Last 12 months
Inside the activity.
0 purchase rows · 20 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 2 |
| Feb 2026 | 0 | 2 |
| Mar 2026 | 0 | 6 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 6 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 18, 2018 Filed Oct 22, 2018 20:09 UTC |
Shacham SharonPresident & CSO
|
SaleCommon Stock | 10,000 | $12.63 | $126,304.00 |
DisclosureSEC source: 0001209191-18-055830 · doc4.xml · nonDerivative · entry 2 Shacham Sharon · CIK 0001588438 · President & CSO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 512,143 F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the spouse of the reporting person. F2 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $12.36 to $12.75, inclusive. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 18, 2018 Filed Oct 22, 2018 20:09 UTC |
Shacham SharonPresident & CSO
|
Exercise / conversionCommon Stock | 10,000 | $4.75 | $47,520.00 |
DisclosureSEC source: 0001209191-18-055830 · doc4.xml · nonDerivative · entry 1 Shacham Sharon · CIK 0001588438 · President & CSO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 522,143 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the spouse of the reporting person. Read SEC document |
| October 08, 2018 Filed Oct 9, 2018 12:05 UTC |
Kauffman MichaelDirector · Chief Executive Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 10,736 | $0.00 Strike: $0.03 | $0.00 |
DisclosureSEC source: 0001209191-18-054465 · doc4.xml · derivative · entry 9 Kauffman Michael · CIK 0001364719 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 52,857 Underlying: Common Stock · 10,736 shares Expires 2020-10-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the spouse of the reporting person. F6 · derivative.exercise_date: This option, representing a right to purchase a specified number of shares, vested as to 25% of the shares on October 22, 2011, and the remaining 75% vested in 36 equal monthly installments thereafter. Read SEC document |
| October 08, 2018 Filed Oct 9, 2018 12:05 UTC |
Kauffman MichaelDirector · Chief Executive Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 1,764 | $0.00 Strike: $0.03 | $0.00 |
DisclosureSEC source: 0001209191-18-054465 · doc4.xml · derivative · entry 8 Kauffman Michael · CIK 0001364719 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 Underlying: Common Stock · 1,764 shares Expires 2020-10-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the spouse of the reporting person. F6 · derivative.exercise_date: This option, representing a right to purchase a specified number of shares, vested as to 25% of the shares on October 22, 2011, and the remaining 75% vested in 36 equal monthly installments thereafter. Read SEC document |
| October 08, 2018 Filed Oct 9, 2018 12:05 UTC |
Kauffman MichaelDirector · Chief Executive Officer
|
SaleCommon Stock | 6,000 | $16.13 | $96,766.80 |
DisclosureSEC source: 0001209191-18-054465 · doc4.xml · nonDerivative · entry 4 Kauffman Michael · CIK 0001364719 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 713,510 F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the spouse of the reporting person. F3 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $16.02 to $16.26, inclusive. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 08, 2018 Filed Oct 9, 2018 12:05 UTC |
Kauffman MichaelDirector · Chief Executive Officer
|
SaleCommon Stock | 6,500 | $15.39 | $100,065.55 |
DisclosureSEC source: 0001209191-18-054465 · doc4.xml · nonDerivative · entry 3 Kauffman Michael · CIK 0001364719 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 719,510 F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the spouse of the reporting person. F2 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.99, inclusive. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 08, 2018 Filed Oct 9, 2018 12:05 UTC |
Kauffman MichaelDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 10,736 | $0.03 | $354.29 |
DisclosureSEC source: 0001209191-18-054465 · doc4.xml · nonDerivative · entry 2 Kauffman Michael · CIK 0001364719 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 726,010 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the spouse of the reporting person. Read SEC document |
| October 08, 2018 Filed Oct 9, 2018 12:05 UTC |
Kauffman MichaelDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 1,764 | $0.03 | $58.21 |
DisclosureSEC source: 0001209191-18-054465 · doc4.xml · nonDerivative · entry 1 Kauffman Michael · CIK 0001364719 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 715,274 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the spouse of the reporting person. Read SEC document |
| October 08, 2018 Filed Oct 9, 2018 12:00 UTC |
Shacham SharonPresident & CSO
|
Exercise / conversionStock Option (right to buy) · Derivative | 10,736 | $0.00 Strike: $0.03 | $0.00 |
