Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CARMAX INCKMX · Entity 3604 | EVP & COO | June 27, 2018 | June 28, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CARMAX INC
Report date June 27, 2018 · Filed June 28, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 54,598 |
Ending reported balance
After 2018-06-27 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2018-06-27 · Exercise / conversion · Acquired 18,299 · Balance 82,908 Row 2 · 2018-06-27 · Exercise / conversion · Acquired 22,594 · Balance 105,502 Row 3 · 2018-06-27 · Sale · Disposed 40,893 · Balance 64,609 F1: The shares with respect to this transaction were sold at prices ranging from $75.41 to $75.93. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price. Row 4 · 2018-06-27 · Sale · Disposed 10,011 · Balance 54,598 F2: The shares with respect to this transaction were sold at prices ranging from $75.60 to $75.89. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $51.63 · Expires 2023-04-12 | Direct | 86,598 |
Reported balance
After 2018-06-27 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-06-27 · Exercise / conversion · Disposed 18,299 · Balance 86,598 F3: The stock options became exercisable with respect to one-fourth of the underlying shares of Common Stock on each of April 12, 2017 and April 12, 2018 and become exercisable with respect to one-fourth of the underlying shares of Common Stock on each of April 12, 2019 and April 12, 2020. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $58.38 · Expires 2024-05-01 | Direct | 67,780 |
Reported balance
After 2018-06-27 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2018-06-27 · Exercise / conversion · Disposed 22,594 · Balance 67,780 F4: The stock options became exercisable with respect to one-fourth of the underlying shares of Common Stock on May 1, 2018 and become exercisable with respect to one-fourth of the underlying shares of Common Stock on each of May 1, 2019, May 1, 2020 and May 1, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares with respect to this transaction were sold at prices ranging from $75.41 to $75.93. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F2: The shares with respect to this transaction were sold at prices ranging from $75.60 to $75.89. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F3: The stock options became exercisable with respect to one-fourth of the underlying shares of Common Stock on each of April 12, 2017 and April 12, 2018 and become exercisable with respect to one-fourth of the underlying shares of Common Stock on each of April 12, 2019 and April 12, 2020.
F4: The stock options became exercisable with respect to one-fourth of the underlying shares of Common Stock on May 1, 2018 and become exercisable with respect to one-fourth of the underlying shares of Common Stock on each of May 1, 2019, May 1, 2020 and May 1, 2021.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 27, 2018 Filed Jun 28, 2018 22:26 UTC | CARMAX INC KMX · Entity 3604 | Exercise / conversionStock Options (Right to Buy) · Derivative | 22,594 | $0.00 Strike: $58.38 | $0.00 |
DisclosureSEC source: 0001170010-18-000119 · wf-form4_153022477783709.xml · derivative · entry 6 Wood William C Jr. · CIK 0001483194 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,780 Underlying: Common Stock · 22,594 shares Expires 2024-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The stock options became exercisable with respect to one-fourth of the underlying shares of Common Stock on May 1, 2018 and become exercisable with respect to one-fourth of the underlying shares of Common Stock on each of May 1, 2019, May 1, 2020 and May 1, 2021. Read SEC document |
| June 27, 2018 Filed Jun 28, 2018 22:26 UTC | CARMAX INC KMX · Entity 3604 | Exercise / conversionStock Options (Right to Buy) · Derivative | 18,299 | $0.00 Strike: $51.63 | $0.00 |
