KN

SEC source: 0001587523-24-000007 · edgardoc.xml · nonDerivative · entry 1

Giesecke Daniel J. · CIK 0001598086 · Senior Vice President & COO · Senior Vice President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,379

F1 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 6, 2023 in accordance with Rule 16b-3.

SEC source: 0001587523-24-000006 · edgardoc.xml · nonDerivative · entry 1

Cabrera Raymond D. · CIK 0001598091 · SVP, HR & Chief Admin. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,603

F1 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 6, 2023 in accordance with Rule 16b-3.

SEC source: 0001587523-24-000005 · edgardoc.xml · nonDerivative · entry 1

Bastarrica Air A. Jr. · CIK 0001745084 · Vice President, Controller · Vice President, Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,846

F1 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 6, 2023 in accordance with Rule 16b-3.

SEC source: 0001587523-24-000004 · edgardoc.xml · nonDerivative · entry 1

Anderson John S. · CIK 0001598318 · Senior Vice President & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 173,335

F1 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 6, 2023 in accordance with Rule 16b-3.

SEC source: 0001587523-24-000001 · edgardoc.xml · nonDerivative · entry 1

Eul Hermann · CIK 0001647225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,084

F1 · shares: Represents a pro rata portion of Mr. Eul's previously reported unvested restricted stock units, which have been forfeited upon his resignation as a director.

SEC source: 0001587523-23-000082 · edgardoc.xml · nonDerivative · entry 1

Cabrera Raymond D. · CIK 0001598091 · SVP, HR & Chief Admin. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,202

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.34 to $15.495, inclusive. The reporting person undertakes to provide to Knowles Corporation, any security holder of Knowles Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased/sold at each separate price within the ranges set forth in this footnote to this Form 4.

SEC source: 0001587523-23-000059 · edgardoc.xml · nonDerivative · entry 1

SHAVERS CHERYL L · CIK 0001196914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,772

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.58 to $16.64 inclusive. The reporting person undertakes to provide to Knowles Corporation, any security holder of Knowles Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased/sold at each separate price within the ranges set forth in this footnote to this Form.

SEC source: 0001587523-23-000058 · edgardoc.xml · nonDerivative · entry 2

Brackett Erania · CIK 0001877055 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,623

F2 · shares: Restricted Stock Units (RSU) awarded as compensation for services as a Director pursuant to the Knowles Corporation 2018 Equity and Cash Incentive Plan. The RSUs will vest on the first anniversary of the grant.

SEC source: 0001587523-23-000058 · edgardoc.xml · nonDerivative · entry 1

Brackett Erania · CIK 0001877055 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,514

F1 · shares: Restricted Stock Units (RSU) granted to a new Director pursuant to the Knowles Corporation 2018 Equity and Cash Incentive Plan. The RSUs will vest on the third anniversary of the grant.

SEC source: 0001587523-23-000053 · edgardoc.xml · nonDerivative · entry 1

Cabrera Raymond D. · CIK 0001598091 · SVP, HR & Chief Admin. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,202

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.34 to $16.385, inclusive. The reporting person undertakes to provide to Knowles Corporation, any security holder of Knowles Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased/sold at each separate price within the ranges set forth in this footnote to this Form 4.

SEC source: 0001587523-23-000046 · edgardoc.xml · nonDerivative · entry 1

Li Ye Jane · CIK 0001667921 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,398

F1 · shares: Restricted Stock Units (RSU) awarded as compensation for services as a Director pursuant to the Knowles Corporation 2018 Equity and Cash Incentive Plan. The RSUs will vest on the first anniversary of the grant.

SEC source: 0001587523-23-000044 · edgardoc.xml · nonDerivative · entry 1

Eul Hermann · CIK 0001647225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,542

F1 · shares: Restricted Stock Units (RSU) awarded as compensation for services as a Director pursuant to the Knowles Corporation 2018 Equity and Cash Incentive Plan. The RSUs will vest on the first anniversary of the grant.

SEC source: 0001587523-23-000042 · edgardoc.xml · nonDerivative · entry 1

BARNES KEITH · CIK 0001268517 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,363

F1 · shares: Restricted Stock Units (RSU) awarded as compensation for services as a Director pursuant to the Knowles Corporation 2018 Equity and Cash Incentive Plan. The RSUs will vest on the first anniversary of the grant.

SEC source: 0001587523-23-000047 · edgardoc.xml · nonDerivative · entry 1

MACLEOD DONALD · CIK 0001225000 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,242

F1 · shares: Restricted Stock Units (RSU) awarded as compensation for services as a Director pursuant to the Knowles Corporation 2018 Equity and Cash Incentive Plan. The RSUs will vest on the first anniversary of the grant.

SEC source: 0001587523-23-000048 · edgardoc.xml · nonDerivative · entry 1

SHAVERS CHERYL L · CIK 0001196914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,977

F1 · shares: Restricted Stock Units (RSU) awarded as compensation for services as a Director pursuant to the Knowles Corporation 2018 Equity and Cash Incentive Plan. The RSUs will vest on the first anniversary of the grant.

