Last 12 months
Inside the activity.
0 purchase rows · 14 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 4 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 2 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 7 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 04, 2021 Filed Jan 6, 2021 21:14 UTC |
Hyde Leslie SSVP, Chief Sustainability Offi
|
GrantCommon Stock | 2,723 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-002003 · doc4.xml · nonDerivative · entry 1 Hyde Leslie S · CIK 0001349675 · SVP, Chief Sustainability Offi 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,271.4181 F1 · security: The reporting person was awarded time-based restricted stock units on January 4, 2021, which will vest in annual installments of 25 percent over four years. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 21:10 UTC |
Dowd Joseph PGlobal VP, Zero Harm
|
GrantCommon Stock | 4,901 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-001983 · doc4.xml · nonDerivative · entry 1 Dowd Joseph P · CIK 0001553647 · Global VP, Zero Harm 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,686.8633 F1 · security: The reporting person was awarded time-based restricted stock units on January 4, 2021, which will vest in annual installments of 25 percent over four years. F2 · balance_after: Includes 1,056 shares of Koppers Holdings Inc. common stock acquired pursuant to the Koppers Holdings Inc. Employee Stock Purchase Plan on March 31, 2020, June 30, 2020 and September 30, 2020. These acquisitions were exempt under both Rule 16b-3(c) and Rule 16b-3(d). Read SEC document |
| November 23, 2020 Filed Nov 25, 2020 14:21 UTC |
Feng XudongDirector
|
SaleCommon Stock | 3,752 | $27.35 | $102,617.20 |
DisclosureSEC source: 0001209191-20-060429 · doc4.xml · nonDerivative · entry 1 Feng Xudong · CIK 0001463649 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,192 Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 18:33 UTC |
BALL M LEROYDirector · President and CEO
|
Exercise / conversionEmployee Stock Options (Rights to Buy) · Derivative | 2,500 | $0.00 Strike: $20.00 | $0.00 |
DisclosureSEC source: 0001209191-20-048882 · doc4.xml · derivative · entry 3 BALL M LEROY · CIK 0001229771 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires 2020-08-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 18:33 UTC |
BALL M LEROYDirector · President and CEO
|
SaleCommon Stock | 2,500 | $24.67 | $61,675.00 |
DisclosureSEC source: 0001209191-20-048882 · doc4.xml · nonDerivative · entry 2 BALL M LEROY · CIK 0001229771 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,076.2224 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.66 to $24.70, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. F2 · balance_after: Includes a total of 1,000 shares of Koppers Holdings Inc. common stock acquired pursuant to the Koppers Holdings Inc. Employee Stock Purchase Plan ("ESPP") as of June 30, 2020, the latest available statement of the reporting person's ESPP Holdings. These acquisitions were exempt under both Rule 16b-3(c) and Rule 16b-3(d). Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 18:33 UTC |
BALL M LEROYDirector · President and CEO
|
Exercise / conversionCommon Stock | 2,500 | $20.00 | $50,000.00 |
DisclosureSEC source: 0001209191-20-048882 · doc4.xml · nonDerivative · entry 1 BALL M LEROY · CIK 0001229771 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,576.2224 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 24, 2020 Filed Feb 3, 2021 14:24 UTC |
BALL M LEROYDirector · President and CEO
|
GiftCommon Stock | 521 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-007056 · doc5.xml · nonDerivative · entry 4 BALL M LEROY · CIK 0001229771 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,592.2224 Read SEC document |
| August 24, 2020 Filed Feb 3, 2021 14:24 UTC |
BALL M LEROYDirector · President and CEO
|
GiftCommon Stock | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-007056 · doc5.xml · nonDerivative · entry 3 BALL M LEROY · CIK 0001229771 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,113.2224 Read SEC document |
| August 07, 2020 Filed Aug 10, 2020 21:06 UTC |
Pearce Bradley AChief Accounting Officer
|
SaleCommon Stock | 1,000 | $25.50 | $25,500.00 |
DisclosureSEC source: 0001209191-20-045972 · doc4.xml · nonDerivative · entry 1 Pearce Bradley A · CIK 0001776180 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,220.7059 Read SEC document |
| August 05, 2020 Filed Feb 3, 2021 14:24 UTC |
BALL M LEROYDirector · President and CEO
|
GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-007056 · doc5.xml · nonDerivative · entry 2 BALL M LEROY · CIK 0001229771 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,513.2224 Read SEC document |
| May 19, 2020 Filed May 20, 2020 20:14 UTC |
NEUPAVER ALBERT JDirector
|
PurchaseCommon Stock | 3,250 | $15.36 | $49,920.00 |
DisclosureSEC source: 0001209191-20-030869 · doc4.xml · nonDerivative · entry 1 NEUPAVER ALBERT J · CIK 0001190210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,936 Read SEC document |
| May 06, 2020 Filed May 7, 2020 19:08 UTC |
Feng XudongDirector
|
