DEFEO RONALD M

SEC source: 0001193125-26-217049 · ownership.xml · nonDerivative · entry 1

DEFEO RONALD M · CIK 0001140109 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,923

F1 · kind: On May 8, 2026, the reporting person was awarded 5,135 shares of restricted stock with respect to the reporting person's service as a director of the Issuer until the 2027 Annual Meeting of Shareholders, at which time the reporting person's award will vest, conditioned on the reporting person's continued service through the vesting date.

SEC source: 0001193125-26-177403 · ownership.xml · derivative · entry 2

DEFEO RONALD M · CIK 0001140109 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,250

Underlying: Common Stock · 6,250 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On May 5, 2025, the reporting person was awarded 6,250 restricted stock units with respect to the reporting person's service as a director of the Issuer commencing on that date until the 2026 Annual Meeting of Shareholders, at which time the reporting person's award vested. The reporting person deferred the receipt of common stock for such award and instead received stock units.

F3 · derivative.expiration_date: On May 5, 2025, the reporting person was awarded 6,250 restricted stock units with respect to the reporting person's service as a director of the Issuer commencing on that date until the 2026 Annual Meeting of Shareholders, at which time the reporting person's award vested. The reporting person deferred the receipt of common stock for such award and instead received stock units.

SEC source: 0001193125-26-177403 · ownership.xml · nonDerivative · entry 1

DEFEO RONALD M · CIK 0001140109 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,788

F1 · price: Upon the vesting of restricted stock units granted to the reporting person on May 5, 2025, the reporting person deferred the receipt of shares of common stock for such award and instead received stock units. As a result, the reporting person is reporting the disposition of 6,250 shares of common stock in exchange for an equal number of restricted stock units. On the date that the reporting person ceases to be a director for any reason whatsoever, or as soon thereafter as is reasonably practical, the Issuer shall make a payment to the reporting person of one share for every stock unit then held by the reporting person as payment with respect to each such stock unit.

SEC source: 0000950170-25-065754 · ownership.xml · nonDerivative · entry 1

DEFEO RONALD M · CIK 0001140109 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,038

F1 · kind: On May 5, 2025, the reporting person was awarded 6,250 restricted stock units with respect to the reporting person's service as a director of the Issuer until the 2026 Annual Meeting of Shareholders, at which time the reporting person's award will vest, conditioned on the reporting person's continued service through the vesting date.

SEC source: 0000950170-24-058229 · ownership.xml · nonDerivative · entry 1

DEFEO RONALD M · CIK 0001140109 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,788

F1 · kind: On May 9, 2024, the reporting person was awarded 4,534 shares of restricted stock with respect to the reporting person's service as a director of the Issuer until the 2025 Annual Meeting of Shareholders, at which time the reporting person's award will vest, conditioned on the reporting person's continued service through the vesting date.

SEC source: 0001209191-23-026124 · doc4.xml · nonDerivative · entry 1

DEFEO RONALD M · CIK 0001140109 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,254

F1 · kind: On April 27, 2023, the reporting person was awarded 5,294 restricted stock units with respect to the reporting person's service as a director of the Issuer on that date until the 2024 Annual Meeting of Shareholders, at which time the reporting person's award will vest, conditioned on the reporting person's continued service through the vesting date.

SEC source: 0001209191-22-026487 · doc4.xml · derivative · entry 3

DEFEO RONALD M · CIK 0001140109 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,023

Underlying: Common Stock · 4,023 shares

Expires not disclosed

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On April 29, 2021, the reporting person was awarded 4,023 restricted stock units with respect to the reporting person's service as a director of the Issuer commencing on that date until the 2022 Annual Meeting of Shareholders, at which time the reporting person's award vested. The reporting person deferred the receipt of common stock for such award and instead received stock units.

F4 · derivative.expiration_date: On April 29, 2021, the reporting person was awarded 4,023 restricted stock units with respect to the reporting person's service as a director of the Issuer commencing on that date until the 2022 Annual Meeting of Shareholders, at which time the reporting person's award vested. The reporting person deferred the receipt of common stock for such award and instead received stock units.

