KMT

SEC source: 0001625608-17-000005 · primary_doc.xml · derivative · entry 1

MCLEVISH TIMOTHY R · CIK 0001215826 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,000 shares

Expires 2017-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The original Form 4 inadvertently included this line item as an acquisition rather than a disposition and the exercise price of $38.99 in Column 8, and incorrectly stated the number of derivative securities beneficially owned following the reported transaction. This amendment is filed to correct these errors.

F2 · derivative.exercise_date: Grant has graded vesting schedule. Date exercisable will vary for each vesting tranche.

SEC source: 0001697388-17-000014 · primary_doc.xml · derivative · entry 1

MCLEVISH TIMOTHY R · CIK 0001215826 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,226.26

Underlying: Common Stock · 617.364 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 - for - 1.

F2 · derivative.exercise_date: The Stock Credits become payable in Common Stock: (i) in the event of a change of control of the company; or (ii) on the date that the reporting person ceases (other than by reason of death) to be a director ("retirement"), unless the reporting person has elected to receive the common stock represented by the stock credits following retirement.

F2 · derivative.expiration_date: The Stock Credits become payable in Common Stock: (i) in the event of a change of control of the company; or (ii) on the date that the reporting person ceases (other than by reason of death) to be a director ("retirement"), unless the reporting person has elected to receive the common stock represented by the stock credits following retirement.

F3 · balance_after: Includes (54.931) of stock credits acquired pursuant to a dividend reinvestment feature of the Kennametal Inc. Stock Incentive Plan of 2002 and (46.486) of stock credits acquired pursuant to a dividend reinvestment feature of the Kennametal Inc. Stock Incentive Plan, as amended. The Company maintains a separate Dividend Reinvestment Plan available to its shareholders that satisfies the requirement of Rule 16a-11 of the Securities and Exchange Act of 1934, as amended.

SEC source: 0001697388-17-000013 · primary_doc.xml · derivative · entry 1

STRANGHOENER LAWRENCE W · CIK 0001046240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,441.357

Underlying: Common Stock · 584.871 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 - for - 1.

F2 · derivative.exercise_date: The Stock Credits become payable in Common Stock: (i) in the event of a change of control of the company; or (ii) on the date that the reporting person ceases (other than by reason of death) to be a director ("retirement"), unless the reporting person has elected to receive the common stock represented by the stock credits following retirement.

F2 · derivative.expiration_date: The Stock Credits become payable in Common Stock: (i) in the event of a change of control of the company; or (ii) on the date that the reporting person ceases (other than by reason of death) to be a director ("retirement"), unless the reporting person has elected to receive the common stock represented by the stock credits following retirement.

F3 · balance_after: Includes (74.997) of stock credits acquired pursuant to a dividend reinvestment feature of the Kennametal Inc. Stock Incentive Plan of 2002 and (188.037) of stock credits acquired pursuant to a dividend reinvestment feature of the Kennametal Inc. Stock Incentive Plan, as amended. The Company maintains a separate Dividend Reinvestment Plan available to its shareholders that satisfies the requirement of Rule 16a-11 of the Securities and Exchange Act of 1934, as amended.

SEC source: 0001697388-17-000012 · primary_doc.xml · nonDerivative · entry 1

WUNNING STEVEN H · CIK 0001171788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,330.457

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001382963-17-000118 · edgar.xml · nonDerivative · entry 1

WUNNING STEVEN H · CIK 0001171788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,155

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The previous Form 4 submitted on June 2, 2017 reported the incorrect amount of securities beneficially owned by Mr. Wunning following the reported transaction.

SEC source: 0001697388-17-000011 · primary_doc.xml · derivative · entry 7

Bacchus Judith L · CIK 0001522176 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,338

Underlying: Common Stock · 9,168 shares

Expires 2025-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Grant has a graded vesting schedule. Date exercisable will vary for each vesting tranche.

