Last 12 months
Inside the activity.
6 purchase rows · 2 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 4 | 0 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 2 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 18, 2023 Filed Dec 20, 2023 21:06 UTC |
Decious KendraCFO and Treasurer
|
GrantCommon Stock | 24,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-23-058637 · form4.xml · nonDerivative · entry 1 Decious Kendra · CIK 0001914301 · CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,293 F1 · kind: Represents a grant of restricted stock units which will vest in three equal annual installments beginning on October 1, 2024. Read SEC document |
| October 02, 2023 Filed Oct 3, 2023 21:43 UTC |
Napolitano Vincent J.General Counsel and Secretary
|
Tax withholdingCommon Stock | 2,787 | $11.87 | $33,081.69 |
DisclosureSEC source: 0001140361-23-046763 · form4.xml · nonDerivative · entry 1 Napolitano Vincent J. · CIK 0001850274 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,518 F1 · kind: Reflects shares withheld to satisfy the Reporting Person's tax liability in connection with the vesting of restricted stock units. Read SEC document |
| October 02, 2023 Filed Oct 3, 2023 21:43 UTC |
Lee Christen E.J.Director
|
Tax withholdingCommon Stock | 30,654 | $11.87 | $363,862.98 |
DisclosureSEC source: 0001140361-23-046765 · form4.xml · nonDerivative · entry 1 Lee Christen E.J. · CIK 0001704701 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 232,627.07 F1 · kind: Reflects shares withheld to satisfy the Reporting Person's tax liability in connection with the vesting of restricted stock units. Read SEC document |
| October 02, 2023 Filed Oct 4, 2023 01:43 UTC |
Salem Matthew AChief Executive Officer
|
Tax withholdingCommon Stock | 28,758 | $11.87 | $341,357.46 |
DisclosureSEC source: 0001140361-23-046761 · form4.xml · nonDerivative · entry 1 Salem Matthew A · CIK 0001704710 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 358,059 F1 · kind: Reflects shares withheld to satisfy the Reporting Person's tax liability in connection with the vesting of restricted stock units. Read SEC document |
| October 02, 2023 Filed Oct 4, 2023 01:43 UTC |
Mattson W PatrickPresident and COO
|
Tax withholdingCommon Stock | 15,705 | $11.87 | $186,418.35 |
DisclosureSEC source: 0001140361-23-046764 · form4.xml · nonDerivative · entry 1 Mattson W Patrick · CIK 0001704723 · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 229,946 F1 · kind: Reflects shares withheld to satisfy the Reporting Person's tax liability in connection with the vesting of restricted stock units. Read SEC document |
| October 02, 2023 Filed Oct 4, 2023 01:43 UTC |
Decious KendraCFO and Treasurer
|
Tax withholdingCommon Stock | 4,029 | $11.87 | $47,824.23 |
DisclosureSEC source: 0001140361-23-046762 · form4.xml · nonDerivative · entry 1 Decious Kendra · CIK 0001914301 · CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,293 F1 · kind: Reflects shares withheld to satisfy the Reporting Person's tax liability in connection with the vesting of restricted stock units. Read SEC document |
| May 12, 2023 Filed May 15, 2023 18:32 UTC |
Lee Christen E.J.Director
|
PurchaseCommon Stock | 10,000 | $10.17 | $101,662.00 |
DisclosureSEC source: 0001140361-23-024831 · form4.xml · nonDerivative · entry 1 Lee Christen E.J. · CIK 0001704701 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote. Disclosed balance after: 15,000 F1 · price: The price reported is a weighted average price per share of Common Stock of the Issuer purchased by the Reporting Person. These shares were purchased in multiple transactions at prices ranging from $10.08 to $10.33, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.nature: Held by the Reporting Person's children. Read SEC document |
| May 01, 2023 Filed May 1, 2023 23:05 UTC |
Mattson W PatrickPresident and COO
|
PurchaseCommon Stock | 8,000 | $10.60 | $84,775.20 |
DisclosureSEC source: 0001140361-23-022194 · form4.xml · nonDerivative · entry 1 Mattson W Patrick · CIK 0001704723 · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 245,651 F1 · price: The price reported is a weighted average price per share of Common Stock of the Issuer purchased by the Reporting Person. These shares were purchased in multiple transactions at prices ranging from $10.40 to $10.65, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote Read SEC document |
| April 27, 2023 Filed May 1, 2023 23:08 UTC |
Salem Matthew ADirector · Chief Executive Officer
|
PurchaseCommon Stock | 25,000 | $10.70 | $267,562.50 |
