Jun 2026012
Jul 202604
Aug 202627
Sep 202607
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 07, 2020 Filed Oct 8, 2020 21:54 UTC
Loose Christopher R.Chief Scientific Officer
SaleCommon Stock 8,000 $20.00 $160,010.40
Disclosure

SEC source: 0001127602-20-026721 · form4.xml · nonDerivative · entry 2

Loose Christopher R. · CIK 0001785299 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,782

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2020.

F2 · price: This transaction was executed in multiple trades through a broker-dealer at prices ranging from $20.00 to $20.10. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of Shares sold at each price.

Read SEC document
October 06, 2020 Filed Oct 8, 2020 21:54 UTC
Loose Christopher R.Chief Scientific Officer
SaleCommon Stock 8,000 $19.46 $155,680.00
Disclosure

SEC source: 0001127602-20-026721 · form4.xml · nonDerivative · entry 1

Loose Christopher R. · CIK 0001785299 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,782

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2020.

Read SEC document
October 05, 2020 Filed Oct 5, 2020 21:14 UTC
Loose Christopher R.Chief Scientific Officer
SaleCommon Stock 8,000 $18.35 $146,800.00
Disclosure

SEC source: 0001127602-20-026567 · form4.xml · nonDerivative · entry 3

Loose Christopher R. · CIK 0001785299 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,782

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2020.

Read SEC document
October 02, 2020 Filed Oct 5, 2020 21:14 UTC
Loose Christopher R.Chief Scientific Officer
SaleCommon Stock 8,000 $18.92 $151,360.00
Disclosure

SEC source: 0001127602-20-026567 · form4.xml · nonDerivative · entry 2

Loose Christopher R. · CIK 0001785299 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,782

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2020.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 21:14 UTC
Loose Christopher R.Chief Scientific Officer
SaleCommon Stock 8,000 $18.84 $150,720.00
Disclosure

SEC source: 0001127602-20-026567 · form4.xml · nonDerivative · entry 1

Loose Christopher R. · CIK 0001785299 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,782

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2020.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 20:26 UTC
Lucchino David L.Director · President and CEO
SaleCommon Stock 4,878 $19.71 $96,145.38
Disclosure

SEC source: 0001127602-20-026530 · form4.xml · nonDerivative · entry 2

Lucchino David L. · CIK 0001785288 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 355,228

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 20, 2019.

F3 · price: This transaction was executed in multiple trades through a broker-dealer at prices ranging from $19.29 to $19.94. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of Shares sold at each price.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 20:26 UTC
Lucchino David L.Director · President and CEO
SaleCommon Stock 10,838 $18.87 $204,513.06
Disclosure

SEC source: 0001127602-20-026530 · form4.xml · nonDerivative · entry 1

Lucchino David L. · CIK 0001785288 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360,106

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 20, 2019.

F2 · price: This transaction was executed in multiple trades through a broker-dealer at prices ranging from $18.28 to $19.25. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of Shares sold at each price.

Read SEC document
September 23, 2020 Filed Sep 25, 2020 20:50 UTC GrantStock Option · Derivative 29,693 $20.37 Strike: $20.37 $604,846.41
Disclosure

SEC source: 0001127602-20-025734 · form4.xml · derivative · entry 1

FELDMANN CYNTHIA L · CIK 0001264554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,693

Underlying: Common Stock · 29,693 shares

Expires 2030-09-22

F1 · derivative.exercise_date: The option vests and becomes exercisable in equal monthly installments over a three year period commencing on October 23, 2020, and will be fully vested and exercisable on September 23, 2023.

Read SEC document
September 23, 2020 Filed Sep 25, 2020 12:55 UTC
Loose Christopher R.Chief Scientific Officer
SaleCommon Stock 24 $22.43 $538.32
Disclosure

SEC source: 0001127602-20-025709 · form4.xml · nonDerivative · entry 3

Loose Christopher R. · CIK 0001785299 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,782

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2019.

Read SEC document
September 23, 2020 Filed Sep 25, 2020 12:55 UTC
Loose Christopher R.Chief Scientific Officer
SaleCommon Stock 2,606 $21.57 $56,201.00
Disclosure

SEC source: 0001127602-20-025709 · form4.xml · nonDerivative · entry 2

Loose Christopher R. · CIK 0001785299 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,806

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2019.

F3 · price: This transaction was executed in multiple trades through a broker-dealer at prices ranging from $21.25 to $22.19. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of Shares sold at each price.

