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Nasdaq · USD

KROS

Keros Therapeutics, Inc.

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6242
SEC CIK
0001664710
Parsed reports
206

Last 12 months

Inside the activity.

6 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202604
Mar 202610
Apr 202610
May 202610
Jun 202614
Jul 202610
Aug 202614
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 29, 2022 Filed Nov 30, 2022 16:38 UTC
Kariv TomerDirector · 10% owner
OtherCommon Stock 3,539 $0.00 $0.35
Disclosure

SEC source: 0001209191-22-059051 · doc4.xml · nonDerivative · entry 1

Kariv Tomer · CIK 0001568077 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,284,612

F1 · kind: Represents an exercise of a call option (obligation to sell), pursuant to a stock option agreement dated January 21, 2016, by and between the Pontifax (Israel) IV, L.P. ("Israel IV"), Pontifax (Cayman) IV, L.P. ("Cayman IV") and Pontifax (China) IV, L.P. ("China IV") and a certain securityholder.

F2 · ownership.nature: The securities are held by Israel IV. Pontifax Management 4 G.P. (2015) Ltd. ("Management 4") is the ultimate general partner of Israel IV. As a result Management 4 may be deemed to share voting and dispositive power with respect to the shares held by Israel IV. The Reporting Person, a member of the board of directors of the Issuer, is a Managing Partner of Management 4 and, as a result, may be deemed to share voting and investment power with respect to the shares held by Israel IV. Each of Management 4 and the Reporting Person disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest therein, and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise.

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November 29, 2022 Filed Nov 30, 2022 21:40 UTC
Nussbaum RanDirector · 10% owner
OtherCall Options (obligation to sell) · Derivative 1,914 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-059052 · doc4.xml · derivative · entry 6

Nussbaum Ran · CIK 0001609805 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 1,914 shares

Expires 2023-10-07

F1 · kind: Represents an exercise of a call option (obligation to sell), pursuant to a stock option agreement dated January 21, 2016, by and between the Pontifax (Israel) IV, L.P. ("Israel IV"), Pontifax (Cayman) IV, L.P. ("Cayman IV") and Pontifax (China) IV, L.P. ("China IV") and a certain securityholder.

F5 · derivative.exercise_date: Fully vested and exercisable.

F4 · ownership.nature: The securities are held by China IV. Management 4 is the ultimate general partner of China IV. The Reporting Person, a member of the board of directors of the Issuer, is a Managing Partner of Management 4 and, as a result, may be deemed to share voting and investment power with respect to the shares held by China IV. Each of Management 4 and the Reporting Person disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest therein, and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise.

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November 29, 2022 Filed Nov 30, 2022 21:40 UTC
Nussbaum RanDirector · 10% owner
OtherCall Options (obligation to sell) · Derivative 1,723 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-059052 · doc4.xml · derivative · entry 5

Nussbaum Ran · CIK 0001609805 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 1,723 shares

Expires 2023-10-07

F1 · kind: Represents an exercise of a call option (obligation to sell), pursuant to a stock option agreement dated January 21, 2016, by and between the Pontifax (Israel) IV, L.P. ("Israel IV"), Pontifax (Cayman) IV, L.P. ("Cayman IV") and Pontifax (China) IV, L.P. ("China IV") and a certain securityholder.

F5 · derivative.exercise_date: Fully vested and exercisable.

F3 · ownership.nature: The securities are held by Cayman IV. Management 4 is the ultimate general partner of Cayman IV. The Reporting Person, a member of the board of directors of the Issuer, is a Managing Partner of Management 4 and, as a result, may be deemed to share voting and investment power with respect to the shares held by Cayman IV. Each of Management 4 and the Reporting Person disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest therein, and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise.

