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HANCOCK THOMAS

Disclosed activity across 1 company

Tapewire entity
143109
SEC CIK
0001619727

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
KIORA PHARMACEUTICALS INCEYEG · Entity 7940DirectorFebruary 01, 2021February 04, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

KIORA PHARMACEUTICALS INC

Report date February 01, 2021 · Filed February 04, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.46 · Expires 2031-02-01Direct3,333 Reported balance After 2021-02-01 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2021-02-01 · Grant · Acquired 3,333 · Balance 3,333

F1: The Reporting Person received an Option to purchase Common Stock from the Issuer pursuant to the Issuer's 2014 Equity Incentive Plan. The Option will become fully exercisable on February 1, 2022.

Filing footnotes · ownership attribution and instrument terms

F1: The Reporting Person received an Option to purchase Common Stock from the Issuer pursuant to the Issuer's 2014 Equity Incentive Plan. The Option will become fully exercisable on February 1, 2022.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 01, 2021 Filed Feb 4, 2021 02:52 UTC KIORA PHARMACEUTICALS INC EYEG · Entity 7940 GrantStock Option (right to buy) · Derivative 3,333 $0.00 Strike: $6.46 $0.00
Disclosure

SEC source: 0001104659-21-011848 · tm215262-6_4seq1.xml · derivative · entry 1

HANCOCK THOMAS · CIK 0001619727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,333

Underlying: Common Stock · 3,333 shares

Expires 2031-02-01

F1 · derivative.exercise_date: The Reporting Person received an Option to purchase Common Stock from the Issuer pursuant to the Issuer's 2014 Equity Incentive Plan. The Option will become fully exercisable on February 1, 2022.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:32 UTC KIORA PHARMACEUTICALS INC EYEG · Entity 7940 GrantStock Option (right to buy) · Derivative 3,333 $0.00 Strike: $6.55 $0.00
Disclosure

SEC source: 0001104659-20-022847 · tm209305-7_4.xml · derivative · entry 1

HANCOCK THOMAS · CIK 0001619727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,333

Underlying: Common Stock · 3,333 shares

Expires 2030-02-14

F1 · derivative.exercise_date: The Reporting Person received an Option to purchase Common Stock from the Issuer pursuant to the Plan. The Option will become fully exercisable on February 1, 2021.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:38 UTC KIORA PHARMACEUTICALS INC EYEG · Entity 7940 GrantStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $0.48 $0.00
Disclosure

SEC source: 0001144204-19-005046 · tv512446_form4.xml · derivative · entry 1

HANCOCK THOMAS · CIK 0001619727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2029-02-01

F1 · derivative.exercise_date: The Reporting Person received an Option to purchase Common Stock from the Issuer pursuant to the Issuer's 2014 Equity Incentive Plan. The Option will become exercisable as to 100% of the shares underlying the Option on February 1, 2020.

Read SEC document
July 10, 2018 Filed Jul 12, 2018 21:05 UTC KIORA PHARMACEUTICALS INC EYEG · Entity 7940 GrantStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $0.57 $0.00
Disclosure

SEC source: 0001144204-18-038195 · tv498484_4.xml · derivative · entry 1

HANCOCK THOMAS · CIK 0001619727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2028-07-10

F1 · derivative.exercise_date: The Reporting Person received an Option to purchase Common Stock from the Issuer pursuant to the Issuer's 2014 Equity Incentive Plan. The Option will become exercisable as to 100% of the shares underlying the Option on July 10, 2019.

Read SEC document
June 21, 2017 Filed Jun 22, 2017 20:20 UTC KIORA PHARMACEUTICALS INC EYEG · Entity 7940 GrantStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $1.35 $0.00
Disclosure

SEC source: 0001144204-17-033625 · v469454_4.xml · derivative · entry 1

HANCOCK THOMAS · CIK 0001619727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2027-06-21

F1 · derivative.exercise_date: The Reporting Person received an Option to purchase Common Stock from the Issuer pursuant to the Issuer's 2014 Equity Incentive Plan. The Option will become exercisable as to 100% of the shares underlying the Option on June 21, 2018.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.