Tapewire

Nasdaq · USD

KOSS

KOSS CORP

Export transactions ↓
Tapewire entity
7415
SEC CIK
0000056701
Parsed reports
102

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202510
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 01, 2021 Filed Feb 4, 2021 01:08 UTC
Koss Michael J JrVP - Marketing & Product
Exercise / conversionCommon Stock 45,000 $1.95 $87,750.00
Disclosure

SEC source: 0001209191-21-007561 · doc4.xml · nonDerivative · entry 2

Koss Michael J Jr · CIK 0001680965 · VP - Marketing & Product

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 01:08 UTC
Koss Michael J JrVP - Marketing & Product
Exercise / conversionCommon Stock 30,000 $2.42 $72,600.00
Disclosure

SEC source: 0001209191-21-007561 · doc4.xml · nonDerivative · entry 1

Koss Michael J Jr · CIK 0001680965 · VP - Marketing & Product

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 01:07 UTC
KOSS JOHN C JRVice President - Sales · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $2.17 $0.00
Disclosure

SEC source: 0001209191-21-007558 · doc4.xml · derivative · entry 29

KOSS JOHN C JR · CIK 0001217521 · Vice President - Sales · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 25,000 shares

Expires 2024-07-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F14 · derivative.exercise_date: This option vests in four equal annual installments beginning on July 24, 2020.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 01:07 UTC
KOSS JOHN C JRVice President - Sales · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $2.92 $0.00
Disclosure

SEC source: 0001209191-21-007558 · doc4.xml · derivative · entry 28

KOSS JOHN C JR · CIK 0001217521 · Vice President - Sales · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2023-07-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_date: This option vests in four equal annual installments beginning on July 25, 2019.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 01:07 UTC
KOSS JOHN C JRVice President - Sales · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 75,000 $0.00 Strike: $1.95 $0.00
Disclosure

SEC source: 0001209191-21-007558 · doc4.xml · derivative · entry 27

KOSS JOHN C JR · CIK 0001217521 · Vice President - Sales · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 75,000 shares

Expires 2022-07-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: This option vests in four equal annual installments beginning on July 26, 2018.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 01:07 UTC
KOSS JOHN C JRVice President - Sales · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $2.42 $0.00
Disclosure

SEC source: 0001209191-21-007558 · doc4.xml · derivative · entry 26

KOSS JOHN C JR · CIK 0001217521 · Vice President - Sales · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2021-07-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: This option vests in four equal annual installments beginning on July 27, 2017.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 01:07 UTC
KOSS JOHN C JRVice President - Sales · 10% owner
SaleCommon Stock 20,000 $35.01 $700,200.00
Disclosure

SEC source: 0001209191-21-007558 · doc4.xml · nonDerivative · entry 20

KOSS JOHN C JR · CIK 0001217521 · Vice President - Sales · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · As co-trustee of Nancy Koss Trust

Disclosed balance after: 787,949

F8 · ownership.nature: The reporting person and members of his immediate family are the sole beneficiaries of the trust. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 01:07 UTC
KOSS JOHN C JRVice President - Sales · 10% owner
SaleCommon Stock 20,000 $41.81 $836,200.00
Disclosure

SEC source: 0001209191-21-007558 · doc4.xml · nonDerivative · entry 19

KOSS JOHN C JR · CIK 0001217521 · Vice President - Sales · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · As co-trustee of Nancy Koss Trust

Disclosed balance after: 807,949

F9 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.50 to $42.11, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 01:07 UTC
KOSS JOHN C JRVice President - Sales · 10% owner
SaleCommon Stock 5,000 $44.00 $220,000.00
Disclosure

SEC source: 0001209191-21-007558 · doc4.xml · nonDerivative · entry 18

KOSS JOHN C JR · CIK 0001217521 · Vice President - Sales · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · As co-trustee of Nancy Koss Trust

Disclosed balance after: 827,949

F8 · ownership.nature: The reporting person and members of his immediate family are the sole beneficiaries of the trust. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 01:07 UTC
KOSS JOHN C JRVice President - Sales · 10% owner
SaleCommon Stock 25,000 $48.26 $1,206,500.00
Disclosure

