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KN

Knowles Corp

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Tapewire entity
4245
SEC CIK
0001587523
Parsed reports
421

Last 12 months

Inside the activity.

0 purchase rows · 45 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202509
Dec 202502
Jan 202602
Feb 2026015
Mar 202600
Apr 202604
May 202603
Jun 202600
Jul 202601
Aug 202609
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 30, 2024 Filed Sep 30, 2024 21:37 UTC
BARNES KEITHDirector
SaleCommon Stock 6,725 $17.88 $120,243.00
Disclosure

SEC source: 0001587523-24-000079 · edgardoc.xml · nonDerivative · entry 1

BARNES KEITH · CIK 0001268517 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,192

Read SEC document
September 23, 2024 Filed Sep 24, 2024 19:58 UTC SaleCommon Stock 12,579 $17.29 $217,490.91
Disclosure

SEC source: 0001587523-24-000078 · edgardoc.xml · nonDerivative · entry 1

SHAVERS CHERYL L · CIK 0001196914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,933

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.22 to $17.36, inclusive. The reporting person undertakes to provide to Knowles Corporation, any security holder of Knowles Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased/sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
September 20, 2024 Filed Sep 23, 2024 20:50 UTC
Cabrera Raymond D.SVP, HR & Chief Admin. Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 27,829 $14.29 Strike: $14.29 $397,676.41
Disclosure

SEC source: 0001587523-24-000077 · edgardoc.xml · derivative · entry 3

Cabrera Raymond D. · CIK 0001598091 · SVP, HR & Chief Admin. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,829 shares

Expires 2025-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 20, 2024 Filed Sep 23, 2024 20:50 UTC
Cabrera Raymond D.SVP, HR & Chief Admin. Officer
Tax withholdingCommon Stock 24,972 $17.52 $437,509.44
Disclosure

SEC source: 0001587523-24-000077 · edgardoc.xml · nonDerivative · entry 2

Cabrera Raymond D. · CIK 0001598091 · SVP, HR & Chief Admin. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,727

F1 · shares: These shares represent the payment of the option exercise price and tax liability by withholding securities.

Read SEC document
September 20, 2024 Filed Sep 23, 2024 20:50 UTC
Cabrera Raymond D.SVP, HR & Chief Admin. Officer
Exercise / conversionCommon Stock 27,829 $14.29 $397,676.41
Disclosure

SEC source: 0001587523-24-000077 · edgardoc.xml · nonDerivative · entry 1

Cabrera Raymond D. · CIK 0001598091 · SVP, HR & Chief Admin. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,699

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 23, 2024 Filed Aug 27, 2024 15:49 UTC
Anderson John S.Senior Vice President & CFO
SaleCommon Stock 10,444 $18.50 $193,214.00
Disclosure

SEC source: 0001587523-24-000072 · edgardoc.xml · nonDerivative · entry 1

Anderson John S. · CIK 0001598318 · Senior Vice President & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 211,200

F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 15, 2024.

Read SEC document
July 11, 2024 Filed Jul 12, 2024 19:15 UTC
Anderson John S.Senior Vice President & CFO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 46,382 $14.29 Strike: $14.29 $662,798.78
Disclosure

SEC source: 0001587523-24-000067 · edgardoc.xml · derivative · entry 3

Anderson John S. · CIK 0001598318 · Senior Vice President & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 46,382 shares

Expires 2025-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 11, 2024 Filed Jul 12, 2024 19:15 UTC
Anderson John S.Senior Vice President & CFO
Tax withholdingCommon Stock 40,270 $18.52 $745,800.40
Disclosure

SEC source: 0001587523-24-000067 · edgardoc.xml · nonDerivative · entry 2

Anderson John S. · CIK 0001598318 · Senior Vice President & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 221,644

F1 · shares: These shares represent the payment of the option exercise price and tax liability by withholding securities.