DisclosureSEC source: 0001140361-23-022196 · form4.xml · nonDerivative · entry 1 Salem Matthew A · CIK 0001704710 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 386,817 F1 · price: The price reported is a weighted average price per share of Common Stock of the Issuer purchased by the Reporting Person. These shares were purchased in multiple transactions at prices ranging from $10.535 to $10.81, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote Read SEC document |
| April 21, 2023 Filed Apr 25, 2023 01:11 UTC |
MCANENY DEBORAH HDirector
|
GrantCommon Stock | 9,674 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-23-019979 · form4.xml · nonDerivative · entry 1 MCANENY DEBORAH H · CIK 0001206273 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,751 F1 · kind: Represents a grant of restricted stock units, which will vest on April 21, 2024. The reporting person has elected to defer receipt of all of the shares of Common Stock issuable upon the vesting of the restricted stock units until such date in which the reporting person no longer serves as a member of the Board of Directors of the Issuer. Read SEC document |
| April 21, 2023 Filed Apr 25, 2023 01:11 UTC |
AHERN TERRANCE RDirector
|
GrantCommon Stock | 9,674 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-23-019978 · form4.xml · nonDerivative · entry 1 AHERN TERRANCE R · CIK 0001191824 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,199 F1 · kind: Represents a grant of restricted stock units, which will vest on April 21, 2024. Read SEC document |
| April 21, 2023 Filed Apr 25, 2023 01:11 UTC |
ESTEVES IRENE MDirector
|
GrantCommon Stock | 9,674 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-23-019981 · form4.xml · nonDerivative · entry 1 ESTEVES IRENE M · CIK 0001191609 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,620 F1 · kind: Represents a grant of restricted stock units, which will vest on April 21, 2024. The reporting person has elected to defer receipt of all of the shares of Common Stock issuable upon the vesting of the restricted stock units until such date in which the reporting person no longer serves as a member of the Board of Directors of the Issuer. Read SEC document |
| April 21, 2023 Filed Apr 25, 2023 01:11 UTC |
Langer Jonathan ADirector
|
GrantCommon Stock | 9,674 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-23-019980 · form4.xml · nonDerivative · entry 1 Langer Jonathan A · CIK 0001328582 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,251 F1 · kind: Represents a grant of restricted stock units, which will vest on April 21, 2024. The reporting person has elected to defer receipt of all of the shares of Common Stock issuable upon the vesting of the restricted stock units until the earlier of (a) April 21, 2034 or (b) such date in which the reporting person no longer serves as a member of the Board of Directors of the Issuer. Upon such date, the reporting person has elected to receive the Common Stock in four equal annual installments. Read SEC document |
| April 21, 2023 Filed Apr 25, 2023 01:11 UTC |
Madoff PaulaDirector
|
GrantCommon Stock | 9,674 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-23-019977 · form4.xml · nonDerivative · entry 1 Madoff Paula · CIK 0001737977 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,834 F1 · kind: Represents a grant of restricted stock units, which will vest on April 21, 2024. Read SEC document |
| December 19, 2022 Filed Dec 20, 2022 16:15 UTC |
Napolitano Vincent J.General Counsel and Secretary
|
GrantCommon Stock | 8,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-046370 · form4.xml · nonDerivative · entry 1 Napolitano Vincent J. · CIK 0001850274 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,917 F1 · kind: Represents a grant of restricted stock units which will vest in three equal annual installments beginning on October 1, 2023. Read SEC document |
| December 19, 2022 Filed Dec 20, 2022 16:15 UTC |
Lee Christen E.J.Director
|
GrantCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-046368 · form4.xml · nonDerivative · entry 1 Lee Christen E.J. · CIK 0001704701 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,544.07 F1 · kind: Represents a grant of restricted stock units which will vest in three equal annual installments beginning on October 1, 2023. Read SEC document |
| December 19, 2022 Filed Dec 20, 2022 21:15 UTC |
Salem Matthew ADirector · Chief Executive Officer
|
GrantCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-046367 · form4.xml · nonDerivative · entry 1 Salem Matthew A · CIK 0001704710 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 395,845 F1 · kind: Represents a grant of restricted stock units which will vest in three equal annual installments beginning on October 1, 2023. Read SEC document |
| December 19, 2022 Filed Dec 20, 2022 21:15 UTC |
Decious KendraCFO and Treasurer
|
GrantCommon Stock | 17,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-046369 · form4.xml · nonDerivative · entry 1 Decious Kendra · CIK 0001914301 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 F1 · kind: Represents a grant of restricted stock units which will vest in three equal annual installments beginning on October 1, 2023. Read SEC document |
| December 19, 2022 Filed Dec 20, 2022 21:15 UTC |
Mattson W PatrickPresident and COO
|
GrantCommon Stock | 68,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-046366 · form4.xml · nonDerivative · entry 1 Mattson W Patrick · CIK 0001704723 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,009 F1 · kind: Represents a grant of restricted stock units which will vest in three equal annual installments beginning on October 1, 2023. Read SEC document |
| October 01, 2022 Filed Jan 27, 2023 16:51 UTC |
Napolitano Vincent J.General Counsel and Secretary
|
Tax withholdingCommon Stock | 1,612 | $16.25 | $26,195.00 |
DisclosureSEC source: 0001140361-23-003141 · form5.xml · nonDerivative · entry 1 Napolitano Vincent J. · CIK 0001850274 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,305 F1 · kind: Reflects shares withheld to satisfy the Reporting Person's tax liability in connection with the vesting of restricted stock units. Read SEC document |
| October 01, 2022 Filed Jan 27, 2023 16:38 UTC |
Lee Christen E.J.Director
|
Tax withholdingCommon Stock | 35,263 | $16.25 | $573,023.75 |
DisclosureSEC source: 0001140361-23-003134 · form5.xml · nonDerivative · entry 1 Lee Christen E.J. · CIK 0001704701 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,281.07 F1 · kind: Reflects shares withheld to satisfy the Reporting Person's tax liability in connection with the vesting of restricted stock units. Read SEC document |
| October 01, 2022 Filed Jan 27, 2023 21:31 UTC |
Salem Matthew ADirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 34,028 | $16.25 | $552,955.00 |
DisclosureSEC source: 0001140361-23-003129 · form5.xml · nonDerivative · entry 1 Salem Matthew A · CIK 0001704710 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 361,817 F1 · kind: Reflects shares withheld to satisfy the Reporting Person's tax liability in connection with the vesting of restricted stock units. Read SEC document |
| October 01, 2022 Filed Jan 27, 2023 21:45 UTC |
Mattson W PatrickPresident and COO
|
Tax withholdingCommon Stock | 25,358 | $16.25 | $412,067.50 |
DisclosureSEC source: 0001140361-23-003137 · form5.xml · nonDerivative · entry 1 Mattson W Patrick · CIK 0001704723 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,651 F1 · kind: Reflects shares withheld to satisfy the Reporting Person's tax liability in connection with the vesting of restricted stock units. Read SEC document |
| October 01, 2022 Filed Jan 27, 2023 21:26 UTC |
Decious KendraCFO and Treasurer
|
Tax withholdingCommon Stock | 1,678 | $16.25 | $27,267.50 |
DisclosureSEC source: 0001140361-23-003124 · form5.xml · nonDerivative · entry 1 Decious Kendra · CIK 0001914301 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,322 F1 · kind: Reflects shares withheld to satisfy the Reporting Person's tax liability in connection with the vesting of restricted stock units. Read SEC document |
| June 07, 2022 Filed Jun 9, 2022 17:00 UTC |
KKR REFT Holdings L.P.10% owner
KKR REFT Holdings GP LLC10% owner
KKR REFT Asset Holdings LLC10% owner
KKR Financial Holdings LLC10% owner
|
SaleCommon Stock | 4,250,000 | $19.51 | $82,917,500.00 |
