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Nasdaq · USD

KMB

KIMBERLY CLARK CORP

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3103
SEC CIK
0000055785
Parsed reports
718

Last 12 months

Inside the activity.

1 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202611
Mar 202600
Apr 202601
May 202602
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 27, 2021 Filed Oct 27, 2021 17:54 UTC
Melucci Jeffrey P.Chief Legal Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 10,528 $0.00 Strike: $103.06 $0.00
Disclosure

SEC source: 0001225208-21-013301 · doc4.xml · derivative · entry 6

Melucci Jeffrey P. · CIK 0001712554 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,528 shares

Expires 2028-05-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Employee stock option granted under the Kimberly-Clark Corporation Equity Participation Plan.

F2 · derivative.exercise_date: Stock options are fully vested and exercisable

Read SEC document
October 27, 2021 Filed Oct 27, 2021 17:54 UTC
Melucci Jeffrey P.Chief Legal Officer
SaleCommon Stock 10,528 $133.61 $1,406,646.08
Disclosure

SEC source: 0001225208-21-013301 · doc4.xml · nonDerivative · entry 4

Melucci Jeffrey P. · CIK 0001712554 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,779

Read SEC document
October 27, 2021 Filed Oct 27, 2021 17:54 UTC
Melucci Jeffrey P.Chief Legal Officer
Exercise / conversionCommon Stock 10,528 $103.06 $1,085,015.68
Disclosure

SEC source: 0001225208-21-013301 · doc4.xml · nonDerivative · entry 3

Melucci Jeffrey P. · CIK 0001712554 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,307

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 26, 2021 Filed Oct 27, 2021 17:54 UTC
Melucci Jeffrey P.Chief Legal Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 10,528 $0.00 Strike: $103.06 $0.00
Disclosure

SEC source: 0001225208-21-013301 · doc4.xml · derivative · entry 5

Melucci Jeffrey P. · CIK 0001712554 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,528

Underlying: Common Stock · 10,528 shares

Expires 2028-05-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Employee stock option granted under the Kimberly-Clark Corporation Equity Participation Plan.

F2 · derivative.exercise_date: Stock options are fully vested and exercisable

Read SEC document
October 26, 2021 Filed Oct 27, 2021 17:54 UTC
Melucci Jeffrey P.Chief Legal Officer
SaleCommon Stock 10,528 $130.00 $1,368,640.00
Disclosure

SEC source: 0001225208-21-013301 · doc4.xml · nonDerivative · entry 2

Melucci Jeffrey P. · CIK 0001712554 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,779

Read SEC document
October 26, 2021 Filed Oct 27, 2021 17:54 UTC
Melucci Jeffrey P.Chief Legal Officer
Exercise / conversionCommon Stock 10,528 $103.06 $1,085,015.68
Disclosure

SEC source: 0001225208-21-013301 · doc4.xml · nonDerivative · entry 1

Melucci Jeffrey P. · CIK 0001712554 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,307

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2021 Filed Sep 17, 2021 17:41 UTC GrantRestricted Share Units · Derivative 438 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-21-012440 · doc4.xml · derivative · entry 1

Ramirez Jaime A · CIK 0001445055 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 438

Underlying: Common Stock · 438 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors.

F1 · price: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors.

F1 · derivative.exercise_date: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors.

F1 · derivative.expiration_date: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors.

Read SEC document
September 15, 2021 Filed Sep 17, 2021 17:40 UTC GrantRestricted Share Units · Derivative 438 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-21-012439 · doc4.xml · derivative · entry 1

Mahlan Deirdre · CIK 0001850356 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 438

Underlying: Common Stock · 438 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors.

F1 · price: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors.

F1 · derivative.exercise_date: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors.

F1 · derivative.expiration_date: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors.

Read SEC document
August 17, 2021 Filed Aug 18, 2021 16:47 UTC
Powell AaronPresident, Asia Pacific
Exercise / conversionStock Option (Right to Buy) · Derivative 16,301 $0.00 Strike: $103.06 $0.00
Disclosure

SEC source: 0001225208-21-011539 · doc4.xml · derivative · entry 9

Powell Aaron · CIK 0001735780 · President, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,301 shares

Expires 2028-05-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Employee stock option granted under the Kimberly-Clark Corporation 2011 Equity Participation Plan.

F5 · derivative.exercise_date: In general, no option may be exercised until one year after it has been granted; after the end of one year, it may be exercised as to 30 percent or less of the total shares subject to options, after the end of the second year, an additional 30 percent, and after the end of the third year, all options may be exercised.