SEC source: 0001209191-21-007558 · doc4.xml · nonDerivative · entry 17

KOSS JOHN C JR · CIK 0001217521 · Vice President - Sales · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · As co-trustee of Nancy Koss Trust

Disclosed balance after: 832,949

F8 · ownership.nature: The reporting person and members of his immediate family are the sole beneficiaries of the trust. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 01:07 UTC
KOSS JOHN C JRVice President - Sales · 10% owner
SaleCommon Stock 17,779 $49.47 $879,527.13
Disclosure

SEC source: 0001209191-21-007558 · doc4.xml · nonDerivative · entry 16

KOSS JOHN C JR · CIK 0001217521 · Vice President - Sales · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k)

Disclosed balance after: 0

Read SEC document
February 01, 2021 Filed Feb 4, 2021 01:07 UTC
KOSS JOHN C JRVice President - Sales · 10% owner
SaleCommon Stock 10,000 $55.18 $551,800.00
Disclosure

SEC source: 0001209191-21-007558 · doc4.xml · nonDerivative · entry 15

KOSS JOHN C JR · CIK 0001217521 · Vice President - Sales · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k)

Disclosed balance after: 17,779

Read SEC document
February 01, 2021 Filed Feb 4, 2021 01:07 UTC
KOSS JOHN C JRVice President - Sales · 10% owner
SaleCommon Stock 10,000 $34.04 $340,400.00
Disclosure

SEC source: 0001209191-21-007558 · doc4.xml · nonDerivative · entry 14

KOSS JOHN C JR · CIK 0001217521 · Vice President - Sales · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 321,294

Read SEC document
February 01, 2021 Filed Feb 4, 2021 01:07 UTC
KOSS JOHN C JRVice President - Sales · 10% owner
SaleCommon Stock 25,000 $35.06 $876,500.00
Disclosure

SEC source: 0001209191-21-007558 · doc4.xml · nonDerivative · entry 13

KOSS JOHN C JR · CIK 0001217521 · Vice President - Sales · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,294

F7 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.02 to $35.20, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 01:07 UTC
KOSS JOHN C JRVice President - Sales · 10% owner
SaleCommon Stock 43,167 $36.63 $1,581,207.21
Disclosure

SEC source: 0001209191-21-007558 · doc4.xml · nonDerivative · entry 12

KOSS JOHN C JR · CIK 0001217521 · Vice President - Sales · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356,294

F6 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.75 to $37.05, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 01:07 UTC
KOSS JOHN C JRVice President - Sales · 10% owner
SaleCommon Stock 16,000 $38.26 $612,160.00
Disclosure

SEC source: 0001209191-21-007558 · doc4.xml · nonDerivative · entry 11

KOSS JOHN C JR · CIK 0001217521 · Vice President - Sales · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 399,461

F5 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.05 to $38.50, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 01:07 UTC
KOSS JOHN C JRVice President - Sales · 10% owner
SaleCommon Stock 47,033 $39.13 $1,840,401.29
Disclosure

SEC source: 0001209191-21-007558 · doc4.xml · nonDerivative · entry 10

KOSS JOHN C JR · CIK 0001217521 · Vice President - Sales · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 415,461

F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.60 to $39.60, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 01:07 UTC
KOSS JOHN C JRVice President - Sales · 10% owner
SaleCommon Stock 35,283 $41.11 $1,450,484.13
Disclosure

SEC source: 0001209191-21-007558 · doc4.xml · nonDerivative · entry 9

KOSS JOHN C JR · CIK 0001217521 · Vice President - Sales · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 462,494

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.70 to $41.40, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 01:07 UTC
KOSS JOHN C JRVice President - Sales · 10% owner
SaleCommon Stock 96,250 $42.24 $4,065,600.00
Disclosure

SEC source: 0001209191-21-007558 · doc4.xml · nonDerivative · entry 8

KOSS JOHN C JR · CIK 0001217521 · Vice President - Sales · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 497,777

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.02 to $42.56, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 01:07 UTC
KOSS JOHN C JRVice President - Sales · 10% owner
SaleCommon Stock 12,267 $45.62 $559,620.54
Disclosure