DisclosureSEC source: 0001140361-22-022480 · form4.xml · nonDerivative · entry 1 KKR REFT Holdings L.P. · CIK 0001704430 · 10% owner KKR REFT Holdings GP LLC · CIK 0001704427 · 10% owner KKR REFT Asset Holdings LLC · CIK 0001704539 · 10% owner KKR Financial Holdings LLC · CIK 0001386926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 10,000,000 F1 · price: This amount represents the $19.70 secondary price per share of common stock, par value $0.01 per share ("Common Stock"), of KKR Real Estate Finance Trust Inc. (the "Issuer") less the underwriting discount of $0.19 per share for shares sold by KKR REFT Holdings L.P. in connection with an underwritten public offering. F2 · ownership.nature: Represents securities held by KKR REFT Holdings L.P. The general partner of KKR REFT Holdings L.P. is KKR REFT Holdings GP LLC, which is wholly owned by KKR REFT Asset Holdings LLC. F4 · ownership.nature: KKR REFT Asset Holdings LLC is owned by KKR Group Partnership L.P. and KKR Financial Holdings LLC, whose common shares are wholly owned by KKR Group Partnership L.P. KKR Group Holdings Corp. is the general partner of KKR Group Partnership L.P. KKR Group Co. Inc. is the sole shareholder of KKR Group Holdings Corp. KKR & Co. Inc. is the sole shareholder of KKR Group Co. Inc. KKR Management LLP is the Series I preferred stockholder of KKR & Co. Inc. Henry R. Kravis and George R. Roberts are the founding partners of KKR Management LLP. F5 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Read SEC document |
| June 07, 2022 Filed Jun 9, 2022 21:00 UTC |
KKR Group Partnership L.P.10% owner
KKR Group Holdings Corp.10% owner
KKR Group Co. Inc.10% owner
KKR & Co. Inc.10% owner
KKR Management LLP10% owner
KRAVIS HENRY R10% owner
ROBERTS GEORGE R10% owner
|
SaleCommon Stock | 4,250,000 | $19.51 | $82,917,500.00 |
DisclosureSEC source: 0001140361-22-022479 · form4.xml · nonDerivative · entry 1 KKR Group Partnership L.P. · CIK 0001472698 · 10% owner KKR Group Holdings Corp. · CIK 0001743754 · 10% owner KKR Group Co. Inc. · CIK 0001932162 · 10% owner KKR & Co. Inc. · CIK 0001404912 · 10% owner KKR Management LLP · CIK 0001472694 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner ROBERTS GEORGE R · CIK 0001081715 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 10,000,000 F1 · price: This amount represents the $19.70 secondary price per share of common stock, par value $0.01 per share ("Common Stock"), of KKR Real Estate Finance Trust Inc. (the "Issuer") less the underwriting discount of $0.19 per share for shares sold by KKR REFT Holdings L.P. in connection with an underwritten public offering. F2 · ownership.nature: Represents securities held by KKR REFT Holdings L.P. The general partner of KKR REFT Holdings L.P. is KKR REFT Holdings GP LLC, which is wholly owned by KKR REFT Asset Holdings LLC. F4 · ownership.nature: KKR REFT Asset Holdings LLC is owned by KKR Group Partnership L.P. and KKR Financial Holdings LLC, whose common shares are wholly owned by KKR Group Partnership L.P. KKR Group Holdings Corp. is the general partner of KKR Group Partnership L.P. KKR Group Co. Inc. is the sole shareholder of KKR Group Holdings Corp. KKR & Co. Inc. is the sole shareholder of KKR Group Co. Inc. KKR Management LLP is the Series I preferred stockholder of KKR & Co. Inc. Henry R. Kravis and George R. Roberts are the founding partners of KKR Management LLP. F5 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Read SEC document |
| April 22, 2022 Filed Apr 26, 2022 20:31 UTC |
MCANENY DEBORAH HDirector
|
GrantCommon Stock | 5,525 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-015958 · form4.xml · nonDerivative · entry 1 MCANENY DEBORAH H · CIK 0001206273 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,077 F1 · kind: Represents a grant of restricted stock units, which will vest on April 22, 2023. The reporting person has elected to defer receipt of all of the shares of Common Stock issuable upon the vesting of the restricted stock units until such date in which the reporting person no longer serves as a member of the Board of Directors of the Issuer. Read SEC document |
| April 22, 2022 Filed Apr 26, 2022 20:30 UTC |
AHERN TERRANCE RDirector
|
GrantCommon Stock | 5,525 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-015953 · form4.xml · nonDerivative · entry 1 AHERN TERRANCE R · CIK 0001191824 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,525 F1 · kind: Represents a grant of restricted stock units, which will vest on April 22, 2023. Read SEC document |
| April 22, 2022 Filed Apr 26, 2022 20:30 UTC |
ESTEVES IRENE MDirector
|
GrantCommon Stock | 5,525 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-015954 · form4.xml · nonDerivative · entry 1 ESTEVES IRENE M · CIK 0001191609 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,946 F1 · kind: Represents a grant of restricted stock units, which will vest on April 22, 2023. The reporting person has elected to defer receipt of all of the shares of Common Stock issuable upon the vesting of the restricted stock units until such date in which the reporting person no longer serves as a member of the Board of Directors of the Issuer. Read SEC document |
