Last 12 months
Inside the activity.
1 purchase rows · 58 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 4 |
| Apr 2026 | 0 | 8 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 23 |
| Sep 2026 | 0 | 14 |
| Oct 2026 | 0 | 7 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 14, 2019 Filed Aug 15, 2019 19:26 UTC |
Bretches D. ClayDirector · CEO
|
PurchaseClass A Common Stock | 9,445 | $2.59 | $24,453.11 |
DisclosureSEC source: 0001357400-19-000117 · f4forbdc.xml · nonDerivative · entry 6 Bretches D. Clay · CIK 0001765173 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Read SEC document |
| August 14, 2019 Filed Aug 15, 2019 19:26 UTC |
Bretches D. ClayDirector · CEO
|
PurchaseClass A Common Stock | 1,655 | $2.58 | $4,269.90 |
DisclosureSEC source: 0001357400-19-000117 · f4forbdc.xml · nonDerivative · entry 5 Bretches D. Clay · CIK 0001765173 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,555 Read SEC document |
| August 14, 2019 Filed Aug 15, 2019 19:26 UTC |
Bretches D. ClayDirector · CEO
|
PurchaseClass A Common Stock | 8,000 | $2.58 | $20,639.20 |
DisclosureSEC source: 0001357400-19-000117 · f4forbdc.xml · nonDerivative · entry 4 Bretches D. Clay · CIK 0001765173 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,900 Read SEC document |
| August 14, 2019 Filed Aug 15, 2019 19:26 UTC |
Bretches D. ClayDirector · CEO
|
PurchaseClass A Common Stock | 5,500 | $2.58 | $14,187.25 |
DisclosureSEC source: 0001357400-19-000117 · f4forbdc.xml · nonDerivative · entry 3 Bretches D. Clay · CIK 0001765173 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,900 Read SEC document |
| August 14, 2019 Filed Aug 15, 2019 19:26 UTC |
Bretches D. ClayDirector · CEO
|
PurchaseClass A Common Stock | 200 | $2.57 | $514.00 |
DisclosureSEC source: 0001357400-19-000117 · f4forbdc.xml · nonDerivative · entry 2 Bretches D. Clay · CIK 0001765173 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,400 Read SEC document |
| August 14, 2019 Filed Aug 15, 2019 19:26 UTC |
Bretches D. ClayDirector · CEO
|
PurchaseClass A Common Stock | 200 | $2.57 | $513.00 |
DisclosureSEC source: 0001357400-19-000117 · f4forbdc.xml · nonDerivative · entry 1 Bretches D. Clay · CIK 0001765173 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,200 Read SEC document |
| June 27, 2019 Filed Jun 27, 2019 17:35 UTC |
Bretches D. ClayDirector · CEO
|
PurchaseClass A Common Stock | 15,000 | $3.64 | $54,600.00 |
DisclosureSEC source: 0001357400-19-000102 · f4forbdc.xml · nonDerivative · entry 1 Bretches D. Clay · CIK 0001765173 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,000 Read SEC document |
| June 27, 2019 Filed Jun 28, 2019 19:24 UTC |
Bretches D. ClayDirector · CEO
|
PurchaseClass A Common Stock | 20,000 | $3.65 | $73,000.00 |
DisclosureSEC source: 0001357400-19-000103 · f4forbdc.xml · nonDerivative · entry 1 Bretches D. Clay · CIK 0001765173 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Read SEC document |
| June 14, 2019 Filed Jun 17, 2019 15:00 UTC |
Bretches D. ClayDirector · CEO
|
PurchaseClass A Common Stock | 10,000 | $4.20 | $42,000.00 |
DisclosureSEC source: 0001357400-19-000101 · f4forbdc.xml · nonDerivative · entry 2 Bretches D. Clay · CIK 0001765173 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Read SEC document |
| June 14, 2019 Filed Jun 17, 2019 15:00 UTC |
Bretches D. ClayDirector · CEO
|
PurchaseClass A Common Stock | 10,000 | $4.23 | $42,300.00 |
DisclosureSEC source: 0001357400-19-000101 · f4forbdc.xml · nonDerivative · entry 1 Bretches D. Clay · CIK 0001765173 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Read SEC document |
| May 21, 2019 Filed May 23, 2019 21:08 UTC |