SEC source: 0001209191-22-026487 · doc4.xml · nonDerivative · entry 2

DEFEO RONALD M · CIK 0001140109 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,960

F2 · price: Upon the vesting of restricted stock units granted to the reporting person on April 29, 2021, the reporting person deferred the receipt of shares of common stock for such award and instead received stock units. As a result, the reporting person is reporting the disposition of 4,023 shares of common stock in exchange for an equal number of restricted stock units. On the date that the reporting person ceases to be a director for any reason whatsoever, or as soon thereafter as is reasonably practical, the Issuer shall make a payment to the reporting person of one share for every stock unit then held by the reporting person as payment with respect to each such stock unit.

SEC source: 0001209191-22-026487 · doc4.xml · nonDerivative · entry 1

DEFEO RONALD M · CIK 0001140109 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,983

F1 · kind: On April 28, 2022, the reporting person was awarded 4,110 restricted stock units with respect to the reporting person's service as a director of the Issuer on that date until the 2023 Annual Meeting of Shareholders, at which time the reporting person's award will vest, conditioned on the reporting person's continued service through the vesting date.

SEC source: 0001209191-22-019872 · doc4.xml · nonDerivative · entry 1

DEFEO RONALD M · CIK 0001140109 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,873

F1 · price: The price reported in this column reflects the weighted average purchase price of multiple trades executed through a broker-dealer at prices ranging from $18.31-$18.62. Upon request, the reporting person will provide to the SEC staff, the Issuer, or any security holder of the issuer, detailed information regarding the number of shares sold at each price.

SEC source: 0001209191-21-029604 · doc4.xml · nonDerivative · entry 1

DEFEO RONALD M · CIK 0001140109 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,873

F1 · kind: On April 29, 2021, the reporting person was awarded 4,023 restricted stock units with respect to the reporting person's service as a director of the Issuer on that date until the 2022 Annual Meeting of Shareholders, at which time the reporting person's award will vest, conditioned on the reporting person's continued service through the vesting date.

SEC source: 0001209191-21-021449 · doc4.xml · nonDerivative · entry 1

DEFEO RONALD M · CIK 0001140109 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,850

SEC source: 0001209191-20-028572 · doc4.xml · nonDerivative · entry 2

DEFEO RONALD M · CIK 0001140109 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,850

SEC source: 0001209191-20-028572 · doc4.xml · nonDerivative · entry 1

DEFEO RONALD M · CIK 0001140109 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,350

SEC source: 0001209191-20-026556 · doc4.xml · derivative · entry 3

DEFEO RONALD M · CIK 0001140109 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,144

Underlying: Common Stock · 4,144 shares

Expires not disclosed

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On April 24, 2019, the reporting person was awarded 4,144 restricted stock units with respect to the reporting person's service as a director of the Issuer commencing on that date until the 2020 Annual Meeting of Shareholders, at which time the reporting person's award vested. The reporting person deferred the receipt of common stock for such award and instead received stock units.

F4 · derivative.expiration_date: On April 24, 2019, the reporting person was awarded 4,144 restricted stock units with respect to the reporting person's service as a director of the Issuer commencing on that date until the 2020 Annual Meeting of Shareholders, at which time the reporting person's award vested. The reporting person deferred the receipt of common stock for such award and instead received stock units.

SEC source: 0001209191-20-026556 · doc4.xml · nonDerivative · entry 2

DEFEO RONALD M · CIK 0001140109 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,850

F2 · price: Upon the vesting of restricted stock units granted to the reporting person on April 24, 2019, the reporting person deferred the receipt of shares of common stock for such award and instead received stock units. As a result, the reporting person is reporting the disposition of 4,144 shares of common stock in exchange for an equal number of restricted stock units. On the date that the reporting person ceases to be a director for any reason whatsoever, or as soon thereafter as is reasonably practical, the Issuer shall make a payment to the reporting person of one share for every stock unit then held by the reporting person as payment with respect to each such stock unit.

SEC source: 0001209191-20-026556 · doc4.xml · nonDerivative · entry 1

DEFEO RONALD M · CIK 0001140109 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,994

F1 · kind: On April 29, 2020, the reporting person was awarded 5,850 restricted stock units with respect to the reporting person's service as a director of the Issuer on that date until the 2021 Annual Meeting of Shareholders, at which time the reporting person's award will vest, conditioned on the reporting person's continued service through the vesting date.