Read SEC document
July 11, 2024 Filed Jul 12, 2024 19:15 UTC
Anderson John S.Senior Vice President & CFO
Exercise / conversionCommon Stock 46,382 $14.29 $662,798.78
Disclosure

SEC source: 0001587523-24-000067 · edgardoc.xml · nonDerivative · entry 1

Anderson John S. · CIK 0001598318 · Senior Vice President & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 261,914

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 18, 2024 Filed Jun 20, 2024 14:10 UTC GrantCommon Stock 9,759 $17.42 $170,001.78
Disclosure

SEC source: 0001587523-24-000066 · edgardoc.xml · nonDerivative · entry 2

Cardew Jason M · CIK 0001529005 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,259

F2 · shares: Restricted Stock Units (RSU) granted to a new Director pursuant to the Knowles Corporation 2018 Equity and Cash Incentive Plan. The RSUs will vest on the third anniversary of the grant.

Read SEC document
June 18, 2024 Filed Jun 20, 2024 14:10 UTC GrantCommon Stock 8,500 $17.42 $148,070.00
Disclosure

SEC source: 0001587523-24-000066 · edgardoc.xml · nonDerivative · entry 1

Cardew Jason M · CIK 0001529005 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,500

F1 · shares: Restricted Stock Units (RSU) awarded as compensation for services as a Director pursuant to the Knowles Corporation 2018 Equity and Cash Incentive Plan. The RSUs will vest on the first anniversary of the grant.

Read SEC document
May 31, 2024 Filed May 31, 2024 18:35 UTC
BARNES KEITHDirector
SaleCommon Stock 5,186 $17.45 $90,495.70
Disclosure

SEC source: 0001587523-24-000058 · edgardoc.xml · nonDerivative · entry 1

BARNES KEITH · CIK 0001268517 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,917

Read SEC document
April 30, 2024 Filed May 2, 2024 14:30 UTC GrantCommon Stock 10,740 $15.83 $170,014.20
Disclosure

SEC source: 0001587523-24-000042 · edgardoc.xml · nonDerivative · entry 1

Brackett Erania · CIK 0001877055 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,363

F1 · shares: Restricted Stock Units (RSU) awarded as compensation for services as a Director pursuant to the Knowles Corporation 2018 Equity and Cash Incentive Plan. The RSUs will vest on the first anniversary of the grant.

Read SEC document
April 30, 2024 Filed May 2, 2024 18:34 UTC
Li Ye JaneDirector
GrantCommon Stock 10,740 $15.83 $170,014.20
Disclosure

SEC source: 0001587523-24-000045 · edgardoc.xml · nonDerivative · entry 1

Li Ye Jane · CIK 0001667921 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,138

F1 · shares: Restricted Stock Units (RSU) awarded as compensation for services as a Director pursuant to the Knowles Corporation 2018 Equity and Cash Incentive Plan. The RSUs will vest on the first anniversary of the grant.

Read SEC document
April 30, 2024 Filed May 2, 2024 18:29 UTC
BARNES KEITHDirector
GrantCommon Stock 10,740 $15.83 $170,014.20
Disclosure

SEC source: 0001587523-24-000041 · edgardoc.xml · nonDerivative · entry 1

BARNES KEITH · CIK 0001268517 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,103

F1 · shares: Restricted Stock Units (RSU) awarded as compensation for services as a Director pursuant to the Knowles Corporation 2018 Equity and Cash Incentive Plan. The RSUs will vest on the first anniversary of the grant.

Read SEC document
April 30, 2024 Filed May 2, 2024 14:35 UTC GrantCommon Stock 10,740 $15.83 $170,014.20
Disclosure

SEC source: 0001587523-24-000046 · edgardoc.xml · nonDerivative · entry 1

MACLEOD DONALD · CIK 0001225000 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,982

F1 · shares: Restricted Stock Units (RSU) awarded as compensation for services as a Director pursuant to the Knowles Corporation 2018 Equity and Cash Incentive Plan. The RSUs will vest on the first anniversary of the grant.

Read SEC document
April 30, 2024 Filed May 2, 2024 18:36 UTC GrantCommon Stock 10,740 $15.83 $170,014.20
Disclosure

SEC source: 0001587523-24-000047 · edgardoc.xml · nonDerivative · entry 1

SHAVERS CHERYL L · CIK 0001196914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,512

F1 · shares: Restricted Stock Units (RSU) awarded as compensation for services as a Director pursuant to the Knowles Corporation 2018 Equity and Cash Incentive Plan. The RSUs will vest on the first anniversary of the grant.