Bretches D. ClayDirector · CEO
|
PurchaseClass A Common Stock | 15,700 | $5.20 | $81,640.00 |
DisclosureSEC source: 0001357400-19-000085 · f4forbdc.xml · nonDerivative · entry 2 Bretches D. Clay · CIK 0001765173 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Read SEC document |
| May 16, 2019 Filed May 23, 2019 21:08 UTC |
Bretches D. ClayDirector · CEO
|
PurchaseClass A Common Stock | 4,300 | $5.20 | $22,360.00 |
DisclosureSEC source: 0001357400-19-000085 · f4forbdc.xml · nonDerivative · entry 1 Bretches D. Clay · CIK 0001765173 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,300 Read SEC document |
| May 14, 2019 Filed May 15, 2019 18:30 UTC |
CHRISTMANN JOHN JCEO of Apache Corporation (1)
|
OtherClass A Common Stock | 30,000 | $5.34 | $160,326.00 |
DisclosureSEC source: 0001357400-19-000084 · f4forcjj.xml · nonDerivative · entry 1 CHRISTMANN JOHN J · CIK 0001276258 · CEO of Apache Corporation (1) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,000 Read SEC document |
| March 27, 2019 Filed Mar 27, 2019 15:15 UTC |
KAYNE ANDERSON CAPITAL ADVISORS LP10% owner
KAYNE RICHARD A10% owner
|
SaleCLASS A COMMON STOCK | 78,928 | $6.00 | $473,568.00 |
DisclosureSEC source: 0000899243-19-009003 · doc4.xml · nonDerivative · entry 2 KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · 10% owner KAYNE RICHARD A · CIK 0000884413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · SEE FOOTNOTE Disclosed balance after: 13,781,686 F1 · kind: REFERS TO HOLDINGS IN POOLED VEHICLES AND CLIENT ACCOUNTS MANAGED OR CONTROLLED BY KAYNE ANDERSON CAPITAL ADVISORS, L.P. ("KACALP"). KACALP DISCLAIMS BENEFICIAL INTEREST IN THOSE SHARES EXCEPT TO THE EXTENT OF ITS ECONOMIC INTEREST IN THE POOLED VEHICLES. F1 · ownership.nature: REFERS TO HOLDINGS IN POOLED VEHICLES AND CLIENT ACCOUNTS MANAGED OR CONTROLLED BY KAYNE ANDERSON CAPITAL ADVISORS, L.P. ("KACALP"). KACALP DISCLAIMS BENEFICIAL INTEREST IN THOSE SHARES EXCEPT TO THE EXTENT OF ITS ECONOMIC INTEREST IN THE POOLED VEHICLES. Read SEC document |
| March 26, 2019 Filed Mar 27, 2019 15:15 UTC |
KAYNE ANDERSON CAPITAL ADVISORS LP10% owner
KAYNE RICHARD A10% owner
|
SaleCLASS A COMMON STOCK | 142,672 | $6.05 | $863,165.60 |
DisclosureSEC source: 0000899243-19-009003 · doc4.xml · nonDerivative · entry 1 KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · 10% owner KAYNE RICHARD A · CIK 0000884413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · SEE FOOTNOTE Disclosed balance after: 13,860,614 F1 · kind: REFERS TO HOLDINGS IN POOLED VEHICLES AND CLIENT ACCOUNTS MANAGED OR CONTROLLED BY KAYNE ANDERSON CAPITAL ADVISORS, L.P. ("KACALP"). KACALP DISCLAIMS BENEFICIAL INTEREST IN THOSE SHARES EXCEPT TO THE EXTENT OF ITS ECONOMIC INTEREST IN THE POOLED VEHICLES. F1 · ownership.nature: REFERS TO HOLDINGS IN POOLED VEHICLES AND CLIENT ACCOUNTS MANAGED OR CONTROLLED BY KAYNE ANDERSON CAPITAL ADVISORS, L.P. ("KACALP"). KACALP DISCLAIMS BENEFICIAL INTEREST IN THOSE SHARES EXCEPT TO THE EXTENT OF ITS ECONOMIC INTEREST IN THE POOLED VEHICLES. Read SEC document |
| March 13, 2019 Filed Mar 13, 2019 14:40 UTC |
KAYNE ANDERSON CAPITAL ADVISORS LP10% owner
KAYNE RICHARD A10% owner
|
SaleCLASS A COMMON STOCK | 90,000 | $6.20 | $558,000.00 |
DisclosureSEC source: 0000899243-19-007508 · doc4.xml · nonDerivative · entry 3 KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · 10% owner KAYNE RICHARD A · CIK 0000884413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · SEE FOOTNOTE Disclosed balance after: 14,003,286 F1 · kind: REFERS TO HOLDINGS IN POOLED VEHICLES AND CLIENT ACCOUNTS MANAGED OR CONTROLLED BY KAYNE ANDERSON CAPITAL ADVISORS, L.P. ("KACALP"). KACALP DISCLAIMS BENEFICIAL INTEREST IN THOSE SHARES EXCEPT TO THE EXTENT OF ITS ECONOMIC INTEREST IN THE POOLED VEHICLES. Read SEC document |
