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CARMAX INC

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3604
SEC CIK
0001170010
Parsed reports
553

Last 12 months

Inside the activity.

6 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202660
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 01, 2022 Filed May 3, 2022 22:20 UTC
Livesay Jill AVP, Controller & PAO
Tax withholdingCommon Stock 614 $85.78 $52,668.92
Disclosure

SEC source: 0001170010-22-000045 · wf-form4_165161639483430.xml · nonDerivative · entry 2

Livesay Jill A · CIK 0001456533 · VP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,006

Read SEC document
May 01, 2022 Filed May 3, 2022 22:20 UTC
Livesay Jill AVP, Controller & PAO
Exercise / conversionCommon Stock 2,024 Not disclosed Not disclosed
Disclosure

SEC source: 0001170010-22-000045 · wf-form4_165161639483430.xml · nonDerivative · entry 1

Livesay Jill A · CIK 0001456533 · VP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,620

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), the Reporting Person received approximately 1.24 times the number of MSUs in shares of Company common stock.

Read SEC document
May 01, 2022 Filed May 3, 2022 22:19 UTC Tax withholdingCommon Stock 1,585 $85.78 $135,961.30
Disclosure

SEC source: 0001170010-22-000044 · wf-form4_165161629393369.xml · nonDerivative · entry 1

Daniels Jon G · CIK 0001628337 · SVP, CAF

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,144

Read SEC document
May 01, 2022 Filed May 3, 2022 22:18 UTC
Cafritz Diane LEVP, General Counsel & CHRO
Tax withholdingCommon Stock 1,328 $85.78 $113,915.84
Disclosure

SEC source: 0001170010-22-000043 · wf-form4_165161622882153.xml · nonDerivative · entry 1

Cafritz Diane L · CIK 0001702741 · EVP, General Counsel & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,080

Read SEC document
April 26, 2022 Filed Apr 28, 2022 22:33 UTC GrantCommon Stock 1,582 $0.00 $0.00
Disclosure

SEC source: 0001170010-22-000033 · wf-form4_165118511724934.xml · nonDerivative · entry 1

Mayor-Mora Enrique N · CIK 0001793012 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,804

F1 · shares: Reflects 1,582 shares of common stock earned as a result of the Compensation Committee's certification to the achievement of the year one performance goal under the terms of PSU awards granted on May 3, 2021. The shares will vest at the end of the three-year term of the awards.

Read SEC document
April 26, 2022 Filed Apr 28, 2022 22:27 UTC GrantCommon Stock 3,336 $0.00 $0.00
Disclosure

SEC source: 0001170010-22-000031 · wf-form4_165118475393066.xml · nonDerivative · entry 1

Newberry Darren C · CIK 0001721939 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,330

F1 · shares: Reflects (i) 2,120 shares of common stock earned as a result of the Compensation Committee's certification to the achievement of the year three performance goal under the terms of performance stock unit ("PSU") awards granted on May 1, 2019; and (ii) 1,216 shares of common stock earned as a result of the Compensation Committee's certification to the achievement of the year one performance goal under the terms of PSU awards granted on May 3, 2021. The shares will vest at the end of the three-year terms of the awards.

Read SEC document
April 26, 2022 Filed Apr 28, 2022 22:30 UTC
Nash William DPresident & CEO
GrantCommon Stock 24,578 $0.00 $0.00
Disclosure

SEC source: 0001170010-22-000032 · wf-form4_165118493052448.xml · nonDerivative · entry 1

Nash William D · CIK 0001545342 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,116

F1 · shares: Reflects (i) 14,842 shares of common stock earned as a result of the Compensation Committee's certification to the achievement of the year three performance goal under the terms of performance stock unit ("PSU") awards granted on May 1, 2019; and (ii) 9,736 shares of common stock earned as a result of the Compensation Committee's certification to the achievement of the year one performance goal under the terms of PSU awards granted on May 3, 2021. The shares will vest at the end of the three-year terms of the awards.

