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CARMAX INC

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3604
SEC CIK
0001170010
Parsed reports
553

Last 12 months

Inside the activity.

6 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202660
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 27, 2017 Filed Dec 29, 2017 21:27 UTC GrantRestricted Stock Units · Derivative 530 $0.00 $0.00
Disclosure

SEC source: 0001170010-17-000198 · wf-form4_151458283861218.xml · derivative · entry 1

Wilson Charles Joseph · CIK 0001721932 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 530

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

F1 · derivative.exercise_price: Shares of Company common stock will be issued to the Reporting Person following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), in accordance with the terms of the Form of Notice of Market Stock Unit Grant filed as Exhibit 10.2 to the Company's Current Report on Form 8-K filed on January 26, 2015. The minimum number of shares of Company common stock that will be issued to the Reporting Person at payment is zero, and the maximum number of shares of Company common stock that will be issued at payment is two times the number of MSUs.

F2 · derivative.exercise_date: The restricted stock units shall vest on December 27, 2020.

F1 · derivative.expiration_date: Shares of Company common stock will be issued to the Reporting Person following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), in accordance with the terms of the Form of Notice of Market Stock Unit Grant filed as Exhibit 10.2 to the Company's Current Report on Form 8-K filed on January 26, 2015. The minimum number of shares of Company common stock that will be issued to the Reporting Person at payment is zero, and the maximum number of shares of Company common stock that will be issued at payment is two times the number of MSUs.

F2 · derivative.expiration_date: The restricted stock units shall vest on December 27, 2020.

F1 · derivative.underlying_shares: Shares of Company common stock will be issued to the Reporting Person following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), in accordance with the terms of the Form of Notice of Market Stock Unit Grant filed as Exhibit 10.2 to the Company's Current Report on Form 8-K filed on January 26, 2015. The minimum number of shares of Company common stock that will be issued to the Reporting Person at payment is zero, and the maximum number of shares of Company common stock that will be issued at payment is two times the number of MSUs.

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December 27, 2017 Filed Dec 29, 2017 21:25 UTC GrantStock Options (Right to Buy) · Derivative 1,931 $0.00 Strike: $65.20 $0.00
Disclosure

SEC source: 0001170010-17-000196 · wf-form4_151458272283763.xml · derivative · entry 2

Newberry Darren C · CIK 0001721939 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,931

Underlying: Common Stock · 1,931 shares

Expires 2024-12-27

F3 · security: The stock options were granted in tandem with stock appreciation rights (SARS). Accordingly, the exercise of one results in the surrender to the Company of the other. The SARS become exercisable only following a change in control of the Company as set forth in the Company's 2002 Stock Incentive Plan, as amended and restated. Once exercisable, the SARS would entitle the Reporting Person to receive the cash value of the options in lieu of exercising the options.

F4 · derivative.exercise_date: The stock options become exercisable with respect to one-fourth of the underlying shares of Common Stock on each of December 27, 2018, December 27, 2019, December 27, 2020 and December 27, 2021.

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December 27, 2017 Filed Dec 29, 2017 21:25 UTC GrantRestricted Stock Units · Derivative 515 $0.00 $0.00
Disclosure

SEC source: 0001170010-17-000196 · wf-form4_151458272283763.xml · derivative · entry 1

Newberry Darren C · CIK 0001721939 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 515

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

F1 · derivative.exercise_price: Shares of Company common stock will be issued to the Reporting Person following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), in accordance with the terms of the Form of Notice of Market Stock Unit Grant filed as Exhibit 10.2 to the Company's Current Report on Form 8-K filed on January 26, 2015. The minimum number of shares of Company common stock that will be issued to the Reporting Person at payment is zero, and the maximum number of shares of Company common stock that will be issued at payment is two times the number of MSUs.

F2 · derivative.exercise_date: The restricted stock units shall vest on December 27, 2020.

F1 · derivative.expiration_date: Shares of Company common stock will be issued to the Reporting Person following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), in accordance with the terms of the Form of Notice of Market Stock Unit Grant filed as Exhibit 10.2 to the Company's Current Report on Form 8-K filed on January 26, 2015. The minimum number of shares of Company common stock that will be issued to the Reporting Person at payment is zero, and the maximum number of shares of Company common stock that will be issued at payment is two times the number of MSUs.

F2 · derivative.expiration_date: The restricted stock units shall vest on December 27, 2020.