Read SEC document
November 29, 2022 Filed Nov 30, 2022 21:40 UTC
Nussbaum RanDirector · 10% owner
OtherCall Options (obligation to sell) · Derivative 3,539 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-059052 · doc4.xml · derivative · entry 4

Nussbaum Ran · CIK 0001609805 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 3,539 shares

Expires 2023-10-07

F1 · kind: Represents an exercise of a call option (obligation to sell), pursuant to a stock option agreement dated January 21, 2016, by and between the Pontifax (Israel) IV, L.P. ("Israel IV"), Pontifax (Cayman) IV, L.P. ("Cayman IV") and Pontifax (China) IV, L.P. ("China IV") and a certain securityholder.

F5 · derivative.exercise_date: Fully vested and exercisable.

F2 · ownership.nature: The securities are held by Israel IV. Pontifax Management 4 G.P. (2015) Ltd. ("Management 4") is the ultimate general partner of Israel IV. As a result Management 4 may be deemed to share voting and dispositive power with respect to the shares held by Israel IV. The Reporting Person, a member of the board of directors of the Issuer, is a Managing Partner of Management 4 and, as a result, may be deemed to share voting and investment power with respect to the shares held by Israel IV. Each of Management 4 and the Reporting Person disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest therein, and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise.

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November 29, 2022 Filed Nov 30, 2022 21:40 UTC
Nussbaum RanDirector · 10% owner
OtherCommon Stock 1,914 $0.00 $0.19
Disclosure

SEC source: 0001209191-22-059052 · doc4.xml · nonDerivative · entry 3

Nussbaum Ran · CIK 0001609805 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,226,412

F1 · kind: Represents an exercise of a call option (obligation to sell), pursuant to a stock option agreement dated January 21, 2016, by and between the Pontifax (Israel) IV, L.P. ("Israel IV"), Pontifax (Cayman) IV, L.P. ("Cayman IV") and Pontifax (China) IV, L.P. ("China IV") and a certain securityholder.

F4 · ownership.nature: The securities are held by China IV. Management 4 is the ultimate general partner of China IV. The Reporting Person, a member of the board of directors of the Issuer, is a Managing Partner of Management 4 and, as a result, may be deemed to share voting and investment power with respect to the shares held by China IV. Each of Management 4 and the Reporting Person disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest therein, and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise.

Read SEC document
November 29, 2022 Filed Nov 30, 2022 21:40 UTC
Nussbaum RanDirector · 10% owner
OtherCommon Stock 1,723 $0.00 $0.17
Disclosure

SEC source: 0001209191-22-059052 · doc4.xml · nonDerivative · entry 2

Nussbaum Ran · CIK 0001609805 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,121,045

F1 · kind: Represents an exercise of a call option (obligation to sell), pursuant to a stock option agreement dated January 21, 2016, by and between the Pontifax (Israel) IV, L.P. ("Israel IV"), Pontifax (Cayman) IV, L.P. ("Cayman IV") and Pontifax (China) IV, L.P. ("China IV") and a certain securityholder.

F3 · ownership.nature: The securities are held by Cayman IV. Management 4 is the ultimate general partner of Cayman IV. The Reporting Person, a member of the board of directors of the Issuer, is a Managing Partner of Management 4 and, as a result, may be deemed to share voting and investment power with respect to the shares held by Cayman IV. Each of Management 4 and the Reporting Person disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest therein, and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise.

Read SEC document
November 29, 2022 Filed Nov 30, 2022 21:40 UTC
Nussbaum RanDirector · 10% owner
OtherCommon Stock 3,539 $0.00 $0.35
Disclosure

SEC source: 0001209191-22-059052 · doc4.xml · nonDerivative · entry 1

Nussbaum Ran · CIK 0001609805 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,284,612

F1 · kind: Represents an exercise of a call option (obligation to sell), pursuant to a stock option agreement dated January 21, 2016, by and between the Pontifax (Israel) IV, L.P. ("Israel IV"), Pontifax (Cayman) IV, L.P. ("Cayman IV") and Pontifax (China) IV, L.P. ("China IV") and a certain securityholder.