DisclosureSEC source: 0001209191-18-054464 · doc4.xml · derivative · entry 9 Shacham Sharon · CIK 0001588438 · President & CSO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,857 Underlying: Common Stock · 10,736 shares Expires 2020-10-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F6 · derivative.exercise_date: This option, representing a right to purchase a specified number of shares, vested as to 25% of the shares on October 22, 2011, and the remaining 75% vested in 36 equal monthly installments thereafter. Read SEC document |
| October 08, 2018 Filed Oct 9, 2018 12:00 UTC |
Shacham SharonPresident & CSO
|
Exercise / conversionStock Option (right to buy) · Derivative | 1,764 | $0.00 Strike: $0.03 | $0.00 |
DisclosureSEC source: 0001209191-18-054464 · doc4.xml · derivative · entry 8 Shacham Sharon · CIK 0001588438 · President & CSO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,764 shares Expires 2020-10-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F6 · derivative.exercise_date: This option, representing a right to purchase a specified number of shares, vested as to 25% of the shares on October 22, 2011, and the remaining 75% vested in 36 equal monthly installments thereafter. Read SEC document |
| October 08, 2018 Filed Oct 9, 2018 12:00 UTC |
Shacham SharonPresident & CSO
|
SaleCommon Stock | 6,000 | $16.13 | $96,766.80 |
DisclosureSEC source: 0001209191-18-054464 · doc4.xml · nonDerivative · entry 4 Shacham Sharon · CIK 0001588438 · President & CSO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 713,510 F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $16.02 to $16.26, inclusive. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 08, 2018 Filed Oct 9, 2018 12:00 UTC |
Shacham SharonPresident & CSO
|
SaleCommon Stock | 6,500 | $15.39 | $100,065.55 |
DisclosureSEC source: 0001209191-18-054464 · doc4.xml · nonDerivative · entry 3 Shacham Sharon · CIK 0001588438 · President & CSO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 719,510 F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.99, inclusive. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 08, 2018 Filed Oct 9, 2018 12:00 UTC |
Shacham SharonPresident & CSO
|
Exercise / conversionCommon Stock | 10,736 | $0.03 | $354.29 |
DisclosureSEC source: 0001209191-18-054464 · doc4.xml · nonDerivative · entry 2 Shacham Sharon · CIK 0001588438 · President & CSO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 726,010 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| October 08, 2018 Filed Oct 9, 2018 12:00 UTC |
Shacham SharonPresident & CSO
|
Exercise / conversionCommon Stock | 1,764 | $0.03 | $58.21 |
DisclosureSEC source: 0001209191-18-054464 · doc4.xml · nonDerivative · entry 1 Shacham Sharon · CIK 0001588438 · President & CSO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 715,274 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| September 18, 2018 Filed Sep 18, 2018 21:23 UTC |
Kauffman MichaelDirector · Chief Executive Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $4.75 | $0.00 |
DisclosureSEC source: 0001209191-18-051510 · doc4.xml · derivative · entry 6 Kauffman Michael · CIK 0001364719 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 456,061 Underlying: Common Stock · 10,000 shares Expires 2023-09-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F5 · derivative.exercise_date: This option, representing a right to purchase a specified number of shares, vested as to 25% of the shares on September 3, 2014, and the remaining 75% vested in 36 equal monthly installments thereafter. Read SEC document |
| September 18, 2018 Filed Sep 18, 2018 21:23 UTC |
Kauffman MichaelDirector · Chief Executive Officer
|
SaleCommon Stock | 10,000 | $18.26 | $182,615.00 |
DisclosureSEC source: 0001209191-18-051510 · doc4.xml · nonDerivative · entry 2 Kauffman Michael · CIK 0001364719 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 512,143 F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $18.02 to $18.495, inclusive. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 18, 2018 Filed Sep 18, 2018 21:23 UTC |
Kauffman MichaelDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 10,000 | $4.75 | $47,520.00 |
DisclosureSEC source: 0001209191-18-051510 · doc4.xml · nonDerivative · entry 1 Kauffman Michael · CIK 0001364719 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 522,143 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| September 18, 2018 Filed Sep 18, 2018 21:26 UTC |
Shacham SharonPresident & CSO
|
Exercise / conversionStock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $4.75 | $0.00 |