Read SEC document
September 23, 2020 Filed Sep 25, 2020 12:55 UTC
Loose Christopher R.Chief Scientific Officer
SaleCommon Stock 1,870 $20.51 $38,357.63
Disclosure

SEC source: 0001127602-20-025709 · form4.xml · nonDerivative · entry 1

Loose Christopher R. · CIK 0001785299 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,412

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2019.

F2 · price: This transaction was executed in multiple trades through a broker-dealer at prices ranging from $20.15 to $20.96. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of Shares sold at each price.

Read SEC document
September 09, 2020 Filed Sep 10, 2020 20:56 UTC
Loose Christopher R.Chief Scientific Officer
SaleCommon Stock 776 $19.26 $14,943.90
Disclosure

SEC source: 0001127602-20-024908 · form4.xml · nonDerivative · entry 2

Loose Christopher R. · CIK 0001785299 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,282

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2019.

F3 · price: This transaction was executed in multiple trades through a broker-dealer at prices ranging from $19.16 to $19.39. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of Shares sold at each price.

Read SEC document
September 09, 2020 Filed Sep 10, 2020 20:56 UTC
Loose Christopher R.Chief Scientific Officer
SaleCommon Stock 3,724 $18.91 $70,424.94
Disclosure

SEC source: 0001127602-20-024908 · form4.xml · nonDerivative · entry 1

Loose Christopher R. · CIK 0001785299 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,058

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2019.

F2 · price: This transaction was executed in multiple trades through a broker-dealer at prices ranging from $18.14 to $19.14. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of Shares sold at each price.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 20:16 UTC
Lucchino David L.Director · President and CEO
SaleCommon Stock 3,586 $19.05 $68,318.32
Disclosure

SEC source: 0001127602-20-024702 · form4.xml · nonDerivative · entry 2

Lucchino David L. · CIK 0001785288 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 370,944

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 20, 2019.

F3 · price: This transaction was executed in multiple trades through a broker-dealer at prices ranging from $18.78 to $19.225. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of Shares sold at each price.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 20:16 UTC
Lucchino David L.Director · President and CEO
SaleCommon Stock 12,128 $18.40 $223,155.20
Disclosure

SEC source: 0001127602-20-024702 · form4.xml · nonDerivative · entry 1

Lucchino David L. · CIK 0001785288 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,530

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 20, 2019.

F2 · price: This transaction was executed in multiple trades through a broker-dealer at prices ranging from $17.75 to $18.71. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of Shares sold at each price.

Read SEC document
August 19, 2020 Filed Aug 20, 2020 20:29 UTC
Loose Christopher R.Chief Scientific Officer
SaleCommon Stock 4,500 $22.97 $103,349.70
Disclosure

SEC source: 0001127602-20-023991 · form4.xml · nonDerivative · entry 1

Loose Christopher R. · CIK 0001785299 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,782

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2019.

F2 · price: This transaction was executed in multiple trades through a broker-dealer at prices ranging from $22.77 to $23.24. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of Shares sold at each price.

Read SEC document
August 05, 2020 Filed Aug 6, 2020 21:15 UTC
Loose Christopher R.Chief Scientific Officer
SaleCommon Stock 58 $21.91 $1,270.70
Disclosure

SEC source: 0001127602-20-023081 · form4.xml · nonDerivative · entry 2

Loose Christopher R. · CIK 0001785299 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,282

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2019.

F3 · price: This transaction was executed in multiple trades through a broker-dealer at prices ranging from $21.85 to $21.95. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of Shares sold at each price.

Read SEC document
August 05, 2020 Filed Aug 6, 2020 21:15 UTC
Loose Christopher R.Chief Scientific Officer
SaleCommon Stock 4,442 $21.21 $94,193.05
Disclosure

SEC source: 0001127602-20-023081 · form4.xml · nonDerivative · entry 1

Loose Christopher R. · CIK 0001785299 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,340

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2019.

F2 · price: This transaction was executed in multiple trades through a broker-dealer at prices ranging from $20.72 to $21.66. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of Shares sold at each price.

Read SEC document
August 03, 2020 Filed Aug 5, 2020 21:05 UTC
Lucchino David L.Director · President and CEO
SaleCommon Stock 15,714 $21.63 $339,829.39
Disclosure

SEC source: 0001127602-20-022915 · form4.xml · nonDerivative · entry 1

Lucchino David L. · CIK 0001785288 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 386,658

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 20, 2019.