Read SEC document
April 26, 2022 Filed Apr 28, 2022 22:23 UTC
Shamim MohammadEVP and CITO
GrantCommon Stock 4,292 $0.00 $0.00
Disclosure

SEC source: 0001170010-22-000030 · wf-form4_165118454010614.xml · nonDerivative · entry 1

Shamim Mohammad · CIK 0001620490 · EVP and CITO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,812

F1 · shares: Reflects (i) 2,532 shares of common stock earned as a result of the Compensation Committee's certification to the achievement of the year three performance goal under the terms of performance stock unit ("PSU") awards granted on May 1, 2019; and (ii) 1,760 shares of common stock earned as a result of the Compensation Committee's certification to the achievement of the year one performance goal under the terms of PSU awards granted on May 3, 2021. The shares will vest at the end of the three-year terms of the awards.

Read SEC document
April 26, 2022 Filed Apr 28, 2022 22:20 UTC GrantCommon Stock 3,336 $0.00 $0.00
Disclosure

SEC source: 0001170010-22-000029 · wf-form4_165118432614520.xml · nonDerivative · entry 1

Wilson Charles Joseph · CIK 0001721932 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,317

F1 · shares: Reflects (i) 2,120 shares of common stock earned as a result of the Compensation Committee's certification to the achievement of the year three performance goal under the terms of performance stock unit ("PSU") awards granted on May 1, 2019; and (ii) 1,216 shares of common stock earned as a result of the Compensation Committee's certification to the achievement of the year one performance goal under the terms of PSU awards granted on May 3, 2021. The shares will vest at the end of the three-year terms of the awards.

Read SEC document
April 26, 2022 Filed Apr 28, 2022 21:14 UTC
Lyski JamesEVP & Chief Marketing Officer
GrantCommon Stock 5,186 $0.00 $0.00
Disclosure

SEC source: 0001170010-22-000028 · wf-form4_165118032624114.xml · nonDerivative · entry 1

Lyski James · CIK 0001376853 · EVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,141

F1 · shares: Reflects (i) 3,068 shares of common stock earned as a result of the Compensation Committee's certification to the achievement of the year three performance goal under the terms of performance stock unit ("PSU") awards granted on May 1, 2019; and (ii) 2,118 shares of common stock earned as a result of the Compensation Committee's certification to the achievement of the year one performance goal under the terms of PSU awards granted on May 3, 2021. The shares will vest at the end of the three-year terms of the awards.

Read SEC document
April 26, 2022 Filed Apr 28, 2022 21:11 UTC GrantCommon Stock 3,984 $0.00 $0.00
Disclosure

SEC source: 0001170010-22-000027 · wf-form4_165118016225538.xml · nonDerivative · entry 1

Daniels Jon G · CIK 0001628337 · SVP, CAF

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,729

F1 · shares: Reflects (i) 2,532 shares of common stock earned as a result of the Compensation Committee's certification to the achievement of the year three performance goal under the terms of performance stock unit ("PSU") awards granted on May 1, 2019; and (ii) 1,452 shares of common stock earned as a result of the Compensation Committee's certification to the achievement of the year one performance goal under the terms of PSU awards granted on May 3, 2021. The shares will vest at the end of the three-year terms of the awards.

Read SEC document
April 26, 2022 Filed Apr 28, 2022 21:08 UTC
Cafritz Diane LEVP, General Counsel & CHRO
GrantCommon Stock 3,702 $0.00 $0.00
Disclosure

SEC source: 0001170010-22-000026 · wf-form4_165117999912572.xml · nonDerivative · entry 1

Cafritz Diane L · CIK 0001702741 · EVP, General Counsel & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,408

F1 · shares: Reflects (i) 2,120 shares of common stock earned as a result of the Compensation Committee's certification to the achievement of the year three performance goal under the terms of performance stock unit ("PSU") awards granted on May 1, 2019; and (ii) 1,582 shares of common stock earned as a result of the Compensation Committee's certification to the achievement of the year one performance goal under the terms of PSU awards granted on May 3, 2021. The shares will vest at the end of the three-year terms of the awards.

Read SEC document
December 30, 2021 Filed Jan 3, 2022 21:46 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 994 $0.00 Strike: $65.20 $0.00
Disclosure

SEC source: 0001170010-22-000002 · wf-form4_164124639360550.xml · derivative · entry 6

Wilson Charles Joseph · CIK 0001721932 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 994 shares

Expires 2024-12-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock options became exercisable with respect to one-fourth of the underlying shares of Common Stock on each of December 27, 2018, December 27, 2019, December 27, 2020 and December 27, 2021.

