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Nasdaq · USD

KPRX

KIORA PHARMACEUTICALS INC

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7940
SEC CIK
0001372514
Parsed reports
317

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 11, 2018 Filed Dec 12, 2018 22:23 UTC
ARMISTICE CAPITAL, LLCDirector · 10% owner
Boyd StevenDirector · 10% owner
PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000919574-18-007970 · ownership.xml · nonDerivative · entry 8

ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner

Boyd Steven · CIK 0001706140 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 17,238,700

F2 · ownership.nature: The reported securities are directly owned by Armistice Capital Master Fund Ltd., a Cayman Islands corporation, and may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of Armistice Capital Master Fund Ltd. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC and Director of Armistice Capital Master Fund Ltd. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
December 11, 2018 Filed Dec 12, 2018 22:23 UTC
ARMISTICE CAPITAL, LLCDirector · 10% owner
Boyd StevenDirector · 10% owner
PurchaseCommon Stock 6,800 $0.42 $2,864.84
Disclosure

SEC source: 0000919574-18-007970 · ownership.xml · nonDerivative · entry 7

ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner

Boyd Steven · CIK 0001706140 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,238,700

F1 · ownership.direct: The reported securities are directly owned by Armistice Capital Master Fund Ltd.

Read SEC document
December 10, 2018 Filed Dec 12, 2018 22:23 UTC
ARMISTICE CAPITAL, LLCDirector · 10% owner
Boyd StevenDirector · 10% owner
PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000919574-18-007970 · ownership.xml · nonDerivative · entry 6

ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner

Boyd Steven · CIK 0001706140 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 17,231,900

F2 · ownership.nature: The reported securities are directly owned by Armistice Capital Master Fund Ltd., a Cayman Islands corporation, and may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of Armistice Capital Master Fund Ltd. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC and Director of Armistice Capital Master Fund Ltd. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
December 10, 2018 Filed Dec 12, 2018 22:23 UTC
ARMISTICE CAPITAL, LLCDirector · 10% owner
Boyd StevenDirector · 10% owner
PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000919574-18-007970 · ownership.xml · nonDerivative · entry 5

ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner

Boyd Steven · CIK 0001706140 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 17,231,900

F2 · ownership.nature: The reported securities are directly owned by Armistice Capital Master Fund Ltd., a Cayman Islands corporation, and may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of Armistice Capital Master Fund Ltd. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC and Director of Armistice Capital Master Fund Ltd. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
December 10, 2018 Filed Dec 12, 2018 22:23 UTC
ARMISTICE CAPITAL, LLCDirector · 10% owner
Boyd StevenDirector · 10% owner
PurchaseCommon Stock 19,400 $0.41 $7,868.64
Disclosure

SEC source: 0000919574-18-007970 · ownership.xml · nonDerivative · entry 4

ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner

Boyd Steven · CIK 0001706140 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,231,900

F1 · ownership.direct: The reported securities are directly owned by Armistice Capital Master Fund Ltd.

Read SEC document
December 10, 2018 Filed Dec 12, 2018 22:23 UTC
ARMISTICE CAPITAL, LLCDirector · 10% owner
Boyd StevenDirector · 10% owner
PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000919574-18-007970 · ownership.xml · nonDerivative · entry 3

ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner

Boyd Steven · CIK 0001706140 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 17,212,500

F2 · ownership.nature: The reported securities are directly owned by Armistice Capital Master Fund Ltd., a Cayman Islands corporation, and may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of Armistice Capital Master Fund Ltd. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC and Director of Armistice Capital Master Fund Ltd. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
December 10, 2018 Filed Dec 12, 2018 22:23 UTC
ARMISTICE CAPITAL, LLCDirector · 10% owner
Boyd StevenDirector · 10% owner
PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000919574-18-007970 · ownership.xml · nonDerivative · entry 2

ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner

Boyd Steven · CIK 0001706140 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 17,212,500

