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CARMAX INC

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SEC CIK
0001170010
Parsed reports
553

Last 12 months

Inside the activity.

6 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202660
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 02, 2021 Filed Jul 7, 2021 21:42 UTC GrantCommon Stock 1,308 $0.00 $0.00
Disclosure

SEC source: 0001170010-21-000148 · wf-form4_162569416398747.xml · nonDerivative · entry 1

Goodman Shira · CIK 0001199915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,768

Read SEC document
July 02, 2021 Filed Jul 7, 2021 21:42 UTC GrantCommon Stock 1,308 $0.00 $0.00
Disclosure

SEC source: 0001170010-21-000147 · wf-form4_162569413663372.xml · nonDerivative · entry 1

McCreight David W. · CIK 0001440360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,142

Read SEC document
July 02, 2021 Filed Jul 7, 2021 21:42 UTC GrantCommon Stock 1,308 $0.00 $0.00
Disclosure

SEC source: 0001170010-21-000146 · wf-form4_162569411427537.xml · nonDerivative · entry 1

Bensen Peter J · CIK 0001395526 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,739

Read SEC document
July 02, 2021 Filed Jul 7, 2021 21:41 UTC
Chawla SonaDirector
GrantCommon Stock 1,308 $0.00 $0.00
Disclosure

SEC source: 0001170010-21-000144 · wf-form4_162569407176735.xml · nonDerivative · entry 1

Chawla Sona · CIK 0001438864 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,145

Read SEC document
July 02, 2021 Filed Jul 7, 2021 21:41 UTC GrantCommon Stock 1,308 $0.00 $0.00
Disclosure

SEC source: 0001170010-21-000145 · wf-form4_162569409427801.xml · nonDerivative · entry 1

Shinder Marcella · CIK 0001639923 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,862

Read SEC document
June 30, 2021 Filed Jul 1, 2021 20:55 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 7,383 $0.00 Strike: $63.04 $0.00
Disclosure

SEC source: 0001170010-21-000125 · wf-form4_162517287791343.xml · derivative · entry 5

Mayor-Mora Enrique N · CIK 0001793012 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,150

Underlying: Common Stock · 7,383 shares

Expires 2025-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock options became exercisable with respect to one-fourth of the underlying shares of Common Stock on each of May 1, 2019, May 1, 2020 and May 1, 2021 and become exercisable with respect to one-fourth of the underlying shares of Common Stock on May 1, 2022.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 20:55 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 6,633 $0.00 Strike: $58.38 $0.00
Disclosure

SEC source: 0001170010-21-000125 · wf-form4_162517287791343.xml · derivative · entry 4

Mayor-Mora Enrique N · CIK 0001793012 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,633 shares

Expires 2024-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock options became exercisable with respect to one-fourth of the underlying shares of Common Stock on each of May 1, 2018, May 1, 2019, May 1, 2020 and May 1, 2021 and are now fully exercisable.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 20:55 UTC SaleCommon Stock 12,031 $129.94 $1,563,308.14
Disclosure

SEC source: 0001170010-21-000125 · wf-form4_162517287791343.xml · nonDerivative · entry 3

Mayor-Mora Enrique N · CIK 0001793012 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,222

F1 · price: The shares with respect to this transaction were sold at prices ranging from $129.56 to $130.43. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 20:55 UTC Exercise / conversionCommon Stock 7,383 $63.04 $465,424.32
Disclosure

SEC source: 0001170010-21-000125 · wf-form4_162517287791343.xml · nonDerivative · entry 2

Mayor-Mora Enrique N · CIK 0001793012 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,253

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 20:55 UTC Exercise / conversionCommon Stock 6,633 $58.38 $387,234.54
Disclosure

SEC source: 0001170010-21-000125 · wf-form4_162517287791343.xml · nonDerivative · entry 1

Mayor-Mora Enrique N · CIK 0001793012 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,870

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 29, 2021 Filed Jul 1, 2021 20:56 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 15,000 $0.00 Strike: $63.04 $0.00
Disclosure

SEC source: 0001170010-21-000126 · wf-form4_162517292573915.xml · derivative · entry 7

Wilson Charles Joseph · CIK 0001721932 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,086

Underlying: Common Stock · 15,000 shares

Expires 2025-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock options became exercisable with respect to one-fourth of the underlying shares of Common Stock on each of May 1, 2019, May 1, 2020 and May 1, 2021 and become exercisable with respect to one-fourth of the underlying shares of Common Stock on May 1, 2022.