Read SEC document
December 30, 2021 Filed Jan 3, 2022 21:46 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 15,065 $0.00 Strike: $63.04 $0.00
Disclosure

SEC source: 0001170010-22-000002 · wf-form4_164124639360550.xml · derivative · entry 5

Wilson Charles Joseph · CIK 0001721932 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,021

Underlying: Common Stock · 15,065 shares

Expires 2025-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock options became exercisable with respect to one-fourth of the underlying shares of Common Stock on each of May 1, 2019, May 1, 2020, and May 1, 2021 and become exercisable with respect to one-fourth of the underlying shares of Common Stock on May 1, 2022.

Read SEC document
December 30, 2021 Filed Jan 3, 2022 21:46 UTC GiftCommon Stock 787 $0.00 $0.00
Disclosure

SEC source: 0001170010-22-000002 · wf-form4_164124639360550.xml · nonDerivative · entry 4

Wilson Charles Joseph · CIK 0001721932 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,981

Read SEC document
December 30, 2021 Filed Jan 3, 2022 21:46 UTC SaleCommon Stock 16,059 $127.48 $2,047,201.32
Disclosure

SEC source: 0001170010-22-000002 · wf-form4_164124639360550.xml · nonDerivative · entry 3

Wilson Charles Joseph · CIK 0001721932 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,768

F1 · price: The shares with respect to this transaction were sold at prices ranging from $127.44 to $127.75. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 30, 2021 Filed Jan 3, 2022 21:46 UTC Exercise / conversionCommon Stock 994 $65.20 $64,808.80
Disclosure

SEC source: 0001170010-22-000002 · wf-form4_164124639360550.xml · nonDerivative · entry 2

Wilson Charles Joseph · CIK 0001721932 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,827

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 30, 2021 Filed Jan 3, 2022 21:46 UTC Exercise / conversionCommon Stock 15,065 $63.04 $949,697.60
Disclosure

SEC source: 0001170010-22-000002 · wf-form4_164124639360550.xml · nonDerivative · entry 1

Wilson Charles Joseph · CIK 0001721932 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,833

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 20:28 UTC
Lyski JamesEVP & Chief Marketing Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 63,129 $0.00 Strike: $51.63 $0.00
Disclosure

SEC source: 0001170010-21-000170 · wf-form4_162819526742568.xml · derivative · entry 3

Lyski James · CIK 0001376853 · EVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 63,129 shares

Expires 2023-04-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock options became exercisable with respect to one-fourth of the underlying shares of Common Stock on each of April 12, 2017, April 12, 2018, April 12, 2019 and April 12, 2020 and are now fully exercisable.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 20:28 UTC
Lyski JamesEVP & Chief Marketing Officer
SaleCommon Stock 63,129 $139.54 $8,809,020.66
Disclosure

SEC source: 0001170010-21-000170 · wf-form4_162819526742568.xml · nonDerivative · entry 2

Lyski James · CIK 0001376853 · EVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,955

F1 · price: The shares with respect to this transaction were sold at prices ranging from $139.18 to $139.80. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 20:28 UTC
Lyski JamesEVP & Chief Marketing Officer
Exercise / conversionCommon Stock 63,129 $51.63 $3,259,350.27
Disclosure

SEC source: 0001170010-21-000170 · wf-form4_162819526742568.xml · nonDerivative · entry 1

Lyski James · CIK 0001376853 · EVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,084

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 21, 2021 Filed Jul 23, 2021 20:19 UTC
Shamim MohammadEVP and CITO
Exercise / conversionStock Options (Right to Buy) · Derivative 22,434 $0.00 Strike: $73.76 $0.00
Disclosure

SEC source: 0001170010-21-000168 · wf-form4_162707154238401.xml · derivative · entry 4

Shamim Mohammad · CIK 0001620490 · EVP and CITO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,434 shares

Expires 2022-04-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock options became exercisable with respect to one-fourth of the underlying shares of Common Stock on each of April 8, 2016, April 8, 2017, April 8, 2018 and April 8, 2019 and are now fully exercisable.