Read SEC document
April 30, 2024 Filed May 2, 2024 18:33 UTC GrantCommon Stock 10,740 $15.83 $170,014.20
Disclosure

SEC source: 0001587523-24-000044 · edgardoc.xml · nonDerivative · entry 1

HIRSCH DIDIER · CIK 0001226464 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,409

F1 · shares: Restricted Stock Units (RSU) awarded as compensation for services as a Director pursuant to the Knowles Corporation 2018 Equity and Cash Incentive Plan. The RSUs will vest on the first anniversary of the grant.

Read SEC document
April 30, 2024 Filed May 2, 2024 18:31 UTC GrantCommon Stock 10,740 $15.83 $170,014.20
Disclosure

SEC source: 0001587523-24-000043 · edgardoc.xml · nonDerivative · entry 1

Crowley Daniel J · CIK 0001504939 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,928

F1 · shares: Restricted Stock Units (RSU) awarded as compensation for services as a Director pursuant to the Knowles Corporation 2018 Equity and Cash Incentive Plan. The RSUs will vest on the first anniversary of the grant.

Read SEC document
April 30, 2024 Filed May 2, 2024 18:38 UTC GrantCommon Stock 10,740 $15.83 $170,014.20
Disclosure

SEC source: 0001587523-24-000048 · edgardoc.xml · nonDerivative · entry 1

WISHART MICHAEL S · CIK 0001593411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,565

F1 · shares: Restricted Stock Units (RSU) awarded as compensation for services as a Director pursuant to the Knowles Corporation 2018 Equity and Cash Incentive Plan. The RSUs will vest on the first anniversary of the grant.

Read SEC document
March 04, 2024 Filed Nov 6, 2024 14:36 UTC
PERNA ROBERT JSVP, General Counsel & Sec
GiftCommon Stock 6,116 Not disclosed Not disclosed
Disclosure

SEC source: 0001587523-24-000087 · edgardoc.xml · nonDerivative · entry 2

PERNA ROBERT J · CIK 0001181355 · SVP, General Counsel & Sec

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 21,080

F1 · price: Not applicable to this transaction

Read SEC document
March 04, 2024 Filed Nov 6, 2024 14:36 UTC
PERNA ROBERT JSVP, General Counsel & Sec
GiftCommon Stock 6,116 Not disclosed Not disclosed
Disclosure

SEC source: 0001587523-24-000087 · edgardoc.xml · nonDerivative · entry 1

PERNA ROBERT J · CIK 0001181355 · SVP, General Counsel & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,063

F1 · price: Not applicable to this transaction

Read SEC document
February 22, 2024 Filed Feb 22, 2024 22:00 UTC
Cabrera Raymond D.SVP, HR & Chief Admin. Officer
SaleCommon Stock 10,300 $16.90 $174,070.00
Disclosure

SEC source: 0001587523-24-000020 · edgardoc.xml · nonDerivative · entry 4

Cabrera Raymond D. · CIK 0001598091 · SVP, HR & Chief Admin. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,870

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.90 to $16.92, inclusive. The reporting person undertakes to provide to Knowles Corporation, any security holder of Knowles Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased/sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 17:04 UTC
PERNA ROBERT JSVP, General Counsel & Sec
GrantCommon Stock 20,896 $0.00 $0.00
Disclosure

SEC source: 0001587523-24-000023 · edgardoc.xml · nonDerivative · entry 1

PERNA ROBERT J · CIK 0001181355 · SVP, General Counsel & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,179

F1 · shares: Restricted Stock Units granted under the Knowles Corporation 2018 Equity and Cash Incentive Plan that vest ratably over three years commencing on the first anniversary of the award.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 22:02 UTC
Niew JeffreyDirector · President & CEO
Tax withholdingCommon Stock 37,942 $16.75 $635,528.50
Disclosure

SEC source: 0001587523-24-000022 · edgardoc.xml · nonDerivative · entry 3

Niew Jeffrey · CIK 0001535760 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 820,698