| March 12, 2019 Filed Mar 13, 2019 14:40 UTC |
KAYNE ANDERSON CAPITAL ADVISORS LP10% owner
KAYNE RICHARD A10% owner
|
SaleCLASS A COMMON STOCK | 111,457 | $6.10 | $679,887.70 |
DisclosureSEC source: 0000899243-19-007508 · doc4.xml · nonDerivative · entry 2 KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · 10% owner KAYNE RICHARD A · CIK 0000884413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · SEE FOOTNOTE Disclosed balance after: 14,093,286 F1 · kind: REFERS TO HOLDINGS IN POOLED VEHICLES AND CLIENT ACCOUNTS MANAGED OR CONTROLLED BY KAYNE ANDERSON CAPITAL ADVISORS, L.P. ("KACALP"). KACALP DISCLAIMS BENEFICIAL INTEREST IN THOSE SHARES EXCEPT TO THE EXTENT OF ITS ECONOMIC INTEREST IN THE POOLED VEHICLES. Read SEC document |
| March 11, 2019 Filed Mar 13, 2019 14:40 UTC |
KAYNE ANDERSON CAPITAL ADVISORS LP10% owner
KAYNE RICHARD A10% owner
|
SaleCLASS A COMMON STOCK | 22,143 | $6.00 | $132,858.00 |
DisclosureSEC source: 0000899243-19-007508 · doc4.xml · nonDerivative · entry 1 KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · 10% owner KAYNE RICHARD A · CIK 0000884413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · SEE FOOTNOTE Disclosed balance after: 14,204,743 F1 · kind: REFERS TO HOLDINGS IN POOLED VEHICLES AND CLIENT ACCOUNTS MANAGED OR CONTROLLED BY KAYNE ANDERSON CAPITAL ADVISORS, L.P. ("KACALP"). KACALP DISCLAIMS BENEFICIAL INTEREST IN THOSE SHARES EXCEPT TO THE EXTENT OF ITS ECONOMIC INTEREST IN THE POOLED VEHICLES. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 14:59 UTC Amendment |
KAYNE ANDERSON CAPITAL ADVISORS LP10% owner
KAYNE RICHARD A10% owner
|
SaleCLASS A COMMON STOCK | 82,114 | $6.80 | $558,375.20 |
DisclosureSEC source: 0000899243-19-005705 · doc4a.xml · nonDerivative · entry 4 KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · 10% owner KAYNE RICHARD A · CIK 0000884413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 14,226,886 F1 · kind: REFERS TO HOLDINGS IN POOLED VEHICLES AND CLIENT ACCOUNTS MANAGED OR CONTROLLED BY KAYNE ANDERSON CAPITAL ADVISORS, L.P. ("KACALP"). KACALP DISCLAIMS BENEFICIAL INTEREST IN THOSE SHARES EXCEPT TO THE EXTENT OF ITS ECONOMIC INTEREST IN THOSE POOLED VEHICLES. PURCHASE AND SALE TRANSACTIONS REPORTED ABOVE RELATED TO DIFFERENT CLIENT ACCOUNTS MANAGED BY KACALP. Read SEC document |
| February 12, 2019 Filed Mar 4, 2019 14:59 UTC Amendment |
KAYNE ANDERSON CAPITAL ADVISORS LP10% owner
KAYNE RICHARD A10% owner
|
SaleCLASS A COMMON STOCK | 25,000 | $8.04 | $201,000.00 |
DisclosureSEC source: 0000899243-19-005705 · doc4a.xml · nonDerivative · entry 3 KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · 10% owner KAYNE RICHARD A · CIK 0000884413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 14,309,000 F1 · kind: REFERS TO HOLDINGS IN POOLED VEHICLES AND CLIENT ACCOUNTS MANAGED OR CONTROLLED BY KAYNE ANDERSON CAPITAL ADVISORS, L.P. ("KACALP"). KACALP DISCLAIMS BENEFICIAL INTEREST IN THOSE SHARES EXCEPT TO THE EXTENT OF ITS ECONOMIC INTEREST IN THOSE POOLED VEHICLES. PURCHASE AND SALE TRANSACTIONS REPORTED ABOVE RELATED TO DIFFERENT CLIENT ACCOUNTS MANAGED BY KACALP. Read SEC document |
| December 31, 2018 Filed Mar 4, 2019 14:59 UTC Amendment |
KAYNE ANDERSON CAPITAL ADVISORS LP10% owner
KAYNE RICHARD A10% owner
|
PurchaseCLASS A COMMON STOCK | 6,000 | $7.75 | $46,500.00 |