F1 · derivative.underlying_shares: Shares of Company common stock will be issued to the Reporting Person following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), in accordance with the terms of the Form of Notice of Market Stock Unit Grant filed as Exhibit 10.2 to the Company's Current Report on Form 8-K filed on January 26, 2015. The minimum number of shares of Company common stock that will be issued to the Reporting Person at payment is zero, and the maximum number of shares of Company common stock that will be issued at payment is two times the number of MSUs.

Read SEC document
December 24, 2017 Filed Apr 10, 2018 21:12 UTC Exercise / conversionRestricted Stock Units · Derivative 510 $0.00 $0.00
Disclosure

SEC source: 0001170010-18-000039 · wf-form4_152339473962632.xml · derivative · entry 3

Daniels Jon G · CIK 0001628337 · SVP, CAF

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 526 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), the Reporting Person received 1.0317 times the number of MSUs in shares of Company common stock.

F2 · derivative.exercise_date: The restricted stock units vested on December 24, 2017 and were settled in Company common stock.

F2 · derivative.expiration_date: The restricted stock units vested on December 24, 2017 and were settled in Company common stock.

Read SEC document
December 24, 2017 Filed Apr 10, 2018 21:12 UTC Tax withholdingCommon Stock 176 $65.21 $11,476.96
Disclosure

SEC source: 0001170010-18-000039 · wf-form4_152339473962632.xml · nonDerivative · entry 2

Daniels Jon G · CIK 0001628337 · SVP, CAF

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,484

Read SEC document
December 24, 2017 Filed Apr 10, 2018 21:12 UTC Exercise / conversionCommon Stock 526 Not disclosed Not disclosed
Disclosure

SEC source: 0001170010-18-000039 · wf-form4_152339473962632.xml · nonDerivative · entry 1

Daniels Jon G · CIK 0001628337 · SVP, CAF

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,660

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), the Reporting Person received 1.0317 times the number of MSUs in shares of Company common stock.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 21:43 UTC SaleCommon Stock 8,000 $67.50 $540,000.00
Disclosure

SEC source: 0001170010-17-000191 · wf-form4_151371977536604.xml · nonDerivative · entry 1

FOLLIARD THOMAS J · CIK 0001223841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 439,572

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 19, 2017.

F2 · price: The shares with respect to this transaction were sold at prices ranging from $67.27 to $67.71. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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December 01, 2017 Filed Dec 4, 2017 21:36 UTC SaleCommon Stock 8,000 $68.72 $549,760.00
Disclosure

SEC source: 0001170010-17-000189 · wf-form4_151242335552940.xml · nonDerivative · entry 1

FOLLIARD THOMAS J · CIK 0001223841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 447,572

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 19, 2017.

F2 · price: The shares with respect to this transaction were sold at prices ranging from $68.49 to $68.92. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 15, 2017 Filed Nov 16, 2017 21:22 UTC SaleCommon Stock 1,700 $71.05 $120,785.00
Disclosure

SEC source: 0001170010-17-000187 · wf-form4_151086734457410.xml · nonDerivative · entry 2

FOLLIARD THOMAS J · CIK 0001223841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 455,572

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 19, 2017.

F3 · price: The shares with respect to this transaction were sold at prices ranging from $71.00 to $71.28. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 15, 2017 Filed Nov 16, 2017 21:22 UTC SaleCommon Stock 6,300 $70.67 $445,221.00
Disclosure

SEC source: 0001170010-17-000187 · wf-form4_151086734457410.xml · nonDerivative · entry 1

FOLLIARD THOMAS J · CIK 0001223841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 457,272

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 19, 2017.

F2 · price: The shares with respect to this transaction were sold at prices ranging from $70.15 to $70.99. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 03, 2017 Filed Nov 7, 2017 21:52 UTC SaleCommon Stock 13,000 $75.30 $978,900.00
Disclosure

SEC source: 0001170010-17-000181 · wf-form4_151009154711409.xml · nonDerivative · entry 1

TIEFEL WILLIAM R · CIK 0001223840 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,659

F1 · price: The shares with respect to this transaction were sold at prices ranging from $75.29 to $75.39. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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November 01, 2017 Filed Nov 2, 2017 20:34 UTC
Margolin Eric MEVP, Gen. Counsel & Secretary
GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001170010-17-000179 · wf-form4_150965485004703.xml · nonDerivative · entry 2

MARGOLIN ERIC M · CIK 0001236893 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,051