F3 · shares: These shares represent the payment of the tax liability by withholding securities incident to the settlement of performance share units granted on February 8, 2021 in accordance with Rule 16b-3.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 22:02 UTC
Niew JeffreyDirector · President & CEO
GrantCommon Stock 85,647 $16.75 $1,434,587.25
Disclosure

SEC source: 0001587523-24-000022 · edgardoc.xml · nonDerivative · entry 2

Niew Jeffrey · CIK 0001535760 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 858,640

F2 · shares: Represents the settlement of performance share units (PSUs) that were previously granted under the Company's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2021 through December 31, 2023.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 22:02 UTC
Niew JeffreyDirector · President & CEO
GrantCommon Stock 118,209 $0.00 $0.00
Disclosure

SEC source: 0001587523-24-000022 · edgardoc.xml · nonDerivative · entry 1

Niew Jeffrey · CIK 0001535760 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 772,993

F1 · shares: Restricted Stock Units granted under the Knowles Corporation 2018 Equity and Cash Incentive Plan that vest ratably over three years commencing on the first anniversary of the award.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 22:01 UTC
Giesecke Daniel J.Senior Vice President & COO
Tax withholdingCommon Stock 7,458 $16.75 $124,921.50
Disclosure

SEC source: 0001587523-24-000021 · edgardoc.xml · nonDerivative · entry 3

Giesecke Daniel J. · CIK 0001598086 · Senior Vice President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,974

F3 · shares: These shares represent the payment of the tax liability by withholding securities incident to the settlement of performance share units granted on February 8, 2021 in accordance with Rule 16b-3.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 22:01 UTC
Giesecke Daniel J.Senior Vice President & COO
GrantCommon Stock 16,835 $16.75 $281,986.25
Disclosure

SEC source: 0001587523-24-000021 · edgardoc.xml · nonDerivative · entry 2

Giesecke Daniel J. · CIK 0001598086 · Senior Vice President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,432

F2 · shares: Represents the settlement of performance share units (PSUs) that were previously granted under the Company's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2021 through December 31, 2023.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 22:01 UTC
Giesecke Daniel J.Senior Vice President & COO
GrantCommon Stock 26,866 $0.00 $0.00
Disclosure

SEC source: 0001587523-24-000021 · edgardoc.xml · nonDerivative · entry 1

Giesecke Daniel J. · CIK 0001598086 · Senior Vice President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,597

F1 · shares: Restricted Stock Units granted under the Knowles Corporation 2018 Equity and Cash Incentive Plan that vest ratably over three years commencing on the first anniversary of the award.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 22:00 UTC
Cabrera Raymond D.SVP, HR & Chief Admin. Officer
Tax withholdingCommon Stock 5,594 $16.75 $93,699.50
Disclosure

SEC source: 0001587523-24-000020 · edgardoc.xml · nonDerivative · entry 3

Cabrera Raymond D. · CIK 0001598091 · SVP, HR & Chief Admin. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,170

F3 · shares: These shares represent the payment of the tax liability by withholding securities incident to the settlement of performance share units granted on February 8, 2021 in accordance with Rule 16b-3.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 22:00 UTC
Cabrera Raymond D.SVP, HR & Chief Admin. Officer
GrantCommon Stock 12,626 $16.75 $211,485.50
Disclosure

SEC source: 0001587523-24-000020 · edgardoc.xml · nonDerivative · entry 2

Cabrera Raymond D. · CIK 0001598091 · SVP, HR & Chief Admin. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,764

F2 · shares: Represents the settlement of performance share units (PSUs) that were previously granted under the Company's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2021 through December 31, 2023.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 22:00 UTC
Cabrera Raymond D.SVP, HR & Chief Admin. Officer
GrantCommon Stock 20,896 $0.00 $0.00
Disclosure

SEC source: 0001587523-24-000020 · edgardoc.xml · nonDerivative · entry 1

Cabrera Raymond D. · CIK 0001598091 · SVP, HR & Chief Admin. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,138