SEC source: 0001697388-17-000011 · primary_doc.xml · nonDerivative · entry 6

Bacchus Judith L · CIK 0001522176 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,599

F1 · balance_after: Represents 1,064 shares held in the Kennametal Inc. 401k Plan and 1,416 shares in Performance Unit Awards.

SEC source: 0001697388-17-000011 · primary_doc.xml · nonDerivative · entry 5

Bacchus Judith L · CIK 0001522176 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,316

SEC source: 0001697388-17-000011 · primary_doc.xml · nonDerivative · entry 4

Bacchus Judith L · CIK 0001522176 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,327

SEC source: 0001697388-17-000011 · primary_doc.xml · nonDerivative · entry 3

Bacchus Judith L · CIK 0001522176 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,778

SEC source: 0001697388-17-000011 · primary_doc.xml · nonDerivative · entry 2

Bacchus Judith L · CIK 0001522176 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,667

SEC source: 0001697388-17-000011 · primary_doc.xml · nonDerivative · entry 1

Bacchus Judith L · CIK 0001522176 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,767

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001697388-17-000008 · primary_doc.xml · derivative · entry 3

Keating Michelle R · CIK 0001530038 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 - for - 1.

F2 · derivative.expiration_date: Restricted stock units are subject to time based vesting and dispersed in three equal annual installments, commencing on the first anniversary date of the grant date subject to continued employment with the company.

SEC source: 0001697388-17-000008 · primary_doc.xml · nonDerivative · entry 2

Keating Michelle R · CIK 0001530038 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,456.188

SEC source: 0001697388-17-000008 · primary_doc.xml · nonDerivative · entry 1

Keating Michelle R · CIK 0001530038 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,823.188

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001697388-17-000007 · primary_doc.xml · derivative · entry 3

Clemens Robert J · CIK 0001570976 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 629

Underlying: Common Stock · 629 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1 - for - 1.

F3 · derivative.expiration_date: Restricted stock units are subject to time based vesting and dispersed in four equal annual installments, commencing on the first anniversary date of the grant date subject to continued employment with the company.

SEC source: 0001697388-17-000007 · primary_doc.xml · nonDerivative · entry 2

Clemens Robert J · CIK 0001570976 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,023

F1 · balance_after: Includes 1000 shares held in the Kennametal, Inc. 401k Plan.

SEC source: 0001697388-17-000007 · primary_doc.xml · nonDerivative · entry 1

Clemens Robert J · CIK 0001570976 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,254

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001697388-17-000006 · primary_doc.xml · derivative · entry 1

MCLEVISH TIMOTHY R · CIK 0001215826 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,867.145

Underlying: Common Stock · 640.334 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 - for - 1.

F2 · derivative.exercise_date: The Stock Credits become payable in Common Stock: (i) in the event of a change of control of the company; or (ii) on the date that the reporting person ceases (other than by reason of death) to be a director ("retirement"), unless the reporting person has elected to receive the common stock represented by the stock credits following retirement.

F2 · derivative.expiration_date: The Stock Credits become payable in Common Stock: (i) in the event of a change of control of the company; or (ii) on the date that the reporting person ceases (other than by reason of death) to be a director ("retirement"), unless the reporting person has elected to receive the common stock represented by the stock credits following retirement.

F3 · balance_after: Includes (56.668) of stock credits acquired pursuant to a dividend reinvestment feature of the Kennametal Inc. Stock Incentive Plan of 2002 and (44.523) of stock credits acquired pursuant to a dividend reinvestment feature of the Kennametal Inc. Stock Incentive Plan, as amended. The Company maintains a separate Dividend Reinvestment Plan available to its shareholders that satisfies the requirement of Rule 16a-11 of the Securities and Exchange Act of 1934, as amended.

SEC source: 0001697388-17-000005 · primary_doc.xml · derivative · entry 1

STRANGHOENER LAWRENCE W · CIK 0001046240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,986.819

Underlying: Common Stock · 606.633 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 - for - 1.