Read SEC document
November 01, 2017 Filed Nov 2, 2017 20:34 UTC
Margolin Eric MEVP, Gen. Counsel & Secretary
SaleCommon Stock 4,453 $75.30 $335,310.90
Disclosure

SEC source: 0001170010-17-000179 · wf-form4_150965485004703.xml · nonDerivative · entry 1

MARGOLIN ERIC M · CIK 0001236893 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,051

Read SEC document
November 01, 2017 Filed Nov 2, 2017 20:34 UTC SaleCommon Stock 8,000 $75.16 $601,280.00
Disclosure

SEC source: 0001170010-17-000178 · wf-form4_150965483387716.xml · nonDerivative · entry 1

FOLLIARD THOMAS J · CIK 0001223841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 463,572

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 19, 2017.

F2 · price: The shares with respect to this transaction were sold at prices ranging from $74.83 to $75.44. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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October 17, 2017 Filed Oct 18, 2017 20:20 UTC
Nash William DPresident & CEO
GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001170010-17-000172 · wf-form4_150835799211006.xml · nonDerivative · entry 1

Nash William D · CIK 0001545342 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,223

Read SEC document
October 16, 2017 Filed Oct 16, 2017 20:19 UTC SaleCommon Stock 8,000 $75.09 $600,720.00
Disclosure

SEC source: 0001170010-17-000169 · wf-form4_150818515210661.xml · nonDerivative · entry 1

FOLLIARD THOMAS J · CIK 0001223841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 471,572

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 19, 2017.

F2 · price: The shares with respect to this transaction were sold at prices ranging from $74.95 to $75.45. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
October 13, 2017 Filed Oct 16, 2017 20:19 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 10,800 $0.00 Strike: $42.68 $0.00
Disclosure

SEC source: 0001170010-17-000170 · wf-form4_150818516669319.xml · derivative · entry 6

Hill Edwin J · CIK 0001611830 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,815

Underlying: Common Stock · 10,800 shares

Expires 2020-04-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock options vested in four equal installments on each of April 15, 2014, April 15, 2015, April 15, 2016, and April 15, 2017 and are now fully exercisable.

Read SEC document
October 13, 2017 Filed Oct 16, 2017 20:19 UTC SaleCommon Stock 10,800 $75.57 $816,156.00
Disclosure

SEC source: 0001170010-17-000170 · wf-form4_150818516669319.xml · nonDerivative · entry 4

Hill Edwin J · CIK 0001611830 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,792

F2 · price: The shares with respect to this transaction were sold at prices ranging from $75.50 to $75.75. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
October 13, 2017 Filed Oct 16, 2017 20:19 UTC Exercise / conversionCommon Stock 10,800 $42.68 $460,944.00
Disclosure

SEC source: 0001170010-17-000170 · wf-form4_150818516669319.xml · nonDerivative · entry 3

Hill Edwin J · CIK 0001611830 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,592

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 12, 2017 Filed Oct 16, 2017 20:19 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 14,200 $0.00 Strike: $42.68 $0.00
Disclosure

SEC source: 0001170010-17-000170 · wf-form4_150818516669319.xml · derivative · entry 5

Hill Edwin J · CIK 0001611830 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,615

Underlying: Common Stock · 14,200 shares

Expires 2020-04-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock options vested in four equal installments on each of April 15, 2014, April 15, 2015, April 15, 2016, and April 15, 2017 and are now fully exercisable.

Read SEC document
October 12, 2017 Filed Oct 16, 2017 20:19 UTC SaleCommon Stock 14,200 $75.88 $1,077,496.00
Disclosure

SEC source: 0001170010-17-000170 · wf-form4_150818516669319.xml · nonDerivative · entry 2

Hill Edwin J · CIK 0001611830 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,792

F1 · price: The shares with respect to this transaction were sold at prices ranging from $75.77 to $76.02. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
October 12, 2017 Filed Oct 16, 2017 20:19 UTC Exercise / conversionCommon Stock 14,200 $42.68 $606,056.00
Disclosure

SEC source: 0001170010-17-000170 · wf-form4_150818516669319.xml · nonDerivative · entry 1

Hill Edwin J · CIK 0001611830 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,992

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 05, 2017 Filed Oct 6, 2017 20:22 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 2,870 $0.00 Strike: $46.65 $0.00
Disclosure

SEC source: 0001170010-17-000165 · wf-form4_150732133717551.xml · derivative · entry 7

Grubb Edgar H · CIK 0001388061 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,870 shares

Expires 2020-06-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock options vested on June 27, 2014 and are now fully exercisable.