GrantCommon Stock | 8,434 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-027614 · doc4.xml · nonDerivative · entry 1 Feng Xudong · CIK 0001463649 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,944 F1 · security: The reporting person was awarded time-based restricted stock units. Read SEC document |
| May 06, 2020 Filed May 7, 2020 15:19 UTC |
Tritch Stephen RDirector
|
GrantCommon Stock | 8,434 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-027624 · doc4.xml · nonDerivative · entry 1 Tritch Stephen R · CIK 0001463204 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,217 F1 · security: The reporting person was awarded time-based restricted stock units. Read SEC document |
| May 06, 2020 Filed May 7, 2020 19:21 UTC |
WILKERSON SONJA MICHELLEDirector
|
GrantCommon Stock | 8,434 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-027626 · doc4.xml · nonDerivative · entry 1 WILKERSON SONJA MICHELLE · CIK 0001245155 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,138 F1 · security: The reporting person was awarded time-based restricted stock units. Read SEC document |
| May 06, 2020 Filed May 7, 2020 19:14 UTC |
NEUPAVER ALBERT JDirector
|
GrantCommon Stock | 8,434 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-027620 · doc4.xml · nonDerivative · entry 1 NEUPAVER ALBERT J · CIK 0001190210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,686 F1 · security: The reporting person was awarded time-based restricted stock units. Read SEC document |
| May 06, 2020 Filed May 7, 2020 19:17 UTC |
TESTONI LOUIS LDirector
|
GrantCommon Stock | 8,434 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-027622 · doc4.xml · nonDerivative · entry 1 TESTONI LOUIS L · CIK 0001576713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,708 F1 · security: The reporting person was awarded time-based restricted stock units. Read SEC document |
| May 06, 2020 Filed May 7, 2020 19:12 UTC |
MOTLEY DAVID LDirector
|
GrantCommon Stock | 8,434 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-027618 · doc4.xml · nonDerivative · entry 1 MOTLEY DAVID L · CIK 0001584601 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,138 F1 · security: The reporting person was awarded time-based restricted stock units. Read SEC document |
| May 06, 2020 Filed May 7, 2020 19:10 UTC |
JENSEN TRACI LDirector
|
GrantCommon Stock | 8,434 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-027616 · doc4.xml · nonDerivative · entry 1 JENSEN TRACI L · CIK 0001533627 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,138 F1 · security: The reporting person was awarded time-based restricted stock units. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 17:55 UTC |
Pearce Bradley AChief Accounting Officer
|
Tax withholdingCommon Stock | 314 | $18.41 | $5,780.74 |
DisclosureSEC source: 0001209191-20-017601 · doc4.xml · nonDerivative · entry 1 Pearce Bradley A · CIK 0001776180 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,220.7059 F1 · acquired: Shares surrendered to the issuer by the reporting person as payment for the tax withholding related to the vesting of time-based restricted stock units. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 13:52 UTC |
GROVES DANIEL RVP, Culture & Engagement
|
Tax withholdingCommon Stock | 472 | $18.41 | $8,689.52 |
DisclosureSEC source: 0001209191-20-017597 · doc4.xml · nonDerivative · entry 1 GROVES DANIEL R · CIK 0001520797 · VP, Culture & Engagement 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,301.8695 F1 · acquired: Shares surrendered to the issuer by the reporting person as payment for the tax withholding related to the vesting of time-based restricted stock units. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 17:56 UTC |
Sullivan James A.EVP, Chief Operating Officer
|
Tax withholdingCommon Stock | 410 | $18.41 | $7,548.10 |
DisclosureSEC source: 0001209191-20-017603 · doc4.xml · nonDerivative · entry 1 Sullivan James A. · CIK 0001450800 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,150.191 F1 · acquired: Shares surrendered to the issuer by the reporting person as payment for the tax withholding related to the vesting of time-based restricted stock units. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 13:58 UTC | Tax withholdingCommon Stock | 267 | $18.41 | $4,915.47 |
DisclosureSEC source: 0001209191-20-017605 · doc4.xml · nonDerivative · entry 1 ZUGAY MICHAEL · CIK 0001260399 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,914 F1 · acquired: Shares surrendered to the issuer by the reporting person as payment for the tax withholding related to the vesting of time-based restricted stock units. Read SEC document |
|
| March 06, 2020 Filed Mar 10, 2020 17:53 UTC |
Hyde Leslie SSVP, Chief Sustainability Offi
|
Tax withholdingCommon Stock | 192 | $18.41 | $3,534.72 |
DisclosureSEC source: 0001209191-20-017599 · doc4.xml · nonDerivative · entry 1 Hyde Leslie S · CIK 0001349675 · SVP, Chief Sustainability Offi 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,548.4181 F1 · acquired: Shares surrendered to the issuer by the reporting person as payment for the tax withholding related to the vesting of time-based restricted stock units. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 17:50 UTC |
Dowd Joseph PGlobal VP, Zero Harm
|
Tax withholdingCommon Stock | 136 | $18.41 | $2,503.76 |