Read SEC document
June 29, 2021 Filed Jul 1, 2021 20:56 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 5,599 $0.00 Strike: $58.38 $0.00
Disclosure

SEC source: 0001170010-21-000126 · wf-form4_162517292573915.xml · derivative · entry 6

Wilson Charles Joseph · CIK 0001721932 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,599 shares

Expires 2024-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock options became exercisable with respect to one-fourth of the underlying shares of Common Stock on each of May 1, 2018, May 1, 2019, May 1, 2020 and May 1, 2021 and are now fully exercisable.

Read SEC document
June 29, 2021 Filed Jul 1, 2021 20:56 UTC GiftCommon Stock 400 $0.00 $0.00
Disclosure

SEC source: 0001170010-21-000126 · wf-form4_162517292573915.xml · nonDerivative · entry 5

Wilson Charles Joseph · CIK 0001721932 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,768

Read SEC document
June 29, 2021 Filed Jul 1, 2021 20:56 UTC SaleCommon Stock 14,097 $129.51 $1,825,702.47
Disclosure

SEC source: 0001170010-21-000126 · wf-form4_162517292573915.xml · nonDerivative · entry 4

Wilson Charles Joseph · CIK 0001721932 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,168

F2 · price: The shares with respect to this transaction were sold at prices ranging from $128.92 to $129.80. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 29, 2021 Filed Jul 1, 2021 20:56 UTC SaleCommon Stock 6,502 $130.61 $849,226.22
Disclosure

SEC source: 0001170010-21-000126 · wf-form4_162517292573915.xml · nonDerivative · entry 3

Wilson Charles Joseph · CIK 0001721932 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,265

F1 · price: The shares with respect to this transaction were sold at prices ranging from $129.81 to $131.28. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 29, 2021 Filed Jul 1, 2021 20:56 UTC Exercise / conversionCommon Stock 15,000 $63.04 $945,600.00
Disclosure

SEC source: 0001170010-21-000126 · wf-form4_162517292573915.xml · nonDerivative · entry 2

Wilson Charles Joseph · CIK 0001721932 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,767

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 29, 2021 Filed Jul 1, 2021 20:56 UTC Exercise / conversionCommon Stock 5,599 $58.38 $326,869.62
Disclosure

SEC source: 0001170010-21-000126 · wf-form4_162517292573915.xml · nonDerivative · entry 1

Wilson Charles Joseph · CIK 0001721932 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,767

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 29, 2021 Filed Jul 1, 2021 20:52 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 28,000 $0.00 Strike: $51.63 $0.00
Disclosure

SEC source: 0001170010-21-000122 · wf-form4_162517268291472.xml · derivative · entry 5

Daniels Jon G · CIK 0001628337 · SVP, CAF

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,000 shares

Expires 2023-04-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock options became exercisable with respect to one-fourth of the underlying shares of Common Stock on each of April 12, 2017, April 12, 2018, April 12, 2019 and April 12, 2020 and are now fully exercisable.

Read SEC document
June 29, 2021 Filed Jul 1, 2021 20:52 UTC SaleCommon Stock 4,002 $130.69 $523,021.38
Disclosure

SEC source: 0001170010-21-000122 · wf-form4_162517268291472.xml · nonDerivative · entry 4

Daniels Jon G · CIK 0001628337 · SVP, CAF

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,745

Read SEC document
June 29, 2021 Filed Jul 1, 2021 20:52 UTC SaleCommon Stock 14,271 $130.26 $1,858,940.46
Disclosure

SEC source: 0001170010-21-000122 · wf-form4_162517268291472.xml · nonDerivative · entry 3

Daniels Jon G · CIK 0001628337 · SVP, CAF

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,747

F2 · price: The shares with respect to this transaction were sold at prices ranging from $129.87 to $130.49. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 29, 2021 Filed Jul 1, 2021 20:52 UTC SaleCommon Stock 13,729 $130.74 $1,794,929.46
Disclosure

SEC source: 0001170010-21-000122 · wf-form4_162517268291472.xml · nonDerivative · entry 2

Daniels Jon G · CIK 0001628337 · SVP, CAF

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,018

F1 · price: The shares with respect to this transaction were sold at prices ranging from $130.50 to $131.08. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 29, 2021 Filed Jul 1, 2021 20:52 UTC Exercise / conversionCommon Stock 28,000 $51.63 $1,445,640.00
Disclosure