F1 · shares: Restricted Stock Units granted under the Knowles Corporation 2018 Equity and Cash Incentive Plan that vest ratably over three years commencing on the first anniversary of the award.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:58 UTC
Bastarrica Air A. Jr.Vice President, Controller
GrantCommon Stock 17,910 $0.00 $0.00
Disclosure

SEC source: 0001587523-24-000019 · edgardoc.xml · nonDerivative · entry 1

Bastarrica Air A. Jr. · CIK 0001745084 · Vice President, Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,443

F1 · shares: Restricted Stock Units granted under the Knowles Corporation 2018 Equity and Cash Incentive Plan that vest ratably over three years commencing on the first anniversary of the award.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:57 UTC
Anderson John S.Senior Vice President & CFO
Tax withholdingCommon Stock 6,677 $16.75 $111,839.75
Disclosure

SEC source: 0001587523-24-000018 · edgardoc.xml · nonDerivative · entry 3

Anderson John S. · CIK 0001598318 · Senior Vice President & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 215,532

F3 · shares: These shares represent the payment of the tax liability by withholding securities incident to the settlement of performance share units granted on February 8, 2021 in accordance with Rule 16b-3.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:57 UTC
Anderson John S.Senior Vice President & CFO
GrantCommon Stock 15,783 $16.75 $264,365.25
Disclosure

SEC source: 0001587523-24-000018 · edgardoc.xml · nonDerivative · entry 2

Anderson John S. · CIK 0001598318 · Senior Vice President & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 222,209

F2 · shares: Represents the settlement of performance share units (PSUs) that were previously granted under the Company's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2021 through December 31, 2023.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:57 UTC
Anderson John S.Senior Vice President & CFO
GrantCommon Stock 38,806 $0.00 $0.00
Disclosure

SEC source: 0001587523-24-000018 · edgardoc.xml · nonDerivative · entry 1

Anderson John S. · CIK 0001598318 · Senior Vice President & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 206,426

F1 · shares: Restricted Stock Units granted under the Knowles Corporation 2018 Equity and Cash Incentive Plan that vest ratably over three years commencing on the first anniversary of the award.

Read SEC document
February 08, 2024 Filed Feb 9, 2024 22:28 UTC
Niew JeffreyDirector · President & CEO
Tax withholdingCommon Stock 11,936 $15.91 $189,901.76
Disclosure

SEC source: 0001587523-24-000014 · edgardoc.xml · nonDerivative · entry 1

Niew Jeffrey · CIK 0001535760 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 654,784

F1 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 8, 2021 in accordance with Rule 16b-3.

Read SEC document
February 08, 2024 Filed Feb 9, 2024 22:24 UTC
Cabrera Raymond D.SVP, HR & Chief Admin. Officer
Tax withholdingCommon Stock 2,151 $15.91 $34,222.41
Disclosure

SEC source: 0001587523-24-000012 · edgardoc.xml · nonDerivative · entry 1

Cabrera Raymond D. · CIK 0001598091 · SVP, HR & Chief Admin. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,242

F1 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 8, 2021 in accordance with Rule 16b-3.

Read SEC document
February 08, 2024 Filed Feb 9, 2024 22:26 UTC
Giesecke Daniel J.Senior Vice President & COO
Tax withholdingCommon Stock 2,868 $15.91 $45,629.88
Disclosure

SEC source: 0001587523-24-000013 · edgardoc.xml · nonDerivative · entry 1

Giesecke Daniel J. · CIK 0001598086 · Senior Vice President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,731

F1 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 8, 2021 in accordance with Rule 16b-3.

Read SEC document
February 08, 2024 Filed Feb 9, 2024 22:23 UTC
Bastarrica Air A. Jr.Vice President, Controller
Tax withholdingCommon Stock 752 $15.91 $11,964.32
Disclosure

SEC source: 0001587523-24-000011 · edgardoc.xml · nonDerivative · entry 1

Bastarrica Air A. Jr. · CIK 0001745084 · Vice President, Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,533

F1 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 8, 2021 in accordance with Rule 16b-3.