| April 22, 2022 Filed Apr 26, 2022 20:30 UTC |
Langer Jonathan ADirector
|
GrantCommon Stock | 5,525 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-015955 · form4.xml · nonDerivative · entry 1 Langer Jonathan A · CIK 0001328582 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,577 F1 · kind: Represents a grant of restricted stock units, which will vest on April 22, 2023. The reporting person has elected to defer receipt of all of the shares of Common Stock issuable upon the vesting of the restricted stock units until the earlier of (a) April 22, 2033 or (b) such date in which the reporting person no longer serves as a member of the Board of Directors of the Issuer. Upon such date, the reporting person has elected to receive the Common Stock in four equal annual installments. Read SEC document |
| April 22, 2022 Filed Apr 26, 2022 20:31 UTC |
Madoff PaulaDirector
|
GrantCommon Stock | 5,525 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-015956 · form4.xml · nonDerivative · entry 1 Madoff Paula · CIK 0001737977 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,160 F1 · kind: Represents a grant of restricted stock units, which will vest on April 22, 2023. Read SEC document |
| December 20, 2021 Filed Dec 22, 2021 17:52 UTC |
Napolitano Vincent J.General Counsel and Secretary
|
GrantCommon Stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-042779 · form4.xml · nonDerivative · entry 1 Napolitano Vincent J. · CIK 0001850274 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,167 F1 · kind: Represents a grant of restricted stock units which will vest in three equal annual installments beginning on October 1, 2022. Read SEC document |
| December 20, 2021 Filed Dec 22, 2021 18:03 UTC |
Lee Christen E.J.Director
|
GrantCommon Stock | 44,950 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-042785 · form4.xml · nonDerivative · entry 1 Lee Christen E.J. · CIK 0001704701 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,544.07 F1 · kind: Represents a grant of restricted stock units which will vest in three equal annual installments beginning on October 1, 2022. Read SEC document |
| December 20, 2021 Filed Dec 22, 2021 22:59 UTC |
Salem Matthew AChief Executive Officer
|
GrantCommon Stock | 97,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-042783 · form4.xml · nonDerivative · entry 1 Salem Matthew A · CIK 0001704710 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 295,845 F1 · kind: Represents a grant of restricted stock units which will vest in three equal annual installments beginning on October 1, 2022. Read SEC document |
| December 20, 2021 Filed Dec 22, 2021 22:55 UTC |
Mattson W PatrickPresident and COO
|
GrantCommon Stock | 63,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-042781 · form4.xml · nonDerivative · entry 1 Mattson W Patrick · CIK 0001704723 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,609 F1 · kind: Represents a grant of restricted stock units which will vest in three equal annual installments beginning on October 1, 2022. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 23:12 UTC |
KKR REFT Holdings L.P.10% owner
KKR REFT Holdings GP LLC10% owner
KKR REFT Asset Holdings LLC10% owner
KKR Group Partnership L.P.10% owner
KKR Financial Holdings LLC10% owner
KKR Group Holdings Corp.10% owner
KKR & Co. Inc.10% owner
KKR Management LLP10% owner
KRAVIS HENRY R10% owner
ROBERTS GEORGE R10% owner
|
ConversionSpecial Voting Preferred Stock · Derivative | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-036461 · form4.xml · derivative · entry 3 KKR REFT Holdings L.P. · CIK 0001704430 · 10% owner KKR REFT Holdings GP LLC · CIK 0001704427 · 10% owner KKR REFT Asset Holdings LLC · CIK 0001704539 · 10% owner KKR Group Partnership L.P. · CIK 0001472698 · 10% owner KKR Financial Holdings LLC · CIK 0001386926 · 10% owner KKR Group Holdings Corp. · CIK 0001743754 · 10% owner KKR & Co. Inc. · CIK 0001404912 · 10% owner KKR Management LLP · CIK 0001472694 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner ROBERTS GEORGE R · CIK 0001081715 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Common Stock · 1 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On November 1, 2021, KKR Real Estate Finance Trust Inc. (the "Company") completed an underwritten offering of 5 million shares of the Company's common stock, par value $0.01 per share ("Common Stock"). As a result of the consummation of the offering, KKR & Co. Inc. and its affiliates no longer own at least 25% of the outstanding shares of the Company's Common Stock and, as