SEC source: 0001170010-21-000122 · wf-form4_162517268291472.xml · nonDerivative · entry 1

Daniels Jon G · CIK 0001628337 · SVP, CAF

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,747

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 29, 2021 Filed Jul 1, 2021 20:53 UTC
Hill Edwin JEVP & COO
Exercise / conversionStock Options (Right to Buy) · Derivative 35,000 $0.00 Strike: $63.04 $0.00
Disclosure

SEC source: 0001170010-21-000123 · wf-form4_162517273489898.xml · derivative · entry 8

Hill Edwin J · CIK 0001611830 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,815

Underlying: Common Stock · 35,000 shares

Expires 2025-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The stock options became exercisable with respect to one-fourth of the underlying shares of Common Stock on each of May 1, 2019, May 1, 2020 and May 1, 2021 and become exercisable with respect to one-fourth of the underlying shares of Common Stock on May 1, 2022.

Read SEC document
June 29, 2021 Filed Jul 1, 2021 20:53 UTC
Hill Edwin JEVP & COO
Exercise / conversionStock Options (Right to Buy) · Derivative 46,063 $0.00 Strike: $58.38 $0.00
Disclosure

SEC source: 0001170010-21-000123 · wf-form4_162517273489898.xml · derivative · entry 7

Hill Edwin J · CIK 0001611830 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 46,063 shares

Expires 2024-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The stock options became exercisable with respect to one-fourth of the underlying shares of Common Stock on each of May 1, 2018, May 1, 2019, May 1, 2020 and May 1, 2021 and are now fully exercisable.

Read SEC document
June 29, 2021 Filed Jul 1, 2021 20:53 UTC
Hill Edwin JEVP & COO
SaleCommon Stock 3,302 $130.78 $431,835.56
Disclosure

SEC source: 0001170010-21-000123 · wf-form4_162517273489898.xml · nonDerivative · entry 6

Hill Edwin J · CIK 0001611830 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,434

F4 · price: The shares with respect to this transaction were sold at prices ranging from $130.52 to $131.09. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 29, 2021 Filed Jul 1, 2021 20:53 UTC
Hill Edwin JEVP & COO
SaleCommon Stock 2,300 $130.25 $299,575.00
Disclosure

SEC source: 0001170010-21-000123 · wf-form4_162517273489898.xml · nonDerivative · entry 5

Hill Edwin J · CIK 0001611830 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,736

F3 · price: The shares with respect to this transaction were sold at prices ranging from $129.87 to $130.47. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 29, 2021 Filed Jul 1, 2021 20:53 UTC
Hill Edwin JEVP & COO
SaleCommon Stock 35,530 $130.29 $4,629,203.70
Disclosure

SEC source: 0001170010-21-000123 · wf-form4_162517273489898.xml · nonDerivative · entry 4

Hill Edwin J · CIK 0001611830 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,036

F2 · price: The shares with respect to this transaction were sold at prices ranging from $129.87 to $130.49. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 29, 2021 Filed Jul 1, 2021 20:53 UTC
Hill Edwin JEVP & COO
SaleCommon Stock 45,533 $130.75 $5,953,439.75
Disclosure

SEC source: 0001170010-21-000123 · wf-form4_162517273489898.xml · nonDerivative · entry 3

Hill Edwin J · CIK 0001611830 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,566

F1 · price: The shares with respect to this transaction were sold at prices ranging from $130.50 to $131.15. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 29, 2021 Filed Jul 1, 2021 20:53 UTC
Hill Edwin JEVP & COO
Exercise / conversionCommon Stock 35,000 $63.04 $2,206,400.00
Disclosure

SEC source: 0001170010-21-000123 · wf-form4_162517273489898.xml · nonDerivative · entry 2

Hill Edwin J · CIK 0001611830 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,099

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 29, 2021 Filed Jul 1, 2021 20:53 UTC
Hill Edwin JEVP & COO
Exercise / conversionCommon Stock 46,063 $58.38 $2,689,157.94
Disclosure

SEC source: 0001170010-21-000123 · wf-form4_162517273489898.xml · nonDerivative · entry 1

Hill Edwin J · CIK 0001611830 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,099

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 29, 2021 Filed Jul 1, 2021 20:54 UTC
Margolin Eric MEVP, Legal
Exercise / conversionStock Options (Right to Buy) · Derivative 31,063 $0.00 Strike: $58.38 $0.00
Disclosure

SEC source: 0001170010-21-000124 · wf-form4_162517280291397.xml · derivative · entry 4

Margolin Eric M · CIK 0001236893 · EVP, Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 31,063 shares

Expires 2024-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock options became exercisable with respect to one-fourth of the underlying shares of Common Stock on each of May 1, 2018, May 1, 2019, May 1, 2020 and May 1, 2021 and are now fully exercisable.