DisclosureSEC source: 0000899243-19-005705 · doc4a.xml · nonDerivative · entry 2 KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · 10% owner KAYNE RICHARD A · CIK 0000884413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 14,334,000 F1 · kind: REFERS TO HOLDINGS IN POOLED VEHICLES AND CLIENT ACCOUNTS MANAGED OR CONTROLLED BY KAYNE ANDERSON CAPITAL ADVISORS, L.P. ("KACALP"). KACALP DISCLAIMS BENEFICIAL INTEREST IN THOSE SHARES EXCEPT TO THE EXTENT OF ITS ECONOMIC INTEREST IN THOSE POOLED VEHICLES. PURCHASE AND SALE TRANSACTIONS REPORTED ABOVE RELATED TO DIFFERENT CLIENT ACCOUNTS MANAGED BY KACALP. Read SEC document |
| December 28, 2018 Filed Mar 4, 2019 14:59 UTC Amendment |
KAYNE ANDERSON CAPITAL ADVISORS LP10% owner
KAYNE RICHARD A10% owner
|
PurchaseCLASS A COMMON STOCK | 10,000 | $7.82 | $78,200.00 |
DisclosureSEC source: 0000899243-19-005705 · doc4a.xml · nonDerivative · entry 1 KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · 10% owner KAYNE RICHARD A · CIK 0000884413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 14,328,000 F1 · kind: REFERS TO HOLDINGS IN POOLED VEHICLES AND CLIENT ACCOUNTS MANAGED OR CONTROLLED BY KAYNE ANDERSON CAPITAL ADVISORS, L.P. ("KACALP"). KACALP DISCLAIMS BENEFICIAL INTEREST IN THOSE SHARES EXCEPT TO THE EXTENT OF ITS ECONOMIC INTEREST IN THOSE POOLED VEHICLES. PURCHASE AND SALE TRANSACTIONS REPORTED ABOVE RELATED TO DIFFERENT CLIENT ACCOUNTS MANAGED BY KACALP. Read SEC document |
| December 21, 2018 Filed Dec 26, 2018 14:55 UTC |
Kayne Anderson Sponsor, LLC10% owner
KAYNE RICHARD A10% owner
KAYNE ANDERSON CAPITAL ADVISORS LP10% owner
|
OtherWARRANTS · Derivative | 3,182,141 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0000899243-18-031680 · doc4.xml · derivative · entry 2 Kayne Anderson Sponsor, LLC · CIK 0001702103 · 10% owner KAYNE RICHARD A · CIK 0000884413 · 10% owner KAYNE ANDERSON INVESTMENT MANAGEMENT INC · CIK 0000884415 · 10% owner KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: CLASS A COMMON · 3,182,141 shares Expires 2023-11-09 F1 · kind: KAYNE ANDERSON SPONSOR, LLC DISTRIBUTED ALL SECURITIES OF ALTM OWNED BY IT (CLASS A COMMON STOCK AND WARRANTS) TO ITS EQUITY OWNERS. Read SEC document |
| December 21, 2018 Filed Dec 26, 2018 14:55 UTC |
Kayne Anderson Sponsor, LLC10% owner
KAYNE RICHARD A10% owner
KAYNE ANDERSON CAPITAL ADVISORS LP10% owner
|
OtherCLASS A COMMON STOCK | 2,000,000 | $7.63 | $15,260,000.00 |
DisclosureSEC source: 0000899243-18-031680 · doc4.xml · nonDerivative · entry 1 Kayne Anderson Sponsor, LLC · CIK 0001702103 · 10% owner KAYNE RICHARD A · CIK 0000884413 · 10% owner KAYNE ANDERSON INVESTMENT MANAGEMENT INC · CIK 0000884415 · 10% owner KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: KAYNE ANDERSON SPONSOR, LLC DISTRIBUTED ALL SECURITIES OF ALTM OWNED BY IT (CLASS A COMMON STOCK AND WARRANTS) TO ITS EQUITY OWNERS. Read SEC document |
| December 21, 2018 Filed Dec 26, 2018 14:56 UTC |
KAYNE ANDERSON CAPITAL ADVISORS LP10% owner
KAYNE RICHARD A10% owner
|
OtherWARRANTS · Derivative | 1,122,020 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0000899243-18-031681 · doc4.xml · derivative · entry 3 KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · 10% owner KAYNE RICHARD A · CIK 0000884413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,122,020 Underlying: CLASS A COMMON · 1,122,020 shares Expires 2023-11-09 F1 · kind: DISTRIBUTION OF CLASS A COMMON STOCK AND WARRANTS BY KAYNE ANDERSON SPONSOR LLC TO ITS EQUITY OWNERS INCLUDING KAYNE ANDERSON CAPITAL ADVISORS, L.P. ("KACALP"). UNLESS RECEIVED BY KACALP, DISTRIBUTED SECURITIES NO LONGER REPORTABLE BY KACALP. F3 · ownership.direct: TOTAL BENEFICIALLY OWNED REFLECTS DISTRIBUTION BY KAYNE ANDERSON SPONSOR, LLC TO ITS EQUITY OWNERS OF WARRANTS TO PURCHASE 3,182,141 SHARES OF CLASS A COMMON STOCK NO LONGER BENEFICIALLY OWNED BY REPORTING PERSON EXCEPT TO THE EXTENT RECEIVED IN THAT DISTRIBUTION. Read SEC document |