DisclosureSEC source: 0001170010-18-000119 · wf-form4_153022477783709.xml · derivative · entry 5 Wood William C Jr. · CIK 0001483194 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,598 Underlying: Common Stock · 18,299 shares Expires 2023-04-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock options became exercisable with respect to one-fourth of the underlying shares of Common Stock on each of April 12, 2017 and April 12, 2018 and become exercisable with respect to one-fourth of the underlying shares of Common Stock on each of April 12, 2019 and April 12, 2020. Read SEC document |
| June 27, 2018 Filed Jun 28, 2018 22:26 UTC | CARMAX INC KMX · Entity 3604 | SaleCommon Stock | 10,011 | $75.72 | $758,032.92 |
DisclosureSEC source: 0001170010-18-000119 · wf-form4_153022477783709.xml · nonDerivative · entry 4 Wood William C Jr. · CIK 0001483194 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,598 F2 · price: The shares with respect to this transaction were sold at prices ranging from $75.60 to $75.89. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 27, 2018 Filed Jun 28, 2018 22:26 UTC | CARMAX INC KMX · Entity 3604 | SaleCommon Stock | 40,893 | $75.65 | $3,093,555.45 |
DisclosureSEC source: 0001170010-18-000119 · wf-form4_153022477783709.xml · nonDerivative · entry 3 Wood William C Jr. · CIK 0001483194 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,609 F1 · price: The shares with respect to this transaction were sold at prices ranging from $75.41 to $75.93. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 27, 2018 Filed Jun 28, 2018 22:26 UTC | CARMAX INC KMX · Entity 3604 | Exercise / conversionCommon Stock | 22,594 | $58.38 | $1,319,037.72 |
DisclosureSEC source: 0001170010-18-000119 · wf-form4_153022477783709.xml · nonDerivative · entry 2 Wood William C Jr. · CIK 0001483194 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,502 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 27, 2018 Filed Jun 28, 2018 22:26 UTC | CARMAX INC KMX · Entity 3604 | Exercise / conversionCommon Stock | 18,299 | $51.63 | $944,777.37 |
DisclosureSEC source: 0001170010-18-000119 · wf-form4_153022477783709.xml · nonDerivative · entry 1 Wood William C Jr. · CIK 0001483194 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,908 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 24, 2018 Filed Apr 26, 2018 20:40 UTC | CARMAX INC KMX · Entity 3604 | Tax withholdingCommon Stock | 926 | $61.66 | $57,097.16 |
DisclosureSEC source: 0001170010-18-000072 · wf-form4_152477518634161.xml · nonDerivative · entry 2 Wood William C Jr. · CIK 0001483194 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,609 Read SEC document |
| April 24, 2018 Filed Apr 26, 2018 20:40 UTC | CARMAX INC KMX · Entity 3604 | GrantCommon Stock | 3,076 | $0.00 | $0.00 |
DisclosureSEC source: 0001170010-18-000072 · wf-form4_152477518634161.xml · nonDerivative · entry 1 Wood William C Jr. · CIK 0001483194 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,535 Read SEC document |
| April 17, 2018 Filed Apr 19, 2018 20:26 UTC | CARMAX INC KMX · Entity 3604 | Exercise / conversionStock Options (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $51.63 | $0.00 |
DisclosureSEC source: 0001170010-18-000051 · wf-form4_152416954038597.xml · derivative · entry 5 Wood William C Jr. · CIK 0001483194 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,897 Underlying: Common Stock · 25,000 shares Expires 2023-04-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock options became exercisable with respect to one-fourth of the underlying shares of Common Stock on each of April 12, 2017 and April 12, 2018 and become exercisable with respect to one-fourth of the underlying shares of Common Stock on each of April 12, 2019 and April 12, 2020. Read SEC document |
| April 17, 2018 Filed Apr 19, 2018 20:26 UTC | CARMAX INC KMX · Entity 3604 | Exercise / conversionStock Options (Right to Buy) · Derivative | 24,714 | $0.00 Strike: $44.96 | $0.00 |
DisclosureSEC source: 0001170010-18-000051 · wf-form4_152416954038597.xml · derivative · entry 4 Wood William C Jr. · CIK 0001483194 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,714 shares Expires 2021-04-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock options became exercisable with respect to one-fourth of the underlying shares of Common Stock on each of April 9, 2015, April 9, 2016, April 9, 2017 and April 9, 2018 and are now fully exercisable. Read SEC document |