DisclosureSEC source: 0001209191-20-017595 · doc4.xml · nonDerivative · entry 1 Dowd Joseph P · CIK 0001553647 · Global VP, Zero Harm 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,729.8633 F1 · acquired: Shares surrendered to the issuer by the reporting person as payment for the tax withholding related to the vesting of time-based restricted stock units. Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 21:16 UTC |
Pearce Bradley AChief Accounting Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-016597 · doc4.xml · derivative · entry 4 Pearce Bradley A · CIK 0001776180 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: Represents previously granted performance share units for which the performance criteria for the three-year performance period from January 1, 2017 through December 31, 2019 have been satisfied, as reported in the reporting person's Form 4 filed on February 13, 2020, as amended on February 18, 2020. F4 · derivative.expiration_date: Represents previously granted performance share units for which the performance criteria for the three-year performance period from January 1, 2017 through December 31, 2019 have been satisfied, as reported in the reporting person's Form 4 filed on February 13, 2020, as amended on February 18, 2020. Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 21:16 UTC |
Pearce Bradley AChief Accounting Officer
|
GrantCommon Stock | 278 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-016597 · doc4.xml · nonDerivative · entry 3 Pearce Bradley A · CIK 0001776180 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,285.7059 F3 · security: The reporting person was awarded time-based restricted stock units on March 3, 2020, which will vest in annual installments of 25 percent over four years. Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 21:16 UTC |
Pearce Bradley AChief Accounting Officer
|
Tax withholdingCommon Stock | 820 | $19.63 | $16,096.60 |
DisclosureSEC source: 0001209191-20-016597 · doc4.xml · nonDerivative · entry 2 Pearce Bradley A · CIK 0001776180 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,007.7059 F2 · kind: Shares surrendered to the issuer by the reporting person as payment for tax withholding related to the vesting of time-based restricted stock units and performance share units. Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 21:16 UTC |
Pearce Bradley AChief Accounting Officer
|
Exercise / conversionCommon Stock | 1,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-016597 · doc4.xml · nonDerivative · entry 1 Pearce Bradley A · CIK 0001776180 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,827.7059 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 23:49 UTC Amendment |
Pearce Bradley AChief Accounting Officer
|
GrantCommon Stock | 6,527 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-016752 · doc4a.xml · nonDerivative · entry 1 Pearce Bradley A · CIK 0001776180 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,534.7059 F1 · security: The reporting person was awarded time-based restricted stock units on March 3, 2020, which will vest in annual installments of 25 percent over four years. (This Form 4 amendment is being filed to correct the number of time-based restricted stock units reported in the original filing.) Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 18:46 UTC Amendment |
GROVES DANIEL RVP, Culture & Engagement
|
GrantCommon Stock | 7,641 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-016743 · doc4a.xml · nonDerivative · entry 1 GROVES DANIEL R · CIK 0001520797 · VP, Culture & Engagement 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,773.8695 F1 · security: The reporting person was awarded time-based restricted stock units on March 3, 2020, which will vest in annual installments of 25 percent over four years.(This Form 4 amendment is being filed to correct the number of time-based restricted stock units reported in the original filing.) Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 16:11 UTC |
GROVES DANIEL RVP, Culture & Engagement
|
Exercise / conversionRestricted Stock Units · Derivative | 2,925 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-016585 · doc4.xml · derivative · entry 4 GROVES DANIEL R · CIK 0001520797 · VP, Culture & Engagement 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,925 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: Represents previously granted performance share units for which the performance criteria for the three-year performance period from January 1, 2017 through December 31, 2019 have been satisfied, as reported in the reporting person's Form 4 filed on February 13, 2020, as amended on February 18, 2020. F4 · derivative.expiration_date: Represents previously granted performance share units for which the performance criteria for the three-year performance period from January 1, 2017 through December 31, 2019 have been satisfied, as reported in the reporting person's Form 4 filed on February 13, 2020, as amended on February 18, 2020. Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 16:11 UTC |
GROVES DANIEL RVP, Culture & Engagement
|