DisclosureSEC source: 0001209191-18-051515 · doc4.xml · derivative · entry 6 Shacham Sharon · CIK 0001588438 · President & CSO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 456,061 Underlying: Common Stock · 10,000 shares Expires 2023-09-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the spouse of the reporting person. F5 · derivative.exercise_date: This option, representing a right to purchase a specified number of shares, vested as to 25% of the shares on September 3, 2014, and the remaining 75% vested in 36 equal monthly installments thereafter. Read SEC document |
| September 18, 2018 Filed Sep 18, 2018 21:26 UTC |
Shacham SharonPresident & CSO
|
SaleCommon Stock | 10,000 | $18.26 | $182,615.00 |
DisclosureSEC source: 0001209191-18-051515 · doc4.xml · nonDerivative · entry 2 Shacham Sharon · CIK 0001588438 · President & CSO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 512,143 F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the spouse of the reporting person. F2 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $18.02 to $18.495, inclusive. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 18, 2018 Filed Sep 18, 2018 21:26 UTC |
Shacham SharonPresident & CSO
|
Exercise / conversionCommon Stock | 10,000 | $4.75 | $47,520.00 |
DisclosureSEC source: 0001209191-18-051515 · doc4.xml · nonDerivative · entry 1 Shacham Sharon · CIK 0001588438 · President & CSO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 522,143 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the spouse of the reporting person. Read SEC document |
| September 10, 2018 Filed Sep 11, 2018 22:08 UTC |
Primiano Christopher BrettEVP, CBO, GC & Secretary
|
Exercise / conversionStock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $10.39 | $0.00 |
DisclosureSEC source: 0001209191-18-050553 · doc4.xml · derivative · entry 5 Primiano Christopher Brett · CIK 0001603510 · EVP, CBO, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,000 Underlying: Common Stock · 5,000 shares Expires 2027-01-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F4 · derivative.exercise_date: This option, representing a right to purchase a specified number of shares, vested as to 25% of the shares on January 20, 2018, with the remaining 75% vesting in 36 equal monthly installments thereafter. Read SEC document |
| September 10, 2018 Filed Sep 11, 2018 22:08 UTC |
Primiano Christopher BrettEVP, CBO, GC & Secretary
|
Exercise / conversionStock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $6.54 | $0.00 |
DisclosureSEC source: 0001209191-18-050553 · doc4.xml · derivative · entry 4 Primiano Christopher Brett · CIK 0001603510 · EVP, CBO, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,000 Underlying: Common Stock · 5,000 shares Expires 2026-01-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3 · derivative.exercise_date: This option, representing a right to purchase a specified number of shares, vested as to 25% of the shares on January 15, 2017, with the remaining 75% vesting in 36 equal monthly installments thereafter. Read SEC document |
| September 10, 2018 Filed Sep 11, 2018 22:08 UTC |
Primiano Christopher BrettEVP, CBO, GC & Secretary
|
SaleCommon Stock | 10,000 | $18.90 | $189,046.00 |
DisclosureSEC source: 0001209191-18-050553 · doc4.xml · nonDerivative · entry 3 Primiano Christopher Brett · CIK 0001603510 · EVP, CBO, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,881 F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $18.27 to $19.08, inclusive. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 10, 2018 Filed Sep 11, 2018 22:08 UTC |
Primiano Christopher BrettEVP, CBO, GC & Secretary
|
Exercise / conversionCommon Stock | 5,000 | $10.39 | $51,950.00 |
DisclosureSEC source: 0001209191-18-050553 · doc4.xml · nonDerivative · entry 2 Primiano Christopher Brett · CIK 0001603510 · EVP, CBO, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,881 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| September 10, 2018 Filed Sep 11, 2018 22:08 UTC |
Primiano Christopher BrettEVP, CBO, GC & Secretary
|
Exercise / conversionCommon Stock | 5,000 | $6.54 | $32,700.00 |
DisclosureSEC source: 0001209191-18-050553 · doc4.xml · nonDerivative · entry 1 Primiano Christopher Brett · CIK 0001603510 · EVP, CBO, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,881 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| September 07, 2018 Filed Sep 10, 2018 20:13 UTC |
Kauffman MichaelDirector · Chief Executive Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 12,500 | $0.00 Strike: $0.03 | $0.00 |
DisclosureSEC source: 0001209191-18-050236 · doc4.xml · derivative · entry 6 Kauffman Michael · CIK 0001364719 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 1,764 Underlying: Common Stock · 12,500 shares Expires 2020-10-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the spouse of the reporting person. F5 · derivative.exercise_date: This option, representing a right to purchase a specified number of shares, vested as to 25% of the shares on October 22, 2011, and the remaining 75% vested in 36 equal monthly installments thereafter. Read SEC document |