SEC source: 0001209191-19-057068 · doc4.xml · nonDerivative · entry 1

DEFEO RONALD M · CIK 0001140109 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,570

SEC source: 0001209191-19-026089 · doc4.xml · derivative · entry 3

DEFEO RONALD M · CIK 0001140109 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,574

Underlying: Common Stock · 2,574 shares

Expires not disclosed

F2 · derivative.exercise_price: Upon the vesting of restricted stock units granted to the reporting person on August 7, 2018, the reporting person deferred the receipt of common stock for such award and instead received stock units. On the date that the reporting person ceases to be a director for any reason whatsoever, or as soon thereafter as is reasonably practical, the Issuer shall make a payment to the reporting person of one share for every stock unit then held by the reporting person as payment with respect to each such stock unit.

F3 · price: On August 7, 2018, the reporting person was awarded 2,574 restricted stock units with respect to the reporting person's service as a director of the Issuer commencing on that date until the 2019 Annual Meeting of Shareholders, at which time the reporting person's award vested. The reporting person deferred the receipt of common stock for such award and instead received stock units.

F2 · derivative.exercise_date: Upon the vesting of restricted stock units granted to the reporting person on August 7, 2018, the reporting person deferred the receipt of common stock for such award and instead received stock units. On the date that the reporting person ceases to be a director for any reason whatsoever, or as soon thereafter as is reasonably practical, the Issuer shall make a payment to the reporting person of one share for every stock unit then held by the reporting person as payment with respect to each such stock unit.

F2 · derivative.expiration_date: Upon the vesting of restricted stock units granted to the reporting person on August 7, 2018, the reporting person deferred the receipt of common stock for such award and instead received stock units. On the date that the reporting person ceases to be a director for any reason whatsoever, or as soon thereafter as is reasonably practical, the Issuer shall make a payment to the reporting person of one share for every stock unit then held by the reporting person as payment with respect to each such stock unit.

SEC source: 0001209191-19-026089 · doc4.xml · nonDerivative · entry 2

DEFEO RONALD M · CIK 0001140109 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,570

F2 · price: Upon the vesting of restricted stock units granted to the reporting person on August 7, 2018, the reporting person deferred the receipt of common stock for such award and instead received stock units. On the date that the reporting person ceases to be a director for any reason whatsoever, or as soon thereafter as is reasonably practical, the Issuer shall make a payment to the reporting person of one share for every stock unit then held by the reporting person as payment with respect to each such stock unit.

SEC source: 0001209191-19-026089 · doc4.xml · nonDerivative · entry 1

DEFEO RONALD M · CIK 0001140109 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,144

F1 · kind: On April 24, 2019, the reporting person was awarded 4,144 restricted stock units with respect to the reporting person's service as a director of the Issuer on that date until the 2020 Annual Meeting of Shareholders, at which time the reporting person's award will vest, conditioned on the reporting person's continued service through the vesting date.

SEC source: 0001723211-18-000050 · primary_doc.xml · nonDerivative · entry 1

DEFEO RONALD M · CIK 0001140109 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,284

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 76,154 shares of Performance Unit shares not yet distributed.

SEC source: 0001723211-18-000046 · primary_doc.xml · derivative · entry 4

DEFEO RONALD M · CIK 0001140109 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,000 shares

Expires 2019-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Grant of stock options has a graded vesting schedule. Date Exercisable will vary for each vesting tranche.

SEC source: 0001723211-18-000046 · primary_doc.xml · derivative · entry 3

DEFEO RONALD M · CIK 0001140109 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,000 shares

Expires 2020-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Grant of stock options has a graded vesting schedule. Date Exercisable will vary for each vesting tranche.

SEC source: 0001723211-18-000046 · primary_doc.xml · nonDerivative · entry 2

DEFEO RONALD M · CIK 0001140109 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,781

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 76,154 shares of Performance Unit shares not yet distributed.