| December 21, 2018 Filed Dec 26, 2018 14:56 UTC |
KAYNE ANDERSON CAPITAL ADVISORS LP10% owner
KAYNE RICHARD A10% owner
|
OtherCLASS A COMMON STOCK | 556,661 | $7.63 | $4,247,323.43 |
DisclosureSEC source: 0000899243-18-031681 · doc4.xml · nonDerivative · entry 2 KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · 10% owner KAYNE RICHARD A · CIK 0000884413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 756,661 F1 · kind: DISTRIBUTION OF CLASS A COMMON STOCK AND WARRANTS BY KAYNE ANDERSON SPONSOR LLC TO ITS EQUITY OWNERS INCLUDING KAYNE ANDERSON CAPITAL ADVISORS, L.P. ("KACALP"). UNLESS RECEIVED BY KACALP, DISTRIBUTED SECURITIES NO LONGER REPORTABLE BY KACALP. F2 · ownership.direct: TOTAL BENEFICIALLY OWNED NOW INCLUDES 556,661 SHARES HELD DIRECTLY BY KACALP AND 200,000 SHARES HELD DIRECTLY BY RICHARD A. KAYNE IN A FAMILY TRUST. Read SEC document |
| December 21, 2018 Filed Dec 26, 2018 14:56 UTC |
KAYNE ANDERSON CAPITAL ADVISORS LP10% owner
KAYNE RICHARD A10% owner
|
OtherCLASS A COMMON STOCK | 2,000,000 | $7.63 | $15,260,000.00 |
DisclosureSEC source: 0000899243-18-031681 · doc4.xml · nonDerivative · entry 1 KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · 10% owner KAYNE RICHARD A · CIK 0000884413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 14,318,000 F1 · kind: DISTRIBUTION OF CLASS A COMMON STOCK AND WARRANTS BY KAYNE ANDERSON SPONSOR LLC TO ITS EQUITY OWNERS INCLUDING KAYNE ANDERSON CAPITAL ADVISORS, L.P. ("KACALP"). UNLESS RECEIVED BY KACALP, DISTRIBUTED SECURITIES NO LONGER REPORTABLE BY KACALP. F1 · ownership.nature: DISTRIBUTION OF CLASS A COMMON STOCK AND WARRANTS BY KAYNE ANDERSON SPONSOR LLC TO ITS EQUITY OWNERS INCLUDING KAYNE ANDERSON CAPITAL ADVISORS, L.P. ("KACALP"). UNLESS RECEIVED BY KACALP, DISTRIBUTED SECURITIES NO LONGER REPORTABLE BY KACALP. Read SEC document |
| December 21, 2018 Filed Dec 26, 2018 21:54 UTC |
LELAND D MARKDirector
|
OtherWarrents (right to buy) · Derivative | 56,824 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0001357400-18-000195 · f4fordml.xml · derivative · entry 2 LELAND D MARK · CIK 0001174722 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,824 Underlying: Class A Common Stock · 56,824 shares Expires 2023-11-09 F1 · kind: Pro rata distribution from Kayne Anderson Sponsor, LLC to its members. Read SEC document |
| December 21, 2018 Filed Dec 26, 2018 21:54 UTC |
LELAND D MARKDirector
|
OtherCommon Stock | 35,970 | $0.00 | $0.00 |
DisclosureSEC source: 0001357400-18-000195 · f4fordml.xml · nonDerivative · entry 1 LELAND D MARK · CIK 0001174722 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,970 F1 · kind: Pro rata distribution from Kayne Anderson Sponsor, LLC to its members. Read SEC document |
| December 21, 2018 Filed Dec 26, 2018 23:11 UTC |
McCarthy Kevin SDirector
|
OtherWarrents (right to buy) · Derivative | 388,889 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0001357400-18-000198 · f4formks.xml · derivative · entry 3 McCarthy Kevin S · CIK 0001304183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 388,889 Underlying: Class A Common Stock · 388,889 shares Expires 2023-11-09 F1 · kind: Pro rata distribution from Kayne Anderson Sponsor, LLC to its members. Read SEC document |
| December 21, 2018 Filed Dec 26, 2018 23:11 UTC |
McCarthy Kevin SDirector
|
OtherCommon Stock | 350,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001357400-18-000198 · f4formks.xml · nonDerivative · entry 2 McCarthy Kevin S · CIK 0001304183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 602,933 F2 · kind: Pro rata distribution from Kayne Anderson SPAC, LLC to its members. Read SEC document |