Read SEC document
August 17, 2021 Filed Aug 18, 2021 16:47 UTC
Powell AaronPresident, Asia Pacific
Exercise / conversionStock Option (Right to Buy) · Derivative 6,217 $0.00 Strike: $125.47 $0.00
Disclosure

SEC source: 0001225208-21-011539 · doc4.xml · derivative · entry 8

Powell Aaron · CIK 0001735780 · President, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,289

Underlying: Common Stock · 6,217 shares

Expires 2029-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Employee stock option granted under the Kimberly-Clark Corporation 2011 Equity Participation Plan.

F5 · derivative.exercise_date: In general, no option may be exercised until one year after it has been granted; after the end of one year, it may be exercised as to 30 percent or less of the total shares subject to options, after the end of the second year, an additional 30 percent, and after the end of the third year, all options may be exercised.

Read SEC document
August 17, 2021 Filed Aug 18, 2021 16:47 UTC
Powell AaronPresident, Asia Pacific
Exercise / conversionStock Option (Right to Buy) · Derivative 7,016 $0.00 Strike: $138.96 $0.00
Disclosure

SEC source: 0001225208-21-011539 · doc4.xml · derivative · entry 7

Powell Aaron · CIK 0001735780 · President, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,372

Underlying: Common Stock · 7,016 shares

Expires 2030-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Employee stock option granted under the Kimberly-Clark Corporation 2011 Equity Participation Plan.

F5 · derivative.exercise_date: In general, no option may be exercised until one year after it has been granted; after the end of one year, it may be exercised as to 30 percent or less of the total shares subject to options, after the end of the second year, an additional 30 percent, and after the end of the third year, all options may be exercised.

Read SEC document
August 17, 2021 Filed Aug 18, 2021 16:47 UTC
Powell AaronPresident, Asia Pacific
SaleCommon Stock 22,518 $139.52 $3,141,711.36
Disclosure

SEC source: 0001225208-21-011539 · doc4.xml · nonDerivative · entry 5

Powell Aaron · CIK 0001735780 · President, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,774

F2 · price: This transaction was executed in multiple trades at prices ranging from $139.45 to $139.57. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 17, 2021 Filed Aug 18, 2021 16:47 UTC
Powell AaronPresident, Asia Pacific
SaleCommon Stock 7,016 $139.49 $978,661.84
Disclosure

SEC source: 0001225208-21-011539 · doc4.xml · nonDerivative · entry 4

Powell Aaron · CIK 0001735780 · President, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,292

F1 · price: This transaction was executed in multiple trades at prices ranging from $139.48 to $139.57. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 17, 2021 Filed Aug 18, 2021 16:47 UTC
Powell AaronPresident, Asia Pacific
Exercise / conversionCommon Stock 6,217 $125.47 $780,046.99
Disclosure

SEC source: 0001225208-21-011539 · doc4.xml · nonDerivative · entry 3

Powell Aaron · CIK 0001735780 · President, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,308

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 17, 2021 Filed Aug 18, 2021 16:47 UTC
Powell AaronPresident, Asia Pacific
Exercise / conversionCommon Stock 7,016 $138.96 $974,943.36
Disclosure

SEC source: 0001225208-21-011539 · doc4.xml · nonDerivative · entry 2

Powell Aaron · CIK 0001735780 · President, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,091

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 17, 2021 Filed Aug 18, 2021 16:47 UTC
Powell AaronPresident, Asia Pacific
Exercise / conversionCommon Stock 16,301 $103.06 $1,679,981.06
Disclosure

SEC source: 0001225208-21-011539 · doc4.xml · nonDerivative · entry 1

Powell Aaron · CIK 0001735780 · President, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,075

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2021 Filed Aug 2, 2021 20:43 UTC
LEWIS ALISONChief Growth Officer
Exercise / conversionRestricted Share Units 07/31/2019 (w/dividends reinvested) · Derivative 3,441 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-011015 · doc4.xml · derivative · entry 3

LEWIS ALISON · CIK 0001786220 · Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,440

Underlying: Common Stock · 3,441 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents restricted share units, payable on a 1-for-1 basis. Additional restricted share units are accrued based on dividends paid on the Corporation's common stock.

F1 · shares: Represents restricted share units that have vested and are paid out in shares of common stock. Includes restricted share units which were accrued based on dividends paid on the Corporation's common stock.