SEC source: 0001723211-18-000046 · primary_doc.xml · nonDerivative · entry 1

DEFEO RONALD M · CIK 0001140109 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,781

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 76,154 shares of Performance Unit shares not yet distributed.

SEC source: 0001209191-18-046069 · doc4.xml · derivative · entry 1

DEFEO RONALD M · CIK 0001140109 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,574

Underlying: Common Stock · 2,574 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents a director award of 2,574 stock units awarded for a pro rata portion of the 2018-2019 term in connection with the reporting person's appointment to the board of directors. Each stock unit represents the right of the director to receive an amount equal to the fair market value of a share on the date that payment is made with respect to the stock unit. The stock units vest on the date of the 2019 Annual Meeting of Shareholders, subject to the reporting person's continuous service as a member of the board of directors through such vesting date.

F1 · shares: Represents a director award of 2,574 stock units awarded for a pro rata portion of the 2018-2019 term in connection with the reporting person's appointment to the board of directors. Each stock unit represents the right of the director to receive an amount equal to the fair market value of a share on the date that payment is made with respect to the stock unit. The stock units vest on the date of the 2019 Annual Meeting of Shareholders, subject to the reporting person's continuous service as a member of the board of directors through such vesting date.

F1 · derivative.exercise_date: Represents a director award of 2,574 stock units awarded for a pro rata portion of the 2018-2019 term in connection with the reporting person's appointment to the board of directors. Each stock unit represents the right of the director to receive an amount equal to the fair market value of a share on the date that payment is made with respect to the stock unit. The stock units vest on the date of the 2019 Annual Meeting of Shareholders, subject to the reporting person's continuous service as a member of the board of directors through such vesting date.

F1 · derivative.expiration_date: Represents a director award of 2,574 stock units awarded for a pro rata portion of the 2018-2019 term in connection with the reporting person's appointment to the board of directors. Each stock unit represents the right of the director to receive an amount equal to the fair market value of a share on the date that payment is made with respect to the stock unit. The stock units vest on the date of the 2019 Annual Meeting of Shareholders, subject to the reporting person's continuous service as a member of the board of directors through such vesting date.

SEC source: 0001723211-18-000025 · primary_doc.xml · derivative · entry 4

DEFEO RONALD M · CIK 0001140109 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,231

Underlying: Common Stock · 19,652 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: 1 - for 1

F3 · derivative.exercise_price: 1 - for 1

F4 · derivative.expiration_date: These restricted stock units are subject to time based vesting and are dispersed in three equal annual installments, commencing on the first anniversary of the grant date.

SEC source: 0001723211-18-000025 · primary_doc.xml · nonDerivative · entry 3

DEFEO RONALD M · CIK 0001140109 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,781

F1 · shares: Represents 41,625 shares deemed to have been earned by the Compensation Committee on July 31, 2018, with respect to the second tranche of the Performance Unit Award granted to the reporting person on August 1, 2016 under the Amended and Restated Kennametal Inc. Stock and Incentive Plan of 2010 (the "2016 Performance Unit Award"). The vesting and actual payout of these shares remains subject to the reporting person's continued employment with the Company through August 1, 2019 with respect to the 2016 Performance Unit Award.

F2 · balance_after: Includes 76,154 shares of Performance Unit shares not yet distributed.

SEC source: 0001723211-18-000025 · primary_doc.xml · nonDerivative · entry 2

DEFEO RONALD M · CIK 0001140109 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,156

SEC source: 0001723211-18-000025 · primary_doc.xml · nonDerivative · entry 1

DEFEO RONALD M · CIK 0001140109 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,696

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001723211-18-000036 · primary_doc.xml · derivative · entry 1

DEFEO RONALD M · CIK 0001140109 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,313

Underlying: Common Stock · 3,313 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 - for - 1

F2 · derivative.exercise_date: Restricted stock units are subject to time-based vesting and are dispersed in three equal annual installments, commencing on the first anniversary of the grant date.

F2 · derivative.expiration_date: Restricted stock units are subject to time-based vesting and are dispersed in three equal annual installments, commencing on the first anniversary of the grant date.