Read SEC document
June 29, 2021 Filed Jul 1, 2021 20:54 UTC
Margolin Eric MEVP, Legal
SaleCommon Stock 15,064 $130.27 $1,962,387.28
Disclosure

SEC source: 0001170010-21-000124 · wf-form4_162517280291397.xml · nonDerivative · entry 3

Margolin Eric M · CIK 0001236893 · EVP, Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,286

F2 · price: The shares with respect to this transaction were sold at prices ranging from $129.94 to $130.49. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 29, 2021 Filed Jul 1, 2021 20:54 UTC
Margolin Eric MEVP, Legal
SaleCommon Stock 15,999 $130.73 $2,091,549.27
Disclosure

SEC source: 0001170010-21-000124 · wf-form4_162517280291397.xml · nonDerivative · entry 2

Margolin Eric M · CIK 0001236893 · EVP, Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,350

F1 · price: The shares with respect to this transaction were sold at prices ranging from $130.50 to $131.08. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 29, 2021 Filed Jul 1, 2021 20:54 UTC
Margolin Eric MEVP, Legal
Exercise / conversionCommon Stock 31,063 $58.38 $1,813,457.94
Disclosure

SEC source: 0001170010-21-000124 · wf-form4_162517280291397.xml · nonDerivative · entry 1

Margolin Eric M · CIK 0001236893 · EVP, Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,349

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2021 Filed May 4, 2021 22:14 UTC GrantStock Options (Right to Buy) · Derivative 17,718 $0.00 Strike: $136.94 $0.00
Disclosure

SEC source: 0001170010-21-000096 · wf-form4_162016645182004.xml · derivative · entry 4

Wilson Charles Joseph · CIK 0001721932 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,718

Underlying: Common Stock · 17,718 shares

Expires 2028-05-03

F3 · security: The stock options were granted in tandem with stock appreciation rights (SARS). Accordingly, the exercise of one results in the surrender to the Company of the other. The SARS become exercisable only following a change in control of the Company as set forth in the Company's 2002 Stock Incentive Plan, as amended and restated. Once exercisable, the SARS would entitle the Reporting Person to receive the cash value of the options in lieu of exercising the options.

F4 · derivative.exercise_date: The stock options become exercisable with respect to one-fourth of the underlying shares of Common Stock on each of May 3, 2022, May 3, 2023, May 3, 2024 and May 3, 2025.

Read SEC document
May 03, 2021 Filed May 4, 2021 22:14 UTC
Shamim MohammadEVP and CITO
GrantStock Options (Right to Buy) · Derivative 25,630 $0.00 Strike: $136.94 $0.00
Disclosure

SEC source: 0001170010-21-000095 · wf-form4_162016640386773.xml · derivative · entry 4

Shamim Mohammad · CIK 0001620490 · EVP and CITO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,630

Underlying: Common Stock · 25,630 shares

Expires 2028-05-03

F3 · security: The stock options were granted in tandem with stock appreciation rights (SARS). Accordingly, the exercise of one results in the surrender to the Company of the other. The SARS become exercisable only following a change in control of the Company as set forth in the Company's 2002 Stock Incentive Plan, as amended and restated. Once exercisable, the SARS would entitle the Reporting Person to receive the cash value of the options in lieu of exercising the options.

F4 · derivative.exercise_date: The stock options become exercisable with respect to one-fourth of the underlying shares of Common Stock on each of May 3, 2022, May 3, 2023, May 3, 2024 and May 3, 2025.