SEC source: 0001209191-21-007558 · doc4.xml · nonDerivative · entry 7

KOSS JOHN C JR · CIK 0001217521 · Vice President - Sales · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 594,027

Read SEC document
February 01, 2021 Filed Feb 4, 2021 01:07 UTC
KOSS JOHN C JRVice President - Sales · 10% owner
Exercise / conversionCommon Stock 25,000 $2.17 $54,250.00
Disclosure

SEC source: 0001209191-21-007558 · doc4.xml · nonDerivative · entry 6

KOSS JOHN C JR · CIK 0001217521 · Vice President - Sales · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 606,294

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 01:07 UTC
KOSS JOHN C JRVice President - Sales · 10% owner
Exercise / conversionCommon Stock 50,000 $2.92 $146,000.00
Disclosure

SEC source: 0001209191-21-007558 · doc4.xml · nonDerivative · entry 5

KOSS JOHN C JR · CIK 0001217521 · Vice President - Sales · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 581,294

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 01:07 UTC
KOSS JOHN C JRVice President - Sales · 10% owner
Exercise / conversionCommon Stock 75,000 $1.95 $146,250.00
Disclosure

SEC source: 0001209191-21-007558 · doc4.xml · nonDerivative · entry 4

KOSS JOHN C JR · CIK 0001217521 · Vice President - Sales · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 531,294

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 01:07 UTC
KOSS JOHN C JRVice President - Sales · 10% owner
Exercise / conversionCommon Stock 100,000 $2.42 $242,000.00
Disclosure

SEC source: 0001209191-21-007558 · doc4.xml · nonDerivative · entry 3

KOSS JOHN C JR · CIK 0001217521 · Vice President - Sales · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 456,294

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 01:06 UTC
KOSS MICHAEL JDirector · President and CEO · 10% owner
Exercise / conversionStock Option (Right to Buy) · Derivative 160,000 $0.00 Strike: $2.42 $0.00
Disclosure

SEC source: 0001209191-21-007556 · doc4.xml · derivative · entry 16

KOSS MICHAEL J · CIK 0001190293 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 160,000 shares

Expires 2021-07-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: This option vests in four equal annual installments beginning on July 27, 2017.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 01:06 UTC
KOSS MICHAEL JDirector · President and CEO · 10% owner
SaleCommon Stock 34,000 $60.00 $2,040,000.00
Disclosure

SEC source: 0001209191-21-007556 · doc4.xml · nonDerivative · entry 11

KOSS MICHAEL J · CIK 0001190293 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · As co-trustee of trusts for children

Disclosed balance after: 81,122

F6 · ownership.nature: These shares are held through three separate trusts. Each trust benefits an adult child of the reporting person. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 01:06 UTC
KOSS MICHAEL JDirector · President and CEO · 10% owner
SaleCommon Stock 20,000 $35.01 $700,200.00
Disclosure

SEC source: 0001209191-21-007556 · doc4.xml · nonDerivative · entry 10

KOSS MICHAEL J · CIK 0001190293 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · As co-trustee of Nancy Koss Trust

Disclosed balance after: 787,949

F4 · ownership.nature: The reporting person and members of his immediate family are the sole beneficiaries of the trust. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 01:06 UTC
KOSS MICHAEL JDirector · President and CEO · 10% owner
SaleCommon Stock 20,000 $41.81 $836,200.00
Disclosure

SEC source: 0001209191-21-007556 · doc4.xml · nonDerivative · entry 9

KOSS MICHAEL J · CIK 0001190293 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · As co-trustee of Nancy Koss Trust

Disclosed balance after: 807,949

F5 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.50 to $42.11, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · ownership.nature: The reporting person and members of his immediate family are the sole beneficiaries of the trust. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 01:06 UTC
KOSS MICHAEL JDirector · President and CEO · 10% owner
SaleCommon Stock 5,000 $44.00 $220,000.00
Disclosure

SEC source: 0001209191-21-007556 · doc4.xml · nonDerivative · entry 8

KOSS MICHAEL J · CIK 0001190293 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · As co-trustee of Nancy Koss Trust