| April 17, 2018 Filed Apr 19, 2018 20:26 UTC | CARMAX INC KMX · Entity 3604 | SaleCommon Stock | 49,714 | $63.01 | $3,132,479.14 |
DisclosureSEC source: 0001170010-18-000051 · wf-form4_152416954038597.xml · nonDerivative · entry 3 Wood William C Jr. · CIK 0001483194 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,459 F1 · price: The shares with respect to this transaction were sold at prices ranging from $62.80 to $63.13. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| April 17, 2018 Filed Apr 19, 2018 20:26 UTC | CARMAX INC KMX · Entity 3604 | Exercise / conversionCommon Stock | 25,000 | $51.63 | $1,290,750.00 |
DisclosureSEC source: 0001170010-18-000051 · wf-form4_152416954038597.xml · nonDerivative · entry 2 Wood William C Jr. · CIK 0001483194 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,173 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 17, 2018 Filed Apr 19, 2018 20:26 UTC | CARMAX INC KMX · Entity 3604 | Exercise / conversionCommon Stock | 24,714 | $44.96 | $1,111,141.44 |
DisclosureSEC source: 0001170010-18-000051 · wf-form4_152416954038597.xml · nonDerivative · entry 1 Wood William C Jr. · CIK 0001483194 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,173 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 26, 2017 Filed Sep 28, 2017 21:06 UTC | CARMAX INC KMX · Entity 3604 | Exercise / conversionStock Options (Right to Buy) · Derivative | 43,299 | $0.00 Strike: $51.63 | $0.00 |
DisclosureSEC source: 0001170010-17-000156 · wf-form4_150663275717646.xml · derivative · entry 7 Wood William C Jr. · CIK 0001483194 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,897 Underlying: Common Stock · 43,299 shares Expires 2023-04-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The stock options became exercisable with respect to one-fourth of the underlying shares of Common Stock on April 12, 2017 and will become exercisable with respect to one-fourth of the underlying shares of Common Stock on each of April 12, 2018, April 12, 2019 and April 12, 2020. Read SEC document |
| September 26, 2017 Filed Sep 28, 2017 21:06 UTC | CARMAX INC KMX · Entity 3604 | Exercise / conversionStock Options (Right to Buy) · Derivative | 74,144 | $0.00 Strike: $44.96 | $0.00 |
DisclosureSEC source: 0001170010-17-000156 · wf-form4_150663275717646.xml · derivative · entry 6 Wood William C Jr. · CIK 0001483194 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,714 Underlying: Common Stock · 74,144 shares Expires 2021-04-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock options became exercisable with respect to one-fourth of the underlying shares of Common Stock on each of April 9, 2015, April 9, 2016, and April 9, 2017 and become exercisable with respect to one-fourth of the underlying shares of Common Stock on April 9, 2018. Read SEC document |
| September 26, 2017 Filed Sep 28, 2017 21:06 UTC | CARMAX INC KMX · Entity 3604 | Exercise / conversionStock Options (Right to Buy) · Derivative | 84,258 | $0.00 Strike: $42.68 | $0.00 |
DisclosureSEC source: 0001170010-17-000156 · wf-form4_150663275717646.xml · derivative · entry 5 Wood William C Jr. · CIK 0001483194 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 84,258 shares Expires 2020-04-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock options became exercisable with respect to one-fourth of the underlying shares of Common Stock on each of April 15, 2014, April 15, 2015, April 15, 2016 and April 15, 2017 and are now fully exercisable. Read SEC document |
| September 26, 2017 Filed Sep 28, 2017 21:06 UTC | CARMAX INC KMX · Entity 3604 | SaleCommon Stock | 201,701 | $73.56 | $14,837,125.56 |
DisclosureSEC source: 0001170010-17-000156 · wf-form4_150663275717646.xml · nonDerivative · entry 4 Wood William C Jr. · CIK 0001483194 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,459 F1 · price: The shares with respect to this transaction were sold at prices ranging from $73.21 to $74.46. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 26, 2017 Filed Sep 28, 2017 21:06 UTC | CARMAX INC KMX · Entity 3604 | Exercise / conversionCommon Stock | 43,299 | $51.63 | $2,235,527.37 |