SEC source: 0001587523-23-000045 · edgardoc.xml · nonDerivative · entry 1

HIRSCH DIDIER · CIK 0001226464 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,669

F1 · shares: Restricted Stock Units (RSU) awarded as compensation for services as a Director pursuant to the Knowles Corporation 2018 Equity and Cash Incentive Plan. The RSUs will vest on the first anniversary of the grant.

SEC source: 0001587523-23-000043 · edgardoc.xml · nonDerivative · entry 1

Crowley Daniel J · CIK 0001504939 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,188

F1 · shares: Restricted Stock Units (RSU) awarded as compensation for services as a Director pursuant to the Knowles Corporation 2018 Equity and Cash Incentive Plan. The RSUs will vest on the first anniversary of the grant.

SEC source: 0001587523-23-000049 · edgardoc.xml · nonDerivative · entry 1

WISHART MICHAEL S · CIK 0001593411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,825

F1 · shares: Restricted Stock Units (RSU) awarded as compensation for services as a Director pursuant to the Knowles Corporation 2018 Equity and Cash Incentive Plan. The RSUs will vest on the first anniversary of the grant.

SEC source: 0001587523-24-000009 · edgardoc.xml · nonDerivative · entry 4

PERNA ROBERT J · CIK 0001181355 · SVP, General Counsel & Sec

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 14,964

F1 · price: Not applicable to this transaction

SEC source: 0001587523-24-000009 · edgardoc.xml · nonDerivative · entry 1

PERNA ROBERT J · CIK 0001181355 · SVP, General Counsel & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,797

F1 · price: Not applicable to this transaction

SEC source: 0001587523-23-000026 · edgardoc.xml · nonDerivative · entry 1

Niew Jeffrey · CIK 0001535760 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 692,173

F1 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 10, 2020 in accordance with Rule 16b-3.

SEC source: 0001587523-23-000025 · edgardoc.xml · nonDerivative · entry 1

Giesecke Daniel J. · CIK 0001598086 · Senior Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,844

F1 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 10, 2020 in accordance with Rule 16b-3.

SEC source: 0001587523-23-000024 · edgardoc.xml · nonDerivative · entry 1

Cabrera Raymond D. · CIK 0001598091 · SVP, HR & Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,692

F1 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 10, 2020 in accordance with Rule 16b-3.

SEC source: 0001587523-23-000023 · edgardoc.xml · nonDerivative · entry 1

Bastarrica Air A. Jr. · CIK 0001745084 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,183

F1 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 10, 2020 in accordance with Rule 16b-3.

SEC source: 0001587523-23-000022 · edgardoc.xml · nonDerivative · entry 1

Anderson John S. · CIK 0001598318 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,496

F1 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 10, 2020 in accordance with Rule 16b-3.

SEC source: 0001587523-23-000018 · edgardoc.xml · nonDerivative · entry 1

Niew Jeffrey · CIK 0001535760 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 699,658

F1 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 8, 2021 in accordance with Rule 16b-3.

SEC source: 0001587523-23-000017 · edgardoc.xml · nonDerivative · entry 1

Giesecke Daniel J. · CIK 0001598086 · Senior Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,496

F1 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 8, 2021 in accordance with Rule 16b-3.

SEC source: 0001587523-23-000014 · edgardoc.xml · nonDerivative · entry 1

Anderson John S. · CIK 0001598318 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,599

F1 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 8, 2021 in accordance with Rule 16b-3.

SEC source: 0001587523-23-000016 · edgardoc.xml · nonDerivative · entry 1

Cabrera Raymond D. · CIK 0001598091 · SVP, HR & Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,014

F1 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 8, 2021 in accordance with Rule 16b-3.

SEC source: 0001587523-23-000015 · edgardoc.xml · nonDerivative · entry 1

Bastarrica Air A. Jr. · CIK 0001745084 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,121

F1 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 8, 2021 in accordance with Rule 16b-3.

SEC source: 0001587523-23-000012 · edgardoc.xml · nonDerivative · entry 3

PERNA ROBERT J · CIK 0001181355 · SVP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,870

F3 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 7, 2022 in accordance with Rule 16b-3.

SEC source: 0001587523-23-000011 · edgardoc.xml · nonDerivative · entry 4

Niew Jeffrey · CIK 0001535760 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 711,594

F4 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 7, 2022 in accordance with Rule 16b-3.

SEC source: 0001587523-23-000010 · edgardoc.xml · nonDerivative · entry 4

Giesecke Daniel J. · CIK 0001598086 · Senior Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,364

F4 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 7, 2022 in accordance with Rule 16b-3.

SEC source: 0001587523-23-000009 · edgardoc.xml · nonDerivative · entry 4

Cabrera Raymond D. · CIK 0001598091 · SVP, HR & Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,165

F4 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 7, 2022 in accordance with Rule 16b-3.

