Tapewire

Nasdaq · USD

KOSS

KOSS CORP

Export transactions ↓
Tapewire entity
7415
SEC CIK
0000056701
Parsed reports
102

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202510
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 10, 2021 Filed Mar 12, 2021 20:54 UTC
KOSS JOHN C JRVice President - Sales · 10% owner
SaleCommon Stock 4,000 $36.72 $146,880.00
Disclosure

SEC source: 0001209191-21-020113 · doc4.xml · nonDerivative · entry 4

KOSS JOHN C JR · CIK 0001217521 · Vice President - Sales · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,161

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.67 to $36.81, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 20:54 UTC
KOSS JOHN C JRVice President - Sales · 10% owner
SaleCommon Stock 5,000 $30.00 $150,000.00
Disclosure

SEC source: 0001209191-21-020113 · doc4.xml · nonDerivative · entry 3

KOSS JOHN C JR · CIK 0001217521 · Vice President - Sales · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,161

Read SEC document
March 10, 2021 Filed Mar 12, 2021 20:54 UTC
KOSS JOHN C JRVice President - Sales · 10% owner
SaleCommon Stock 10,000 $27.95 $279,500.00
Disclosure

SEC source: 0001209191-21-020113 · doc4.xml · nonDerivative · entry 2

KOSS JOHN C JR · CIK 0001217521 · Vice President - Sales · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,161

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.90 to $28.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 20:54 UTC
KOSS JOHN C JRVice President - Sales · 10% owner
SaleCommon Stock 10,000 $25.22 $252,200.00
Disclosure

SEC source: 0001209191-21-020113 · doc4.xml · nonDerivative · entry 1

KOSS JOHN C JR · CIK 0001217521 · Vice President - Sales · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,161

Read SEC document
March 10, 2021 Filed Mar 12, 2021 20:53 UTC
KOSS MICHAEL JDirector · President and CEO · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $1.95 $0.00
Disclosure

SEC source: 0001209191-21-020112 · doc4.xml · derivative · entry 12

KOSS MICHAEL J · CIK 0001190293 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 40,000 shares

Expires 2022-07-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: This option vests in four equal annual installments beginning on July 26, 2018.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 20:53 UTC
KOSS MICHAEL JDirector · President and CEO · 10% owner
SaleCommon Stock 10,000 $38.05 $380,500.00
Disclosure

SEC source: 0001209191-21-020112 · doc4.xml · nonDerivative · entry 7

KOSS MICHAEL J · CIK 0001190293 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · As co-trustee of trusts for children

Disclosed balance after: 41,122

F5 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.00 to $38.54, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · ownership.nature: These shares are held through three separate trusts. Each trust benefits an adult child of the reporting person. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 20:53 UTC
KOSS MICHAEL JDirector · President and CEO · 10% owner
SaleCommon Stock 4,000 $29.10 $116,400.00
Disclosure

SEC source: 0001209191-21-020112 · doc4.xml · nonDerivative · entry 6

KOSS MICHAEL J · CIK 0001190293 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · As co-trustee of trusts for children

Disclosed balance after: 51,122

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.06 to $29.19, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · ownership.nature: These shares are held through three separate trusts. Each trust benefits an adult child of the reporting person. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 20:53 UTC
KOSS MICHAEL JDirector · President and CEO · 10% owner
SaleCommon Stock 10,000 $29.00 $290,000.00
Disclosure

SEC source: 0001209191-21-020112 · doc4.xml · nonDerivative · entry 5

KOSS MICHAEL J · CIK 0001190293 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 783,907

Read SEC document
March 10, 2021 Filed Mar 12, 2021 20:53 UTC
KOSS MICHAEL JDirector · President and CEO · 10% owner
SaleCommon Stock 5,000 $39.90 $199,500.00
Disclosure

SEC source: 0001209191-21-020112 · doc4.xml · nonDerivative · entry 4

KOSS MICHAEL J · CIK 0001190293 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 793,907

Read SEC document
March 10, 2021 Filed Mar 12, 2021 20:53 UTC
KOSS MICHAEL JDirector · President and CEO · 10% owner
SaleCommon Stock 20,000 $37.72 $754,400.00
Disclosure