F2 · price: Represents restricted share units, payable on a 1-for-1 basis. Additional restricted share units are accrued based on dividends paid on the Corporation's common stock.

F4 · derivative.exercise_date: The restricted share units vest in one-third increments on each of the first through third anniversaries of the grant date.

F4 · derivative.expiration_date: The restricted share units vest in one-third increments on each of the first through third anniversaries of the grant date.

Read SEC document
July 31, 2021 Filed Aug 2, 2021 20:43 UTC
LEWIS ALISONChief Growth Officer
Tax withholdingCommon Stock 1,552 $135.72 $210,637.44
Disclosure

SEC source: 0001225208-21-011015 · doc4.xml · nonDerivative · entry 2

LEWIS ALISON · CIK 0001786220 · Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,718.7

F3 · kind: This transaction represents the automatic surrender of shares to the issuer upon vesting of time-based restricted shares units to satisfy the reporting person's tax withholding obligations.

Read SEC document
July 31, 2021 Filed Aug 2, 2021 20:43 UTC
LEWIS ALISONChief Growth Officer
GrantCommon Stock 3,441 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-011015 · doc4.xml · nonDerivative · entry 1

LEWIS ALISON · CIK 0001786220 · Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,270.7

F1 · shares: Represents restricted share units that have vested and are paid out in shares of common stock. Includes restricted share units which were accrued based on dividends paid on the Corporation's common stock.

F2 · price: Represents restricted share units, payable on a 1-for-1 basis. Additional restricted share units are accrued based on dividends paid on the Corporation's common stock.

Read SEC document
July 26, 2021 Filed Jul 27, 2021 12:43 UTC
Underhill Kimberly KKCNA - Leadership Transition
Exercise / conversionStock Option (Right to Buy) · Derivative 19,018 $0.00 Strike: $125.47 $0.00
Disclosure

SEC source: 0001225208-21-010851 · doc4.xml · derivative · entry 4

Underhill Kimberly K · CIK 0001601970 · KCNA - Leadership Transition

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,320

Underlying: Common Stock · 19,018 shares

Expires 2029-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Employee stock option granted under the Kimberly-Clark Corporation 2011 Equity Participation Plan.

F4 · derivative.exercise_date: In general, no option may be exercised until one year after it has been granted; after the end of one year, it may be exercised as to 30 percent or less of the total shares subject to options, after the end of the second year, an additional 30 percent, and after the end of the third year, all options may be exercised.

Read SEC document
July 26, 2021 Filed Jul 27, 2021 12:43 UTC
Underhill Kimberly KKCNA - Leadership Transition
SaleCommon Stock 19,018 $135.84 $2,583,405.12
Disclosure

SEC source: 0001225208-21-010851 · doc4.xml · nonDerivative · entry 2

Underhill Kimberly K · CIK 0001601970 · KCNA - Leadership Transition

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,024

F1 · price: This transaction was executed in multiple trades at prices ranging from $135.37 to $136.22. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 26, 2021 Filed Jul 27, 2021 12:43 UTC
Underhill Kimberly KKCNA - Leadership Transition
Exercise / conversionCommon Stock 19,018 $125.47 $2,386,188.46
Disclosure

SEC source: 0001225208-21-010851 · doc4.xml · nonDerivative · entry 1

Underhill Kimberly K · CIK 0001601970 · KCNA - Leadership Transition

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,042

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2021 Filed May 11, 2021 16:04 UTC
Underhill Kimberly KKCNA - Leadership Transition
Tax withholdingCommon Stock 3,581 $135.50 $485,225.50
Disclosure

SEC source: 0001225208-21-007916 · doc4.xml · nonDerivative · entry 2

Underhill Kimberly K · CIK 0001601970 · KCNA - Leadership Transition

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,024

F2 · kind: This transaction represents the automatic surrender of shares to the issuer upon vesting of performance-based restricted shares units to satisfy the reporting person's tax withholding obligations.

Read SEC document
May 09, 2021 Filed May 11, 2021 16:04 UTC
Underhill Kimberly KKCNA - Leadership Transition
GrantCommon Stock 7,618 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-007916 · doc4.xml · nonDerivative · entry 1

Underhill Kimberly K · CIK 0001601970 · KCNA - Leadership Transition

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,605

F1 · shares: Represents performance-based restricted share units that have vested and are paid out in shares of common stock and includes restricted share units which were accrued based on dividends paid on the Corporation'scommon stock.

