Last 12 months
Inside the activity.
1 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 1 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 31, 2021 Filed Sep 2, 2021 20:05 UTC |
KOSS JOHN C JRVice President - Sales · 10% owner
|
Exercise / conversionCommon Stock | 10,000 | $1.90 | $19,000.00 |
DisclosureSEC source: 0001209191-21-054416 · doc4.xml · nonDerivative · entry 1 KOSS JOHN C JR · CIK 0001217521 · Vice President - Sales · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,028 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 20:05 UTC |
KOSS MICHAEL JDirector · President and CEO · 10% owner
|
Exercise / conversionStock Option (right to buy) · Derivative | 9,220 | $0.00 Strike: $1.95 | $0.00 |
DisclosureSEC source: 0001209191-21-054415 · doc4.xml · derivative · entry 10 KOSS MICHAEL J · CIK 0001190293 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,280 Underlying: Common Stock · 9,220 shares Expires 2022-07-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This option vested in four equal annual installments beginning on July 26, 2018. Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 20:05 UTC |
KOSS MICHAEL JDirector · President and CEO · 10% owner
|
SaleCommon Stock | 9,220 | $18.51 | $170,662.20 |
DisclosureSEC source: 0001209191-21-054415 · doc4.xml · nonDerivative · entry 2 KOSS MICHAEL J · CIK 0001190293 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 774,907 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.50 to $18.57, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 20:05 UTC |
KOSS MICHAEL JDirector · President and CEO · 10% owner
|
Exercise / conversionCommon Stock | 9,220 | $1.95 | $17,979.00 |
DisclosureSEC source: 0001209191-21-054415 · doc4.xml · nonDerivative · entry 1 KOSS MICHAEL J · CIK 0001190293 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 784,127 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 30, 2021 Filed Aug 31, 2021 20:05 UTC |
KOSS MICHAEL JDirector · President and CEO · 10% owner
|
Exercise / conversionStock Option (right to buy) · Derivative | 5,400 | $0.00 Strike: $1.95 | $0.00 |
DisclosureSEC source: 0001209191-21-054059 · doc4.xml · derivative · entry 11 KOSS MICHAEL J · CIK 0001190293 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,500 Underlying: Common Stock · 5,400 shares Expires 2022-07-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: This option vested in four equal annual installments beginning on July 26, 2018. Read SEC document |
| August 30, 2021 Filed Aug 31, 2021 20:05 UTC |
KOSS MICHAEL JDirector · President and CEO · 10% owner
|
SaleCommon Stock | 5,400 | $18.28 | $98,712.00 |
DisclosureSEC source: 0001209191-21-054059 · doc4.xml · nonDerivative · entry 4 KOSS MICHAEL J · CIK 0001190293 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 774,907 F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.27 to $18.30, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 30, 2021 Filed Aug 31, 2021 20:05 UTC |
KOSS MICHAEL JDirector · President and CEO · 10% owner
|
Exercise / conversionCommon Stock | 5,400 | $1.95 | $10,530.00 |
DisclosureSEC source: 0001209191-21-054059 · doc4.xml · nonDerivative · entry 3 KOSS MICHAEL J · CIK 0001190293 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 780,307 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 30, 2021 Filed Aug 31, 2021 20:05 UTC |
KOSS JOHN C JRVice President - Sales · 10% owner
|
Exercise / conversionStock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $1.90 | $0.00 |
DisclosureSEC source: 0001209191-21-054060 · doc4.xml · derivative · entry 9 KOSS JOHN C JR · CIK 0001217521 · Vice President - Sales · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,000 Underlying: Common Stock · 5,000 shares Expires 2025-07-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These Stock Options vest in four equal annual installments beginning on July 22, 2021. Read SEC document |
| August 30, 2021 Filed Aug 31, 2021 20:05 UTC |
KOSS JOHN C JRVice President - Sales · 10% owner
|
SaleCommon Stock | 5,000 | $18.26 | $91,300.00 |
DisclosureSEC source: 0001209191-21-054060 · doc4.xml · nonDerivative · entry 4 KOSS JOHN C JR · CIK 0001217521 · Vice President - Sales · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,028 F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.25 to $18.28, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 30, 2021 Filed Aug 31, 2021 20:05 UTC |
KOSS JOHN C JRVice President - Sales · 10% owner
|
Exercise / conversionCommon Stock | 5,000 | $1.90 | $9,500.00 |