Disclosed balance after: 827,949

F4 · ownership.nature: The reporting person and members of his immediate family are the sole beneficiaries of the trust. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 01:06 UTC
KOSS MICHAEL JDirector · President and CEO · 10% owner
SaleCommon Stock 25,000 $48.26 $1,206,500.00
Disclosure

SEC source: 0001209191-21-007556 · doc4.xml · nonDerivative · entry 7

KOSS MICHAEL J · CIK 0001190293 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · As co-trustee of Nancy Koss Trust

Disclosed balance after: 832,949

F4 · ownership.nature: The reporting person and members of his immediate family are the sole beneficiaries of the trust. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 01:06 UTC
KOSS MICHAEL JDirector · President and CEO · 10% owner
SaleCommon Stock 25,000 $37.56 $939,000.00
Disclosure

SEC source: 0001209191-21-007556 · doc4.xml · nonDerivative · entry 6

KOSS MICHAEL J · CIK 0001190293 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 833,907

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.50 to $37.65, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 01:06 UTC
KOSS MICHAEL JDirector · President and CEO · 10% owner
SaleCommon Stock 39,000 $39.02 $1,521,780.00
Disclosure

SEC source: 0001209191-21-007556 · doc4.xml · nonDerivative · entry 5

KOSS MICHAEL J · CIK 0001190293 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 858,907

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.01 to $39.05, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 01:06 UTC
KOSS MICHAEL JDirector · President and CEO · 10% owner
SaleCommon Stock 86,000 $39.61 $3,406,460.00
Disclosure

SEC source: 0001209191-21-007556 · doc4.xml · nonDerivative · entry 4

KOSS MICHAEL J · CIK 0001190293 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 897,907

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.15 to $40.15, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 01:06 UTC
KOSS MICHAEL JDirector · President and CEO · 10% owner
SaleCommon Stock 10,000 $41.55 $415,500.00
Disclosure

SEC source: 0001209191-21-007556 · doc4.xml · nonDerivative · entry 3

KOSS MICHAEL J · CIK 0001190293 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 983,907

Read SEC document
February 01, 2021 Filed Feb 4, 2021 01:06 UTC
KOSS MICHAEL JDirector · President and CEO · 10% owner
SaleCommon Stock 30,000 $46.12 $1,383,600.00
Disclosure

SEC source: 0001209191-21-007556 · doc4.xml · nonDerivative · entry 2

KOSS MICHAEL J · CIK 0001190293 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 993,907

Read SEC document
February 01, 2021 Filed Feb 4, 2021 01:06 UTC
KOSS MICHAEL JDirector · President and CEO · 10% owner
Exercise / conversionCommon Stock 160,000 $2.42 $387,200.00
Disclosure

SEC source: 0001209191-21-007556 · doc4.xml · nonDerivative · entry 1

KOSS MICHAEL J · CIK 0001190293 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,023,907

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2021 Filed Feb 6, 2021 01:32 UTC SaleCommon Stock 20,000 $35.01 $700,200.00
Disclosure

SEC source: 0001209191-21-008357 · doc4.xml · nonDerivative · entry 4

Nancy Koss 2012 Trust, Dated 12/20/12 · CIK 0001584788 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 787,949

Read SEC document
February 01, 2021 Filed Feb 6, 2021 01:32 UTC SaleCommon Stock 20,000 $41.81 $836,200.00
Disclosure

SEC source: 0001209191-21-008357 · doc4.xml · nonDerivative · entry 3

Nancy Koss 2012 Trust, Dated 12/20/12 · CIK 0001584788 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 807,949

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.11 to $41.50, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 01, 2021 Filed Feb 6, 2021 01:32 UTC SaleCommon Stock 5,000 $44.00 $220,000.00
Disclosure

SEC source: 0001209191-21-008357 · doc4.xml · nonDerivative · entry 2

Nancy Koss 2012 Trust, Dated 12/20/12 · CIK 0001584788 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 827,949

Read SEC document
February 01, 2021 Filed Feb 6, 2021 01:32 UTC SaleCommon Stock 25,000 $48.26 $1,206,500.00
Disclosure