GrantCommon Stock | 292 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-016585 · doc4.xml · nonDerivative · entry 3 GROVES DANIEL R · CIK 0001520797 · VP, Culture & Engagement 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,424.8695 F3 · security: The reporting person was awarded time-based restricted stock units on March 3, 2020, which will vest in annual installments of 25 percent over four years. Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 16:11 UTC |
GROVES DANIEL RVP, Culture & Engagement
|
Tax withholdingCommon Stock | 1,498 | $19.63 | $29,405.74 |
DisclosureSEC source: 0001209191-20-016585 · doc4.xml · nonDerivative · entry 2 GROVES DANIEL R · CIK 0001520797 · VP, Culture & Engagement 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,132.8695 F2 · kind: Shares surrendered to the issuer by the reporting person as payment for tax withholding related to the vesting of time-based restricted stock units and performance share units. Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 16:11 UTC |
GROVES DANIEL RVP, Culture & Engagement
|
Exercise / conversionCommon Stock | 2,925 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-016585 · doc4.xml · nonDerivative · entry 1 GROVES DANIEL R · CIK 0001520797 · VP, Culture & Engagement 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,630.8695 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 23:50 UTC Amendment |
Sullivan James A.EVP, Chief Operating Officer
|
GrantCommon Stock | 10,188 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-016755 · doc4a.xml · nonDerivative · entry 1 Sullivan James A. · CIK 0001450800 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,560.191 F1 · security: The reporting person was awarded time-based restricted stock units on March 3, 2020, which will vest in annual installments of 25 percent over four years. (This Form 4 amendment is being filed to correct the number of time-based restricted stock units reported in the original filing.) Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 21:18 UTC |
Sullivan James A.EVP, Chief Operating Officer
|
GrantEmployee Stock Options (Right to Buy) · Derivative | 35,545 | $0.00 Strike: $19.63 | $0.00 |
DisclosureSEC source: 0001209191-20-016602 · doc4.xml · derivative · entry 7 Sullivan James A. · CIK 0001450800 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,545 Underlying: Common Stock · 35,545 shares Expires 2030-03-03 F6 · derivative.exercise_date: The reporting person was granted stock options on March 3, 2020, which will vest in annual installments of 25 percent over four years. Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 21:18 UTC |
Sullivan James A.EVP, Chief Operating Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 484 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-016602 · doc4.xml · derivative · entry 6 Sullivan James A. · CIK 0001450800 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 484 Underlying: Common Stock · 484 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F5 · derivative.exercise_date: On March 3, 2017, the reporting person was granted restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. F5 · derivative.expiration_date: On March 3, 2017, the reporting person was granted restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 21:18 UTC |
Sullivan James A.EVP, Chief Operating Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 4,838 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-016602 · doc4.xml · derivative · entry 5 Sullivan James A. · CIK 0001450800 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,838 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: Represents previously granted performance share units for which the performance criteria for the three-year performance period from January 1, 2017 through December 31, 2019 have been satisfied, as reported in the reporting person's Form 4 filed on February 13, 2020, as amended on February 18, 2020. F4 · derivative.expiration_date: Represents previously granted performance share units for which the performance criteria for the three-year performance period from January 1, 2017 through December 31, 2019 have been satisfied, as reported in the reporting person's Form 4 filed on February 13, 2020, as amended on February 18, 2020. Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 21:18 UTC |
Sullivan James A.EVP, Chief Operating Officer
|
GrantCommon Stock | 484 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-016602 · doc4.xml · nonDerivative · entry 4 Sullivan James A. · CIK 0001450800 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,856.191 F3 · security: The reporting person was awarded time-based restricted stock units on March 3, 2020, which will vest in annual installments of 25 percent over four years. Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 21:18 UTC |
Sullivan James A.EVP, Chief Operating Officer
|
Tax withholdingCommon Stock | 2,238 | $19.63 | $43,931.94 |
DisclosureSEC source: 0001209191-20-016602 · doc4.xml · nonDerivative · entry 3 Sullivan James A. · CIK 0001450800 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,372.191 F2 · kind: Shares surrendered to the issuer by the reporting person as payment for tax withholding related to the vesting of time-based restricted stock units and performance share units. Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 21:18 UTC |
Sullivan James A.EVP, Chief Operating Officer
|