Read SEC document
May 03, 2021 Filed May 4, 2021 22:13 UTC GrantStock Options (Right to Buy) · Derivative 17,718 $0.00 Strike: $136.94 $0.00
Disclosure

SEC source: 0001170010-21-000094 · wf-form4_162016633982593.xml · derivative · entry 4

Newberry Darren C · CIK 0001721939 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,718

Underlying: Common Stock · 17,718 shares

Expires 2028-05-03

F3 · security: The stock options were granted in tandem with stock appreciation rights (SARS). Accordingly, the exercise of one results in the surrender to the Company of the other. The SARS become exercisable only following a change in control of the Company as set forth in the Company's 2002 Stock Incentive Plan, as amended and restated. Once exercisable, the SARS would entitle the Reporting Person to receive the cash value of the options in lieu of exercising the options.

F4 · derivative.exercise_date: The stock options become exercisable with respect to one-fourth of the underlying shares of Common Stock on each of May 3, 2022, May 3, 2023, May 3, 2024 and May 3, 2025.

Read SEC document
May 03, 2021 Filed May 4, 2021 22:12 UTC
Nash William DPresident & CEO
GrantStock Options (Right to Buy) · Derivative 141,743 $0.00 Strike: $136.94 $0.00
Disclosure

SEC source: 0001170010-21-000093 · wf-form4_162016628823678.xml · derivative · entry 4

Nash William D · CIK 0001545342 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,743

Underlying: Common Stock · 141,743 shares

Expires 2028-05-03

F3 · security: The stock options were granted in tandem with stock appreciation rights (SARS). Accordingly, the exercise of one results in the surrender to the Company of the other. The SARS become exercisable only following a change in control of the Company as set forth in the Company's 2002 Stock Incentive Plan, as amended and restated. Once exercisable, the SARS would entitle the Reporting Person to receive the cash value of the options in lieu of exercising the options.

F4 · derivative.exercise_date: The stock options become exercisable with respect to one-fourth of the underlying shares of Common Stock on each of May 3, 2022, May 3, 2023, May 3, 2024 and May 3, 2025.

Read SEC document
May 03, 2021 Filed May 4, 2021 22:11 UTC GrantStock Options (Right to Buy) · Derivative 23,033 $0.00 Strike: $136.94 $0.00
Disclosure

SEC source: 0001170010-21-000092 · wf-form4_162016624106464.xml · derivative · entry 4

Mayor-Mora Enrique N · CIK 0001793012 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,033

Underlying: Common Stock · 23,033 shares

Expires 2028-05-03

F3 · security: The stock options were granted in tandem with stock appreciation rights (SARS). Accordingly, the exercise of one results in the surrender to the Company of the other. The SARS become exercisable only following a change in control of the Company as set forth in the Company's 2002 Stock Incentive Plan, as amended and restated. Once exercisable, the SARS would entitle the Reporting Person to receive the cash value of the options in lieu of exercising the options.

F4 · derivative.exercise_date: The stock options become exercisable with respect to one-fourth of the underlying shares of Common Stock on each of May 3, 2022, May 3, 2023, May 3, 2024 and May 3, 2025.

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May 03, 2021 Filed May 4, 2021 22:10 UTC
Margolin Eric MEVP, Gen. Counsel & Secretary
GrantStock Options (Right to Buy) · Derivative 30,851 $0.00 Strike: $136.94 $0.00
Disclosure

SEC source: 0001170010-21-000091 · wf-form4_162016619307242.xml · derivative · entry 4

Margolin Eric M · CIK 0001236893 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,851

Underlying: Common Stock · 30,851 shares

Expires 2028-05-03

F3 · security: The stock options were granted in tandem with stock appreciation rights (SARS). Accordingly, the exercise of one results in the surrender to the Company of the other. The SARS become exercisable only following a change in control of the Company as set forth in the Company's 2002 Stock Incentive Plan, as amended and restated. Once exercisable, the SARS would entitle the Reporting Person to receive the cash value of the options in lieu of exercising the options.

F4 · derivative.exercise_date: The stock options become exercisable with respect to one-fourth of the underlying shares of Common Stock on each of May 3, 2022, May 3, 2023, May 3, 2024 and May 3, 2025.

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May 03, 2021 Filed May 4, 2021 22:09 UTC
Lyski JamesEVP & Chief Marketing Officer
GrantStock Options (Right to Buy) · Derivative 30,851 $0.00 Strike: $136.94 $0.00
Disclosure

SEC source: 0001170010-21-000090 · wf-form4_162016615545559.xml · derivative · entry 4

Lyski James · CIK 0001376853 · EVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,851

Underlying: Common Stock · 30,851 shares

Expires 2028-05-03

F3 · security: The stock options were granted in tandem with stock appreciation rights (SARS). Accordingly, the exercise of one results in the surrender to the Company of the other. The SARS become exercisable only following a change in control of the Company as set forth in the Company's 2002 Stock Incentive Plan, as amended and restated. Once exercisable, the SARS would entitle the Reporting Person to receive the cash value of the options in lieu of exercising the options.