| September 07, 2018 Filed Sep 10, 2018 20:13 UTC |
Kauffman MichaelDirector · Chief Executive Officer
|
SaleCommon Stock | 12,500 | $19.31 | $241,383.75 |
DisclosureSEC source: 0001209191-18-050236 · doc4.xml · nonDerivative · entry 2 Kauffman Michael · CIK 0001364719 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 713,510 F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the spouse of the reporting person. F2 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $18.71 to $19.58, inclusive. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 07, 2018 Filed Sep 10, 2018 20:13 UTC |
Kauffman MichaelDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 12,500 | $0.03 | $412.50 |
DisclosureSEC source: 0001209191-18-050236 · doc4.xml · nonDerivative · entry 1 Kauffman Michael · CIK 0001364719 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 726,010 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the spouse of the reporting person. Read SEC document |
| September 07, 2018 Filed Sep 10, 2018 20:11 UTC |
Shacham SharonPresident & CSO
|
Exercise / conversionStock Option (right to buy) · Derivative | 12,500 | $0.00 Strike: $0.03 | $0.00 |
DisclosureSEC source: 0001209191-18-050226 · doc4.xml · derivative · entry 6 Shacham Sharon · CIK 0001588438 · President & CSO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,764 Underlying: Common Stock · 12,500 shares Expires 2020-10-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F5 · derivative.exercise_date: This option, representing a right to purchase a specified number of shares, vested as to 25% of the shares on October 22, 2011, and the remaining 75% vested in 36 equal monthly installments thereafter. Read SEC document |
| September 07, 2018 Filed Sep 10, 2018 20:11 UTC |
Shacham SharonPresident & CSO
|
SaleCommon Stock | 12,500 | $19.31 | $241,383.75 |
DisclosureSEC source: 0001209191-18-050226 · doc4.xml · nonDerivative · entry 2 Shacham Sharon · CIK 0001588438 · President & CSO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 713,510 F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $18.71 to $19.58, inclusive. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 07, 2018 Filed Sep 10, 2018 20:11 UTC |
Shacham SharonPresident & CSO
|
Exercise / conversionCommon Stock | 12,500 | $0.03 | $412.50 |
DisclosureSEC source: 0001209191-18-050226 · doc4.xml · nonDerivative · entry 1 Shacham Sharon · CIK 0001588438 · President & CSO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 726,010 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| September 06, 2018 Filed Sep 7, 2018 18:27 UTC |
Chione Ltd10% owner
Czernik Marcin10% owner
Hadjimichael Andreas10% owner
Hadjimichael George10% owner
Smolokowski Wiaczeslaw10% owner
|
SaleCOMMON STOCK | 4,800 | $20.52 | $98,473.92 |
DisclosureSEC source: 0001213900-18-012296 · ownership.xml · nonDerivative · entry 2 Chione Ltd · CIK 0001590232 · 10% owner Czernik Marcin · CIK 0001591275 · 10% owner Hadjimichael Andreas · CIK 0001591256 · 10% owner Hadjimichael George · CIK 0001674499 · 10% owner Smolokowski Wiaczeslaw · CIK 0001591274 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,631,267 F1 · price: The prices reported in Column 4 are weighted average prices. The shares were sold on 09/05/2018 at prices ranging from $21.00 to $21.50, inclusive, and on 09/06/2018 at prices ranging from $20.50 to $20.605, inclusive. F2 · price: The reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 above. F3 · balance_after: Shares of Common Stock are owned directly by Chione Limited ("Chione"). Chione's directors, Marcin Czernik, Andreas Hadjimichael and George Hadjimichael, may be deemed to share voting and investment power and beneficial ownership of the shares of Common Stock directly owned by Chione. Wiaczeslaw Smolokowski, the sole shareholder of Chione, may also be deemed to share voting and investment power and beneficial ownership of the shares of Common Stock directly owned by Chione. F4 · balance_after: Each reporting person states that neither the filing of this Form 4 nor anything herein shall be deemed an admission that such person or any other person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Act"), or otherwise, the beneficial owner of any securities covered by this Form 4. Beneficial ownership of the securities covered by this statement is disclaimed. F5 · balance_after: Each reporting person may be deemed to be a member of a group with respect to the issuer or securities of the issuer for purposes of Section 13(d) or 13(g) of the Act. Each reporting person declares that neither the filing of this Form 4 nor anything herein shall be construed as an admission that such person or any other person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the issuer or securities of the issuer. Read SEC document |
| September 05, 2018 Filed Sep 7, 2018 18:27 UTC |
Chione Ltd10% owner
Czernik Marcin10% owner