DisclosureSEC source: 0001209191-21-054060 · doc4.xml · nonDerivative · entry 3 KOSS JOHN C JR · CIK 0001217521 · Vice President - Sales · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,028 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 27, 2021 Filed Aug 31, 2021 20:05 UTC |
KOSS MICHAEL JDirector · President and CEO · 10% owner
|
Exercise / conversionStock Option (right to buy) · Derivative | 4,600 | $0.00 Strike: $1.95 | $0.00 |
DisclosureSEC source: 0001209191-21-054059 · doc4.xml · derivative · entry 10 KOSS MICHAEL J · CIK 0001190293 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,900 Underlying: Common Stock · 4,600 shares Expires 2022-07-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: This option vested in four equal annual installments beginning on July 26, 2018. Read SEC document |
| August 27, 2021 Filed Aug 31, 2021 20:05 UTC |
KOSS MICHAEL JDirector · President and CEO · 10% owner
|
SaleCommon Stock | 4,600 | $18.06 | $83,076.00 |
DisclosureSEC source: 0001209191-21-054059 · doc4.xml · nonDerivative · entry 2 KOSS MICHAEL J · CIK 0001190293 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 774,907 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.05 to $18.08, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 27, 2021 Filed Aug 31, 2021 20:05 UTC |
KOSS MICHAEL JDirector · President and CEO · 10% owner
|
Exercise / conversionCommon Stock | 4,600 | $1.95 | $8,970.00 |
DisclosureSEC source: 0001209191-21-054059 · doc4.xml · nonDerivative · entry 1 KOSS MICHAEL J · CIK 0001190293 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 779,507 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 27, 2021 Filed Aug 31, 2021 20:05 UTC |
KOSS JOHN C JRVice President - Sales · 10% owner
|
Exercise / conversionStock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $1.90 | $0.00 |
DisclosureSEC source: 0001209191-21-054060 · doc4.xml · derivative · entry 8 KOSS JOHN C JR · CIK 0001217521 · Vice President - Sales · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 Underlying: Common Stock · 10,000 shares Expires 2025-07-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These Stock Options vest in four equal annual installments beginning on July 22, 2021. Read SEC document |
| August 27, 2021 Filed Aug 31, 2021 20:05 UTC |
KOSS JOHN C JRVice President - Sales · 10% owner
|
SaleCommon Stock | 10,000 | $18.06 | $180,600.00 |
DisclosureSEC source: 0001209191-21-054060 · doc4.xml · nonDerivative · entry 2 KOSS JOHN C JR · CIK 0001217521 · Vice President - Sales · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,028 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.15, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 27, 2021 Filed Aug 31, 2021 20:05 UTC |
KOSS JOHN C JRVice President - Sales · 10% owner
|
Exercise / conversionCommon Stock | 10,000 | $1.90 | $19,000.00 |
DisclosureSEC source: 0001209191-21-054060 · doc4.xml · nonDerivative · entry 1 KOSS JOHN C JR · CIK 0001217521 · Vice President - Sales · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,028 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 26, 2021 Filed Sep 3, 2021 20:21 UTC |
KOSS MICHAEL JDirector · President and CEO · 10% owner
|
Exercise / conversionStock Option (right to buy) · Derivative | 8,500 | $0.00 Strike: $1.95 | $0.00 |
DisclosureSEC source: 0001209191-21-054751 · doc4.xml · derivative · entry 8 KOSS MICHAEL J · CIK 0001190293 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 8,500 shares Expires 2022-07-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: This exercise of the option was inadvertantly omitted from the reporting person's Form 4 filed on August 26, 2021 and not reflected in the Forms 4 subsequently filed by the reporting person on August 31, 2021 and September 2, 2021. F6 · derivative.exercise_date: This option vested in four equal annual installments beginning on July 26, 2018. Read SEC document |
| August 26, 2021 Filed Sep 3, 2021 20:21 UTC |
KOSS MICHAEL JDirector · President and CEO · 10% owner
|
SaleCommon Stock | 8,500 | $18.33 | $155,805.00 |
DisclosureSEC source: 0001209191-21-054751 · doc4.xml · nonDerivative · entry 2 KOSS MICHAEL J · CIK 0001190293 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 774,907 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.25 to $18.36, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 26, 2021 Filed Sep 3, 2021 20:21 UTC |
KOSS MICHAEL JDirector · President and CEO · 10% owner
|