Read SEC document
October 05, 2017 Filed Oct 6, 2017 20:22 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 4,897 $0.00 Strike: $25.12 $0.00
Disclosure

SEC source: 0001170010-17-000165 · wf-form4_150732133717551.xml · derivative · entry 6

Grubb Edgar H · CIK 0001388061 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,897 shares

Expires 2019-06-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock options vested on June 28, 2013 and are now fully exercisable.

Read SEC document
October 05, 2017 Filed Oct 6, 2017 20:22 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 3,621 $0.00 Strike: $33.11 $0.00
Disclosure

SEC source: 0001170010-17-000165 · wf-form4_150732133717551.xml · derivative · entry 5

Grubb Edgar H · CIK 0001388061 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,621 shares

Expires 2018-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock options vested in three equal installments on each of June 30, 2012, June 30, 2013, and June 30, 2014 and are now fully exercisable.

Read SEC document
October 05, 2017 Filed Oct 6, 2017 20:22 UTC SaleCommon Stock 11,388 $76.36 $869,587.68
Disclosure

SEC source: 0001170010-17-000165 · wf-form4_150732133717551.xml · nonDerivative · entry 4

Grubb Edgar H · CIK 0001388061 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,411

F1 · price: The shares with respect to this transaction were sold at prices ranging from $76.34 to $76.43. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
October 05, 2017 Filed Oct 6, 2017 20:22 UTC Exercise / conversionCommon Stock 2,870 $46.65 $133,885.50
Disclosure

SEC source: 0001170010-17-000165 · wf-form4_150732133717551.xml · nonDerivative · entry 3

Grubb Edgar H · CIK 0001388061 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,799

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 05, 2017 Filed Oct 6, 2017 20:22 UTC Exercise / conversionCommon Stock 4,897 $25.12 $123,012.64
Disclosure

SEC source: 0001170010-17-000165 · wf-form4_150732133717551.xml · nonDerivative · entry 2

Grubb Edgar H · CIK 0001388061 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,929

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 05, 2017 Filed Oct 6, 2017 20:22 UTC Exercise / conversionCommon Stock 3,621 $33.11 $119,891.31
Disclosure

SEC source: 0001170010-17-000165 · wf-form4_150732133717551.xml · nonDerivative · entry 1

Grubb Edgar H · CIK 0001388061 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,032

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 04, 2017 Filed Oct 6, 2017 20:22 UTC
Shamim MohammadSVP and CIO
SaleCommon Stock 1,300 $76.10 $98,930.00
Disclosure

SEC source: 0001170010-17-000166 · wf-form4_150732135352335.xml · nonDerivative · entry 1

Shamim Mohammad · CIK 0001620490 · SVP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,834

Read SEC document
October 03, 2017 Filed Oct 4, 2017 20:51 UTC SaleCommon Stock 23,000 $76.39 $1,756,970.00
Disclosure

SEC source: 0001170010-17-000161 · wf-form4_150715025679628.xml · nonDerivative · entry 1

TIEFEL WILLIAM R · CIK 0001223840 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,659

F1 · price: The shares with respect to this transaction were sold at prices ranging from $76.24 to $76.57. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
October 02, 2017 Filed Oct 2, 2017 20:45 UTC SaleCommon Stock 8,000 $76.03 $608,240.00
Disclosure

SEC source: 0001170010-17-000158 · wf-form4_150697710419812.xml · nonDerivative · entry 1

FOLLIARD THOMAS J · CIK 0001223841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 479,572

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 19, 2017.

Read SEC document
September 27, 2017 Filed Sep 28, 2017 21:04 UTC
Margolin Eric MEVP, Gen. Counsel & Secretary
Exercise / conversionStock Options (Right to Buy) · Derivative 35,599 $0.00 Strike: $42.68 $0.00
Disclosure

SEC source: 0001170010-17-000152 · wf-form4_150663267794896.xml · derivative · entry 7

MARGOLIN ERIC M · CIK 0001236893 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 35,599 shares

Expires 2020-04-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock options became exercisable with respect to one-fourth of the underlying shares of Common Stock on each of April 15, 2014, April 15, 2015, April 15, 2016 and April 15, 2017 and are now fully exercisable.