F2 · derivative.exercise_date: The Stock Credits become payable in Common Stock: (i) in the event of a change of control of the company; or (ii) on the date that the reporting person ceases (other than by reason of death) to be a director ("retirement"), unless the reporting person has elected to receive the common stock represented by the stock credits following retirement.

F2 · derivative.expiration_date: The Stock Credits become payable in Common Stock: (i) in the event of a change of control of the company; or (ii) on the date that the reporting person ceases (other than by reason of death) to be a director ("retirement"), unless the reporting person has elected to receive the common stock represented by the stock credits following retirement.

F3 · balance_after: Includes (77.369) of stock credits acquired pursuant to a dividend reinvestment feature of the Kennametal Inc. Stock Incentive Plan of 2002 and (190.729) of stock credits acquired pursuant to a dividend reinvestment feature of the Kennametal Inc. Stock Incentive Plan, as amended. The Company maintains a separate Dividend Reinvestment Plan available to its shareholders that satisfies the requirement of Rule 16a-11 of the Securities and Exchange Act of 1934, as amended.

SEC source: 0001697388-17-000004 · primary_doc.xml · nonDerivative · entry 1

WUNNING STEVEN H · CIK 0001171788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,239

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001382963-17-000117 · edgar.xml · nonDerivative · entry 1

WUNNING STEVEN H · CIK 0001171788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,570

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The previous Form 4 submitted on March 2, 2017 reported the incorrect amount of securities beneficially owned by Mr. Wunning following the reported transaction.

SEC source: 0001625608-17-000004 · primary_doc.xml · derivative · entry 3

DEFEO RONALD M · CIK 0001140109 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,565

Underlying: Common Stock · 9,782 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 - for - 1

F2 · derivative.expiration_date: These Restricted Stock Units are subject to time based vesting and are dispersed in three equal annual installments commencing on the first anniversary of the grant date subject to continued employment with the company.

SEC source: 0001625608-17-000004 · primary_doc.xml · nonDerivative · entry 2

DEFEO RONALD M · CIK 0001140109 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,048

SEC source: 0001625608-17-000004 · primary_doc.xml · nonDerivative · entry 1

DEFEO RONALD M · CIK 0001140109 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,074

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001625608-17-000003 · primary_doc.xml · derivative · entry 1

Byrnes Charles Michael Jr. · CIK 0001531205 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,618

Underlying: Common Stock · 11,618 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 - for - 1

F2 · derivative.exercise_date: These restricted shares are subject to a three-year cliff vesting schedule whereby no shares vest on the first and second anniversaries of the award, 100% of the shares vest on February 1, 2020, the third anniversary of the award subject to continued employment with the company.

F2 · derivative.expiration_date: These restricted shares are subject to a three-year cliff vesting schedule whereby no shares vest on the first and second anniversaries of the award, 100% of the shares vest on February 1, 2020, the third anniversary of the award subject to continued employment with the company.

SEC source: 0001625608-17-000002 · primary_doc.xml · derivative · entry 1

Dragich Peter A · CIK 0001561324 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,353

Underlying: Common Stock · 12,353 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 - for - 1

F2 · derivative.exercise_date: These restricted shares are subject to a three-year cliff vesting schedule whereby no shares vest on the first and second anniversaries of the award, 100% of the shares vest on February 1, 2020, the third anniversary of the award subject to continued employment with the company.

F2 · derivative.expiration_date: These restricted shares are subject to a three-year cliff vesting schedule whereby no shares vest on the first and second anniversaries of the award, 100% of the shares vest on February 1, 2020, the third anniversary of the award subject to continued employment with the company.