F2 · ownership.nature: The reported securities are directly owned by Armistice Capital Master Fund Ltd., a Cayman Islands corporation, and may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of Armistice Capital Master Fund Ltd. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC and Director of Armistice Capital Master Fund Ltd. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
December 10, 2018 Filed Dec 12, 2018 22:23 UTC
ARMISTICE CAPITAL, LLCDirector · 10% owner
Boyd StevenDirector · 10% owner
PurchaseCommon Stock 50,000 $0.39 $19,605.00
Disclosure

SEC source: 0000919574-18-007970 · ownership.xml · nonDerivative · entry 1

ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner

Boyd Steven · CIK 0001706140 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,212,500

F1 · ownership.direct: The reported securities are directly owned by Armistice Capital Master Fund Ltd.

Read SEC document
November 16, 2018 Filed Nov 17, 2018 00:14 UTC
ARMISTICE CAPITAL, LLCDirector · 10% owner
Boyd StevenDirector · 10% owner
PurchaseWarrants · Derivative 0 $0.00 Strike: $0.32 $0.00
Disclosure

SEC source: 0000919574-18-007602 · ownership.xml · derivative · entry 15

ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner

Boyd Steven · CIK 0001706140 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 625,000

Underlying: Common Stock · 0 shares

Expires 2023-04-17

F4 · derivative.exercise_date: These warrants are currently excercisable, subject to a blocker provision that prevents Armistice Capital Master Fund, Ltd. from exercising the warrants if it would be more than a 4.99% beneficial owner of the Common Shares following such exercise.

F2 · ownership.nature: The reported securities are directly owned by Armistice Capital Master Fund Ltd., a Cayman Islands corporation, and may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of Armistice Capital Master Fund Ltd. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC and Director of Armistice Capital Master Fund Ltd. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
November 16, 2018 Filed Nov 17, 2018 00:14 UTC
ARMISTICE CAPITAL, LLCDirector · 10% owner
Boyd StevenDirector · 10% owner
PurchaseWarrants · Derivative 0 $0.00 Strike: $0.32 $0.00
Disclosure

SEC source: 0000919574-18-007602 · ownership.xml · derivative · entry 14

ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner

Boyd Steven · CIK 0001706140 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 625,000

Underlying: Common Stock · 0 shares

Expires 2023-04-17

F4 · derivative.exercise_date: These warrants are currently excercisable, subject to a blocker provision that prevents Armistice Capital Master Fund, Ltd. from exercising the warrants if it would be more than a 4.99% beneficial owner of the Common Shares following such exercise.

F2 · ownership.nature: The reported securities are directly owned by Armistice Capital Master Fund Ltd., a Cayman Islands corporation, and may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of Armistice Capital Master Fund Ltd. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC and Director of Armistice Capital Master Fund Ltd. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
November 16, 2018 Filed Nov 17, 2018 00:14 UTC
ARMISTICE CAPITAL, LLCDirector · 10% owner
Boyd StevenDirector · 10% owner
PurchaseWarrants · Derivative 625,000 $0.13 Strike: $0.32 $81,250.00
Disclosure

SEC source: 0000919574-18-007602 · ownership.xml · derivative · entry 13

ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner

Boyd Steven · CIK 0001706140 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 625,000

Underlying: Common Stock · 625,000 shares

Expires 2023-04-17

F4 · derivative.exercise_date: These warrants are currently excercisable, subject to a blocker provision that prevents Armistice Capital Master Fund, Ltd. from exercising the warrants if it would be more than a 4.99% beneficial owner of the Common Shares following such exercise.

F1 · ownership.direct: The reported securities are directly owned by Armistice Capital Master Fund Ltd.