SEC source: 0001209191-21-020112 · doc4.xml · nonDerivative · entry 3

KOSS MICHAEL J · CIK 0001190293 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 798,907

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.61 to $38.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 20:53 UTC
KOSS MICHAEL JDirector · President and CEO · 10% owner
SaleCommon Stock 20,000 $26.85 $537,000.00
Disclosure

SEC source: 0001209191-21-020112 · doc4.xml · nonDerivative · entry 2

KOSS MICHAEL J · CIK 0001190293 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 818,907

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.50 to $27.01, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 20:53 UTC
KOSS MICHAEL JDirector · President and CEO · 10% owner
Exercise / conversionCommon Stock 40,000 $1.95 $78,000.00
Disclosure

SEC source: 0001209191-21-020112 · doc4.xml · nonDerivative · entry 1

KOSS MICHAEL J · CIK 0001190293 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 838,907

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:17 UTC
LILLIE LENOREVP - Operations
Exercise / conversionStock Option (Right to Buy) · Derivative 22,450 $0.00 Strike: $3.00 $0.00
Disclosure

SEC source: 0001209191-21-015895 · doc4.xml · derivative · entry 4

LILLIE LENORE · CIK 0001216781 · VP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,550

Underlying: Common Stock · 22,450 shares

Expires 2024-07-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vests in five equal annual installments beginning on July 23, 2015.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:17 UTC
LILLIE LENOREVP - Operations
SaleCommon Stock 22,450 $16.50 $370,425.00
Disclosure

SEC source: 0001209191-21-015895 · doc4.xml · nonDerivative · entry 2

LILLIE LENORE · CIK 0001216781 · VP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2020.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.11 to $17.05, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:17 UTC
LILLIE LENOREVP - Operations
Exercise / conversionCommon Stock 22,450 $3.00 $67,350.00
Disclosure

SEC source: 0001209191-21-015895 · doc4.xml · nonDerivative · entry 1

LILLIE LENORE · CIK 0001216781 · VP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,450

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:18 UTC
Smith David DonnanChief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 4,000 $0.00 Strike: $2.63 $0.00
Disclosure

SEC source: 0001209191-21-015903 · doc4.xml · derivative · entry 7

Smith David Donnan · CIK 0001484415 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,000

Underlying: Common Stock · 4,000 shares

Expires 2028-10-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option vests in five equal annual installments beginning on October 10, 2019.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:18 UTC
Smith David DonnanChief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $2.20 $0.00
Disclosure

SEC source: 0001209191-21-015903 · doc4.xml · derivative · entry 6

Smith David Donnan · CIK 0001484415 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 20,000 shares

Expires 2026-07-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vests in five equal annual installments beginning on July 27, 2017.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:18 UTC
Smith David DonnanChief Financial Officer
SaleCommon Stock 1,000 $17.01 $17,010.00
Disclosure

SEC source: 0001209191-21-015903 · doc4.xml · nonDerivative · entry 4

Smith David Donnan · CIK 0001484415 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2020.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:18 UTC
Smith David DonnanChief Financial Officer
SaleCommon Stock 23,000 $16.50 $379,500.00
Disclosure

SEC source: 0001209191-21-015903 · doc4.xml · nonDerivative · entry 3

Smith David Donnan · CIK 0001484415 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2020.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.00 to $16.90, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:18 UTC
Smith David DonnanChief Financial Officer
Exercise / conversionCommon Stock 4,000 $2.63 $10,520.00
Disclosure

SEC source: 0001209191-21-015903 · doc4.xml · nonDerivative · entry 2

Smith David Donnan · CIK 0001484415 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:18 UTC
Smith David DonnanChief Financial Officer
Exercise / conversionCommon Stock 20,000 $2.20 $44,000.00
Disclosure

SEC source: 0001209191-21-015903 · doc4.xml · nonDerivative · entry 1

Smith David Donnan · CIK 0001484415 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2021 Filed Feb 26, 2021 22:27 UTC
KOSS JOHN C JRVice President - Sales · 10% owner
GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-014901 · doc4.xml · nonDerivative · entry 4

KOSS JOHN C JR · CIK 0001217521 · Vice President - Sales · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,161

F5 · kind: Reflects donation of directly owned shares to a donor-advised fund, which will use the gifted shares for charitable purposes.