SEC source: 0001587523-23-000008 · edgardoc.xml · nonDerivative · entry 2

Bastarrica Air A. Jr. · CIK 0001745084 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,869

F2 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 7, 2022 in accordance with Rule 16b-3.

SEC source: 0001587523-23-000007 · edgardoc.xml · nonDerivative · entry 4

Anderson John S. · CIK 0001598318 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,311

F4 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 7, 2022 in accordance with Rule 16b-3.

SEC source: 0001587523-23-000012 · edgardoc.xml · nonDerivative · entry 2

PERNA ROBERT J · CIK 0001181355 · SVP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,315

F2 · shares: Restricted Stock Units granted under the Knowles Corporation 2018 Equity and Cash Incentive Plan that vest ratably over three years commencing on the first anniversary of the award.

SEC source: 0001587523-23-000011 · edgardoc.xml · nonDerivative · entry 3

Niew Jeffrey · CIK 0001535760 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 723,225

F3 · shares: These shares represent the payment of the tax liability by withholding securities incident to the settlement of performance share units granted on February 10, 2020 in accordance with Rule 16b-3.

SEC source: 0001587523-23-000011 · edgardoc.xml · nonDerivative · entry 2

Niew Jeffrey · CIK 0001535760 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 744,736

F2 · shares: Restricted Stock Units granted under the Knowles Corporation 2018 Equity and Cash Incentive Plan that vest ratably over three years commencing on the first anniversary of the award.

SEC source: 0001587523-23-000011 · edgardoc.xml · nonDerivative · entry 1

Niew Jeffrey · CIK 0001535760 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 652,803

F1 · shares: Represents the settlement of performance share units (PSUs) that were previously granted under the Company's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2020 through December 31, 2022.

SEC source: 0001587523-23-000010 · edgardoc.xml · nonDerivative · entry 3

Giesecke Daniel J. · CIK 0001598086 · Senior Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,159

F3 · shares: These shares represent the payment of the tax liability by withholding securities incident to the settlement of performance share units granted on February 10, 2020 in accordance with Rule 16b-3.

SEC source: 0001587523-23-000010 · edgardoc.xml · nonDerivative · entry 2

Giesecke Daniel J. · CIK 0001598086 · Senior Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,904

F2 · shares: Restricted Stock Units granted under the Knowles Corporation 2018 Equity and Cash Incentive Plan that vest ratably over three years commencing on the first anniversary of the award.

SEC source: 0001587523-23-000010 · edgardoc.xml · nonDerivative · entry 1

Giesecke Daniel J. · CIK 0001598086 · Senior Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,951

F1 · shares: Represents the settlement of performance share units (PSUs) that were previously granted under the Company's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2020 through December 31, 2022.

SEC source: 0001587523-23-000009 · edgardoc.xml · nonDerivative · entry 3

Cabrera Raymond D. · CIK 0001598091 · SVP, HR & Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,261

F3 · shares: Represents the settlement of performance share units (PSUs) that were previously granted under the Company's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2020 through December 31, 2022.

SEC source: 0001587523-23-000009 · edgardoc.xml · nonDerivative · entry 2

Cabrera Raymond D. · CIK 0001598091 · SVP, HR & Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,692

F2 · shares: These shares represent the payment of the tax liability by withholding securities incident to the settlement of performance share units granted on February 10, 2020 in accordance with Rule 16b-3.

SEC source: 0001587523-23-000009 · edgardoc.xml · nonDerivative · entry 1

Cabrera Raymond D. · CIK 0001598091 · SVP, HR & Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,846

F1 · shares: Restricted Stock Units granted under the Knowles Corporation 2018 Equity and Cash Incentive Plan that vest ratably over three years commencing on the first anniversary of the award.

SEC source: 0001587523-23-000008 · edgardoc.xml · nonDerivative · entry 1

Bastarrica Air A. Jr. · CIK 0001745084 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,428

F1 · shares: Restricted Stock Units granted under the Knowles Corporation 2018 Equity and Cash Incentive Plan that vest ratably over three years commencing on the first anniversary of the award.

SEC source: 0001587523-23-000007 · edgardoc.xml · nonDerivative · entry 3

Anderson John S. · CIK 0001598318 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,313

F3 · shares: Represents the settlement of performance share units (PSUs) that were previously granted under the Company's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2020 through December 31, 2022.

SEC source: 0001587523-23-000007 · edgardoc.xml · nonDerivative · entry 2

Anderson John S. · CIK 0001598318 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,032

F2 · shares: These shares represent the payment of the tax liability by withholding securities incident to the settlement of performance share units granted on February 10, 2020 in accordance with Rule 16b-3.

SEC source: 0001587523-23-000007 · edgardoc.xml · nonDerivative · entry 1

Anderson John S. · CIK 0001598318 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,405

F1 · shares: Restricted Stock Units granted under the Knowles Corporation 2018 Equity and Cash Incentive Plan that vest ratably over three years commencing on the first anniversary of the award.