Hadjimichael Andreas10% owner
Hadjimichael George10% owner
Smolokowski Wiaczeslaw10% owner
|
SaleCOMMON STOCK | 160,000 | $21.06 | $3,370,256.00 |
DisclosureSEC source: 0001213900-18-012296 · ownership.xml · nonDerivative · entry 1 Chione Ltd · CIK 0001590232 · 10% owner Czernik Marcin · CIK 0001591275 · 10% owner Hadjimichael Andreas · CIK 0001591256 · 10% owner Hadjimichael George · CIK 0001674499 · 10% owner Smolokowski Wiaczeslaw · CIK 0001591274 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,636,067 F1 · price: The prices reported in Column 4 are weighted average prices. The shares were sold on 09/05/2018 at prices ranging from $21.00 to $21.50, inclusive, and on 09/06/2018 at prices ranging from $20.50 to $20.605, inclusive. F2 · price: The reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 above. F3 · balance_after: Shares of Common Stock are owned directly by Chione Limited ("Chione"). Chione's directors, Marcin Czernik, Andreas Hadjimichael and George Hadjimichael, may be deemed to share voting and investment power and beneficial ownership of the shares of Common Stock directly owned by Chione. Wiaczeslaw Smolokowski, the sole shareholder of Chione, may also be deemed to share voting and investment power and beneficial ownership of the shares of Common Stock directly owned by Chione. F4 · balance_after: Each reporting person states that neither the filing of this Form 4 nor anything herein shall be deemed an admission that such person or any other person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Act"), or otherwise, the beneficial owner of any securities covered by this Form 4. Beneficial ownership of the securities covered by this statement is disclaimed. F5 · balance_after: Each reporting person may be deemed to be a member of a group with respect to the issuer or securities of the issuer for purposes of Section 13(d) or 13(g) of the Act. Each reporting person declares that neither the filing of this Form 4 nor anything herein shall be construed as an admission that such person or any other person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the issuer or securities of the issuer. Read SEC document |
| September 04, 2018 Filed Sep 4, 2018 18:59 UTC |
Chione Ltd10% owner
Czernik Marcin10% owner
Hadjimichael Andreas10% owner
Hadjimichael George10% owner
Smolokowski Wiaczeslaw10% owner
|
SaleCOMMON STOCK | 40,000 | $20.60 | $824,072.00 |
DisclosureSEC source: 0001213900-18-012091 · ownership.xml · nonDerivative · entry 3 Chione Ltd · CIK 0001590232 · 10% owner Czernik Marcin · CIK 0001591275 · 10% owner Hadjimichael Andreas · CIK 0001591256 · 10% owner Hadjimichael George · CIK 0001674499 · 10% owner Smolokowski Wiaczeslaw · CIK 0001591274 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,796,067 F1 · price: The prices reported in Column 4 are weighted average prices. The shares were sold on 08/30/2018 at prices ranging from $20.31 to $21.61, inclusive, on 08/31/2018 at prices ranging from $21.00 to $21.22, inclusive, and on 09/04/2018 at prices ranging from $20.50 to $20.82, inclusive. F2 · price: The reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 above. F3 · balance_after: Shares of Common Stock are owned directly by Chione Limited ("Chione"). Chione's directors, Marcin Czernik, Andreas Hadjimichael and George Hadjimichael, may be deemed to share voting and investment power and beneficial ownership of the shares of Common Stock directly owned by Chione. Wiaczeslaw Smolokowski, the sole shareholder of Chione, may also be deemed to share voting and investment power and beneficial ownership of the shares of Common Stock directly owned by Chione. F4 · balance_after: Each reporting person states that neither the filing of this Form 4 nor anything herein shall be deemed an admission that such person or any other person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Act"), or otherwise, the beneficial owner of any securities covered by this Form 4. Beneficial ownership of the securities covered by this statement is disclaimed. F5 · balance_after: Each reporting person may be deemed to be a member of a group with respect to the issuer or securities of the issuer for purposes of Section 13(d) or 13(g) of the Act. Each reporting person declares that neither the filing of this Form 4 nor anything herein shall be construed as an admission that such person or any other person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the issuer or securities of the issuer. Read SEC document |
| August 31, 2018 Filed Sep 4, 2018 18:59 UTC |
Chione Ltd10% owner
Czernik Marcin10% owner
Hadjimichael Andreas10% owner
Hadjimichael George10% owner
Smolokowski Wiaczeslaw10% owner
|
SaleCOMMON STOCK | 11,468 | $21.05 | $241,395.67 |