Read SEC document
November 16, 2018 Filed Nov 17, 2018 00:14 UTC
ARMISTICE CAPITAL, LLCDirector · 10% owner
Boyd StevenDirector · 10% owner
PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000919574-18-007602 · ownership.xml · nonDerivative · entry 12

ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner

Boyd Steven · CIK 0001706140 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 17,162,500

F2 · ownership.nature: The reported securities are directly owned by Armistice Capital Master Fund Ltd., a Cayman Islands corporation, and may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of Armistice Capital Master Fund Ltd. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC and Director of Armistice Capital Master Fund Ltd. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
November 16, 2018 Filed Nov 17, 2018 00:14 UTC
ARMISTICE CAPITAL, LLCDirector · 10% owner
Boyd StevenDirector · 10% owner
PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000919574-18-007602 · ownership.xml · nonDerivative · entry 11

ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner

Boyd Steven · CIK 0001706140 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 17,162,500

F2 · ownership.nature: The reported securities are directly owned by Armistice Capital Master Fund Ltd., a Cayman Islands corporation, and may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of Armistice Capital Master Fund Ltd. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC and Director of Armistice Capital Master Fund Ltd. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
November 16, 2018 Filed Nov 17, 2018 00:14 UTC
ARMISTICE CAPITAL, LLCDirector · 10% owner
Boyd StevenDirector · 10% owner
PurchaseCommon Stock 178,136 $0.47 $83,723.92
Disclosure

SEC source: 0000919574-18-007602 · ownership.xml · nonDerivative · entry 10

ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner

Boyd Steven · CIK 0001706140 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,162,500

F7 · price: This constitutes the weighted average purchase price. The prices range from $0.4615 to $0.4834. The Reporting Person will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F1 · ownership.direct: The reported securities are directly owned by Armistice Capital Master Fund Ltd.

Read SEC document
November 15, 2018 Filed Nov 17, 2018 00:14 UTC
ARMISTICE CAPITAL, LLCDirector · 10% owner
Boyd StevenDirector · 10% owner
PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000919574-18-007602 · ownership.xml · nonDerivative · entry 9

ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner

Boyd Steven · CIK 0001706140 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 16,984,364

F2 · ownership.nature: The reported securities are directly owned by Armistice Capital Master Fund Ltd., a Cayman Islands corporation, and may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of Armistice Capital Master Fund Ltd. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC and Director of Armistice Capital Master Fund Ltd. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
November 15, 2018 Filed Nov 17, 2018 00:14 UTC
ARMISTICE CAPITAL, LLCDirector · 10% owner
Boyd StevenDirector · 10% owner
PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000919574-18-007602 · ownership.xml · nonDerivative · entry 8

ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner

Boyd Steven · CIK 0001706140 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 16,984,364

F2 · ownership.nature: The reported securities are directly owned by Armistice Capital Master Fund Ltd., a Cayman Islands corporation, and may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of Armistice Capital Master Fund Ltd. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC and Director of Armistice Capital Master Fund Ltd. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
November 15, 2018 Filed Nov 17, 2018 00:14 UTC
ARMISTICE CAPITAL, LLCDirector · 10% owner
Boyd StevenDirector · 10% owner
PurchaseCommon Stock 126,735 $0.43 $55,002.99
Disclosure

SEC source: 0000919574-18-007602 · ownership.xml · nonDerivative · entry 7

ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner

Boyd Steven · CIK 0001706140 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,984,364

F6 · price: This constitutes the weighted average purchase price. The prices range from $0.4305 to $0.4431. The Reporting Person will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F1 · ownership.direct: The reported securities are directly owned by Armistice Capital Master Fund Ltd.

Read SEC document
November 14, 2018 Filed Nov 17, 2018 00:14 UTC
ARMISTICE CAPITAL, LLCDirector · 10% owner
Boyd StevenDirector · 10% owner
PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000919574-18-007602 · ownership.xml · nonDerivative · entry 6

ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner

Boyd Steven · CIK 0001706140 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 16,857,629

F2 · ownership.nature: The reported securities are directly owned by Armistice Capital Master Fund Ltd., a Cayman Islands corporation, and may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of Armistice Capital Master Fund Ltd. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC and Director of Armistice Capital Master Fund Ltd. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
November 14, 2018 Filed Nov 17, 2018 00:14 UTC
ARMISTICE CAPITAL, LLCDirector · 10% owner
Boyd StevenDirector · 10% owner
PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000919574-18-007602 · ownership.xml · nonDerivative · entry 5

ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner

Boyd Steven · CIK 0001706140 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 16,857,629

F2 · ownership.nature: The reported securities are directly owned by Armistice Capital Master Fund Ltd., a Cayman Islands corporation, and may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of Armistice Capital Master Fund Ltd. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC and Director of Armistice Capital Master Fund Ltd. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
November 14, 2018 Filed Nov 17, 2018 00:14 UTC
ARMISTICE CAPITAL, LLCDirector · 10% owner
Boyd StevenDirector · 10% owner
PurchaseCommon Stock 50,000 $0.41 $20,355.00
Disclosure

SEC source: 0000919574-18-007602 · ownership.xml · nonDerivative · entry 4

ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner

Boyd Steven · CIK 0001706140 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,857,629

F1 · ownership.direct: The reported securities are directly owned by Armistice Capital Master Fund Ltd.

Read SEC document
November 14, 2018 Filed Nov 17, 2018 00:14 UTC
ARMISTICE CAPITAL, LLCDirector · 10% owner
Boyd StevenDirector · 10% owner
PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000919574-18-007602 · ownership.xml · nonDerivative · entry 3

ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner

Boyd Steven · CIK 0001706140 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 16,807,629

F2 · ownership.nature: The reported securities are directly owned by Armistice Capital Master Fund Ltd., a Cayman Islands corporation, and may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of Armistice Capital Master Fund Ltd. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC and Director of Armistice Capital Master Fund Ltd. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
November 14, 2018 Filed Nov 17, 2018 00:14 UTC
ARMISTICE CAPITAL, LLCDirector · 10% owner
Boyd StevenDirector · 10% owner
PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000919574-18-007602 · ownership.xml · nonDerivative · entry 2

ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner

Boyd Steven · CIK 0001706140 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 16,807,629

F2 · ownership.nature: The reported securities are directly owned by Armistice Capital Master Fund Ltd., a Cayman Islands corporation, and may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of Armistice Capital Master Fund Ltd. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC and Director of Armistice Capital Master Fund Ltd. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
November 14, 2018 Filed Nov 17, 2018 00:14 UTC
ARMISTICE CAPITAL, LLCDirector · 10% owner
Boyd StevenDirector · 10% owner
PurchaseCommon Stock 5,129 $0.45 $2,313.18
Disclosure

SEC source: 0000919574-18-007602 · ownership.xml · nonDerivative · entry 1

ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner

Boyd Steven · CIK 0001706140 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,807,629

F1 · ownership.direct: The reported securities are directly owned by Armistice Capital Master Fund Ltd.

Read SEC document
July 27, 2018 Filed Aug 8, 2018 20:15 UTC GrantStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $0.57 $0.00
Disclosure

SEC source: 0001144204-18-042822 · tv500430_4.xml · derivative · entry 1

Greenleaf Peter · CIK 0001363683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2028-07-27

F1 · derivative.exercise_date: The Reporting Person received an Option to purchase Common Stock from the Issuer pursuant to the Issuer's 2014 Equity Incentive Plan. The Option will become exercisable as to 100% of the shares underlying the Option on July 27, 2019.

Read SEC document
July 10, 2018 Filed Jul 12, 2018 16:49 UTC
Wirostko BarbaraChief Medical Officer
GrantCommon Stock 175,000 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-038180 · tv498473_4.xml · nonDerivative · entry 1

Wirostko Barbara · CIK 0001669087 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 424,997

F1 · shares: Grant of restricted stock from the Issuer pursuant to the Issuer's 2014 Equity Incentive Plan. The restrictions will vest as to one-third (1/3) of the shares on July 10, 2019, and the remaining balance vests monthly on the first day of each calendar month thereafter for a period of two years.