Read SEC document
February 25, 2021 Filed Feb 26, 2021 22:33 UTC
Koss Michael J JrVP - Marketing & Product
Exercise / conversionStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $2.17 $0.00
Disclosure

SEC source: 0001209191-21-014904 · doc4.xml · derivative · entry 5

Koss Michael J Jr · CIK 0001680965 · VP - Marketing & Product

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 15,000 shares

Expires 2024-07-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vests in four equal annual installments beginning on July 24, 2020.

Read SEC document
February 25, 2021 Filed Feb 26, 2021 22:33 UTC
Koss Michael J JrVP - Marketing & Product
SaleCommon Stock 11,000 $32.89 $361,790.00
Disclosure

SEC source: 0001209191-21-014904 · doc4.xml · nonDerivative · entry 3

Koss Michael J Jr · CIK 0001680965 · VP - Marketing & Product

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,000

Read SEC document
February 25, 2021 Filed Feb 26, 2021 22:33 UTC
Koss Michael J JrVP - Marketing & Product
SaleCommon Stock 4,000 $31.25 $125,000.00
Disclosure

SEC source: 0001209191-21-014904 · doc4.xml · nonDerivative · entry 2

Koss Michael J Jr · CIK 0001680965 · VP - Marketing & Product

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,000

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.00 to $31.50, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 25, 2021 Filed Feb 26, 2021 22:33 UTC
Koss Michael J JrVP - Marketing & Product
Exercise / conversionCommon Stock 15,000 $2.17 $32,550.00
Disclosure

SEC source: 0001209191-21-014904 · doc4.xml · nonDerivative · entry 1

Koss Michael J Jr · CIK 0001680965 · VP - Marketing & Product

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2021 Filed Feb 26, 2021 22:27 UTC
KOSS JOHN C JRVice President - Sales · 10% owner
SaleCommon Stock 40,000 $27.06 $1,082,400.00
Disclosure

SEC source: 0001209191-21-014901 · doc4.xml · nonDerivative · entry 3

KOSS JOHN C JR · CIK 0001217521 · Vice President - Sales · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · As co-trustee of Nancy Koss Trust

Disclosed balance after: 707,949

F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.50 to $27.50, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The reporting person and members of his immediate family are the sole beneficiaries of the trust. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
February 25, 2021 Filed Feb 26, 2021 22:27 UTC
KOSS JOHN C JRVice President - Sales · 10% owner
SaleCommon Stock 10,000 $23.51 $235,100.00
Disclosure

SEC source: 0001209191-21-014901 · doc4.xml · nonDerivative · entry 2

KOSS JOHN C JR · CIK 0001217521 · Vice President - Sales · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · As co-trustee of Nancy Koss Trust

Disclosed balance after: 747,949

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.50 to $23.67, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The reporting person and members of his immediate family are the sole beneficiaries of the trust. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
February 25, 2021 Filed Feb 26, 2021 22:27 UTC
KOSS JOHN C JRVice President - Sales · 10% owner
SaleCommon Stock 10,000 $30.13 $301,300.00
Disclosure

SEC source: 0001209191-21-014901 · doc4.xml · nonDerivative · entry 1

KOSS JOHN C JR · CIK 0001217521 · Vice President - Sales · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,161

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.02 to $30.62, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 25, 2021 Filed Feb 26, 2021 22:25 UTC
KOSS MICHAEL JDirector · President and CEO · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $1.95 $0.00
Disclosure

SEC source: 0001209191-21-014898 · doc4.xml · derivative · entry 10

KOSS MICHAEL J · CIK 0001190293 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,000

Underlying: Common Stock · 20,000 shares

Expires 2022-07-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: This option vests in four equal annual installments beginning on July 26, 2018.