Read SEC document
July 21, 2021 Filed Jul 23, 2021 20:19 UTC
Shamim MohammadEVP and CITO
SaleCommon Stock 8,341 $136.40 $1,137,712.40
Disclosure

SEC source: 0001170010-21-000168 · wf-form4_162707154238401.xml · nonDerivative · entry 3

Shamim Mohammad · CIK 0001620490 · EVP and CITO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,520

F2 · price: The shares with respect to this transaction were sold at prices ranging from $135.88 to $136.78. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 21, 2021 Filed Jul 23, 2021 20:19 UTC
Shamim MohammadEVP and CITO
SaleCommon Stock 14,093 $135.19 $1,905,232.67
Disclosure

SEC source: 0001170010-21-000168 · wf-form4_162707154238401.xml · nonDerivative · entry 2

Shamim Mohammad · CIK 0001620490 · EVP and CITO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,861

F1 · price: The shares with respect to this transaction were sold at prices ranging from $134.72 to $135.71. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 21, 2021 Filed Jul 23, 2021 20:19 UTC
Shamim MohammadEVP and CITO
Exercise / conversionCommon Stock 22,434 $73.76 $1,654,731.84
Disclosure

SEC source: 0001170010-21-000168 · wf-form4_162707154238401.xml · nonDerivative · entry 1

Shamim Mohammad · CIK 0001620490 · EVP and CITO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,954

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 16, 2021 Filed Jul 20, 2021 20:34 UTC SaleCommon Stock 12,500 $132.02 $1,650,250.00
Disclosure

SEC source: 0001170010-21-000166 · wf-form4_162681322782422.xml · nonDerivative · entry 1

BLAYLOCK RONALD E · CIK 0001214686 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,854

F1 · price: The shares with respect to this transaction were sold at prices ranging from $131.79 to $132.29. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 15, 2021 Filed Jul 16, 2021 20:37 UTC
Shamim MohammadEVP and CITO
Exercise / conversionStock Options (Right to Buy) · Derivative 21,000 $0.00 Strike: $73.76 $0.00
Disclosure

SEC source: 0001170010-21-000164 · wf-form4_162646780867455.xml · derivative · entry 8

Shamim Mohammad · CIK 0001620490 · EVP and CITO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,434

Underlying: Common Stock · 21,000 shares

Expires 2022-04-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The stock options became exercisable with respect to one-fourth of the underlying shares of Common Stock on each of April 8, 2016, April 8, 2017, April 8, 2018 and April 8, 2019 and are now fully exercisable.

Read SEC document
July 15, 2021 Filed Jul 16, 2021 20:37 UTC
Shamim MohammadEVP and CITO
GiftCommon Stock 300 $0.00 $0.00
Disclosure

SEC source: 0001170010-21-000164 · wf-form4_162646780867455.xml · nonDerivative · entry 7

Shamim Mohammad · CIK 0001620490 · EVP and CITO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,520

Read SEC document
July 15, 2021 Filed Jul 16, 2021 20:37 UTC
Shamim MohammadEVP and CITO
SaleCommon Stock 5,100 $130.37 $664,887.00
Disclosure

SEC source: 0001170010-21-000164 · wf-form4_162646780867455.xml · nonDerivative · entry 6

Shamim Mohammad · CIK 0001620490 · EVP and CITO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,820

F5 · price: The shares with respect to this transaction were sold at prices ranging from $129.86 to $130.86. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 15, 2021 Filed Jul 16, 2021 20:37 UTC
Shamim MohammadEVP and CITO
SaleCommon Stock 3,300 $130.92 $432,036.00
Disclosure

SEC source: 0001170010-21-000164 · wf-form4_162646780867455.xml · nonDerivative · entry 5

Shamim Mohammad · CIK 0001620490 · EVP and CITO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,920

F4 · price: The shares with respect to this transaction were sold at prices ranging from $130.80 to $131.00 Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 15, 2021 Filed Jul 16, 2021 20:37 UTC
Shamim MohammadEVP and CITO
SaleCommon Stock 7,500 $131.00 $982,500.00
Disclosure

SEC source: 0001170010-21-000164 · wf-form4_162646780867455.xml · nonDerivative · entry 4