F2 · price: This transaction was executed in multiple trades through a broker-dealer at prices ranging from $21.31 to $21.99. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of Shares sold at each price.

Read SEC document
July 22, 2020 Filed Jul 23, 2020 21:10 UTC
Loose Christopher R.Chief Scientific Officer
SaleCommon Stock 4,500 $21.51 $96,790.50
Disclosure

SEC source: 0001127602-20-022045 · form4.xml · nonDerivative · entry 1

Loose Christopher R. · CIK 0001785299 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,782

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2019.

F2 · price: This transaction was executed in multiple trades through a broker-dealer at prices ranging from $21.31 to $21.70. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of Shares sold at each price.

Read SEC document
July 20, 2020 Filed Jul 22, 2020 22:12 UTC PurchaseCommon Stock 55,555 $18.00 $999,990.00
Disclosure

SEC source: 0001127602-20-022001 · form4.xml · nonDerivative · entry 1

MARCUS JOEL S · CIK 0001216955 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Alexandria Venture Investments, LLC

Disclosed balance after: 1,011,730

F1 · shares: On July 17, 2020 the Issuer entered into a definitive securities purchase agreement with certain institutional investors (the "Private Placement"), which closed on July 20, 2020. The Private Placement consisted of 2,350,108 shares of common stock at a price of $18.00 per share The 55,555 shares of common stock reported herein were acquired pursuant to the Private Placement.

F2 · ownership.nature: Represents securities held of record by Alexandria Venture Investments, LLC ("Alexandria"). Alexandria Real Estate Equities, Inc. is the managing member of Alexandria. Each of Alexandria and Alexandria Real Estate Equities, Inc. has shared voting and investment power with respect to the shares owned by Alexandria. The reporting person is the Executive Chairman of Alexandria Real Estate Equities, Inc. and may therefore be deemed to have voting and investment power with respect to the shares owned by Alexandria. Each of the reporting person and Alexandria Real Estate Equities, Inc. disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.

Read SEC document
July 20, 2020 Filed Jul 23, 2020 20:05 UTC Amendment GrantCommon Stock 55,555 $18.00 $999,990.00
Disclosure

SEC source: 0000899243-20-020203 · doc4a.xml · nonDerivative · entry 1

MARCUS JOEL S · CIK 0001216955 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Alexandria Venture Investments, LLC

Disclosed balance after: 1,011,730

F1 · kind: This amendment is being filed to correct the transaction code previously reported on the Reporting Person's Form 4 filed on July 22, 2020.

F2 · shares: On July 17, 2020 the Issuer entered into a definitive securities purchase agreement with certain institutional investors (the "Private Placement"), which closed on July 20, 2020. The Private Placement consisted of 2,350,108 shares of common stock at a price of $18.00 per share The 55,555 shares of common stock reported herein were acquired pursuant to the Private Placement.

F3 · ownership.nature: Represents securities held of record by Alexandria Venture Investments, LLC ("Alexandria"). Alexandria Real Estate Equities, Inc. is the managing member of Alexandria. Each of Alexandria and Alexandria Real Estate Equities, Inc. has shared voting and investment power with respect to the shares owned by Alexandria. The reporting person is the Executive Chairman of Alexandria Real Estate Equities, Inc. and may therefore be deemed to have voting and investment power with respect to the shares owned by Alexandria. Each of the reporting person and Alexandria Real Estate Equities, Inc. disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.

Read SEC document
July 08, 2020 Filed Jul 10, 2020 20:30 UTC
Loose Christopher R.Chief Scientific Officer
SaleCommon Stock 779 $22.97 $17,891.29
Disclosure

SEC source: 0000899243-20-018925 · doc4.xml · nonDerivative · entry 2

Loose Christopher R. · CIK 0001785299 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,282

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2019.

F3 · price: This transaction was executed in multiple trades through a broker-dealer at prices ranging from $22.92 to $23.02. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of Shares sold at each price.

Read SEC document
July 08, 2020 Filed Jul 10, 2020 20:30 UTC
Loose Christopher R.Chief Scientific Officer
SaleCommon Stock 3,721 $22.18 $82,547.78
Disclosure

SEC source: 0000899243-20-018925 · doc4.xml · nonDerivative · entry 1

Loose Christopher R. · CIK 0001785299 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,061

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2019.