SEC source: 0001625608-17-000001 · primary_doc.xml · derivative · entry 2

MCLEVISH TIMOTHY R · CIK 0001215826 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,765.954

Underlying: Common Stock · 1,614.457 shares

Expires 2017-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 - for - 1

SEC source: 0001625608-17-000001 · primary_doc.xml · nonDerivative · entry 1

MCLEVISH TIMOTHY R · CIK 0001215826 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,904.457

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001625608-16-000132 · primary_doc.xml · derivative · entry 3

Byrnes Charles Michael Jr. · CIK 0001531205 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,563

Underlying: Common Stock · 5,563 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 - for - 1

F2 · derivative.expiration_date: Restricted stock units are subject to time-based vesting and dispersed in three equal annual installments, commencing on the first anniversary date of the grant date subject to continued employment with the company.

SEC source: 0001625608-16-000132 · primary_doc.xml · nonDerivative · entry 2

Byrnes Charles Michael Jr. · CIK 0001531205 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,812

SEC source: 0001625608-16-000132 · primary_doc.xml · nonDerivative · entry 1

Byrnes Charles Michael Jr. · CIK 0001531205 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,563

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001625608-16-000130 · primary_doc.xml · derivative · entry 1

STRANGHOENER LAWRENCE W · CIK 0001046240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,382.22

Underlying: Common Stock · 1,336.501 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 - for - 1

F2 · derivative.exercise_date: The stock credits become payable in Common Stock (i)in the event of a change of control of the company; or (ii) on the date that the reporting person ceases (other than by reason of death) to be a director ("retirement"), unless the reporting person had elected to receive the common stock represented by the stock credits following retirement.

F2 · derivative.expiration_date: The stock credits become payable in Common Stock (i)in the event of a change of control of the company; or (ii) on the date that the reporting person ceases (other than by reason of death) to be a director ("retirement"), unless the reporting person had elected to receive the common stock represented by the stock credits following retirement.

F3 · balance_after: Includes (84.724)of stock credits acquired pursuant to a dividend reinvestment feature of the Kennametal Inc. Stock Incentive Plan of 2002 and (200.971)of stock credits acquired pursuant to a dividend reinvestment feature of the Kennametal Inc. Directors Stock Incentive Plan as amended. The company maintains a separate Dividend Reinvestment Plan available to its shareholders that satisfies the requirement of Rule 16a-11 of the Securities and Exchange Act of 1934, as amended.

SEC source: 0001625608-16-000131 · primary_doc.xml · nonDerivative · entry 1

WUNNING STEVEN H · CIK 0001171788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,963

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001625608-16-000129 · primary_doc.xml · derivative · entry 1

MCLEVISH TIMOTHY R · CIK 0001215826 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,675.035

Underlying: Common Stock · 705.376 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 - for - 1

F2 · derivative.exercise_date: The stock credits become payable in common stock: (i)In the event of a change of control of the company; or (ii) on the date that the reporting person ceases (other than reason of death) to be a director (*retirement*), unless the reporting person has elected to receive the common stock represented by the stock credits following retirement.

F2 · derivative.expiration_date: The stock credits become payable in common stock: (i)In the event of a change of control of the company; or (ii) on the date that the reporting person ceases (other than reason of death) to be a director (*retirement*), unless the reporting person has elected to receive the common stock represented by the stock credits following retirement.

F3 · balance_after: Includes (62.055)of stock credits acquired pursuant to a dividend reinvestment feature of the Kennametal Inc. Stock Incentive Plan of 2002 and (54.124)of stock credits acquired pursuant to a dividend reinvestment feature of the Kennametal Inc. Directors Stock Incentive Plan, as amended. The company maintains a separate Dividend Reinvestment Plan available to its shareholders that satisfies the requirement of Rule 16a-11 of the Securities and Exchange Act of 1934, as amended.

SEC source: 0001625608-16-000128 · primary_doc.xml · nonDerivative · entry 1

Davis Cindy L · CIK 0001562549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,962

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001625608-16-000126 · primary_doc.xml · nonDerivative · entry 2

Bacchus Judith L · CIK 0001522176 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,183

F1 · balance_after: Includes 1064 shares held in Kennametal Inc. 401k plan.