Shamim Mohammad · CIK 0001620490 · EVP and CITO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,220

F3 · price: The shares with respect to this transaction were sold at prices ranging from $130.87 to $131.22. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 15, 2021 Filed Jul 16, 2021 20:37 UTC
Shamim MohammadEVP and CITO
SaleCommon Stock 1,797 $131.04 $235,478.88
Disclosure

SEC source: 0001170010-21-000164 · wf-form4_162646780867455.xml · nonDerivative · entry 3

Shamim Mohammad · CIK 0001620490 · EVP and CITO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,720

F2 · price: The shares with respect to this transaction were sold at prices ranging from $131.00 to $131.18. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 15, 2021 Filed Jul 16, 2021 20:37 UTC
Shamim MohammadEVP and CITO
SaleCommon Stock 8,400 $131.74 $1,106,616.00
Disclosure

SEC source: 0001170010-21-000164 · wf-form4_162646780867455.xml · nonDerivative · entry 2

Shamim Mohammad · CIK 0001620490 · EVP and CITO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,517

F1 · price: The shares with respect to this transaction were sold at prices ranging from $131.23 to $132.18. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 15, 2021 Filed Jul 16, 2021 20:37 UTC
Shamim MohammadEVP and CITO
Exercise / conversionCommon Stock 21,000 $73.76 $1,548,960.00
Disclosure

SEC source: 0001170010-21-000164 · wf-form4_162646780867455.xml · nonDerivative · entry 1

Shamim Mohammad · CIK 0001620490 · EVP and CITO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,917

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 14, 2021 Filed Jul 15, 2021 20:17 UTC GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001170010-21-000162 · wf-form4_162638020059531.xml · nonDerivative · entry 1

FOLLIARD THOMAS J · CIK 0001223841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,264

Read SEC document
July 12, 2021 Filed Jul 13, 2021 20:28 UTC
Hill Edwin JEVP & COO
SaleCommon Stock 23,362 $135.20 $3,158,542.40
Disclosure

SEC source: 0001170010-21-000160 · wf-form4_162620806981986.xml · nonDerivative · entry 4

Hill Edwin J · CIK 0001611830 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,926

F3 · price: The shares with respect to this transaction were sold at prices ranging from $134.86 to $135.73. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 09, 2021 Filed Jul 13, 2021 20:28 UTC
Hill Edwin JEVP & COO
Exercise / conversionStock Options (Right to Buy) · Derivative 23,362 $0.00 Strike: $63.04 $0.00
Disclosure

SEC source: 0001170010-21-000160 · wf-form4_162620806981986.xml · derivative · entry 5

Hill Edwin J · CIK 0001611830 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,453

Underlying: Common Stock · 23,362 shares

Expires 2025-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock options became exercisable with respect to one-fourth of the underlying shares of Common Stock on each of May 1, 2019, May 1, 2020 and May 1, 2021 and become exercisable with respect to one-fourth of the underlying shares of Common Stock on May 1, 2022.

Read SEC document
July 09, 2021 Filed Jul 13, 2021 20:28 UTC
Hill Edwin JEVP & COO
Exercise / conversionCommon Stock 23,362 $63.04 $1,472,740.48
Disclosure

SEC source: 0001170010-21-000160 · wf-form4_162620806981986.xml · nonDerivative · entry 3

Hill Edwin J · CIK 0001611830 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,288

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 09, 2021 Filed Jul 13, 2021 20:28 UTC
Hill Edwin JEVP & COO
SaleCommon Stock 3,003 $134.33 $403,392.99
Disclosure

SEC source: 0001170010-21-000160 · wf-form4_162620806981986.xml · nonDerivative · entry 2

Hill Edwin J · CIK 0001611830 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,926

F2 · price: The shares with respect to this transaction were sold at prices ranging from $133.74 to $134.68. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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July 09, 2021 Filed Jul 13, 2021 20:28 UTC
Hill Edwin JEVP & COO
SaleCommon Stock 3,505 $134.99 $473,139.95
Disclosure

SEC source: 0001170010-21-000160 · wf-form4_162620806981986.xml · nonDerivative · entry 1