F1 · acquired: Represents performance-based restricted share units that have vested and are paid out in shares of common stock and includes restricted share units which were accrued based on dividends paid on the Corporation'scommon stock.

Read SEC document
May 09, 2021 Filed May 11, 2021 16:03 UTC
Wilkinson TristramPresident, EMEA
GrantRestricted Share Units 05/09/2018 (w/dividends reinvested) · Derivative 355 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-21-007915 · doc4.xml · derivative · entry 6

Wilkinson Tristram · CIK 0001748647 · President, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 355 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents restricted share units, payable on a 1-for-1 basis. Additional restricted share units are accrued based on dividends paid on the Corporation's common stock.

F2 · shares: Represents restricted share units that have vested and are paid out in shares of common stock. Includes restricted share units which were accrued based on dividends paid on the Corporation's common stock.

F3 · price: Represents restricted share units, payable on a 1-for-1 basis. Additional restricted share units are accrued based on dividends paid on the Corporation's common stock.

F7 · derivative.exercise_date: The restricted share units vest in one-third increments on each of the first through third anniversaries of the grant date.

F7 · derivative.expiration_date: The restricted share units vest in one-third increments on each of the first through third anniversaries of the grant date.

Read SEC document
May 09, 2021 Filed May 11, 2021 16:03 UTC
Wilkinson TristramPresident, EMEA
Tax withholdingCommon Stock 1,106 $135.50 $149,863.00
Disclosure

SEC source: 0001225208-21-007915 · doc4.xml · nonDerivative · entry 4

Wilkinson Tristram · CIK 0001748647 · President, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,073.7063

F5 · kind: This transaction represents the automatic surrender of shares to the issuer upon vesting of performance-based restricted shares units to satisfy the reporting person's tax withholding obligations.

Read SEC document
May 09, 2021 Filed May 11, 2021 16:03 UTC
Wilkinson TristramPresident, EMEA
Tax withholdingCommon Stock 168 $135.50 $22,764.00
Disclosure

SEC source: 0001225208-21-007915 · doc4.xml · nonDerivative · entry 3

Wilkinson Tristram · CIK 0001748647 · President, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,179.7063

F4 · kind: This transaction represents the automatic surrender of shares to the issuer upon vesting of time-based restricted shares units to satisfy the reporting person's tax withholding obligations.

Read SEC document
May 09, 2021 Filed May 11, 2021 16:03 UTC
Wilkinson TristramPresident, EMEA
GrantCommon Stock 355 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-007915 · doc4.xml · nonDerivative · entry 2

Wilkinson Tristram · CIK 0001748647 · President, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,347.7063

F2 · shares: Represents restricted share units that have vested and are paid out in shares of common stock. Includes restricted share units which were accrued based on dividends paid on the Corporation's common stock.

F3 · price: Represents restricted share units, payable on a 1-for-1 basis. Additional restricted share units are accrued based on dividends paid on the Corporation's common stock.

Read SEC document
May 09, 2021 Filed May 11, 2021 16:03 UTC
Wilkinson TristramPresident, EMEA
GrantCommon Stock 2,353 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-007915 · doc4.xml · nonDerivative · entry 1

Wilkinson Tristram · CIK 0001748647 · President, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,992.7063

F1 · shares: Represents performance-based restricted share units that have vested and are paid out in shares of common stock and includes restricted share units which were accrued based on dividends paid on the Corporation'scommon stock.

F1 · acquired: Represents performance-based restricted share units that have vested and are paid out in shares of common stock and includes restricted share units which were accrued based on dividends paid on the Corporation'scommon stock.

Read SEC document
May 09, 2021 Filed May 11, 2021 16:02 UTC
Uribe GonzaloPresident, Latin America
Tax withholdingCommon Stock 383 $135.50 $51,896.50
Disclosure

SEC source: 0001225208-21-007914 · doc4.xml · nonDerivative · entry 2

Uribe Gonzalo · CIK 0001830265 · President, Latin America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,062

F2 · kind: This transaction represents the automatic surrender of shares to the issuer upon vesting of performance-based restricted shares units to satisfy the reporting person's tax withholding obligations.

Read SEC document
May 09, 2021 Filed May 11, 2021 16:02 UTC
Uribe GonzaloPresident, Latin America
GrantCommon Stock 1,524 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-007914 · doc4.xml · nonDerivative · entry 1

Uribe Gonzalo · CIK 0001830265 · President, Latin America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,445

F1 · shares: Represents performance-based restricted share units that have vested and are paid out in shares of common stock and includes restricted share units which were accrued based on dividends paid on the Corporation'scommon stock.