Read SEC document
July 10, 2018 Filed Jul 12, 2018 16:54 UTC
Mann BrendaVP of Research & Development
GrantCommon Stock 175,000 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-038184 · tv498476_4.xml · nonDerivative · entry 1

Mann Brenda · CIK 0001668858 · VP of Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,473

F1 · shares: Grant of restricted stock from the Issuer pursuant to the Issuer's 2014 Equity Incentive Plan. The restrictions will vest as to one-third (1/3) of the shares on July 10, 2019, and the remaining balance vests monthly on the first day of each calendar month thereafter for a period of two years.

Read SEC document
July 10, 2018 Filed Jul 12, 2018 16:52 UTC
TYLE PRAVEENDirector
GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-038183 · tv498475_4.xml · nonDerivative · entry 1

TYLE PRAVEEN · CIK 0001296936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,893

F1 · shares: Grant of restricted stock from the Issuer pursuant to the Issuer's 2014 Equity Incentive Plan. The restrictions will vest as to all of the shares on July 10, 2019.

Read SEC document
July 10, 2018 Filed Jul 12, 2018 16:55 UTC GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-038186 · tv498477_4.xml · nonDerivative · entry 1

CHANEY PAUL G · CIK 0001277477 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,229

F1 · shares: Grant of restricted stock from the Issuer pursuant to the Issuer's 2014 Equity Incentive Plan. The restrictions will vest as to all of the shares on July 10, 2019.

Read SEC document
July 10, 2018 Filed Jul 12, 2018 21:05 UTC GrantStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $0.57 $0.00
Disclosure

SEC source: 0001144204-18-038195 · tv498484_4.xml · derivative · entry 1

HANCOCK THOMAS · CIK 0001619727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2028-07-10

F1 · derivative.exercise_date: The Reporting Person received an Option to purchase Common Stock from the Issuer pursuant to the Issuer's 2014 Equity Incentive Plan. The Option will become exercisable as to 100% of the shares underlying the Option on July 10, 2019.

Read SEC document
July 10, 2018 Filed Jul 12, 2018 21:04 UTC
Garanzini MichaelChief Commercial Officer
GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-038194 · tv498483_4.xml · nonDerivative · entry 1

Garanzini Michael · CIK 0001722844 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,250

F1 · shares: Grant of restricted stock from the Issuer pursuant to the Issuer's 2014 Equity Incentive Plan. The restrictions will vest as to one-third (1/3) of the shares on July 10, 2019, and the remaining balance vests monthly on the first day of each calendar month thereafter for a period of two years.

Read SEC document
July 10, 2018 Filed Jul 12, 2018 21:01 UTC
MANZO MICHAEL P.VP of Engineering
GrantCommon Stock 175,000 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-038193 · tv498482_4.xml · nonDerivative · entry 1

MANZO MICHAEL P. · CIK 0001620189 · VP of Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,546

F1 · shares: Grant of restricted stock from the Issuer pursuant to the Issuer's 2014 Equity Incentive Plan. The restrictions will vest as to one-third (1/3) of the shares on July 10, 2019, and the remaining balance vests monthly on the first day of each calendar month thereafter for a period of two years.

Read SEC document
July 10, 2018 Filed Jul 12, 2018 21:00 UTC
FROM STEPHENDirector · President and CEO
GrantCommon Stock 750,000 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-038190 · tv498481_4.xml · nonDerivative · entry 1

FROM STEPHEN · CIK 0001620137 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,159,820

F1 · shares: Grant of restricted stock from the Issuer pursuant to the Issuer's 2014 Equity Incentive Plan. The restrictions will vest as to one-third (1/3) of the shares on July 10, 2019, and the remaining balance vests monthly on the first day of each calendar month thereafter for a period of two years.

Read SEC document
July 10, 2018 Filed Jul 12, 2018 20:58 UTC GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-038188 · tv498480_4.xml · nonDerivative · entry 1

MALFROY-CAMINE BERNARD · CIK 0001619732 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,525

F1 · shares: Grant of restricted stock from the Issuer pursuant to the Issuer's 2014 Equity Incentive Plan. The restrictions will vest as to all of the shares on July 10, 2019.