Read SEC document
February 25, 2021 Filed Feb 26, 2021 22:25 UTC
KOSS MICHAEL JDirector · President and CEO · 10% owner
SaleCommon Stock 40,000 $27.06 $1,082,400.00
Disclosure

SEC source: 0001209191-21-014898 · doc4.xml · nonDerivative · entry 6

KOSS MICHAEL J · CIK 0001190293 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · As co-trustee of Nancy Koss Trust

Disclosed balance after: 707,949

F5 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.50 to $27.50, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · ownership.nature: The reporting person and members of his immediate family are the sole beneficiaries of the trust. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
February 25, 2021 Filed Feb 26, 2021 22:25 UTC
KOSS MICHAEL JDirector · President and CEO · 10% owner
SaleCommon Stock 10,000 $23.51 $235,100.00
Disclosure

SEC source: 0001209191-21-014898 · doc4.xml · nonDerivative · entry 5

KOSS MICHAEL J · CIK 0001190293 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · As co-trustee of Nancy Koss Trust

Disclosed balance after: 747,949

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.50 to $23.67, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · ownership.nature: The reporting person and members of his immediate family are the sole beneficiaries of the trust. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
February 25, 2021 Filed Feb 26, 2021 22:25 UTC
KOSS MICHAEL JDirector · President and CEO · 10% owner
SaleCommon Stock 10,000 $32.50 $325,000.00
Disclosure

SEC source: 0001209191-21-014898 · doc4.xml · nonDerivative · entry 4

KOSS MICHAEL J · CIK 0001190293 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · As co-trustee of trusts for children

Disclosed balance after: 55,122

F2 · ownership.nature: These shares are held through three separate trusts. Each trust benefits an adult child of the reporting person. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
February 25, 2021 Filed Feb 26, 2021 22:25 UTC
KOSS MICHAEL JDirector · President and CEO · 10% owner
SaleCommon Stock 10,000 $32.50 $325,000.00
Disclosure

SEC source: 0001209191-21-014898 · doc4.xml · nonDerivative · entry 3

KOSS MICHAEL J · CIK 0001190293 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 798,907

Read SEC document
February 25, 2021 Filed Feb 26, 2021 22:25 UTC
KOSS MICHAEL JDirector · President and CEO · 10% owner
SaleCommon Stock 25,000 $30.23 $755,750.00
Disclosure

SEC source: 0001209191-21-014898 · doc4.xml · nonDerivative · entry 2

KOSS MICHAEL J · CIK 0001190293 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 808,907

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.07 to $30.50, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 25, 2021 Filed Feb 26, 2021 22:25 UTC
KOSS MICHAEL JDirector · President and CEO · 10% owner
Exercise / conversionCommon Stock 20,000 $1.95 $39,000.00
Disclosure

SEC source: 0001209191-21-014898 · doc4.xml · nonDerivative · entry 1

KOSS MICHAEL J · CIK 0001190293 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 833,907

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 04, 2021 Filed Feb 5, 2021 21:39 UTC
KOSS JOHN C JRVice President - Sales · 10% owner
SaleCommon Stock 5,000 $24.00 $120,000.00
Disclosure

SEC source: 0001209191-21-008088 · doc4.xml · nonDerivative · entry 2

KOSS JOHN C JR · CIK 0001217521 · Vice President - Sales · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,161

Read SEC document
February 03, 2021 Filed Feb 5, 2021 21:39 UTC
KOSS JOHN C JRVice President - Sales · 10% owner
SaleCommon Stock 10,000 $25.44 $254,400.00
Disclosure

SEC source: 0001209191-21-008088 · doc4.xml · nonDerivative · entry 1

KOSS JOHN C JR · CIK 0001217521 · Vice President - Sales · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,161

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.39 to $25.50, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 03, 2021 Filed Feb 5, 2021 21:37 UTC
KOSS MICHAEL JDirector · President and CEO · 10% owner
SaleCommon Stock 11,000 $27.13 $298,430.00
Disclosure

SEC source: 0001209191-21-008079 · doc4.xml · nonDerivative · entry 3

KOSS MICHAEL J · CIK 0001190293 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · As co-trustee of trusts for children