Exercise / conversionCommon Stock | 8,500 | $1.95 | $16,575.00 |
DisclosureSEC source: 0001209191-21-054751 · doc4.xml · nonDerivative · entry 1 KOSS MICHAEL J · CIK 0001190293 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 783,407 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 25, 2021 Filed Aug 26, 2021 22:13 UTC |
Koss Michael J JrVP - Marketing & Product
|
Exercise / conversionStock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $1.90 | $0.00 |
DisclosureSEC source: 0001209191-21-053533 · doc4.xml · derivative · entry 6 Koss Michael J Jr · CIK 0001680965 · VP - Marketing & Product 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,000 Underlying: Common Stock · 15,000 shares Expires 2025-07-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These Stock Options vest in four equal annual installments beginning on July 22, 2021. Read SEC document |
| August 25, 2021 Filed Aug 26, 2021 22:13 UTC |
Koss Michael J JrVP - Marketing & Product
|
Exercise / conversionStock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $1.95 | $0.00 |
DisclosureSEC source: 0001209191-21-053533 · doc4.xml · derivative · entry 5 Koss Michael J Jr · CIK 0001680965 · VP - Marketing & Product 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2022-07-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option vests in four equal annual installments beginning on July 26, 2018. Read SEC document |
| August 25, 2021 Filed Aug 26, 2021 22:13 UTC |
Koss Michael J JrVP - Marketing & Product
|
SaleCommon Stock | 30,000 | $18.01 | $540,300.00 |
DisclosureSEC source: 0001209191-21-053533 · doc4.xml · nonDerivative · entry 3 Koss Michael J Jr · CIK 0001680965 · VP - Marketing & Product 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,000 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.02, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 25, 2021 Filed Aug 26, 2021 22:13 UTC |
Koss Michael J JrVP - Marketing & Product
|
Exercise / conversionCommon Stock | 15,000 | $1.90 | $28,500.00 |
DisclosureSEC source: 0001209191-21-053533 · doc4.xml · nonDerivative · entry 2 Koss Michael J Jr · CIK 0001680965 · VP - Marketing & Product 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 25, 2021 Filed Aug 26, 2021 22:13 UTC |
Koss Michael J JrVP - Marketing & Product
|
Exercise / conversionCommon Stock | 15,000 | $1.95 | $29,250.00 |
DisclosureSEC source: 0001209191-21-053533 · doc4.xml · nonDerivative · entry 1 Koss Michael J Jr · CIK 0001680965 · VP - Marketing & Product 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 22:11 UTC |
Smith David DonnanChief Financial Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $1.73 | $0.00 |
DisclosureSEC source: 0001209191-21-053532 · doc4.xml · derivative · entry 14 Smith David Donnan · CIK 0001484415 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 10,000 shares Expires 2030-07-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: This option vests in five equal annual installments beginning on July 22, 2021. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 22:11 UTC |
Smith David DonnanChief Financial Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $2.20 | $0.00 |
DisclosureSEC source: 0001209191-21-053532 · doc4.xml · derivative · entry 13 Smith David Donnan · CIK 0001484415 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2026-07-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: This option vested in five equal annual installments beginning on July 27, 2017. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 22:11 UTC |
Smith David DonnanChief Financial Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 22,000 | $0.00 Strike: $2.57 | $0.00 |
DisclosureSEC source: 0001209191-21-053532 · doc4.xml · derivative · entry 12 Smith David Donnan · CIK 0001484415 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,000 shares Expires 2025-07-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This option vested in five equal annual installments beginning on July 29, 2016. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 22:11 UTC |
Smith David DonnanChief Financial Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 48,000 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001209191-21-053532 · doc4.xml · derivative · entry 11 Smith David Donnan · CIK 0001484415 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 48,000 shares Expires 2024-07-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option vested in five equal annual installments beginning on July 23, 2015. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 22:11 UTC |