F2 · price: This transaction was executed in multiple trades through a broker-dealer at prices ranging from $21.87 to $22.80. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of Shares sold at each price.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 20:59 UTC
Lucchino David L.Director · President and CEO
SaleCommon Stock 15,714 $22.45 $352,832.73
Disclosure

SEC source: 0001127602-20-020974 · form4.xml · nonDerivative · entry 1

Lucchino David L. · CIK 0001785288 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 402,372

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 20, 2019.

F2 · price: This transaction was executed in multiple trades through a broker-dealer at prices ranging from $22.05 to $23.01. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of Shares sold at each price.

Read SEC document
June 24, 2020 Filed Jun 25, 2020 22:18 UTC
Loose Christopher R.Chief Scientific Officer
SaleCommon Stock 4,500 $22.80 $102,586.95
Disclosure

SEC source: 0001127602-20-020363 · form4.xml · nonDerivative · entry 1

Loose Christopher R. · CIK 0001785299 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,782

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2019.

F2 · price: This transaction was executed in multiple trades through a broker-dealer at prices ranging from $22.33 to $23.12. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of Shares sold at each price.

Read SEC document
June 11, 2020 Filed Jun 12, 2020 07:21 UTC GrantStock Option · Derivative 14,846 $0.00 Strike: $18.63 $0.00
Disclosure

SEC source: 0001127602-20-019479 · form4.xml · derivative · entry 1

BARBERICH TIMOTHY J · CIK 0001120355 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,846

Underlying: Common Stock · 14,846 shares

Expires 2030-06-10

F1 · derivative.exercise_date: The option vests in full on the earlier of June 11, 2021 or the day immediately prior to the company's 2021 annual meeting of shareholders.

Read SEC document
June 11, 2020 Filed Jun 12, 2020 07:19 UTC
COHEN MARC ADirector
GrantStock Option · Derivative 14,846 $0.00 Strike: $18.63 $0.00
Disclosure

SEC source: 0001127602-20-019478 · form4.xml · derivative · entry 1

COHEN MARC A · CIK 0001132945 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,846

Underlying: Common Stock · 14,846 shares

Expires 2030-06-10

F1 · derivative.exercise_date: The option vests in full on the earlier of June 11, 2021 or the day immediately prior to the company's 2021 annual meeting of shareholders.

Read SEC document
June 11, 2020 Filed Jun 12, 2020 11:24 UTC GrantStock Option · Derivative 14,846 $0.00 Strike: $18.63 $0.00
Disclosure

SEC source: 0001127602-20-019480 · form4.xml · derivative · entry 1

LANGER ROBERT · CIK 0001239757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,846

Underlying: Common Stock · 14,846 shares

Expires 2030-06-10

F1 · derivative.exercise_date: The option vests in full on the earlier of June 11, 2021 or the day immediately prior to the company's 2021 annual meeting of shareholders.

Read SEC document
June 11, 2020 Filed Jun 12, 2020 11:40 UTC GrantStock Option · Derivative 14,846 $0.00 Strike: $18.63 $0.00
Disclosure

SEC source: 0001127602-20-019481 · form4.xml · derivative · entry 1

MARCUS JOEL S · CIK 0001216955 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,846

Underlying: Common Stock · 14,846 shares

Expires 2030-06-10

F1 · derivative.exercise_date: The option vests in full on the earlier of June 11, 2021 or the day immediately prior to the company's 2021 annual meeting of shareholders

Read SEC document
June 11, 2020 Filed Jun 12, 2020 11:11 UTC GrantStock Option · Derivative 14,846 $0.00 Strike: $18.63 $0.00
Disclosure

SEC source: 0001127602-20-019477 · form4.xml · derivative · entry 1

Huang Michael · CIK 0001787161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,846

Underlying: Common Stock · 14,846 shares

Expires 2030-06-10

F1 · derivative.exercise_date: The option vests in full on the earlier of June 11, 2021 or the day immediately prior to the company's 2021 annual meeting of shareholders

Read SEC document
June 10, 2020 Filed Jun 12, 2020 21:13 UTC
Loose Christopher R.Chief Scientific Officer
SaleCommon Stock 4,500 $19.96 $89,829.00
Disclosure

SEC source: 0001127602-20-019507 · form4.xml · nonDerivative · entry 1

Loose Christopher R. · CIK 0001785299 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,282

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2019.