| December 21, 2018 Filed Dec 26, 2018 23:11 UTC |
McCarthy Kevin SDirector
|
OtherCommon Stock | 252,933 | $0.00 | $0.00 |
DisclosureSEC source: 0001357400-18-000198 · f4formks.xml · nonDerivative · entry 1 McCarthy Kevin S · CIK 0001304183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,933 F1 · kind: Pro rata distribution from Kayne Anderson Sponsor, LLC to its members. Read SEC document |
| December 21, 2018 Filed Dec 26, 2018 22:06 UTC |
Purgason Robert SDirector
|
OtherWarrents (right to buy) · Derivative | 497,210 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0001357400-18-000197 · f4forprs.xml · derivative · entry 3 Purgason Robert S · CIK 0001308543 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 497,210 Underlying: Class A Common Stock · 497,210 shares Expires 2023-11-09 F1 · kind: Pro rata distribution from Kayne Anderson Sponsor, LLC to its members. Read SEC document |
| December 21, 2018 Filed Dec 26, 2018 22:06 UTC |
Purgason Robert SDirector
|
OtherCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001357400-18-000197 · f4forprs.xml · nonDerivative · entry 2 Purgason Robert S · CIK 0001308543 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 518,904 F2 · kind: Pro rata distribution from Kayne Anderson SPAC, LLC to its members. Read SEC document |
| December 21, 2018 Filed Dec 26, 2018 22:06 UTC |
Purgason Robert SDirector
|
OtherCommon Stock | 418,904 | $0.00 | $0.00 |
DisclosureSEC source: 0001357400-18-000197 · f4forprs.xml · nonDerivative · entry 1 Purgason Robert S · CIK 0001308543 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 418,904 F1 · kind: Pro rata distribution from Kayne Anderson Sponsor, LLC to its members. Read SEC document |
| December 21, 2018 Filed Dec 26, 2018 21:52 UTC |
BORER MARK ADirector
|
OtherWarrents (right to buy) · Derivative | 56,824 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0001357400-18-000194 · f4formab.xml · derivative · entry 2 BORER MARK A · CIK 0001237206 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,824 Underlying: Class A Common Stock · 56,824 shares Expires 2023-11-09 F1 · kind: Pro rata distribution from Kayne Anderson Sponsor, LLC to its members. Read SEC document |
| December 21, 2018 Filed Dec 26, 2018 21:52 UTC |
BORER MARK ADirector
|
OtherCommon Stock | 35,970 | $0.00 | $0.00 |
DisclosureSEC source: 0001357400-18-000194 · f4formab.xml · nonDerivative · entry 1 BORER MARK A · CIK 0001237206 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,970 F1 · kind: Pro rata distribution from Kayne Anderson Sponsor, LLC to its members. Read SEC document |
| December 21, 2018 Filed Dec 26, 2018 21:27 UTC |
Hart Terry AFormer CFO · 10% owner
|
OtherWARRANTS · Derivative | 49,721 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0000899243-18-031711 · doc4.xml · derivative · entry 3 Hart Terry A · CIK 0001292717 · Former CFO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,721 Underlying: CLASS A COMMON · 49,721 shares Expires 2023-11-09 F1 · kind: RECEIVED AS A DISTRIBUTION FROM EQUITY HELD IN KAYNE ANDERSON SPONSOR, LLC. F1 · ownership.direct: RECEIVED AS A DISTRIBUTION FROM EQUITY HELD IN KAYNE ANDERSON SPONSOR, LLC. Read SEC document |
| December 21, 2018 Filed Dec 26, 2018 21:27 UTC |
Hart Terry AFormer CFO · 10% owner
|
OtherCLASS A COMMON STOCK | 5,000 | $7.63 | $38,150.00 |
DisclosureSEC source: 0000899243-18-031711 · doc4.xml · nonDerivative · entry 2 Hart Terry A · CIK 0001292717 · Former CFO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,411 F2 · kind: RECEIVED AS A DISTRIBUTION FROM EQUITY HELD IN KAYNE SPAC INVESTMENT LLC. F2 · ownership.direct: RECEIVED AS A DISTRIBUTION FROM EQUITY HELD IN KAYNE SPAC INVESTMENT LLC. Read SEC document |