Smith David DonnanChief Financial Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $2.63 | $0.00 |
DisclosureSEC source: 0001209191-21-053532 · doc4.xml · derivative · entry 10 Smith David Donnan · CIK 0001484415 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 10,000 shares Expires 2028-10-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option vests in five equal annual installments beginning on October 10, 2019. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 22:11 UTC |
Smith David DonnanChief Financial Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $1.97 | $0.00 |
DisclosureSEC source: 0001209191-21-053532 · doc4.xml · derivative · entry 9 Smith David Donnan · CIK 0001484415 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 10,000 shares Expires 2029-07-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option vests in five equal annual installments beginning on July 24, 2020. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 22:11 UTC |
Smith David DonnanChief Financial Officer
|
SaleCommon Stock | 110,000 | $17.64 | $1,940,400.00 |
DisclosureSEC source: 0001209191-21-053532 · doc4.xml · nonDerivative · entry 7 Smith David Donnan · CIK 0001484415 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.50 to $17.84, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 22:11 UTC |
Smith David DonnanChief Financial Officer
|
Exercise / conversionCommon Stock | 10,000 | $1.73 | $17,300.00 |
DisclosureSEC source: 0001209191-21-053532 · doc4.xml · nonDerivative · entry 6 Smith David Donnan · CIK 0001484415 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 22:11 UTC |
Smith David DonnanChief Financial Officer
|
Exercise / conversionCommon Stock | 10,000 | $2.20 | $22,000.00 |
DisclosureSEC source: 0001209191-21-053532 · doc4.xml · nonDerivative · entry 5 Smith David Donnan · CIK 0001484415 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 22:11 UTC |
Smith David DonnanChief Financial Officer
|
Exercise / conversionCommon Stock | 22,000 | $2.57 | $56,540.00 |
DisclosureSEC source: 0001209191-21-053532 · doc4.xml · nonDerivative · entry 4 Smith David Donnan · CIK 0001484415 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 22:11 UTC |
Smith David DonnanChief Financial Officer
|
Exercise / conversionCommon Stock | 48,000 | $3.00 | $144,000.00 |
DisclosureSEC source: 0001209191-21-053532 · doc4.xml · nonDerivative · entry 3 Smith David Donnan · CIK 0001484415 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 22:11 UTC |
Smith David DonnanChief Financial Officer
|
Exercise / conversionCommon Stock | 10,000 | $2.63 | $26,300.00 |
DisclosureSEC source: 0001209191-21-053532 · doc4.xml · nonDerivative · entry 2 Smith David Donnan · CIK 0001484415 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 22:11 UTC |
Smith David DonnanChief Financial Officer
|
Exercise / conversionCommon Stock | 10,000 | $1.97 | $19,700.00 |
DisclosureSEC source: 0001209191-21-053532 · doc4.xml · nonDerivative · entry 1 Smith David Donnan · CIK 0001484415 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 22:10 UTC |
KOSS JOHN C JRVice President - Sales · 10% owner
|
Exercise / conversionStock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $2.17 | $0.00 |
DisclosureSEC source: 0001209191-21-053529 · doc4.xml · derivative · entry 12 KOSS JOHN C JR · CIK 0001217521 · Vice President - Sales · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 25,000 shares Expires 2024-07-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: This option vests in four equal annual installments beginning on July 24, 2020. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 22:10 UTC |
KOSS JOHN C JRVice President - Sales · 10% owner
|
Exercise / conversionStock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $2.92 | $0.00 |
DisclosureSEC source: 0001209191-21-053529 · doc4.xml · derivative · entry 11 KOSS JOHN C JR · CIK 0001217521 · Vice President - Sales · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2023-07-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: This option vests in four equal annual installments beginning on July 25, 2019. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 22:10 UTC |
KOSS JOHN C JRVice President - Sales · 10% owner
|
Exercise / conversionStock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $1.95 | $0.00 |