DisclosureSEC source: 0001170010-17-000156 · wf-form4_150663275717646.xml · nonDerivative · entry 3 Wood William C Jr. · CIK 0001483194 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,160 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 26, 2017 Filed Sep 28, 2017 21:06 UTC | CARMAX INC KMX · Entity 3604 | Exercise / conversionCommon Stock | 74,144 | $44.96 | $3,333,514.24 |
DisclosureSEC source: 0001170010-17-000156 · wf-form4_150663275717646.xml · nonDerivative · entry 2 Wood William C Jr. · CIK 0001483194 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,861 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 26, 2017 Filed Sep 28, 2017 21:06 UTC | CARMAX INC KMX · Entity 3604 | Exercise / conversionCommon Stock | 84,258 | $42.68 | $3,596,131.44 |
DisclosureSEC source: 0001170010-17-000156 · wf-form4_150663275717646.xml · nonDerivative · entry 1 Wood William C Jr. · CIK 0001483194 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,717 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2017 Filed May 3, 2017 20:36 UTC | CARMAX INC KMX · Entity 3604 | GrantStock Options (Right to Buy) · Derivative | 90,374 | $0.00 Strike: $58.38 | $0.00 |
DisclosureSEC source: 0001170010-17-000080 · wf-form4_149384377486617.xml · derivative · entry 1 Wood William C Jr. · CIK 0001483194 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,374 Underlying: Common Stock · 90,374 shares Expires 2024-05-01 F1 · security: The stock options were granted in tandem with stock appreciation rights (SARS). Accordingly, the exercise of one results in the surrender to the Company of the other. The SARS become exercisable only following a change in control of the Company as set forth in the Company's 2002 Stock Incentive Plan, as amended and restated. Once exercisable, the SARS would entitle the Reporting Person to receive the cash value of the options in lieu of exercising the options. F2 · derivative.exercise_date: The stock options become exercisable with respect to one-fourth of the underlying shares of Common Stock on each of May 1, 2018, May 1, 2019, May 1, 2020 and May 1, 2021. Read SEC document |
| April 09, 2017 Filed Apr 11, 2017 21:01 UTC | CARMAX INC KMX · Entity 3604 | Exercise / conversionRestricted Stock Units · Derivative | 7,862 | $0.00 | $0.00 |
DisclosureSEC source: 0001170010-17-000051 · wf-form4_149194445753729.xml · derivative · entry 3 Wood William C Jr. · CIK 0001483194 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,007 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), the Reporting Person received 1.4001 times the number of MSUs in shares of Company common stock. F2 · derivative.exercise_date: The restricted stock units vested on April 9, 2017 and were settled in Company common stock. F2 · derivative.expiration_date: The restricted stock units vested on April 9, 2017 and were settled in Company common stock. Read SEC document |
| April 09, 2017 Filed Apr 11, 2017 21:01 UTC | CARMAX INC KMX · Entity 3604 | Tax withholdingCommon Stock | 3,644 | $56.47 | $205,776.68 |
DisclosureSEC source: 0001170010-17-000051 · wf-form4_149194445753729.xml · nonDerivative · entry 2 Wood William C Jr. · CIK 0001483194 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,459 Read SEC document |
| April 09, 2017 Filed Apr 11, 2017 21:01 UTC | CARMAX INC KMX · Entity 3604 | Exercise / conversionCommon Stock | 11,007 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001170010-17-000051 · wf-form4_149194445753729.xml · nonDerivative · entry 1 Wood William C Jr. · CIK 0001483194 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,103 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), the Reporting Person received 1.4001 times the number of MSUs in shares of Company common stock. Read SEC document |
| January 31, 2017 Filed Feb 1, 2017 21:13 UTC | CARMAX INC KMX · Entity 3604 | SaleCommon Stock | 6,203 | $66.24 | $410,886.72 |
DisclosureSEC source: 0001170010-17-000025 · wf-form4_148598361905446.xml · nonDerivative · entry 1 Wood William C Jr. · CIK 0001483194 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,096 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.