DisclosureSEC source: 0001213900-18-012091 · ownership.xml · nonDerivative · entry 2 Chione Ltd · CIK 0001590232 · 10% owner Czernik Marcin · CIK 0001591275 · 10% owner Hadjimichael Andreas · CIK 0001591256 · 10% owner Hadjimichael George · CIK 0001674499 · 10% owner Smolokowski Wiaczeslaw · CIK 0001591274 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,836,067 F1 · price: The prices reported in Column 4 are weighted average prices. The shares were sold on 08/30/2018 at prices ranging from $20.31 to $21.61, inclusive, on 08/31/2018 at prices ranging from $21.00 to $21.22, inclusive, and on 09/04/2018 at prices ranging from $20.50 to $20.82, inclusive. F2 · price: The reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 above. F3 · balance_after: Shares of Common Stock are owned directly by Chione Limited ("Chione"). Chione's directors, Marcin Czernik, Andreas Hadjimichael and George Hadjimichael, may be deemed to share voting and investment power and beneficial ownership of the shares of Common Stock directly owned by Chione. Wiaczeslaw Smolokowski, the sole shareholder of Chione, may also be deemed to share voting and investment power and beneficial ownership of the shares of Common Stock directly owned by Chione. F4 · balance_after: Each reporting person states that neither the filing of this Form 4 nor anything herein shall be deemed an admission that such person or any other person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Act"), or otherwise, the beneficial owner of any securities covered by this Form 4. Beneficial ownership of the securities covered by this statement is disclaimed. F5 · balance_after: Each reporting person may be deemed to be a member of a group with respect to the issuer or securities of the issuer for purposes of Section 13(d) or 13(g) of the Act. Each reporting person declares that neither the filing of this Form 4 nor anything herein shall be construed as an admission that such person or any other person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the issuer or securities of the issuer. Read SEC document |
| August 31, 2018 Filed Sep 4, 2018 20:38 UTC |
Thiel CarstenDirector
|
GrantNonstatutory stock option (right to buy) · Derivative | 34,000 | $0.00 Strike: $21.05 | $0.00 |
DisclosureSEC source: 0001209191-18-049208 · doc4.xml · derivative · entry 1 Thiel Carsten · CIK 0001633582 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,000 Underlying: Common Stock · 34,000 shares Expires 2028-08-30 F1 · derivative.exercise_date: This option was granted on August 31, 2018. The shares underlying this option vest as to one-third (1/3) of the shares on August 31, 2019 and as to the remaining two-thirds (2/3) of the shares in 24 equal monthly installments thereafter. Read SEC document |
| August 30, 2018 Filed Sep 4, 2018 18:59 UTC |
Chione Ltd10% owner
Czernik Marcin10% owner
Hadjimichael Andreas10% owner
Hadjimichael George10% owner
Smolokowski Wiaczeslaw10% owner
|
SaleCOMMON STOCK | 200,000 | $21.00 | $4,199,900.00 |
DisclosureSEC source: 0001213900-18-012091 · ownership.xml · nonDerivative · entry 1 Chione Ltd · CIK 0001590232 · 10% owner Czernik Marcin · CIK 0001591275 · 10% owner Hadjimichael Andreas · CIK 0001591256 · 10% owner Hadjimichael George · CIK 0001674499 · 10% owner Smolokowski Wiaczeslaw · CIK 0001591274 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,847,535 F1 · price: The prices reported in Column 4 are weighted average prices. The shares were sold on 08/30/2018 at prices ranging from $20.31 to $21.61, inclusive, on 08/31/2018 at prices ranging from $21.00 to $21.22, inclusive, and on 09/04/2018 at prices ranging from $20.50 to $20.82, inclusive. F2 · price: The reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 above. F3 · balance_after: Shares of Common Stock are owned directly by Chione Limited ("Chione"). Chione's directors, Marcin Czernik, Andreas Hadjimichael and George Hadjimichael, may be deemed to share voting and investment power and beneficial ownership of the shares of Common Stock directly owned by Chione. Wiaczeslaw Smolokowski, the sole shareholder of Chione, may also be deemed to share voting and investment power and beneficial ownership of the shares of Common Stock directly owned by Chione. F4 · balance_after: Each reporting person states that neither the filing of this Form 4 nor anything herein shall be deemed an admission that such person or any other person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Act"), or otherwise, the beneficial owner of any securities covered by this Form 4. Beneficial ownership of the securities covered by this statement is disclaimed. F5 · balance_after: Each reporting person may be deemed to be a member of a group with respect to the issuer or securities of the issuer for purposes of Section 13(d) or 13(g) of the Act. Each reporting person declares that neither the filing of this Form 4 nor anything herein shall be construed as an admission that such person or any other person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the issuer or securities of the issuer. Read SEC document |