F2 · ownership.nature: The securities are held by Israel IV. Pontifax Management 4 G.P. (2015) Ltd. ("Management 4") is the ultimate general partner of Israel IV. As a result Management 4 may be deemed to share voting and dispositive power with respect to the shares held by Israel IV. The Reporting Person, a member of the board of directors of the Issuer, is a Managing Partner of Management 4 and, as a result, may be deemed to share voting and investment power with respect to the shares held by Israel IV. Each of Management 4 and the Reporting Person disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest therein, and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise.

Read SEC document
July 15, 2022 Filed Jul 19, 2022 16:40 UTC
Lachey JenniferChief Scientific Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 46,034 $0.00 Strike: $0.30 $0.00
Disclosure

SEC source: 0001209191-22-042573 · doc4.xml · derivative · entry 3

Lachey Jennifer · CIK 0001808322 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,755

Underlying: Common Stock · 46,034 shares

Expires 2028-03-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Immediately exercisable.

Read SEC document
July 15, 2022 Filed Jul 19, 2022 16:40 UTC
Lachey JenniferChief Scientific Officer
SaleCommon Stock 46,034 $30.00 $1,381,020.00
Disclosure

SEC source: 0001209191-22-042573 · doc4.xml · nonDerivative · entry 2

Lachey Jennifer · CIK 0001808322 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,100

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
July 15, 2022 Filed Jul 19, 2022 16:40 UTC
Lachey JenniferChief Scientific Officer
Exercise / conversionCommon Stock 46,034 $0.30 $13,810.20
Disclosure

SEC source: 0001209191-22-042573 · doc4.xml · nonDerivative · entry 1

Lachey Jennifer · CIK 0001808322 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,134

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 13, 2022 Filed Jul 15, 2022 16:40 UTC
Lachey JenniferChief Scientific Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,916 $0.00 Strike: $0.30 $0.00
Disclosure

SEC source: 0001209191-22-042253 · doc4.xml · derivative · entry 3

Lachey Jennifer · CIK 0001808322 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,789

Underlying: Common Stock · 1,916 shares

Expires 2028-03-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Immediately exercisable.

Read SEC document
July 13, 2022 Filed Jul 15, 2022 16:40 UTC
Lachey JenniferChief Scientific Officer
SaleCommon Stock 1,916 $30.00 $57,480.00
Disclosure

SEC source: 0001209191-22-042253 · doc4.xml · nonDerivative · entry 2

Lachey Jennifer · CIK 0001808322 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,100

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
July 13, 2022 Filed Jul 15, 2022 16:40 UTC
Lachey JenniferChief Scientific Officer
Exercise / conversionCommon Stock 1,916 $0.30 $574.80
Disclosure

SEC source: 0001209191-22-042253 · doc4.xml · nonDerivative · entry 1

Lachey Jennifer · CIK 0001808322 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,184

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 14, 2022 Filed Jun 14, 2022 18:57 UTC
Lachey JenniferChief Scientific Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 9,400 $0.00 Strike: $0.30 $0.00
Disclosure

SEC source: 0001209191-22-036800 · doc4.xml · derivative · entry 2

Lachey Jennifer · CIK 0001808322 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,705

Underlying: Common Stock · 9,400 shares

Expires 2028-03-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Immediately exercisable.

Read SEC document
June 14, 2022 Filed Jun 14, 2022 18:57 UTC
Lachey JenniferChief Scientific Officer
Exercise / conversionCommon Stock 9,400 $0.30 $2,820.00
Disclosure

SEC source: 0001209191-22-036800 · doc4.xml · nonDerivative · entry 1

Lachey Jennifer · CIK 0001808322 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,100

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 09, 2022 Filed Jun 10, 2022 20:12 UTC
Seehra JasbirDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $0.30 $0.00
Disclosure

SEC source: 0001209191-22-035848 · doc4.xml · derivative · entry 2

Seehra Jasbir · CIK 0001732369 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,822