| December 21, 2018 Filed Dec 26, 2018 21:27 UTC |
Hart Terry AFormer CFO · 10% owner
|
OtherCLASS A COMMON STOCK | 39,411 | $7.63 | $300,705.93 |
DisclosureSEC source: 0000899243-18-031711 · doc4.xml · nonDerivative · entry 1 Hart Terry A · CIK 0001292717 · Former CFO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,411 F1 · kind: RECEIVED AS A DISTRIBUTION FROM EQUITY HELD IN KAYNE ANDERSON SPONSOR, LLC. F1 · ownership.direct: RECEIVED AS A DISTRIBUTION FROM EQUITY HELD IN KAYNE ANDERSON SPONSOR, LLC. Read SEC document |
| December 21, 2018 Filed Dec 27, 2018 16:06 UTC Amendment |
KAYNE ANDERSON CAPITAL ADVISORS LP10% owner
KAYNE RICHARD A10% owner
|
OtherWARRANTS · Derivative | 1,122,020 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0000899243-18-031807 · doc4a.xml · derivative · entry 3 KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · 10% owner KAYNE RICHARD A · CIK 0000884413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,122,020 Underlying: CLASS A COMMON · 1,122,020 shares Expires 2023-11-09 F1 · kind: DISTRIBUTION OF CLASS A COMMON STOCK AND WARRANTS BY KAYNE ANDERSON SPONSOR LLC TO ITS EQUITY OWNERS INCLUDING KAYNE ANDERSON CAPITAL ADVISORS, L.P. ("KACALP"), AND RICHARD A. KAYNE. UNLESS RECEIVED BY KACALP OR RICHARD A. KAYNE, DISTRIBUTED SECURITIES NO LONGER REPORTABLE BY KACALP OR RICHARD A. KAYNE. F3 · ownership.direct: TOTAL BENEFICIALLY OWNED REFLECTS DISTRIBUTION BY KAYNE ANDERSON SPONSOR, LLC TO ITS EQUITY OWNERS OF WARRANTS TO PURCHASE 3,182,141 SHARES OF CLASS A COMMON STOCK NO LONGER BENEFICIALLY OWNED BY REPORTING PERSON EXCEPT TO THE EXTENT RECEIVED IN THAT DISTRIBUTION. Read SEC document |
| December 21, 2018 Filed Dec 27, 2018 16:06 UTC Amendment |
KAYNE ANDERSON CAPITAL ADVISORS LP10% owner
KAYNE RICHARD A10% owner
|
OtherCLASS A COMMON STOCK | 756,661 | $7.63 | $5,773,323.43 |
DisclosureSEC source: 0000899243-18-031807 · doc4a.xml · nonDerivative · entry 2 KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · 10% owner KAYNE RICHARD A · CIK 0000884413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 956,661 F1 · kind: DISTRIBUTION OF CLASS A COMMON STOCK AND WARRANTS BY KAYNE ANDERSON SPONSOR LLC TO ITS EQUITY OWNERS INCLUDING KAYNE ANDERSON CAPITAL ADVISORS, L.P. ("KACALP"), AND RICHARD A. KAYNE. UNLESS RECEIVED BY KACALP OR RICHARD A. KAYNE, DISTRIBUTED SECURITIES NO LONGER REPORTABLE BY KACALP OR RICHARD A. KAYNE. F2 · ownership.direct: TOTAL BENEFICIALLY OWNED NOW INCLUDES 556,661 SHARES HELD DIRECTLY BY KACALP AND 400,000 SHARES HELD DIRECTLY BY RICHARD A. KAYNE IN A FAMILY TRUST. Read SEC document |
| December 21, 2018 Filed Dec 27, 2018 16:06 UTC Amendment |
KAYNE ANDERSON CAPITAL ADVISORS LP10% owner
KAYNE RICHARD A10% owner
|
OtherCLASS A COMMON STOCK | 2,000,000 | $7.63 | $15,260,000.00 |
DisclosureSEC source: 0000899243-18-031807 · doc4a.xml · nonDerivative · entry 1 KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · 10% owner KAYNE RICHARD A · CIK 0000884413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 14,318,000 F1 · kind: DISTRIBUTION OF CLASS A COMMON STOCK AND WARRANTS BY KAYNE ANDERSON SPONSOR LLC TO ITS EQUITY OWNERS INCLUDING KAYNE ANDERSON CAPITAL ADVISORS, L.P. ("KACALP"), AND RICHARD A. KAYNE. UNLESS RECEIVED BY KACALP OR RICHARD A. KAYNE, DISTRIBUTED SECURITIES NO LONGER REPORTABLE BY KACALP OR RICHARD A. KAYNE. Read SEC document |
| December 21, 2018 Filed Dec 28, 2018 01:49 UTC Amendment |
McCarthy Kevin SDirector
|