SEC source: 0001209191-21-008357 · doc4.xml · nonDerivative · entry 1

Nancy Koss 2012 Trust, Dated 12/20/12 · CIK 0001584788 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 832,949

Read SEC document
January 25, 2021 Filed Jan 27, 2021 22:56 UTC
LILLIE LENOREVP - Operations
Exercise / conversionStock Option (right to buy) · Derivative 24,000 $0.00 Strike: $2.57 $0.00
Disclosure

SEC source: 0001209191-21-005736 · doc4.xml · derivative · entry 4

LILLIE LENORE · CIK 0001216781 · VP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 24,000 shares

Expires 2025-07-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This Stock Option vests in five equal installments beginning on July 29, 2016.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 22:56 UTC
LILLIE LENOREVP - Operations
SaleCommon Stock 24,000 $4.60 $110,400.00
Disclosure

SEC source: 0001209191-21-005736 · doc4.xml · nonDerivative · entry 2

LILLIE LENORE · CIK 0001216781 · VP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,088

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2020.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.50 to $4.73, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 22:56 UTC
LILLIE LENOREVP - Operations
Exercise / conversionCommon Stock 24,000 $2.57 $61,680.00
Disclosure

SEC source: 0001209191-21-005736 · doc4.xml · nonDerivative · entry 1

LILLIE LENORE · CIK 0001216781 · VP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,088

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 22:54 UTC
Smith David DonnanChief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 24,000 $0.00 Strike: $2.57 $0.00
Disclosure

SEC source: 0001209191-21-005734 · doc4.xml · derivative · entry 4

Smith David Donnan · CIK 0001484415 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,000

Underlying: Common Stock · 24,000 shares

Expires 2025-07-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This Stock Option vests in five equal annual installments beginning on July 29, 2016.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 22:54 UTC
Smith David DonnanChief Financial Officer
SaleCommon Stock 24,000 $5.85 $140,400.00
Disclosure

SEC source: 0001209191-21-005734 · doc4.xml · nonDerivative · entry 2

Smith David Donnan · CIK 0001484415 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2020.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 22:54 UTC
Smith David DonnanChief Financial Officer
Exercise / conversionCommon Stock 24,000 $2.57 $61,680.00
Disclosure

SEC source: 0001209191-21-005734 · doc4.xml · nonDerivative · entry 1

Smith David Donnan · CIK 0001484415 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 29, 2020 Filed Dec 31, 2020 02:04 UTC
LILLIE LENOREVP - Operations
Exercise / conversionStock Options (Right to Buy) · Derivative 13,513 $0.00 Strike: $2.20 $0.00
Disclosure

SEC source: 0001209191-20-065605 · doc4.xml · derivative · entry 4

LILLIE LENORE · CIK 0001216781 · VP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,487

Underlying: Common Stock · 13,513 shares

Expires 2026-07-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option vests in five equal annual installments beginning on 07/27/2017.

Read SEC document
December 29, 2020 Filed Dec 31, 2020 02:04 UTC
LILLIE LENOREVP - Operations
SaleCommon Stock 13,513 $4.72 $63,781.36
Disclosure

SEC source: 0001209191-20-065605 · doc4.xml · nonDerivative · entry 2

LILLIE LENORE · CIK 0001216781 · VP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,088

Read SEC document
December 29, 2020 Filed Dec 31, 2020 02:04 UTC
LILLIE LENOREVP - Operations
Exercise / conversionCommon Stock 13,513 $2.20 $29,728.60
Disclosure

SEC source: 0001209191-20-065605 · doc4.xml · nonDerivative · entry 1

LILLIE LENORE · CIK 0001216781 · VP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,601

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 29, 2020 Filed Dec 31, 2020 02:03 UTC
Smith David DonnanChief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $3.00 $0.00
Disclosure

SEC source: 0001209191-20-065604 · doc4.xml · derivative · entry 4

Smith David Donnan · CIK 0001484415 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,000

Underlying: Common Stock · 2,000 shares

Expires 2024-07-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option vests in five equal annual installments beginning on 07/23/2015.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.