Read SEC document
September 27, 2017 Filed Sep 28, 2017 21:04 UTC
Margolin Eric MEVP, Gen. Counsel & Secretary
SaleCommon Stock 35,599 $74.77 $2,661,737.23
Disclosure

SEC source: 0001170010-17-000152 · wf-form4_150663267794896.xml · nonDerivative · entry 5

MARGOLIN ERIC M · CIK 0001236893 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,504

F2 · price: The shares with respect to this transaction were sold at prices ranging from $74.42 to 75.01. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 27, 2017 Filed Sep 28, 2017 21:04 UTC
Margolin Eric MEVP, Gen. Counsel & Secretary
Exercise / conversionCommon Stock 35,599 $42.68 $1,519,365.32
Disclosure

SEC source: 0001170010-17-000152 · wf-form4_150663267794896.xml · nonDerivative · entry 4

MARGOLIN ERIC M · CIK 0001236893 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,103

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 27, 2017 Filed Sep 28, 2017 21:03 UTC
Cafritz Diane LSVP & CHRO
Exercise / conversionStock Options (Right to Buy) · Derivative 5,671 $0.00 Strike: $31.76 $0.00
Disclosure

SEC source: 0001170010-17-000149 · wf-form4_150663261590215.xml · derivative · entry 3

Cafritz Diane L · CIK 0001702741 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,671 shares

Expires 2019-04-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock options vested in four equal installments on each of April 10, 2013, April 10, 2014, April 10, 2015, and April 10, 2016 and are now fully exercisable.

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September 27, 2017 Filed Sep 28, 2017 21:03 UTC
Cafritz Diane LSVP & CHRO
SaleCommon Stock 5,671 $73.95 $419,370.45
Disclosure

SEC source: 0001170010-17-000149 · wf-form4_150663261590215.xml · nonDerivative · entry 2

Cafritz Diane L · CIK 0001702741 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,804

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September 27, 2017 Filed Sep 28, 2017 21:03 UTC
Cafritz Diane LSVP & CHRO
Exercise / conversionCommon Stock 5,671 $31.76 $180,110.96
Disclosure

SEC source: 0001170010-17-000149 · wf-form4_150663261590215.xml · nonDerivative · entry 1

Cafritz Diane L · CIK 0001702741 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,475

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 26, 2017 Filed Sep 28, 2017 21:05 UTC
Shamim MohammadSVP and CIO
Exercise / conversionRestricted Stock Units · Derivative 1,538 $0.00 $0.00
Disclosure

SEC source: 0001170010-17-000155 · wf-form4_150663273783560.xml · derivative · entry 8

Shamim Mohammad · CIK 0001620490 · SVP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,165 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), the Reporting Person received 1.4078 times the number of MSUs in shares of Company common stock.

F5 · derivative.exercise_date: The restricted stock units vested on September 26, 2017 and were settled in Company common stock.

F5 · derivative.expiration_date: The restricted stock units vested on September 26, 2017 and were settled in Company common stock.

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September 26, 2017 Filed Sep 28, 2017 21:05 UTC
Shamim MohammadSVP and CIO
Exercise / conversionStock Options (Right to Buy) · Derivative 4,470 $0.00 Strike: $47.47 $0.00
Disclosure

SEC source: 0001170010-17-000155 · wf-form4_150663273783560.xml · derivative · entry 7

Shamim Mohammad · CIK 0001620490 · SVP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,470

Underlying: Common Stock · 4,470 shares

Expires 2021-09-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock options became exercisable with respect to one-fourth of the underlying shares of Common Stock on each of September 26, 2015, September 26, 2016 and September 26, 2017 and become exercisable with respect to one-fourth of the underlying shares of Common Stock on September 26, 2018.

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September 26, 2017 Filed Sep 28, 2017 21:05 UTC
Shamim MohammadSVP and CIO
Exercise / conversionStock Options (Right to Buy) · Derivative 15,783 $0.00 Strike: $51.63 $0.00
Disclosure

SEC source: 0001170010-17-000155 · wf-form4_150663273783560.xml · derivative · entry 6

Shamim Mohammad · CIK 0001620490 · SVP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,346

Underlying: Common Stock · 15,783 shares

Expires 2023-04-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock options became exercisable with respect to one-fourth of the underlying shares of Common Stock on April 12, 2017 and become exercisable with respect to one-fourth of the underlying shares of Common Stock on each of April 12, 2018, April 12, 2019 and April 12, 2020.