OtherCommon Stock | 352,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001357400-18-000199 · f4aformks.xml · nonDerivative · entry 1 McCarthy Kevin S · CIK 0001304183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 604,933 F1 · kind: Pro rata distribution from Kayne Anderson SPAC, LLC to its members. F2 · shares: Amended to correct number of shares. Read SEC document |
| December 21, 2018 Filed Dec 27, 2018 21:26 UTC |
SINNOTT ROBERT VFORMER DIRECTOR
|
OtherCLASS A COMMON STOCK | 350,000 | $7.63 | $2,670,500.00 |
DisclosureSEC source: 0000899243-18-031832 · doc4.xml · nonDerivative · entry 1 SINNOTT ROBERT V · CIK 0001188625 · FORMER DIRECTOR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,000 F1 · kind: ROBERT SINNOTT IS A FORMER DIRECTOR OF THE ISSUER. HE RECEIVED THE COMMON STOCK REFERENCED ABOVE (NOW HELD BY THE ROBERT AND ROSA SINNOTT LIVING TRUST DTD 10/24/1997) AS A DISTRIBUTION FROM EQUITY HELD IN KAYNE SPAC INVESTMENT LLC. F1 · ownership.direct: ROBERT SINNOTT IS A FORMER DIRECTOR OF THE ISSUER. HE RECEIVED THE COMMON STOCK REFERENCED ABOVE (NOW HELD BY THE ROBERT AND ROSA SINNOTT LIVING TRUST DTD 10/24/1997) AS A DISTRIBUTION FROM EQUITY HELD IN KAYNE SPAC INVESTMENT LLC. Read SEC document |
| December 17, 2018 Filed Dec 19, 2018 12:33 UTC |
LANNIE P ANTHONYEVP, General Counsel
|
OtherClass A Common Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001357400-18-000183 · f4forlpa.xml · nonDerivative · entry 1 LANNIE P ANTHONY · CIK 0001015827 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 F1 · kind: Pro rata distribution of Class A Common Stock from Altus SPAC Investments, LLC to its members. Read SEC document |
| December 17, 2018 Filed Dec 19, 2018 21:14 UTC |
LELAND D MARKDirector
|
GrantRestricted Stock / Units · Derivative | 11,037 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001357400-18-000190 · f4forlm.xml · derivative · entry 1 LELAND D MARK · CIK 0001174722 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,037 Underlying: Class A Common Stock · 11,037 shares Expires not disclosed F1 · derivative.expiration_date: Each restricted stock unit will vest in cash at the end of three (3) years. Read SEC document |
| December 17, 2018 Filed Dec 19, 2018 22:00 UTC |
BORER MARK ADirector
|
GrantRestricted Stock / Units · Derivative | 11,037 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001357400-18-000191 · f4forbm.xml · derivative · entry 1 BORER MARK A · CIK 0001237206 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,037 Underlying: Class A Common Stock · 11,037 shares Expires not disclosed F1 · derivative.expiration_date: Each restricted stock unit will vest in cash at the end of three (3) years. Read SEC document |
| December 17, 2018 Filed Dec 19, 2018 19:44 UTC |
Johnson Charles DouglasDirector
|
GrantRestricted Stock / Units · Derivative | 11,037 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001357400-18-000189 · f4forjcd.xml · derivative · entry 1 Johnson Charles Douglas · CIK 0001547330 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,037 Underlying: Class A Common Stock · 11,037 shares Expires not disclosed F1 · derivative.expiration_date: Each restricted stock unit will vest in cash at the end of three (3) years. Read SEC document |
| December 17, 2018 Filed Dec 19, 2018 17:53 UTC |
Rodgers Ben CDirector · CFO
|
OtherClass A Common Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001357400-18-000187 · f4forrbc.xml · nonDerivative · entry 1 Rodgers Ben C · CIK 0001756230 · Director · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 F1 · kind: Pro rata distribution of Class A Common Stock from Altus SPAC Investments, LLC to its members. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.