F2 · price: This transaction was executed in multiple trades through a broker-dealer at prices ranging from $19.72 to $20.26. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of Shares sold at each price.

Read SEC document
June 03, 2020 Filed Jun 4, 2020 22:33 UTC
Mitrano Richard J.VP Finance & Operations
Exercise / conversionStock Option · Derivative 2,552 $0.00 Strike: $0.61 $0.00
Disclosure

SEC source: 0001127602-20-018893 · form4.xml · derivative · entry 5

Mitrano Richard J. · CIK 0001785287 · VP Finance & Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,191

Underlying: Common Stock · 2,552 shares

Expires 2027-06-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vests and becomes exercisable in equal monthly installments over a four year period commencing on February 1, 2017, and will be fully vested and exercisable on January 1, 2021.

Read SEC document
June 03, 2020 Filed Jun 4, 2020 22:33 UTC
Mitrano Richard J.VP Finance & Operations
Exercise / conversionStock Option · Derivative 929 $0.00 Strike: $0.07 $0.00
Disclosure

SEC source: 0001127602-20-018893 · form4.xml · derivative · entry 4

Mitrano Richard J. · CIK 0001785287 · VP Finance & Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124

Underlying: Common Stock · 929 shares

Expires 2026-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vests and becomes exercisable as to 25% on July 29, 2017 and in equal monthly installments thereafter and will be fully vested and exercisable on July 29, 2020.

Read SEC document
June 03, 2020 Filed Jun 4, 2020 22:33 UTC
Mitrano Richard J.VP Finance & Operations
Exercise / conversionCommon Stock 2,552 $0.61 $1,556.72
Disclosure

SEC source: 0001127602-20-018893 · form4.xml · nonDerivative · entry 2

Mitrano Richard J. · CIK 0001785287 · VP Finance & Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,015

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2020 Filed Jun 4, 2020 22:33 UTC
Mitrano Richard J.VP Finance & Operations
Exercise / conversionCommon Stock 929 $0.07 $65.03
Disclosure

SEC source: 0001127602-20-018893 · form4.xml · nonDerivative · entry 1

Mitrano Richard J. · CIK 0001785287 · VP Finance & Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,463

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 02, 2020 Filed Jun 4, 2020 22:32 UTC
Lucchino David L.Director · President and CEO
SaleCommon Stock 3,839 $18.57 $71,276.41
Disclosure

SEC source: 0001127602-20-018891 · form4.xml · nonDerivative · entry 1

Lucchino David L. · CIK 0001785288 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 418,086

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 20, 2019.

F2 · price: This transaction was executed in multiple trades through a broker-dealer at prices ranging from $18.15 to $19.00. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of Shares sold at each price.

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June 01, 2020 Filed Jun 2, 2020 20:40 UTC
Lucchino David L.Director · President and CEO
SaleCommon Stock 11,875 $17.91 $212,653.94
Disclosure

SEC source: 0001127602-20-018455 · form4.xml · nonDerivative · entry 1

Lucchino David L. · CIK 0001785288 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 421,925

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 20, 2019.

F2 · price: This transaction was executed in multiple trades through a broker-dealer at prices ranging from $17.46 to $18.31. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of Shares sold at each price.

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May 21, 2020 Filed May 22, 2020 21:54 UTC SaleCommon Stock 5,000 $18.81 $94,052.50
Disclosure

SEC source: 0001127602-20-017820 · form4.xml · nonDerivative · entry 1

MARCUS JOEL S · CIK 0001216955 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,700

F1 · price: This transaction was executed in multiple trades through a broker-dealer at prices ranging from $18.48 to $19.10. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of Shares sold at each price.

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May 20, 2020 Filed May 20, 2020 21:35 UTC SaleCommon Stock 5,000 $18.76 $93,795.50
Disclosure

SEC source: 0001127602-20-017400 · form4.xml · nonDerivative · entry 3

MARCUS JOEL S · CIK 0001216955 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,700

F3 · price: This transaction was executed in multiple trades through a broker-dealer at prices ranging from $18.44 to $19.31. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of Shares sold at each price.

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May 20, 2020 Filed May 22, 2020 21:56 UTC
Loose Christopher R.Chief Scientific Officer
SaleCommon Stock 1,832 $19.33 $35,408.35
Disclosure

SEC source: 0001127602-20-017821 · form4.xml · nonDerivative · entry 2

Loose Christopher R. · CIK 0001785299 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,282

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2019.