| August 30, 2018 Filed Sep 4, 2018 20:10 UTC |
Mirza Mansoor RazaDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 264 | $0.00 Strike: $5.64 | $0.00 |
DisclosureSEC source: 0001209191-18-049177 · doc4.xml · derivative · entry 5 Mirza Mansoor Raza · CIK 0001588389 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,342 Underlying: Common Stock · 264 shares Expires 2023-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3 · derivative.exercise_date: This option, representing a right to purchase a specified number of shares, vested as to 25% of the shares on October 1, 2014, and the remaining 75% vested in 36 equal monthly installments thereafter. Read SEC document |
| August 30, 2018 Filed Sep 4, 2018 20:10 UTC |
Mirza Mansoor RazaDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 2,236 | $0.00 Strike: $1.49 | $0.00 |
DisclosureSEC source: 0001209191-18-049177 · doc4.xml · derivative · entry 4 Mirza Mansoor Raza · CIK 0001588389 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,236 shares Expires 2022-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · derivative.exercise_date: This option, representing a right to purchase a specified number of shares, vested as to 25% of the shares on December 6, 2013, and the remaining 75% vested in 36 equal monthly installments thereafter. Read SEC document |
| August 30, 2018 Filed Sep 4, 2018 20:10 UTC |
Mirza Mansoor RazaDirector
|
SaleCommon Stock | 2,500 | $21.00 | $52,500.00 |
DisclosureSEC source: 0001209191-18-049177 · doc4.xml · nonDerivative · entry 3 Mirza Mansoor Raza · CIK 0001588389 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| August 30, 2018 Filed Sep 4, 2018 20:10 UTC |
Mirza Mansoor RazaDirector
|
Exercise / conversionCommon Stock | 264 | $5.64 | $1,489.75 |
DisclosureSEC source: 0001209191-18-049177 · doc4.xml · nonDerivative · entry 2 Mirza Mansoor Raza · CIK 0001588389 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| August 30, 2018 Filed Sep 4, 2018 20:10 UTC |
Mirza Mansoor RazaDirector
|
Exercise / conversionCommon Stock | 2,236 | $1.49 | $3,320.46 |
DisclosureSEC source: 0001209191-18-049177 · doc4.xml · nonDerivative · entry 1 Mirza Mansoor Raza · CIK 0001588389 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,236 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| August 29, 2018 Filed Aug 29, 2018 20:12 UTC |
Chione Ltd10% owner
Czernik Marcin10% owner
Hadjimichael Andreas10% owner
Hadjimichael George10% owner
Smolokowski Wiaczeslaw10% owner
|
SaleCOMMON STOCK | 200,000 | $19.59 | $3,918,280.00 |
DisclosureSEC source: 0001213900-18-011892 · ownership.xml · nonDerivative · entry 2 Chione Ltd · CIK 0001590232 · 10% owner Czernik Marcin · CIK 0001591275 · 10% owner Hadjimichael Andreas · CIK 0001591256 · 10% owner Hadjimichael George · CIK 0001674499 · 10% owner Smolokowski Wiaczeslaw · CIK 0001591274 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,047,535 F1 · shares: The prices reported in Column 4 are weighted average prices. The shares were sold on 08/27/2018 at prices ranging from $18.50 to $18.65, inclusive, and on 08/29/2018 at prices ranging from $19.00 to $20.01, inclusive. F2 · shares: The reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 above. F3 · balance_after: Shares of Common Stock are owned directly by Chione Limited ("Chione"). Chione's directors, Marcin Czernik, Andreas Hadjimichael and George Hadjimichael, may be deemed to share voting and investment power and beneficial ownership of the shares of Common Stock directly owned by Chione. Wiaczeslaw Smolokowski, the sole shareholder of Chione, may also be deemed to share voting and investment power and beneficial ownership of the shares of Common Stock directly owned by Chione. F4 · balance_after: Each reporting person states that neither the filing of this Form 4 nor anything herein shall be deemed an admission that such person or any other person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Act"), or otherwise, the beneficial owner of any securities covered by this Form 4. Beneficial ownership of the securities covered by this statement is disclaimed. F5 · balance_after: Each reporting person may be deemed to be a member of a group with respect to the issuer or securities of the issuer for purposes of Section 13(d) or 13(g) of the Act. Each reporting person declares that neither the filing of this Form 4 nor anything herein shall be construed as an admission that such person or any other person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the issuer or securities of the issuer. Read SEC document |
| August 29, 2018 Filed Aug 30, 2018 20:38 UTC |
Mirza Mansoor RazaDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 2,500 | $0.00 Strike: $1.49 | $0.00 |