DisclosureSEC source: 0001209191-21-053529 · doc4.xml · derivative · entry 10 KOSS JOHN C JR · CIK 0001217521 · Vice President - Sales · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2022-07-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This option vested in four equal annual installments beginning on July 26, 2018. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 22:10 UTC |
KOSS JOHN C JRVice President - Sales · 10% owner
|
SaleCommon Stock | 25,000 | $20.06 | $501,500.00 |
DisclosureSEC source: 0001209191-21-053529 · doc4.xml · nonDerivative · entry 6 KOSS JOHN C JR · CIK 0001217521 · Vice President - Sales · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,028 F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.70 to $20.50, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 22:10 UTC |
KOSS JOHN C JRVice President - Sales · 10% owner
|
SaleCommon Stock | 13,737 | $18.27 | $250,974.99 |
DisclosureSEC source: 0001209191-21-053529 · doc4.xml · nonDerivative · entry 5 KOSS JOHN C JR · CIK 0001217521 · Vice President - Sales · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,028 F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.12 to $18.30, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 22:10 UTC |
KOSS JOHN C JRVice President - Sales · 10% owner
|
SaleCommon Stock | 36,263 | $17.40 | $630,976.20 |
DisclosureSEC source: 0001209191-21-053529 · doc4.xml · nonDerivative · entry 4 KOSS JOHN C JR · CIK 0001217521 · Vice President - Sales · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,765 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.08 to $18.03, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 22:10 UTC |
KOSS JOHN C JRVice President - Sales · 10% owner
|
Exercise / conversionCommon Stock | 25,000 | $2.17 | $54,250.00 |
DisclosureSEC source: 0001209191-21-053529 · doc4.xml · nonDerivative · entry 3 KOSS JOHN C JR · CIK 0001217521 · Vice President - Sales · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,028 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 22:10 UTC |
KOSS JOHN C JRVice President - Sales · 10% owner
|
Exercise / conversionCommon Stock | 25,000 | $2.92 | $73,000.00 |
DisclosureSEC source: 0001209191-21-053529 · doc4.xml · nonDerivative · entry 2 KOSS JOHN C JR · CIK 0001217521 · Vice President - Sales · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,028 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 22:10 UTC |
KOSS JOHN C JRVice President - Sales · 10% owner
|
Exercise / conversionCommon Stock | 25,000 | $1.95 | $48,750.00 |
DisclosureSEC source: 0001209191-21-053529 · doc4.xml · nonDerivative · entry 1 KOSS JOHN C JR · CIK 0001217521 · Vice President - Sales · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,028 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 22:07 UTC |
KOSS MICHAEL JDirector · President and CEO · 10% owner
|
Exercise / conversionStock Option (right to buy) · Derivative | 16,500 | $0.00 Strike: $1.95 | $0.00 |
DisclosureSEC source: 0001209191-21-053528 · doc4.xml · derivative · entry 8 KOSS MICHAEL J · CIK 0001190293 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,500 Underlying: Common Stock · 16,500 shares Expires 2022-07-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This option vested in four equal annual installments beginning on July 26, 2018. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 22:07 UTC |
KOSS MICHAEL JDirector · President and CEO · 10% owner
|
SaleCommon Stock | 16,500 | $19.74 | $325,710.00 |
DisclosureSEC source: 0001209191-21-053528 · doc4.xml · nonDerivative · entry 2 KOSS MICHAEL J · CIK 0001190293 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 774,907 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.51 to $20.11, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 22:07 UTC |
KOSS MICHAEL JDirector · President and CEO · 10% owner
|
Exercise / conversionCommon Stock | 16,500 | $1.95 | $32,175.00 |
DisclosureSEC source: 0001209191-21-053528 · doc4.xml · nonDerivative · entry 1 KOSS MICHAEL J · CIK 0001190293 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 791,407 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 20:00 UTC |
Smith David DonnanChief Financial Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $6.00 | $0.00 |
DisclosureSEC source: 0001209191-21-044855 · doc4.xml · derivative · entry 5 Smith David Donnan · CIK 0001484415 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2021-07-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option vests in five equal annual installments beginning on July 27, 2012. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.