F3 · price: This transaction was executed in multiple trades through a broker-dealer at prices ranging from $19.23 to $19.42. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of Shares sold at each price.

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May 20, 2020 Filed May 22, 2020 21:56 UTC
Loose Christopher R.Chief Scientific Officer
SaleCommon Stock 2,668 $18.82 $50,202.16
Disclosure

SEC source: 0001127602-20-017821 · form4.xml · nonDerivative · entry 1

Loose Christopher R. · CIK 0001785299 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,114

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2019.

F2 · price: This transaction was executed in multiple trades through a broker-dealer at prices ranging from $18.23 to $19.22. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of Shares sold at each price.

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May 19, 2020 Filed May 20, 2020 21:35 UTC SaleCommon Stock 7,809 $18.40 $143,670.76
Disclosure

SEC source: 0001127602-20-017400 · form4.xml · nonDerivative · entry 2

MARCUS JOEL S · CIK 0001216955 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329,700

F2 · price: This transaction was executed in multiple trades through a broker-dealer at prices ranging from $18.13 to $18.81. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of Shares sold at each price.

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May 18, 2020 Filed May 20, 2020 21:35 UTC SaleCommon Stock 15,000 $19.15 $287,188.50
Disclosure

SEC source: 0001127602-20-017400 · form4.xml · nonDerivative · entry 1

MARCUS JOEL S · CIK 0001216955 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 337,509

F1 · price: This transaction was executed in multiple trades through a broker-dealer at prices ranging from $18.68 to $19.65. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of Shares sold at each price.

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May 08, 2020 Filed May 12, 2020 20:32 UTC
Lucchino David L.Director · President and CEO
SaleCommon Stock 10,478 $18.18 $190,494.23
Disclosure

SEC source: 0001127602-20-016284 · form4.xml · nonDerivative · entry 1

Lucchino David L. · CIK 0001785288 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 433,800

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 20, 2019.

F2 · price: This transaction was executed in multiple trades through a broker-dealer at prices ranging from $18.00 to $18.60. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of Shares sold at each price.

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May 06, 2020 Filed May 7, 2020 21:05 UTC
Loose Christopher R.Chief Scientific Officer
SaleCommon Stock 554 $16.68 $9,240.22
Disclosure

SEC source: 0001127602-20-015786 · form4.xml · nonDerivative · entry 2

Loose Christopher R. · CIK 0001785299 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,782

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2019.

F3 · price: This transaction was executed in multiple trades through a broker-dealer at prices ranging from $16.61 to $16.79. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of Shares sold at each price.

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May 06, 2020 Filed May 7, 2020 21:05 UTC
Loose Christopher R.Chief Scientific Officer
SaleCommon Stock 3,946 $16.23 $64,028.19
Disclosure

SEC source: 0001127602-20-015786 · form4.xml · nonDerivative · entry 1

Loose Christopher R. · CIK 0001785299 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,336

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2019.

F2 · price: This transaction was executed in multiple trades through a broker-dealer at prices ranging from $15.59 to $16.58. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of Shares sold at each price.

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May 05, 2020 Filed May 7, 2020 20:41 UTC
Lucchino David L.Director · President and CEO
SaleCommon Stock 5,239 $16.19 $84,834.60
Disclosure

SEC source: 0001127602-20-015778 · form4.xml · nonDerivative · entry 1

Lucchino David L. · CIK 0001785288 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 444,278

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 20, 2019.

F2 · price: This transaction was executed in multiple trades through a broker-dealer at prices ranging from $16.00 to $16.50. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of Shares sold at each price.

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May 01, 2020 Filed May 4, 2020 20:15 UTC
Lucchino David L.Director · President and CEO
SaleCommon Stock 5,236 $15.28 $79,997.18
Disclosure

SEC source: 0001127602-20-015183 · form4.xml · nonDerivative · entry 1

Lucchino David L. · CIK 0001785288 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 449,517

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 20, 2019.

F2 · price: This transaction was executed in multiple trades through a broker-dealer at prices ranging from $15.06 to $15.61. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of Shares sold at each price.

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April 30, 2020 Filed Jan 28, 2021 22:21 UTC
Loose Christopher R.Chief Scientific Officer
GiftCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-002847 · form5.xml · nonDerivative · entry 1

Loose Christopher R. · CIK 0001785299 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,782

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.