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September 26, 2017 Filed Sep 28, 2017 21:05 UTC
Shamim MohammadSVP and CIO
Tax withholdingCommon Stock 1,033 $73.60 $76,028.80
Disclosure

SEC source: 0001170010-17-000155 · wf-form4_150663273783560.xml · nonDerivative · entry 5

Shamim Mohammad · CIK 0001620490 · SVP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,134

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September 26, 2017 Filed Sep 28, 2017 21:05 UTC
Shamim MohammadSVP and CIO
Exercise / conversionCommon Stock 2,165 Not disclosed Not disclosed
Disclosure

SEC source: 0001170010-17-000155 · wf-form4_150663273783560.xml · nonDerivative · entry 4

Shamim Mohammad · CIK 0001620490 · SVP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,167

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), the Reporting Person received 1.4078 times the number of MSUs in shares of Company common stock.

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September 26, 2017 Filed Sep 28, 2017 21:05 UTC
Shamim MohammadSVP and CIO
SaleCommon Stock 20,253 $73.36 $1,485,760.08
Disclosure

SEC source: 0001170010-17-000155 · wf-form4_150663273783560.xml · nonDerivative · entry 3

Shamim Mohammad · CIK 0001620490 · SVP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,002

F1 · price: The shares with respect to this transaction were sold at prices ranging from $73.30 to $73.48. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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September 26, 2017 Filed Sep 28, 2017 21:05 UTC
Shamim MohammadSVP and CIO
Exercise / conversionCommon Stock 4,470 $47.47 $212,190.90
Disclosure

SEC source: 0001170010-17-000155 · wf-form4_150663273783560.xml · nonDerivative · entry 2

Shamim Mohammad · CIK 0001620490 · SVP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,255

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 26, 2017 Filed Sep 28, 2017 21:05 UTC
Shamim MohammadSVP and CIO
Exercise / conversionCommon Stock 15,783 $51.63 $814,876.29
Disclosure

SEC source: 0001170010-17-000155 · wf-form4_150663273783560.xml · nonDerivative · entry 1

Shamim Mohammad · CIK 0001620490 · SVP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,785

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 26, 2017 Filed Sep 28, 2017 21:06 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 43,299 $0.00 Strike: $51.63 $0.00
Disclosure

SEC source: 0001170010-17-000156 · wf-form4_150663275717646.xml · derivative · entry 7

Wood William C Jr. · CIK 0001483194 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,897

Underlying: Common Stock · 43,299 shares

Expires 2023-04-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock options became exercisable with respect to one-fourth of the underlying shares of Common Stock on April 12, 2017 and will become exercisable with respect to one-fourth of the underlying shares of Common Stock on each of April 12, 2018, April 12, 2019 and April 12, 2020.

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September 26, 2017 Filed Sep 28, 2017 21:06 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 74,144 $0.00 Strike: $44.96 $0.00
Disclosure

SEC source: 0001170010-17-000156 · wf-form4_150663275717646.xml · derivative · entry 6

Wood William C Jr. · CIK 0001483194 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,714

Underlying: Common Stock · 74,144 shares

Expires 2021-04-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock options became exercisable with respect to one-fourth of the underlying shares of Common Stock on each of April 9, 2015, April 9, 2016, and April 9, 2017 and become exercisable with respect to one-fourth of the underlying shares of Common Stock on April 9, 2018.

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September 26, 2017 Filed Sep 28, 2017 21:06 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 84,258 $0.00 Strike: $42.68 $0.00
Disclosure

SEC source: 0001170010-17-000156 · wf-form4_150663275717646.xml · derivative · entry 5

Wood William C Jr. · CIK 0001483194 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 84,258 shares

Expires 2020-04-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock options became exercisable with respect to one-fourth of the underlying shares of Common Stock on each of April 15, 2014, April 15, 2015, April 15, 2016 and April 15, 2017 and are now fully exercisable.

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September 26, 2017 Filed Sep 28, 2017 21:06 UTC SaleCommon Stock 201,701 $73.56 $14,837,125.56
Disclosure

SEC source: 0001170010-17-000156 · wf-form4_150663275717646.xml · nonDerivative · entry 4

Wood William C Jr. · CIK 0001483194 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,459

F1 · price: The shares with respect to this transaction were sold at prices ranging from $73.21 to $74.46. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.