Read SEC document
July 10, 2018 Filed Jul 12, 2018 20:57 UTC GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-038187 · tv498478_4.xml · nonDerivative · entry 1

GOLDBERG MORTON · CIK 0001619731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,441

F1 · shares: Grant of restricted stock from the Issuer pursuant to the Issuer's 2014 Equity Incentive Plan. The restrictions will vest as to all of the shares on July 10, 2019.

Read SEC document
July 10, 2018 Filed Jul 12, 2018 20:51 UTC
Romano SarahChief Financial Officer
GrantCommon Stock 175,000 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-038182 · tv498474_4.xml · nonDerivative · entry 1

Romano Sarah · CIK 0001697536 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,863

F1 · shares: Grant of restricted stock from the Issuer pursuant to the Issuer's 2014 Equity Incentive Plan. The restrictions will vest as to one-third (1/3) of the shares on July 10, 2019, and the remaining balance vests monthly on the first day of each calendar month thereafter for a period of two years.

Read SEC document
June 08, 2018 Filed Jun 11, 2018 20:37 UTC
Wirostko BarbaraChief Medical Officer
GrantCommon Stock 7,000 $0.54 $3,780.00
Disclosure

SEC source: 0001144204-18-033815 · tv496312_form4.xml · nonDerivative · entry 2

Wirostko Barbara · CIK 0001669087 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,612

Read SEC document
June 08, 2018 Filed Jun 13, 2018 16:32 UTC Amendment
Wirostko BarbaraChief Medical Officer
GrantCommon Stock 7,000 $0.54 $3,780.00
Disclosure

SEC source: 0001144204-18-034065 · tv496443_4a.xml · nonDerivative · entry 3

Wirostko Barbara · CIK 0001669087 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By husband

Disclosed balance after: 59,915

F1 · shares: The Form 4 previously filed on June 11, 2018 inadvertently misclassified the 2,215 shares purchased on June 7, 2018 and 7,000 shares purchased on June 8, 2018 as being beneficially owned directly by the reporting person instead of indirectly, and inadvertently omitted the purchase of 9,600 shares by the reporting person on June 7, 2018, which are beneficially owned directly. This amendment corrects that error to add the omitted transaction from June 7, 2018 and to reflect the correct number of shares beneficially owned by the reporting person, both directly and indirectly, after the reported transaction.

F1 · balance_after: The Form 4 previously filed on June 11, 2018 inadvertently misclassified the 2,215 shares purchased on June 7, 2018 and 7,000 shares purchased on June 8, 2018 as being beneficially owned directly by the reporting person instead of indirectly, and inadvertently omitted the purchase of 9,600 shares by the reporting person on June 7, 2018, which are beneficially owned directly. This amendment corrects that error to add the omitted transaction from June 7, 2018 and to reflect the correct number of shares beneficially owned by the reporting person, both directly and indirectly, after the reported transaction.

Read SEC document
June 07, 2018 Filed Jun 11, 2018 20:37 UTC
Wirostko BarbaraChief Medical Officer
GrantCommon Stock 2,215 $0.52 $1,151.80
Disclosure

SEC source: 0001144204-18-033815 · tv496312_form4.xml · nonDerivative · entry 1

Wirostko Barbara · CIK 0001669087 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,612

Read SEC document
June 07, 2018 Filed Jun 13, 2018 16:32 UTC Amendment
Wirostko BarbaraChief Medical Officer
GrantCommon Stock 9,600 $0.52 $4,992.00
Disclosure

SEC source: 0001144204-18-034065 · tv496443_4a.xml · nonDerivative · entry 2

Wirostko Barbara · CIK 0001669087 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,997

F1 · shares: The Form 4 previously filed on June 11, 2018 inadvertently misclassified the 2,215 shares purchased on June 7, 2018 and 7,000 shares purchased on June 8, 2018 as being beneficially owned directly by the reporting person instead of indirectly, and inadvertently omitted the purchase of 9,600 shares by the reporting person on June 7, 2018, which are beneficially owned directly. This amendment corrects that error to add the omitted transaction from June 7, 2018 and to reflect the correct number of shares beneficially owned by the reporting person, both directly and indirectly, after the reported transaction.