F4 · derivative.exercise_date: The stock options become exercisable with respect to one-fourth of the underlying shares of Common Stock on each of May 3, 2022, May 3, 2023, May 3, 2024 and May 3, 2025.

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May 03, 2021 Filed May 4, 2021 22:09 UTC
Livesay Jill AVP, Controller & PAO
GrantStock Options (Right to Buy) · Derivative 12,196 $0.00 Strike: $136.94 $0.00
Disclosure

SEC source: 0001170010-21-000089 · wf-form4_162016612294904.xml · derivative · entry 5

Livesay Jill A · CIK 0001456533 · VP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,196

Underlying: Common Stock · 12,196 shares

Expires 2028-05-03

F5 · security: The stock options were granted in tandem with stock appreciation rights (SARS). Accordingly, the exercise of one results in the surrender to the Company of the other. The SARS become exercisable only following a change in control of the Company as set forth in the Company's 2002 Stock Incentive Plan, as amended and restated. Once exercisable, the SARS would entitle the Reporting Person to receive the cash value of the options in lieu of exercising the options.

F6 · derivative.exercise_date: The stock options become exercisable with respect to one-fourth of the underlying shares of Common Stock on each of May 3, 2022, May 3, 2023, May 3, 2024 and May 3, 2025.

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May 03, 2021 Filed May 4, 2021 22:09 UTC
Livesay Jill AVP, Controller & PAO
GrantRestricted Stock Units · Derivative 965 $0.00 $0.00
Disclosure

SEC source: 0001170010-21-000089 · wf-form4_162016612294904.xml · derivative · entry 4

Livesay Jill A · CIK 0001456533 · VP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 965

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

F3 · derivative.exercise_price: Shares of Company common stock will be issued to the Reporting Person following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), in accordance with the terms of the Form of Notice of Market Stock Unit Grant filed as Exhibit 10.55 to the Company's Annual Report on Form 10-K filed on April 21, 2020. The minimum number of shares of Company common stock that will be issued to the Reporting Person at payment is zero, and the maximum number of shares of Company common stock that will be issued at payment is two times the number of MSUs.

F4 · derivative.exercise_date: The restricted stock units shall vest on May 3, 2024.

F3 · derivative.expiration_date: Shares of Company common stock will be issued to the Reporting Person following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), in accordance with the terms of the Form of Notice of Market Stock Unit Grant filed as Exhibit 10.55 to the Company's Annual Report on Form 10-K filed on April 21, 2020. The minimum number of shares of Company common stock that will be issued to the Reporting Person at payment is zero, and the maximum number of shares of Company common stock that will be issued at payment is two times the number of MSUs.

F4 · derivative.expiration_date: The restricted stock units shall vest on May 3, 2024.

F3 · derivative.underlying_shares: Shares of Company common stock will be issued to the Reporting Person following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), in accordance with the terms of the Form of Notice of Market Stock Unit Grant filed as Exhibit 10.55 to the Company's Annual Report on Form 10-K filed on April 21, 2020. The minimum number of shares of Company common stock that will be issued to the Reporting Person at payment is zero, and the maximum number of shares of Company common stock that will be issued at payment is two times the number of MSUs.

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May 03, 2021 Filed May 4, 2021 22:08 UTC
Hill Edwin JEVP & COO
GrantStock Options (Right to Buy) · Derivative 37,938 $0.00 Strike: $136.94 $0.00
Disclosure

SEC source: 0001170010-21-000088 · wf-form4_162016609184256.xml · derivative · entry 4

Hill Edwin J · CIK 0001611830 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,938

Underlying: Common Stock · 37,938 shares

Expires 2028-05-03

F3 · security: The stock options were granted in tandem with stock appreciation rights (SARS). Accordingly, the exercise of one results in the surrender to the Company of the other. The SARS become exercisable only following a change in control of the Company as set forth in the Company's 2002 Stock Incentive Plan, as amended and restated. Once exercisable, the SARS would entitle the Reporting Person to receive the cash value of the options in lieu of exercising the options.