Underlying: Common Stock · 5,000 shares

Expires 2028-03-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
June 09, 2022 Filed Jun 10, 2022 20:12 UTC
Seehra JasbirDirector · Chief Executive Officer
Exercise / conversionCommon Stock 5,000 $0.30 $1,500.00
Disclosure

SEC source: 0001209191-22-035848 · doc4.xml · nonDerivative · entry 1

Seehra Jasbir · CIK 0001732369 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,856

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 20:24 UTC
Farzan NimaDirector
GrantStock Options (right to buy) · Derivative 8,293 $0.00 Strike: $32.95 $0.00
Disclosure

SEC source: 0001209191-22-034042 · doc4.xml · derivative · entry 1

Farzan Nima · CIK 0001808296 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,293

Underlying: Common Stock · 8,293 shares

Expires 2032-05-31

F1 · derivative.exercise_date: The option shall vest in equal quarterly installments over the 12 months following the date of grant, provided that the grant will in any case be fully vested on the date of Issuer's 2023 annual meeting of stockholders, subject to the Reporting Person continuing to provide service through each such date.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 20:28 UTC GrantStock Options (right to buy) · Derivative 8,293 $0.00 Strike: $32.95 $0.00
Disclosure

SEC source: 0001209191-22-034048 · doc4.xml · derivative · entry 1

Knowles Julius · CIK 0001808365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,293

Underlying: Common Stock · 8,293 shares

Expires 2032-05-31

F1 · derivative.exercise_date: The option shall vest in equal quarterly installments over the 12 months following the date of grant, provided that the grant will in any case be fully vested on the date of Issuer's 2023 annual meeting of stockholders, subject to the Reporting Person continuing to provide service through each such date.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 20:25 UTC GrantStock Options (right to buy) · Derivative 8,293 $0.00 Strike: $32.95 $0.00
Disclosure

SEC source: 0001209191-22-034043 · doc4.xml · derivative · entry 1

GORDON CARL L · CIK 0001282930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,293

Underlying: Common Stock · 8,293 shares

Expires 2032-05-31

F1 · derivative.exercise_date: The option shall vest in equal quarterly installments over the 12 months following the date of grant, provided that the grant will in any case be fully vested on the date of Issuer's 2023 annual meeting of stockholders, subject to the Reporting Person continuing to provide service through each such date.

F2 · ownership.direct: Pursuant to an agreement with OrbiMed Advisors LLC and OrbiMed Capital GP VII LLC, the Reporting Person is obligated to transfer any securities issued under any such stock options or other awards, or the economic benefit thereof, to OrbiMed Advisors LLC and OrbiMed Capital GP VII LLC, which will in turn ensure that such securities or economic benefits are provided to OrbiMed Private Investments VII, LP.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 20:26 UTC GrantStock Options (right to buy) · Derivative 8,293 $0.00 Strike: $32.95 $0.00
Disclosure

SEC source: 0001209191-22-034044 · doc4.xml · derivative · entry 1

GRAY MARY ANN · CIK 0001261974 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,293

Underlying: Common Stock · 8,293 shares

Expires 2032-05-31

F1 · derivative.exercise_date: The option shall vest in equal quarterly installments over the 12 months following the date of grant, provided that the grant will in any case be fully vested on the date of Issuer's 2023 annual meeting of stockholders, subject to the Reporting Person continuing to provide service through each such date.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 16:27 UTC
Kariv TomerDirector · 10% owner
GrantStock Options (right to buy) · Derivative 8,293 $0.00 Strike: $32.95 $0.00
Disclosure

SEC source: 0001209191-22-034045 · doc4.xml · derivative · entry 1

Kariv Tomer · CIK 0001568077 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,293