F1 · balance_after: The Form 4 previously filed on June 11, 2018 inadvertently misclassified the 2,215 shares purchased on June 7, 2018 and 7,000 shares purchased on June 8, 2018 as being beneficially owned directly by the reporting person instead of indirectly, and inadvertently omitted the purchase of 9,600 shares by the reporting person on June 7, 2018, which are beneficially owned directly. This amendment corrects that error to add the omitted transaction from June 7, 2018 and to reflect the correct number of shares beneficially owned by the reporting person, both directly and indirectly, after the reported transaction.

Read SEC document
June 07, 2018 Filed Jun 13, 2018 16:32 UTC Amendment
Wirostko BarbaraChief Medical Officer
GrantCommon Stock 2,215 $0.52 $1,151.80
Disclosure

SEC source: 0001144204-18-034065 · tv496443_4a.xml · nonDerivative · entry 1

Wirostko Barbara · CIK 0001669087 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By husband

Disclosed balance after: 52,915

F1 · shares: The Form 4 previously filed on June 11, 2018 inadvertently misclassified the 2,215 shares purchased on June 7, 2018 and 7,000 shares purchased on June 8, 2018 as being beneficially owned directly by the reporting person instead of indirectly, and inadvertently omitted the purchase of 9,600 shares by the reporting person on June 7, 2018, which are beneficially owned directly. This amendment corrects that error to add the omitted transaction from June 7, 2018 and to reflect the correct number of shares beneficially owned by the reporting person, both directly and indirectly, after the reported transaction.

F1 · balance_after: The Form 4 previously filed on June 11, 2018 inadvertently misclassified the 2,215 shares purchased on June 7, 2018 and 7,000 shares purchased on June 8, 2018 as being beneficially owned directly by the reporting person instead of indirectly, and inadvertently omitted the purchase of 9,600 shares by the reporting person on June 7, 2018, which are beneficially owned directly. This amendment corrects that error to add the omitted transaction from June 7, 2018 and to reflect the correct number of shares beneficially owned by the reporting person, both directly and indirectly, after the reported transaction.

Read SEC document
May 29, 2018 Filed May 30, 2018 22:05 UTC
ARMISTICE CAPITAL, LLCDirector · 10% owner
Boyd StevenDirector · 10% owner
PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000919574-18-004000 · p7904790.xml · nonDerivative · entry 9

ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner

Boyd Steven · CIK 0001706140 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 16,802,500

F2 · ownership.nature: The reported securities are directly owned by Armistice Capital Master Fund Ltd., a Cayman Islands corporation, and may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of Armistice Capital Master Fund Ltd. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC and Director of Armistice Capital Master Fund Ltd. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
May 29, 2018 Filed May 30, 2018 22:05 UTC
ARMISTICE CAPITAL, LLCDirector · 10% owner
Boyd StevenDirector · 10% owner
PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000919574-18-004000 · p7904790.xml · nonDerivative · entry 8

ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner

Boyd Steven · CIK 0001706140 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 16,802,500

F2 · ownership.nature: The reported securities are directly owned by Armistice Capital Master Fund Ltd., a Cayman Islands corporation, and may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of Armistice Capital Master Fund Ltd. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC and Director of Armistice Capital Master Fund Ltd. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
May 29, 2018 Filed May 30, 2018 22:05 UTC
ARMISTICE CAPITAL, LLCDirector · 10% owner
Boyd StevenDirector · 10% owner
PurchaseCommon Stock 40,700 $0.57 $23,317.03
Disclosure

SEC source: 0000919574-18-004000 · p7904790.xml · nonDerivative · entry 7

ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner

Boyd Steven · CIK 0001706140 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,802,500

F1 · ownership.direct: The reported securities are directly owned by Armistice Capital Master Fund Ltd.