Hill Edwin J · CIK 0001611830 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,929

F1 · price: The shares with respect to this transaction were sold at prices ranging from $134.72 to $135.31. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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July 06, 2021 Filed Jul 7, 2021 21:41 UTC
Cafritz Diane LSVP, General Counsel & CHRO
Exercise / conversionStock Options (Right to Buy) · Derivative 16,000 $0.00 Strike: $58.38 $0.00
Disclosure

SEC source: 0001170010-21-000143 · wf-form4_162569405159896.xml · derivative · entry 4

Cafritz Diane L · CIK 0001702741 · SVP, General Counsel & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,555

Underlying: Common Stock · 16,000 shares

Expires 2024-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock options became exercisable with respect to one-fourth of the underlying shares of Common Stock on each of May 1, 2018, May 1, 2019, May 1, 2020 and May 1, 2021 and are now fully exercisable.

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July 06, 2021 Filed Jul 7, 2021 21:41 UTC
Cafritz Diane LSVP, General Counsel & CHRO
SaleCommon Stock 3,580 $133.12 $476,569.60
Disclosure

SEC source: 0001170010-21-000143 · wf-form4_162569405159896.xml · nonDerivative · entry 3

Cafritz Diane L · CIK 0001702741 · SVP, General Counsel & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,706

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July 06, 2021 Filed Jul 7, 2021 21:41 UTC
Cafritz Diane LSVP, General Counsel & CHRO
SaleCommon Stock 16,000 $132.59 $2,121,440.00
Disclosure

SEC source: 0001170010-21-000143 · wf-form4_162569405159896.xml · nonDerivative · entry 2

Cafritz Diane L · CIK 0001702741 · SVP, General Counsel & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,286

F1 · price: The shares with respect to this transaction were sold at prices ranging from $132.50 to $132.89. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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July 06, 2021 Filed Jul 7, 2021 21:41 UTC
Cafritz Diane LSVP, General Counsel & CHRO
Exercise / conversionCommon Stock 16,000 $58.38 $934,080.00
Disclosure

SEC source: 0001170010-21-000143 · wf-form4_162569405159896.xml · nonDerivative · entry 1

Cafritz Diane L · CIK 0001702741 · SVP, General Counsel & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,286

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 02, 2021 Filed Jul 7, 2021 21:46 UTC GrantCommon Stock 1,308 $0.00 $0.00
Disclosure

SEC source: 0001170010-21-000154 · wf-form4_162569435903970.xml · nonDerivative · entry 1

BLAYLOCK RONALD E · CIK 0001214686 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,354

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July 02, 2021 Filed Jul 7, 2021 21:45 UTC GrantCommon Stock 1,308 $0.00 $0.00
Disclosure

SEC source: 0001170010-21-000153 · wf-form4_162569432753320.xml · nonDerivative · entry 1

STEENROD MITCHELL D · CIK 0001511361 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,473

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July 02, 2021 Filed Jul 7, 2021 21:45 UTC GrantCommon Stock 1,308 $0.00 $0.00
Disclosure

SEC source: 0001170010-21-000152 · wf-form4_162569429695084.xml · nonDerivative · entry 1

Satriano Pietro · CIK 0001675303 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,758

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July 02, 2021 Filed Jul 7, 2021 21:44 UTC GrantCommon Stock 1,308 $0.00 $0.00
Disclosure

SEC source: 0001170010-21-000151 · wf-form4_162569424764837.xml · nonDerivative · entry 1

FOLLIARD THOMAS J · CIK 0001223841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,264

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July 02, 2021 Filed Jul 7, 2021 21:44 UTC GrantCommon Stock 1,308 $0.00 $0.00
Disclosure

SEC source: 0001170010-21-000150 · wf-form4_162569420403950.xml · nonDerivative · entry 1

HOMBACH ROBERT J. · CIK 0001496182 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,766

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July 02, 2021 Filed Jul 7, 2021 21:43 UTC
ONeil Mark FDirector
GrantCommon Stock 1,308 $0.00 $0.00
Disclosure

SEC source: 0001170010-21-000149 · wf-form4_162569418051506.xml · nonDerivative · entry 1

ONeil Mark F · CIK 0001342016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,317

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.