Underlying: Common Stock · 8,293 shares

Expires 2032-05-31

F1 · derivative.exercise_date: The option shall vest in equal quarterly installments over the 12 months following the date of grant, provided that the grant will in any case be fully vested on the date of Issuer's 2023 annual meeting of stockholders, subject to the Reporting Person continuing to provide service through each such date.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 20:30 UTC
Nussbaum RanDirector · 10% owner
GrantStock Options (right to buy) · Derivative 8,293 $0.00 Strike: $32.95 $0.00
Disclosure

SEC source: 0001209191-22-034054 · doc4.xml · derivative · entry 1

Nussbaum Ran · CIK 0001609805 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,293

Underlying: Common Stock · 8,293 shares

Expires 2032-05-31

F1 · derivative.exercise_date: The option shall vest in equal quarterly installments over the 12 months following the date of grant, provided that the grant will in any case be fully vested on the date of Issuer's 2023 annual meeting of stockholders, subject to the Reporting Person continuing to provide service through each such date.

Read SEC document
May 11, 2022 Filed May 13, 2022 16:37 UTC
Lachey JenniferChief Scientific Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,300 $0.00 Strike: $0.30 $0.00
Disclosure

SEC source: 0001209191-22-028889 · doc4.xml · derivative · entry 7

Lachey Jennifer · CIK 0001808322 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,105

Underlying: Common Stock · 5,300 shares

Expires 2028-03-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Immediately exercisable.

Read SEC document
May 11, 2022 Filed May 13, 2022 16:37 UTC
Lachey JenniferChief Scientific Officer
SaleCommon Stock 16 $45.45 $727.20
Disclosure

SEC source: 0001209191-22-028889 · doc4.xml · nonDerivative · entry 6

Lachey Jennifer · CIK 0001808322 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,700

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.31 to $45.46 inclusive.

Read SEC document
May 11, 2022 Filed May 13, 2022 16:37 UTC
Lachey JenniferChief Scientific Officer
SaleCommon Stock 223 $44.23 $9,863.29
Disclosure

SEC source: 0001209191-22-028889 · doc4.xml · nonDerivative · entry 5

Lachey Jennifer · CIK 0001808322 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,716

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.075 to $44.43 inclusive.

Read SEC document
May 11, 2022 Filed May 13, 2022 16:37 UTC
Lachey JenniferChief Scientific Officer
SaleCommon Stock 719 $43.32 $31,147.08
Disclosure

SEC source: 0001209191-22-028889 · doc4.xml · nonDerivative · entry 4

Lachey Jennifer · CIK 0001808322 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,939

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.04 to $43.62 inclusive.

Read SEC document
May 11, 2022 Filed May 13, 2022 16:37 UTC
Lachey JenniferChief Scientific Officer
SaleCommon Stock 944 $42.49 $40,110.56
Disclosure

SEC source: 0001209191-22-028889 · doc4.xml · nonDerivative · entry 3

Lachey Jennifer · CIK 0001808322 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,658

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.915 to $42.90 inclusive.

Read SEC document
May 11, 2022 Filed May 13, 2022 16:37 UTC
Lachey JenniferChief Scientific Officer
SaleCommon Stock 3,398 $41.26 $140,201.48
Disclosure

SEC source: 0001209191-22-028889 · doc4.xml · nonDerivative · entry 2

Lachey Jennifer · CIK 0001808322 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,602

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.915 to $41.88 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4), (5) and (6).

Read SEC document
May 11, 2022 Filed May 13, 2022 16:37 UTC
Lachey JenniferChief Scientific Officer
Exercise / conversionCommon Stock 5,300 $0.30 $1,590.00
Disclosure

SEC source: 0001209191-22-028889 · doc4.xml · nonDerivative · entry 1

Lachey Jennifer · CIK 0001808322 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 11, 2022 Filed Apr 13, 2022 16:36 UTC
Lachey JenniferChief Scientific Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,300 $0.00 Strike: $0.30 $0.00
Disclosure

SEC source: 0001209191-22-024290 · doc4.xml · derivative · entry 6

Lachey Jennifer · CIK 0001808322 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,405

Underlying: Common Stock · 5,300 shares

Expires 2028-03-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Immediately exercisable.