Read SEC document
February 08, 2024 Filed Feb 9, 2024 22:21 UTC
Anderson John S.Senior Vice President & CFO
Tax withholdingCommon Stock 1,712 $15.91 $27,237.92
Disclosure

SEC source: 0001587523-24-000010 · edgardoc.xml · nonDerivative · entry 1

Anderson John S. · CIK 0001598318 · Senior Vice President & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 167,620

F1 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 8, 2021 in accordance with Rule 16b-3.

Read SEC document
February 07, 2024 Filed Feb 8, 2024 16:29 UTC
PERNA ROBERT JSVP, General Counsel & Sec
Tax withholdingCommon Stock 2,482 $16.52 $41,002.64
Disclosure

SEC source: 0001587523-24-000009 · edgardoc.xml · nonDerivative · entry 3

PERNA ROBERT J · CIK 0001181355 · SVP, General Counsel & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,283

F3 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 7, 2022 in accordance with Rule 16b-3.

Read SEC document
February 07, 2024 Filed Feb 8, 2024 21:27 UTC
Niew JeffreyDirector · President & CEO
Tax withholdingCommon Stock 11,631 $16.52 $192,144.12
Disclosure

SEC source: 0001587523-24-000008 · edgardoc.xml · nonDerivative · entry 2

Niew Jeffrey · CIK 0001535760 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 666,720

F2 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 7, 2022 in accordance with Rule 16b-3.

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February 07, 2024 Filed Feb 8, 2024 21:26 UTC
Giesecke Daniel J.Senior Vice President & COO · Senior Vice President & COO
Tax withholdingCommon Stock 2,780 $16.52 $45,925.60
Disclosure

SEC source: 0001587523-24-000007 · edgardoc.xml · nonDerivative · entry 2

Giesecke Daniel J. · CIK 0001598086 · Senior Vice President & COO · Senior Vice President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,599

F2 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 7, 2022 in accordance with Rule 16b-3.

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February 07, 2024 Filed Feb 8, 2024 21:25 UTC
Cabrera Raymond D.SVP, HR & Chief Admin. Officer
Tax withholdingCommon Stock 2,210 $16.52 $36,509.20
Disclosure

SEC source: 0001587523-24-000006 · edgardoc.xml · nonDerivative · entry 2

Cabrera Raymond D. · CIK 0001598091 · SVP, HR & Chief Admin. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,393

F2 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 7, 2022 in accordance with Rule 16b-3.

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February 07, 2024 Filed Feb 8, 2024 21:23 UTC
Bastarrica Air A. Jr.Vice President, Controller · Vice President, Controller
Tax withholdingCommon Stock 1,561 $16.52 $25,787.72
Disclosure

SEC source: 0001587523-24-000005 · edgardoc.xml · nonDerivative · entry 2

Bastarrica Air A. Jr. · CIK 0001745084 · Vice President, Controller · Vice President, Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,285

F2 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 7, 2022 in accordance with Rule 16b-3.

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February 07, 2024 Filed Feb 8, 2024 21:22 UTC
Anderson John S.Senior Vice President & CFO
Tax withholdingCommon Stock 4,003 $16.52 $66,129.56
Disclosure

SEC source: 0001587523-24-000004 · edgardoc.xml · nonDerivative · entry 2

Anderson John S. · CIK 0001598318 · Senior Vice President & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 169,332

F2 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 7, 2022 in accordance with Rule 16b-3.

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February 06, 2024 Filed Feb 8, 2024 16:29 UTC
PERNA ROBERT JSVP, General Counsel & Sec
Tax withholdingCommon Stock 3,032 $16.52 $50,088.64
Disclosure

SEC source: 0001587523-24-000009 · edgardoc.xml · nonDerivative · entry 2

PERNA ROBERT J · CIK 0001181355 · SVP, General Counsel & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,765

F2 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 6, 2023 in accordance with Rule 16b-3.

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February 06, 2024 Filed Feb 8, 2024 21:27 UTC
Niew JeffreyDirector · President & CEO
Tax withholdingCommon Stock 13,822 $16.52 $228,339.44
Disclosure

SEC source: 0001587523-24-000008 · edgardoc.xml · nonDerivative · entry 1

Niew Jeffrey · CIK 0001535760 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 678,351

F1 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 6, 2023 in accordance with Rule 16b-3.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.