DisclosureSEC source: 0001209191-18-048954 · doc4.xml · derivative · entry 3 Mirza Mansoor Raza · CIK 0001588389 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,236 Underlying: Common Stock · 2,500 shares Expires 2022-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · derivative.exercise_date: This option, representing a right to purchase a specified number of shares, vested as to 25% of the shares on December 6, 2013, and the remaining 75% vested in 36 equal monthly installments thereafter. Read SEC document |
| August 29, 2018 Filed Aug 30, 2018 20:38 UTC |
Mirza Mansoor RazaDirector
|
SaleCommon Stock | 2,500 | $20.00 | $50,000.00 |
DisclosureSEC source: 0001209191-18-048954 · doc4.xml · nonDerivative · entry 2 Mirza Mansoor Raza · CIK 0001588389 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| August 29, 2018 Filed Aug 30, 2018 20:38 UTC |
Mirza Mansoor RazaDirector
|
Exercise / conversionCommon Stock | 2,500 | $1.49 | $3,712.50 |
DisclosureSEC source: 0001209191-18-048954 · doc4.xml · nonDerivative · entry 1 Mirza Mansoor Raza · CIK 0001588389 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| August 27, 2018 Filed Aug 29, 2018 20:12 UTC |
Chione Ltd10% owner
Czernik Marcin10% owner
Hadjimichael Andreas10% owner
Hadjimichael George10% owner
Smolokowski Wiaczeslaw10% owner
|
SaleCOMMON STOCK | 14,026 | $18.52 | $259,775.55 |
DisclosureSEC source: 0001213900-18-011892 · ownership.xml · nonDerivative · entry 1 Chione Ltd · CIK 0001590232 · 10% owner Czernik Marcin · CIK 0001591275 · 10% owner Hadjimichael Andreas · CIK 0001591256 · 10% owner Hadjimichael George · CIK 0001674499 · 10% owner Smolokowski Wiaczeslaw · CIK 0001591274 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,247,535 F1 · shares: The prices reported in Column 4 are weighted average prices. The shares were sold on 08/27/2018 at prices ranging from $18.50 to $18.65, inclusive, and on 08/29/2018 at prices ranging from $19.00 to $20.01, inclusive. F2 · shares: The reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 above. F3 · balance_after: Shares of Common Stock are owned directly by Chione Limited ("Chione"). Chione's directors, Marcin Czernik, Andreas Hadjimichael and George Hadjimichael, may be deemed to share voting and investment power and beneficial ownership of the shares of Common Stock directly owned by Chione. Wiaczeslaw Smolokowski, the sole shareholder of Chione, may also be deemed to share voting and investment power and beneficial ownership of the shares of Common Stock directly owned by Chione. F4 · balance_after: Each reporting person states that neither the filing of this Form 4 nor anything herein shall be deemed an admission that such person or any other person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Act"), or otherwise, the beneficial owner of any securities covered by this Form 4. Beneficial ownership of the securities covered by this statement is disclaimed. F5 · balance_after: Each reporting person may be deemed to be a member of a group with respect to the issuer or securities of the issuer for purposes of Section 13(d) or 13(g) of the Act. Each reporting person declares that neither the filing of this Form 4 nor anything herein shall be construed as an admission that such person or any other person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the issuer or securities of the issuer. Read SEC document |
| August 20, 2018 Filed Aug 21, 2018 20:11 UTC |
Kauffman MichaelDirector · Chief Executive Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $4.75 | $0.00 |
DisclosureSEC source: 0001209191-18-047739 · doc4.xml · derivative · entry 6 Kauffman Michael · CIK 0001364719 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 466,061 Underlying: Common Stock · 10,000 shares Expires 2023-09-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F5 · derivative.exercise_date: This option, representing a right to purchase a specified number of shares, vested as to 25% of the shares on September 3, 2014, and the remaining 75% vested in 36 equal monthly installments thereafter. Read SEC document |
| August 20, 2018 Filed Aug 21, 2018 20:11 UTC |
Kauffman MichaelDirector · Chief Executive Officer
|
SaleCommon Stock | 10,000 | $17.46 | $174,568.00 |
DisclosureSEC source: 0001209191-18-047739 · doc4.xml · nonDerivative · entry 2 Kauffman Michael · CIK 0001364719 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 512,143 F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $17.20 to $17.83, inclusive. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 20, 2018 Filed Aug 21, 2018 20:11 UTC |
Kauffman MichaelDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 10,000 | $4.75 | $47,520.00 |
DisclosureSEC source: 0001209191-18-047739 · doc4.xml · nonDerivative · entry 1 Kauffman Michael · CIK 0001364719 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 522,143 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.