SEC source: 0001723211-18-000006 · primary_doc.xml · derivative · entry 3

DEFEO RONALD M · CIK 0001140109 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,783

Underlying: Common Stock · 9,782 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1 - for - 1

F3 · derivative.expiration_date: Restricted stock units are subject to time-based vesting and are disposed in three equal installments commencing on the first anniversary date of the grant date (which was February 4, 2016), subject to continued employment with the company. This transaction represents the vesting of the second installment.

SEC source: 0001723211-18-000006 · primary_doc.xml · nonDerivative · entry 2

DEFEO RONALD M · CIK 0001140109 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,044

F1 · balance_after: Includes 34,529 shares deemed to have been earned but not yet distributed, as the first tranche of Performance Unit Awards granted to the reporting person on August 1, 2016. The vesting and actual payout of these shares remains subject to the reporting person's continued employment with the Company through August 1, 2019.

SEC source: 0001723211-18-000006 · primary_doc.xml · nonDerivative · entry 1

DEFEO RONALD M · CIK 0001140109 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,491

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 34,529 shares deemed to have been earned but not yet distributed, as the first tranche of Performance Unit Awards granted to the reporting person on August 1, 2016. The vesting and actual payout of these shares remains subject to the reporting person's continued employment with the Company through August 1, 2019.

SEC source: 0001625608-17-000032 · primary_doc.xml · derivative · entry 2

DEFEO RONALD M · CIK 0001140109 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,000 shares

Expires 2018-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Grant has a graded vesting schedule. Date Exercisable will vary for each vesting tranche.

SEC source: 0001625608-17-000032 · primary_doc.xml · nonDerivative · entry 1

DEFEO RONALD M · CIK 0001140109 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,709

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001625608-17-000020 · primary_doc.xml · derivative · entry 4

DEFEO RONALD M · CIK 0001140109 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,968

Underlying: Common Stock · 19,968 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 - for - 1

F2 · derivative.expiration_date: These restricted stock units are subject to time based vesting and are disposed in three equal installments commencing on the first anniversary of the grant date subject to continued employment with the company.

SEC source: 0001625608-17-000020 · primary_doc.xml · nonDerivative · entry 3

DEFEO RONALD M · CIK 0001140109 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,709

F3 · shares: Represent 34529 shares deemed to have been earned by the Compensation Committee on August 1, 2017 with respect to the first tranche of the Performance Unit Award granted to the reporting person on August 1, 2016 under the Amended and Restated Kennametal Inc. Stock and Incentive plan of 2010 (the "2016 Performance Unit Award"). The vesting and actual payout of these shares remains subject to the reporting person's continued employment with the Company thru August 1, 2019 with respect to the 2016 Performance Unit Awards.

F4 · balance_after: Includes 34529 shares not yet distributed

SEC source: 0001625608-17-000020 · primary_doc.xml · nonDerivative · entry 2

DEFEO RONALD M · CIK 0001140109 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,180

SEC source: 0001625608-17-000020 · primary_doc.xml · nonDerivative · entry 1

DEFEO RONALD M · CIK 0001140109 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,016

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001697388-17-000016 · primary_doc.xml · derivative · entry 2

DEFEO RONALD M · CIK 0001140109 · Pres., Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,048

Underlying: Common Stock · 7,000 shares

Expires 2017-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Grant has graded vesting schedule. Date exercisable will vary for each vesting tranche.

SEC source: 0001697388-17-000016 · primary_doc.xml · nonDerivative · entry 1

DEFEO RONALD M · CIK 0001140109 · Pres., Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,048

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001625608-17-000004 · primary_doc.xml · derivative · entry 3

DEFEO RONALD M · CIK 0001140109 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,565

Underlying: Common Stock · 9,782 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 - for - 1

F2 · derivative.expiration_date: These Restricted Stock Units are subject to time based vesting and are dispersed in three equal annual installments commencing on the first anniversary of the grant date subject to continued employment with the company.

SEC source: 0001625608-17-000004 · primary_doc.xml · nonDerivative · entry 2

DEFEO RONALD M · CIK 0001140109 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,048

SEC source: 0001625608-17-000004 · primary_doc.xml · nonDerivative · entry 1

DEFEO RONALD M · CIK 0001140109 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,074

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.