SEC source: 0001625608-16-000126 · primary_doc.xml · nonDerivative · entry 1

Bacchus Judith L · CIK 0001522176 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,383

SEC source: 0001625608-16-000125 · primary_doc.xml · nonDerivative · entry 2

Bacchus Judith L · CIK 0001522176 · Vice-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,183

F1 · balance_after: Includes 1064 held in Kennametal Inc. 401K plan.

SEC source: 0001625608-16-000125 · primary_doc.xml · nonDerivative · entry 1

Bacchus Judith L · CIK 0001522176 · Vice-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,383

SEC source: 0001625608-16-000123 · primary_doc.xml · derivative · entry 1

Patel Sagar A · CIK 0001523231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,605

Underlying: Common Stock · 3,605 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 - for - 1

F2 · derivative.exercise_date: Restricted Stock Units are subject to time-based vesting and dispersed in three equal installments, commencing on the first anniversary date of the grant.

F2 · derivative.expiration_date: Restricted Stock Units are subject to time-based vesting and dispersed in three equal installments, commencing on the first anniversary date of the grant.

SEC source: 0001625608-16-000122 · primary_doc.xml · derivative · entry 3

Keating Michelle R · CIK 0001530038 · Vice-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 748

Underlying: Common Stock · 374 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 - for - 1

F2 · derivative.exercise_date: Restricted Stock Awards are subject to time based vesting and are dispersed in three equal installments, commencing on the first anniversary date of the grant date subject to continued employment with the company.

F2 · derivative.expiration_date: Restricted Stock Awards are subject to time based vesting and are dispersed in three equal installments, commencing on the first anniversary date of the grant date subject to continued employment with the company.

SEC source: 0001625608-16-000122 · primary_doc.xml · nonDerivative · entry 2

Keating Michelle R · CIK 0001530038 · Vice-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,823.188

SEC source: 0001625608-16-000122 · primary_doc.xml · nonDerivative · entry 1

Keating Michelle R · CIK 0001530038 · Vice-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,937.188

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001625608-16-000121 · primary_doc.xml · derivative · entry 6

van Gaalen Jan Kees · CIK 0001575608 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,598

Underlying: Common Stock · 2,299 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 - for - 1

F2 · derivative.exercise_date: Restricted Stock Units are subject to time based vesting and are dispersed in three equal installments, commencing on the first anniversary date of the grant date subject to continued employment with the company.

F2 · derivative.expiration_date: Restricted Stock Units are subject to time based vesting and are dispersed in three equal installments, commencing on the first anniversary date of the grant date subject to continued employment with the company.

SEC source: 0001625608-16-000121 · primary_doc.xml · derivative · entry 5

van Gaalen Jan Kees · CIK 0001575608 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,851

Underlying: Common Stock · 2,425 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 - for - 1

F2 · derivative.exercise_date: Restricted Stock Units are subject to time based vesting and are dispersed in three equal installments, commencing on the first anniversary date of the grant date subject to continued employment with the company.

F2 · derivative.expiration_date: Restricted Stock Units are subject to time based vesting and are dispersed in three equal installments, commencing on the first anniversary date of the grant date subject to continued employment with the company.

SEC source: 0001625608-16-000121 · primary_doc.xml · nonDerivative · entry 4

van Gaalen Jan Kees · CIK 0001575608 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,238

SEC source: 0001625608-16-000121 · primary_doc.xml · nonDerivative · entry 3

van Gaalen Jan Kees · CIK 0001575608 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,961

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001625608-16-000121 · primary_doc.xml · nonDerivative · entry 2

van Gaalen Jan Kees · CIK 0001575608 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,662

SEC source: 0001625608-16-000121 · primary_doc.xml · nonDerivative · entry 1

van Gaalen Jan Kees · CIK 0001575608 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,425

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.