Read SEC document
May 25, 2018 Filed May 30, 2018 22:05 UTC
ARMISTICE CAPITAL, LLCDirector · 10% owner
Boyd StevenDirector · 10% owner
PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000919574-18-004000 · p7904790.xml · nonDerivative · entry 6

ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner

Boyd Steven · CIK 0001706140 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 16,761,800

F2 · ownership.nature: The reported securities are directly owned by Armistice Capital Master Fund Ltd., a Cayman Islands corporation, and may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of Armistice Capital Master Fund Ltd. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC and Director of Armistice Capital Master Fund Ltd. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
May 25, 2018 Filed May 30, 2018 22:05 UTC
ARMISTICE CAPITAL, LLCDirector · 10% owner
Boyd StevenDirector · 10% owner
PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000919574-18-004000 · p7904790.xml · nonDerivative · entry 5

ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner

Boyd Steven · CIK 0001706140 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 16,761,800

F2 · ownership.nature: The reported securities are directly owned by Armistice Capital Master Fund Ltd., a Cayman Islands corporation, and may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of Armistice Capital Master Fund Ltd. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC and Director of Armistice Capital Master Fund Ltd. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
May 25, 2018 Filed May 30, 2018 22:05 UTC
ARMISTICE CAPITAL, LLCDirector · 10% owner
Boyd StevenDirector · 10% owner
PurchaseCommon Stock 9,300 $0.58 $5,347.50
Disclosure

SEC source: 0000919574-18-004000 · p7904790.xml · nonDerivative · entry 4

ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner

Boyd Steven · CIK 0001706140 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,761,800

F1 · ownership.direct: The reported securities are directly owned by Armistice Capital Master Fund Ltd.

Read SEC document
May 25, 2018 Filed May 30, 2018 22:05 UTC
ARMISTICE CAPITAL, LLCDirector · 10% owner
Boyd StevenDirector · 10% owner
PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000919574-18-004000 · p7904790.xml · nonDerivative · entry 3

ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner

Boyd Steven · CIK 0001706140 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 16,752,500

F2 · ownership.nature: The reported securities are directly owned by Armistice Capital Master Fund Ltd., a Cayman Islands corporation, and may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of Armistice Capital Master Fund Ltd. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC and Director of Armistice Capital Master Fund Ltd. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
May 25, 2018 Filed May 30, 2018 22:05 UTC
ARMISTICE CAPITAL, LLCDirector · 10% owner
Boyd StevenDirector · 10% owner
PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000919574-18-004000 · p7904790.xml · nonDerivative · entry 2

ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner

Boyd Steven · CIK 0001706140 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 16,752,500

F2 · ownership.nature: The reported securities are directly owned by Armistice Capital Master Fund Ltd., a Cayman Islands corporation, and may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of Armistice Capital Master Fund Ltd. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC and Director of Armistice Capital Master Fund Ltd. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
May 25, 2018 Filed May 30, 2018 22:05 UTC
ARMISTICE CAPITAL, LLCDirector · 10% owner
Boyd StevenDirector · 10% owner
PurchaseCommon Stock 8,275 $0.58 $4,768.06
Disclosure

SEC source: 0000919574-18-004000 · p7904790.xml · nonDerivative · entry 1

ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner

Boyd Steven · CIK 0001706140 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,752,500

F1 · ownership.direct: The reported securities are directly owned by Armistice Capital Master Fund Ltd.

Read SEC document
May 18, 2018 Filed May 22, 2018 21:40 UTC
ARMISTICE CAPITAL, LLCDirector · 10% owner
Boyd StevenDirector · 10% owner
PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000919574-18-003916 · p7899959.xml · nonDerivative · entry 3

ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · Director · 10% owner

Boyd Steven · CIK 0001706140 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 16,744,225

F2 · ownership.nature: The reported securities are directly owned by Armistice Capital Master Fund Ltd., a Cayman Islands corporation, and may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of Armistice Capital Master Fund Ltd. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC and Director of Armistice Capital Master Fund Ltd. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.