Read SEC document
April 11, 2022 Filed Apr 13, 2022 16:36 UTC
Lachey JenniferChief Scientific Officer
SaleCommon Stock 559 $64.15 $35,859.85
Disclosure

SEC source: 0001209191-22-024290 · doc4.xml · nonDerivative · entry 5

Lachey Jennifer · CIK 0001808322 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,700

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.00 to $64.49 inclusive.

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April 11, 2022 Filed Apr 13, 2022 16:36 UTC
Lachey JenniferChief Scientific Officer
SaleCommon Stock 2,315 $63.50 $147,002.50
Disclosure

SEC source: 0001209191-22-024290 · doc4.xml · nonDerivative · entry 4

Lachey Jennifer · CIK 0001808322 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,259

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.975 to $63.865 inclusive.

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April 11, 2022 Filed Apr 13, 2022 16:36 UTC
Lachey JenniferChief Scientific Officer
SaleCommon Stock 1,009 $62.32 $62,880.88
Disclosure

SEC source: 0001209191-22-024290 · doc4.xml · nonDerivative · entry 3

Lachey Jennifer · CIK 0001808322 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,574

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.975 to $62.97 inclusive.

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April 11, 2022 Filed Apr 13, 2022 16:36 UTC
Lachey JenniferChief Scientific Officer
SaleCommon Stock 1,417 $61.37 $86,961.29
Disclosure

SEC source: 0001209191-22-024290 · doc4.xml · nonDerivative · entry 2

Lachey Jennifer · CIK 0001808322 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,583

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.97 to $61.935 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4) and (5).

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April 11, 2022 Filed Apr 13, 2022 16:36 UTC
Lachey JenniferChief Scientific Officer
Exercise / conversionCommon Stock 5,300 $0.30 $1,590.00
Disclosure

SEC source: 0001209191-22-024290 · doc4.xml · nonDerivative · entry 1

Lachey Jennifer · CIK 0001808322 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 06, 2022 Filed Apr 8, 2022 16:21 UTC
Rovaldi ChristopherChief Operating Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,728 $0.00 Strike: $16.00 $0.00
Disclosure

SEC source: 0001209191-22-023860 · doc4.xml · derivative · entry 3

Rovaldi Christopher · CIK 0001706040 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,002

Underlying: Common Stock · 1,728 shares

Expires 2030-04-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One-fourth (1/4th) of the shares subject to the option vested on January 1, 2021, and one-twelfth (1/12th) of the remaining shares subject to the option shall vest in equal quarterly installments thereafter, subject to the Reporting Person continuing to provide service through each such date.

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April 06, 2022 Filed Apr 8, 2022 16:21 UTC
Rovaldi ChristopherChief Operating Officer
SaleCommon Stock 1,728 $65.00 $112,320.00
Disclosure

SEC source: 0001209191-22-023860 · doc4.xml · nonDerivative · entry 2

Rovaldi Christopher · CIK 0001706040 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
April 06, 2022 Filed Apr 8, 2022 16:21 UTC
Rovaldi ChristopherChief Operating Officer
Exercise / conversionCommon Stock 1,728 $16.00 $27,648.00
Disclosure

SEC source: 0001209191-22-023860 · doc4.xml · nonDerivative · entry 1

Rovaldi Christopher · CIK 0001706040 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,728

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 04, 2022 Filed Apr 6, 2022 16:49 UTC
Lachey JenniferChief Scientific Officer
Exercise / conversionof Shares Employee Stock Option (right to buy) · Derivative 7,950 $0.00 Strike: $0.30 $0.00
Disclosure

SEC source: 0001209191-22-023494 · doc4.xml · derivative · entry 3

Lachey Jennifer · CIK 0001808322 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,705

Underlying: Common Stock · 7,950 shares

Expires 2028-03-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Immediately exercisable.