F4 · derivative.exercise_date: The stock options become exercisable with respect to one-fourth of the underlying shares of Common Stock on each of May 3, 2022, May 3, 2023, May 3, 2024 and May 3, 2025.

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May 03, 2021 Filed May 4, 2021 22:08 UTC GrantStock Options (Right to Buy) · Derivative 21,148 $0.00 Strike: $136.94 $0.00
Disclosure

SEC source: 0001170010-21-000087 · wf-form4_162016605181827.xml · derivative · entry 4

Daniels Jon G · CIK 0001628337 · SVP, CAF

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,148

Underlying: Common Stock · 21,148 shares

Expires 2028-05-03

F3 · security: The stock options were granted in tandem with stock appreciation rights (SARS). Accordingly, the exercise of one results in the surrender to the Company of the other. The SARS become exercisable only following a change in control of the Company as set forth in the Company's 2002 Stock Incentive Plan, as amended and restated. Once exercisable, the SARS would entitle the Reporting Person to receive the cash value of the options in lieu of exercising the options.

F4 · derivative.exercise_date: The stock options become exercisable with respect to one-fourth of the underlying shares of Common Stock on each of May 3, 2022, May 3, 2023, May 3, 2024 and May 3, 2025.

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May 03, 2021 Filed May 4, 2021 22:07 UTC
Cafritz Diane LSVP, Legal & CHRO
GrantStock Options (Right to Buy) · Derivative 23,033 $0.00 Strike: $136.94 $0.00
Disclosure

SEC source: 0001170010-21-000086 · wf-form4_162016602843315.xml · derivative · entry 4

Cafritz Diane L · CIK 0001702741 · SVP, Legal & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,033

Underlying: Common Stock · 23,033 shares

Expires 2028-05-03

F3 · security: The stock options were granted in tandem with stock appreciation rights (SARS). Accordingly, the exercise of one results in the surrender to the Company of the other. The SARS become exercisable only following a change in control of the Company as set forth in the Company's 2002 Stock Incentive Plan, as amended and restated. Once exercisable, the SARS would entitle the Reporting Person to receive the cash value of the options in lieu of exercising the options.

F4 · derivative.exercise_date: The stock options become exercisable with respect to one-fourth of the underlying shares of Common Stock on each of May 3, 2022, May 3, 2023, May 3, 2024 and May 3, 2025.

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May 01, 2021 Filed May 4, 2021 22:14 UTC Exercise / conversionRestricted Stock Units · Derivative 3,054 $0.00 $0.00
Disclosure

SEC source: 0001170010-21-000096 · wf-form4_162016645182004.xml · derivative · entry 3

Wilson Charles Joseph · CIK 0001721932 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,108 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), the Reporting Person received two times the number of MSUs in shares of Company common stock.

F2 · derivative.exercise_date: The restricted stock units vested on May 1, 2021 and were settled in Company common stock.

F2 · derivative.expiration_date: The restricted stock units vested on May 1, 2021 and were settled in Company common stock.

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May 01, 2021 Filed May 4, 2021 22:14 UTC Tax withholdingCommon Stock 1,839 $133.01 $244,605.39
Disclosure

SEC source: 0001170010-21-000096 · wf-form4_162016645182004.xml · nonDerivative · entry 2

Wilson Charles Joseph · CIK 0001721932 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,168

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May 01, 2021 Filed May 4, 2021 22:14 UTC Exercise / conversionCommon Stock 6,108 Not disclosed Not disclosed
Disclosure

SEC source: 0001170010-21-000096 · wf-form4_162016645182004.xml · nonDerivative · entry 1

Wilson Charles Joseph · CIK 0001721932 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,007

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), the Reporting Person received two times the number of MSUs in shares of Company common stock.

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May 01, 2021 Filed May 4, 2021 22:14 UTC
Shamim MohammadEVP and CITO
Exercise / conversionRestricted Stock Units · Derivative 3,645 $0.00 $0.00
Disclosure

SEC source: 0001170010-21-000095 · wf-form4_162016640386773.xml · derivative · entry 3

Shamim Mohammad · CIK 0001620490 · EVP and CITO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,290 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), the Reporting Person received two times the number of MSUs in shares of Company common stock.

F2 · derivative.exercise_date: The restricted stock units vested on May 1, 2021 and were settled in Company common stock.

F2 · derivative.expiration_date: The restricted stock units vested on May 1, 2021 and were settled in Company common stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.