a result, the share of the Company's Special Voting Preferred Stock held by KKR REFT Asset Holdings LLC automatically converted into one share of Common Stock. F1 · derivative.exercise_date: On November 1, 2021, KKR Real Estate Finance Trust Inc. (the "Company") completed an underwritten offering of 5 million shares of the Company's common stock, par value $0.01 per share ("Common Stock"). As a result of the consummation of the offering, KKR & Co. Inc. and its affiliates no longer own at least 25% of the outstanding shares of the Company's Common Stock and, as a result, the share of the Company's Special Voting Preferred Stock held by KKR REFT Asset Holdings LLC automatically converted into one share of Common Stock. F1 · derivative.expiration_date: On November 1, 2021, KKR Real Estate Finance Trust Inc. (the "Company") completed an underwritten offering of 5 million shares of the Company's common stock, par value $0.01 per share ("Common Stock"). As a result of the consummation of the offering, KKR & Co. Inc. and its affiliates no longer own at least 25% of the outstanding shares of the Company's Common Stock and, as a result, the share of the Company's Special Voting Preferred Stock held by KKR REFT Asset Holdings LLC automatically converted into one share of Common Stock. F2 · ownership.nature: Represents securities held by KKR REFT Asset Holdings LLC. F4 · ownership.nature: KKR REFT Asset Holdings LLC is owned by KKR Group Partnership L.P. and KKR Financial Holdings LLC, whose common shares are wholly owned by KKR Group Partnership L.P. KKR Group Holdings Corp. is the general partner of KKR Group Partnership L.P. KKR & Co. Inc. is the sole shareholder of KKR Group Holdings Corp. KKR Management LLP is the Series I preferred stockholder of KKR & Co. Inc. Henry R. Kravis and George R. Roberts are the founding partners of KKR Management LLP. F5 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 23:12 UTC |
KKR REFT Holdings L.P.10% owner
KKR REFT Holdings GP LLC10% owner
KKR REFT Asset Holdings LLC10% owner
KKR Group Partnership L.P.10% owner
KKR Financial Holdings LLC10% owner
KKR Group Holdings Corp.10% owner
KKR & Co. Inc.10% owner
KKR Management LLP10% owner
KRAVIS HENRY R10% owner
ROBERTS GEORGE R10% owner
|
ConversionCommon Stock | 1 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-21-036461 · form4.xml · nonDerivative · entry 1 KKR REFT Holdings L.P. · CIK 0001704430 · 10% owner KKR REFT Holdings GP LLC · CIK 0001704427 · 10% owner KKR REFT Asset Holdings LLC · CIK 0001704539 · 10% owner KKR Group Partnership L.P. · CIK 0001472698 · 10% owner KKR Financial Holdings LLC · CIK 0001386926 · 10% owner KKR Group Holdings Corp. · CIK 0001743754 · 10% owner KKR & Co. Inc. · CIK 0001404912 · 10% owner KKR Management LLP · CIK 0001472694 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner ROBERTS GEORGE R · CIK 0001081715 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On November 1, 2021, KKR Real Estate Finance Trust Inc. (the "Company") completed an underwritten offering of 5 million shares of the Company's common stock, par value $0.01 per share ("Common Stock"). As a result of the consummation of the offering, KKR & Co. Inc. and its affiliates no longer own at least 25% of the outstanding shares of the Company's Common Stock and, as a result, the share of the Company's Special Voting Preferred Stock held by KKR REFT Asset Holdings LLC automatically converted into one share of Common Stock. F2 · ownership.nature: Represents securities held by KKR REFT Asset Holdings LLC. F4 · ownership.nature: KKR REFT Asset Holdings LLC is owned by KKR Group Partnership L.P. and KKR Financial Holdings LLC, whose common shares are wholly owned by KKR Group Partnership L.P. KKR Group Holdings Corp. is the general partner of KKR Group Partnership L.P. KKR & Co. Inc. is the sole shareholder of KKR Group Holdings Corp. KKR Management LLP is the Series I preferred stockholder of KKR & Co. Inc. Henry R. Kravis and George R. Roberts are the founding partners of KKR Management LLP. F5 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 18:12 UTC |
Napolitano Vincent J.General Counsel and Secretary
|
Tax withholdingCommon Stock | 833 | $21.10 | $17,576.30 |
DisclosureSEC source: 0001140361-21-033753 · form4.xml · nonDerivative · entry 1 Napolitano Vincent J. · CIK 0001850274 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,167 F1 · kind: Reflects shares withheld to satisfy the Reporting Person's tax liability in connection with the vesting of restricted stock units. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 18:03 UTC |