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April 04, 2022 Filed Apr 6, 2022 16:49 UTC
Lachey JenniferChief Scientific Officer
SaleCommon Stock 7,950 $60.00 $477,000.00
Disclosure

SEC source: 0001209191-22-023494 · doc4.xml · nonDerivative · entry 2

Lachey Jennifer · CIK 0001808322 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,700

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
April 04, 2022 Filed Apr 6, 2022 16:49 UTC
Lachey JenniferChief Scientific Officer
Exercise / conversionCommon Stock 7,950 $0.30 $2,385.00
Disclosure

SEC source: 0001209191-22-023494 · doc4.xml · nonDerivative · entry 1

Lachey Jennifer · CIK 0001808322 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,650

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 16:31 UTC
Rovaldi ChristopherChief Operating Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 864 $0.00 Strike: $16.00 $0.00
Disclosure

SEC source: 0001209191-22-023037 · doc4.xml · derivative · entry 7

Rovaldi Christopher · CIK 0001706040 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,730

Underlying: Common Stock · 864 shares

Expires 2030-04-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: One-fourth (1/4th) of the shares subject to the option vested on January 1, 2021, and one-twelfth (1/12th) of the remaining shares subject to the option shall vest in equal quarterly installments thereafter, subject to the Reporting Person continuing to provide service through each such date.

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April 01, 2022 Filed Apr 5, 2022 16:31 UTC
Rovaldi ChristopherChief Operating Officer
SaleCommon Stock 105 $58.83 $6,177.15
Disclosure

SEC source: 0001209191-22-023037 · doc4.xml · nonDerivative · entry 6

Rovaldi Christopher · CIK 0001706040 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.62 to $59.275 inclusive.

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April 01, 2022 Filed Apr 5, 2022 16:31 UTC
Rovaldi ChristopherChief Operating Officer
SaleCommon Stock 366 $57.97 $21,217.02
Disclosure

SEC source: 0001209191-22-023037 · doc4.xml · nonDerivative · entry 5

Rovaldi Christopher · CIK 0001706040 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.58 to $58.26 inclusive.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 16:31 UTC
Rovaldi ChristopherChief Operating Officer
SaleCommon Stock 287 $56.89 $16,327.43
Disclosure

SEC source: 0001209191-22-023037 · doc4.xml · nonDerivative · entry 4

Rovaldi Christopher · CIK 0001706040 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 471

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.50 to $57.43 inclusive.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 16:31 UTC
Rovaldi ChristopherChief Operating Officer
SaleCommon Stock 104 $56.20 $5,844.80
Disclosure

SEC source: 0001209191-22-023037 · doc4.xml · nonDerivative · entry 3

Rovaldi Christopher · CIK 0001706040 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 758

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.50 to $56.23 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4) and (5).

Read SEC document
April 01, 2022 Filed Apr 5, 2022 16:31 UTC
Rovaldi ChristopherChief Operating Officer
SaleCommon Stock 2 $54.34 $108.68
Disclosure

SEC source: 0001209191-22-023037 · doc4.xml · nonDerivative · entry 2

Rovaldi Christopher · CIK 0001706040 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 862

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 16:31 UTC
Rovaldi ChristopherChief Operating Officer
Exercise / conversionCommon Stock 864 $16.00 $13,824.00
Disclosure

SEC source: 0001209191-22-023037 · doc4.xml · nonDerivative · entry 1

Rovaldi Christopher · CIK 0001706040 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 864

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 11, 2022 Filed Mar 15, 2022 16:37 UTC
Lachey JenniferChief Scientific Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,650 $0.00 Strike: $0.30 $0.00
Disclosure

SEC source: 0001209191-22-018836 · doc4.xml · derivative · entry 5

Lachey Jennifer · CIK 0001808322 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,655

Underlying: Common Stock · 2,650 shares

Expires 2028-03-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Immediately exercisable.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.