Disclosed balance after: 65,122

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.40, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: These shares are held through three separate trusts. Each trust benefits an adult child of the reporting person. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
February 03, 2021 Filed Feb 5, 2021 21:37 UTC
KOSS MICHAEL JDirector · President and CEO · 10% owner
SaleCommon Stock 5,000 $26.00 $130,000.00
Disclosure

SEC source: 0001209191-21-008079 · doc4.xml · nonDerivative · entry 2

KOSS MICHAEL J · CIK 0001190293 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · As co-trustee of trusts for children

Disclosed balance after: 76,122

F2 · ownership.nature: These shares are held through three separate trusts. Each trust benefits an adult child of the reporting person. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
February 03, 2021 Filed Feb 5, 2021 21:37 UTC
KOSS MICHAEL JDirector · President and CEO · 10% owner
SaleCommon Stock 20,000 $26.58 $531,600.00
Disclosure

SEC source: 0001209191-21-008079 · doc4.xml · nonDerivative · entry 1

KOSS MICHAEL J · CIK 0001190293 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 813,907

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.00 to $27.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 01:11 UTC
LILLIE LENOREVP - Operations
Exercise / conversionStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001209191-21-007565 · doc4.xml · derivative · entry 24

LILLIE LENORE · CIK 0001216781 · VP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2021-07-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: This option vests in five equal annual installments beginning on July 27, 2012.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 01:11 UTC
LILLIE LENOREVP - Operations
SaleCommon Stock 27,500 $18.20 $500,500.00
Disclosure

SEC source: 0001209191-21-007565 · doc4.xml · nonDerivative · entry 17

LILLIE LENORE · CIK 0001216781 · VP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F6 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.81 to $18.80, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 01:11 UTC
LILLIE LENOREVP - Operations
SaleCommon Stock 2,588 $19.98 $51,708.24
Disclosure

SEC source: 0001209191-21-007565 · doc4.xml · nonDerivative · entry 16

LILLIE LENORE · CIK 0001216781 · VP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,500

F5 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.71 to $20.25, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 01:11 UTC
LILLIE LENOREVP - Operations
SaleCommon Stock 3,000 $21.60 $64,800.00
Disclosure

SEC source: 0001209191-21-007565 · doc4.xml · nonDerivative · entry 15

LILLIE LENORE · CIK 0001216781 · VP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,088

F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.03 to $21.84, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 01:11 UTC
LILLIE LENOREVP - Operations
SaleCommon Stock 1,000 $23.44 $23,440.00
Disclosure

SEC source: 0001209191-21-007565 · doc4.xml · nonDerivative · entry 14

LILLIE LENORE · CIK 0001216781 · VP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,088

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.98 to $23.90, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 01:11 UTC
LILLIE LENOREVP - Operations
SaleCommon Stock 1,000 $26.97 $26,970.00
Disclosure

SEC source: 0001209191-21-007565 · doc4.xml · nonDerivative · entry 13

LILLIE LENORE · CIK 0001216781 · VP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,088

Read SEC document
February 02, 2021 Filed Feb 4, 2021 01:11 UTC
LILLIE LENOREVP - Operations
Exercise / conversionCommon Stock 25,000 $6.00 $150,000.00
Disclosure

SEC source: 0001209191-21-007565 · doc4.xml · nonDerivative · entry 12

LILLIE LENORE · CIK 0001216781 · VP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,088

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 01:08 UTC
Koss Michael J JrVP - Marketing & Product
Exercise / conversionStock Option (right to buy) · Derivative 13,948 $0.00 Strike: $2.92 $0.00
Disclosure

SEC source: 0001209191-21-007561 · doc4.xml · derivative · entry 13

Koss Michael J Jr · CIK 0001680965 · VP - Marketing & Product

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 13,948 shares

Expires 2023-07-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option vests in four equal annual installments beginning on July 25, 2019.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 01:08 UTC
Koss Michael J JrVP - Marketing & Product
SaleCommon Stock 13,948 $25.98 $362,369.04
Disclosure

SEC source: 0001209191-21-007561 · doc4.xml · nonDerivative · entry 8

Koss Michael J Jr · CIK 0001680965 · VP - Marketing & Product

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,000

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.