Nagaty MostafaCFO and Treasurer
|
Tax withholdingCommon Stock | 4,415 | $21.10 | $93,156.50 |
DisclosureSEC source: 0001140361-21-033746 · form4.xml · nonDerivative · entry 1 Nagaty Mostafa · CIK 0001736319 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,948 F1 · kind: Reflects shares withheld to satisfy the Reporting Person's tax liability in connection with the vesting of restricted stock units. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 18:06 UTC |
Lee Christen E.J.Director
|
Tax withholdingCommon Stock | 40,663 | $21.10 | $857,989.30 |
DisclosureSEC source: 0001140361-21-033748 · form4.xml · nonDerivative · entry 1 Lee Christen E.J. · CIK 0001704701 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,594.07 F1 · kind: Reflects shares withheld to satisfy the Reporting Person's tax liability in connection with the vesting of restricted stock units. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 22:09 UTC |
Salem Matthew AChief Executive Officer
|
Tax withholdingCommon Stock | 37,651 | $21.10 | $794,436.10 |
DisclosureSEC source: 0001140361-21-033750 · form4.xml · nonDerivative · entry 1 Salem Matthew A · CIK 0001704710 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,195 F1 · kind: Reflects shares withheld to satisfy the Reporting Person's tax liability in connection with the vesting of restricted stock units. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 22:14 UTC |
Mattson W PatrickPresident and COO
|
Tax withholdingCommon Stock | 26,207 | $21.10 | $552,967.70 |
DisclosureSEC source: 0001140361-21-033755 · form4.xml · nonDerivative · entry 1 Mattson W Patrick · CIK 0001704723 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,609 F1 · kind: Reflects shares withheld to satisfy the Reporting Person's tax liability in connection with the vesting of restricted stock units. Read SEC document |
| August 03, 2021 Filed Aug 3, 2021 21:03 UTC |
Lee Christen E.J.Director
|
SaleCommon Stock | 7,969 | $21.02 | $167,508.38 |
DisclosureSEC source: 0001140361-21-026699 · form4.xml · nonDerivative · entry 3 Lee Christen E.J. · CIK 0001704701 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,257.07 F3 · price: The price reported is a weighted average price per share of Common Stock of the Issuer sold by the Reporting Person. These shares were sold in multiple transactions at prices ranging from $21.00 to $21.10, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 21:03 UTC |
Lee Christen E.J.Director
|
SaleCommon Stock | 10,098 | $21.39 | $215,996.22 |
DisclosureSEC source: 0001140361-21-026699 · form4.xml · nonDerivative · entry 2 Lee Christen E.J. · CIK 0001704701 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,226.07 F2 · price: The price reported is a weighted average price per share of Common Stock of the Issuer sold by the Reporting Person. These shares were sold in multiple transactions at prices ranging from $21.30 to $21.72, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 30, 2021 Filed Aug 3, 2021 21:03 UTC |
Lee Christen E.J.Director
|
SaleCommon Stock | 10,387 | $21.65 | $224,878.55 |
DisclosureSEC source: 0001140361-21-026699 · form4.xml · nonDerivative · entry 1 Lee Christen E.J. · CIK 0001704701 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,324.07 F1 · price: The price reported is a weighted average price per share of Common Stock of the Issuer sold by the Reporting Person. These shares were sold in multiple transactions at prices ranging from $21.50 to $21.87, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 27, 2021 Filed May 28, 2021 21:00 UTC |
KKR REFT Holdings L.P.10% owner
KKR REFT Holdings GP LLC10% owner
KKR REFT Asset Holdings LLC10% owner
KKR Group Partnership L.P.10% owner
KKR Financial Holdings LLC10% owner
KKR Group Holdings Corp.10% owner
KKR & Co. Inc.10% owner
KKR Management LLP10% owner
KRAVIS HENRY R10% owner
ROBERTS GEORGE R10% owner
|
SaleCommon Stock | 750,000 | $20.07 | $15,052,500.00 |