Exercise / conversionCommon Stock | 484 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-016602 · doc4.xml · nonDerivative · entry 2 Sullivan James A. · CIK 0001450800 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,610.191 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 21:18 UTC |
Sullivan James A.EVP, Chief Operating Officer
|
Exercise / conversionCommon Stock | 4,838 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-016602 · doc4.xml · nonDerivative · entry 1 Sullivan James A. · CIK 0001450800 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,126.191 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 21:09 UTC |
Dowd Joseph PGlobal VP, Zero Harm
|
Exercise / conversionRestricted Stock Units · Derivative | 322 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-016582 · doc4.xml · derivative · entry 6 Dowd Joseph P · CIK 0001553647 · Global VP, Zero Harm 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 322 Underlying: Common Stock · 322 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F5 · derivative.exercise_date: On March 3, 2017, the reporting person was granted restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. F5 · derivative.expiration_date: On March 3, 2017, the reporting person was granted restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 21:09 UTC |
Dowd Joseph PGlobal VP, Zero Harm
|
Exercise / conversionRestricted Stock Units · Derivative | 3,221 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-016582 · doc4.xml · derivative · entry 5 Dowd Joseph P · CIK 0001553647 · Global VP, Zero Harm 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,221 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: Represents previously granted performance share units for which the performance criteria for the three-year performance period from January 1, 2017 through December 31, 2019 have been satisfied, as reported in the reporting person's Form 4 filed on February 13, 2020, as amended on February 18, 2020. F4 · derivative.expiration_date: Represents previously granted performance share units for which the performance criteria for the three-year performance period from January 1, 2017 through December 31, 2019 have been satisfied, as reported in the reporting person's Form 4 filed on February 13, 2020, as amended on February 18, 2020. Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 21:09 UTC |
Dowd Joseph PGlobal VP, Zero Harm
|
GrantCommon Stock | 322 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-016582 · doc4.xml · nonDerivative · entry 4 Dowd Joseph P · CIK 0001553647 · Global VP, Zero Harm 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,737.8633 F3 · security: The reporting person was awarded time-based restricted stock units on March 3, 2020, which will vest in annual installments of 25 percent over four years. Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 21:09 UTC |
Dowd Joseph PGlobal VP, Zero Harm
|
Tax withholdingCommon Stock | 1,632 | $19.63 | $32,036.16 |
DisclosureSEC source: 0001209191-20-016582 · doc4.xml · nonDerivative · entry 3 Dowd Joseph P · CIK 0001553647 · Global VP, Zero Harm 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,415.8633 F2 · kind: Shares surrendered to the issuer by the reporting person as payment for tax withholding related to the vesting of time-based restricted stock units and performance share units. Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 21:09 UTC |
Dowd Joseph PGlobal VP, Zero Harm
|
Exercise / conversionCommon Stock | 322 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-016582 · doc4.xml · nonDerivative · entry 2 Dowd Joseph P · CIK 0001553647 · Global VP, Zero Harm 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,047.8633 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 21:09 UTC |
Dowd Joseph PGlobal VP, Zero Harm
|
Exercise / conversionCommon Stock | 3,221 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-016582 · doc4.xml · nonDerivative · entry 1 Dowd Joseph P · CIK 0001553647 · Global VP, Zero Harm 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,725.8633 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 18:54 UTC Amendment | GrantCommon Stock | 5,129 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-016761 · doc4a.xml · nonDerivative · entry 1 ZUGAY MICHAEL · CIK 0001260399 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,181 F1 · security: The reporting person was awarded time-based restricted stock units on March 3, 2020, which will vest in annual installments of 25 percent over four years. (This Form 4 amendment is being filed to correct the number of time-based restricted stock units reported in the original filing.) Read SEC document |
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| March 03, 2020 Filed Mar 5, 2020 16:20 UTC | GrantEmployee Stock Options (Right to Buy) · Derivative | 17,896 | $0.00 Strike: $19.63 | $0.00 |
DisclosureSEC source: 0001209191-20-016607 · doc4.xml · derivative · entry 7 ZUGAY MICHAEL · CIK 0001260399 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,896 Underlying: Common Stock · 17,896 shares Expires 2030-03-03 F6 · derivative.exercise_date: The reporting person was granted stock options on March 3, 2020, which will vest in annual installments of 25 percent over four years. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.