DisclosureSEC source: 0001140361-21-019268 · form4.xml · nonDerivative · entry 1 KKR REFT Holdings L.P. · CIK 0001704430 · 10% owner KKR REFT Holdings GP LLC · CIK 0001704427 · 10% owner KKR REFT Asset Holdings LLC · CIK 0001704539 · 10% owner KKR Group Partnership L.P. · CIK 0001472698 · 10% owner KKR Financial Holdings LLC · CIK 0001386926 · 10% owner KKR Group Holdings Corp. · CIK 0001743754 · 10% owner KKR & Co. Inc. · CIK 0001404912 · 10% owner KKR Management LLP · CIK 0001472694 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner ROBERTS GEORGE R · CIK 0001081715 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 14,250,000 F1 · price: This amount represents the $20.30 secondary price per share of common stock, par value $0.01 per share ("Common Stock"), of KKR Real Estate Finance Trust Inc. (the "Issuer") less the underwriting discount of $0.23 per share for shares sold by KKR REFT Holdings L.P. in connection with the underwriters' exercise of their over-allotment option granted in connection with an underwritten public offering. F2 · ownership.nature: The general partner of KKR REFT Holdings L.P. is KKR REFT Holdings GP LLC, which is wholly owned by KKR REFT Asset Holdings LLC. KKR REFT Asset Holdings LLC is owned by KKR Group Partnership L.P. and KKR Financial Holdings LLC, whose common shares are wholly owned by KKR Group Partnership L.P. KKR Group Holdings Corp. is the general partner of KKR Group Partnership L.P. KKR & Co. Inc. is the sole shareholder of KKR Group Holdings Corp. KKR Management LLP is the Series I preferred stockholder of KKR & Co. Inc. Henry R. Kravis and George R. Roberts are the founding partners of KKR Management LLP. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Read SEC document |
| May 13, 2021 Filed May 14, 2021 21:00 UTC |
KKR REFT Holdings L.P.10% owner
KKR REFT Holdings GP LLC10% owner
KKR REFT Asset Holdings LLC10% owner
KKR Group Partnership L.P.10% owner
KKR Financial Holdings LLC10% owner
KKR Group Holdings Corp.10% owner
KKR & Co. Inc.10% owner
KKR Management LLP10% owner
KRAVIS HENRY R10% owner
ROBERTS GEORGE R10% owner
|
SaleCommon Stock | 5,000,000 | $20.07 | $100,350,000.00 |
DisclosureSEC source: 0001140361-21-017452 · form4.xml · nonDerivative · entry 1 KKR REFT Holdings L.P. · CIK 0001704430 · 10% owner KKR REFT Holdings GP LLC · CIK 0001704427 · 10% owner KKR REFT Asset Holdings LLC · CIK 0001704539 · 10% owner KKR Group Partnership L.P. · CIK 0001472698 · 10% owner KKR Financial Holdings LLC · CIK 0001386926 · 10% owner KKR Group Holdings Corp. · CIK 0001743754 · 10% owner KKR & Co. Inc. · CIK 0001404912 · 10% owner KKR Management LLP · CIK 0001472694 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner ROBERTS GEORGE R · CIK 0001081715 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 15,000,000 F1 · price: This amount represents the $20.30 secondary price per share of common stock, par value $0.01 per share ("Common Stock"), of KKR Real Estate Finance Trust Inc. (the "Issuer") less the underwriting discount of $0.23 per share for shares sold pursuant to an underwritten public offering by KKR REFT Holdings L.P. F2 · ownership.nature: The general partner of KKR REFT Holdings L.P. is KKR REFT Holdings GP LLC, which is wholly owned by KKR REFT Asset Holdings LLC. KKR REFT Asset Holdings LLC is owned by KKR Group Partnership L.P. and KKR Financial Holdings LLC, whose common shares are wholly owned by KKR Group Partnership L.P. KKR Group Holdings Corp. is the general partner of KKR Group Partnership L.P. KKR & Co. Inc. is the sole shareholder of KKR Group Holdings Corp. KKR Management LLP is the Series I preferred stockholder of KKR & Co. Inc. Henry R. Kravis and George R. Roberts are the founding partners of KKR Management LLP. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Read SEC document |
| April 23, 2021 Filed Apr 27, 2021 20:44 UTC |
MCANENY DEBORAH HDirector
|
GrantCommon Stock | 3,880 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-014583 · form4.xml · nonDerivative · entry 1 MCANENY DEBORAH H · CIK 0001206273 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,552 F1 · kind: Represents a grant of restricted stock units, which will vest on April 23, 2022. Read SEC document |
| April 23, 2021 Filed Apr 27, 2021 20:45 UTC |
ESTEVES IRENE MDirector
|
GrantCommon Stock | 3,880 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-014585 · form4.xml · nonDerivative · entry 1 ESTEVES IRENE M · CIK 0001191609 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,421 F1 · kind: Represents a grant of restricted stock units, which will vest on April 23, 2022. Read SEC document |
| April 23, 2021 Filed Apr 27, 2021 20:45 UTC |
Langer Jonathan ADirector
|
GrantCommon Stock | 3,880 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-014584 · form4.xml · nonDerivative · entry 1 Langer Jonathan A · CIK 0001328582 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,052 F1 · kind: Represents a grant of restricted stock units, which will vest on April 23, 2022. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.