F1 · acquired: Represents performance-based restricted share units that have vested and are paid out in shares of common stock and includes restricted share units which were accrued based on dividends paid on the Corporation'scommon stock.

Read SEC document
May 09, 2021 Filed May 11, 2021 16:02 UTC
Powell AaronPresident, Asia Pacific
Tax withholdingCommon Stock 4,341 $135.50 $588,205.50
Disclosure

SEC source: 0001225208-21-007913 · doc4.xml · nonDerivative · entry 2

Powell Aaron · CIK 0001735780 · President, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,774

F2 · kind: This transaction represents the automatic surrender of shares to the issuer upon vesting of performance-based restricted shares units to satisfy the reporting person's tax withholding obligations.

Read SEC document
May 09, 2021 Filed May 11, 2021 16:02 UTC
Powell AaronPresident, Asia Pacific
GrantCommon Stock 9,624 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-007913 · doc4.xml · nonDerivative · entry 1

Powell Aaron · CIK 0001735780 · President, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,115

F1 · shares: Represents performance-based restricted share units that have vested and are paid out in shares of common stock and includes restricted share units which were accrued based on dividends paid on the Corporation'scommon stock.

F1 · acquired: Represents performance-based restricted share units that have vested and are paid out in shares of common stock and includes restricted share units which were accrued based on dividends paid on the Corporation'scommon stock.

Read SEC document
May 01, 2021 Filed May 3, 2021 16:49 UTC
Drexler AndrewVice President and Controller
Exercise / conversionRestricted Share Units 5/1/2019 (w/dividends reinvested) · Derivative 423.76 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-007331 · doc4.xml · derivative · entry 3

Drexler Andrew · CIK 0001567504 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 424

Underlying: Common Stock · 423.76 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents restricted share units, payable on a 1-for-1 basis. Additional restricted share units are accrued based on dividends paid on the Corporation's common stock.

F1 · shares: Represents restricted share units that have vested and are paid out in shares of common stock. Includes restricted share units which were accrued based on dividends paid on the Corporation's common stock.

F2 · price: Represents restricted share units, payable on a 1-for-1 basis. Additional restricted share units are accrued based on dividends paid on the Corporation's common stock.

F4 · derivative.exercise_date: The restricted share units vest in one-third increments on each of the first through third anniversaries of the grant date.

F4 · derivative.expiration_date: The restricted share units vest in one-third increments on each of the first through third anniversaries of the grant date.

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May 01, 2021 Filed May 3, 2021 16:49 UTC
Drexler AndrewVice President and Controller
Tax withholdingCommon Stock 165 $133.32 $21,997.80
Disclosure

SEC source: 0001225208-21-007331 · doc4.xml · nonDerivative · entry 2

Drexler Andrew · CIK 0001567504 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 510

F3 · kind: This transaction represents the automatic surrender of shares to the issuer upon vesting of restricted shares units to satisfy the reporting person's tax withholding obligations.

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May 01, 2021 Filed May 3, 2021 16:49 UTC
Drexler AndrewVice President and Controller
GrantCommon Stock 423 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-007331 · doc4.xml · nonDerivative · entry 1

Drexler Andrew · CIK 0001567504 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 675

F1 · shares: Represents restricted share units that have vested and are paid out in shares of common stock. Includes restricted share units which were accrued based on dividends paid on the Corporation's common stock.

F2 · price: Represents restricted share units, payable on a 1-for-1 basis. Additional restricted share units are accrued based on dividends paid on the Corporation's common stock.

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April 29, 2021 Filed May 3, 2021 16:49 UTC
Ramos PaulaChief Strategy Officer
GrantStock Option (Right to Buy) · Derivative 16,964 $0.00 Strike: $132.63 $0.00
Disclosure

SEC source: 0001225208-21-007336 · doc4.xml · derivative · entry 2

Ramos Paula · CIK 0001852215 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,964

Underlying: Common Stock · 16,964 shares

Expires 2031-04-29

F3 · security: Employee stock option.

F4 · derivative.exercise_date: In general, no option may be exercised until one year after it has been granted; after the end of one year, it may be exercised as to 30 percent or less of the total shares subject to options, after the end of the second year, an additional 30 percent, and after the end of the third year, all options may be exercised.

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April 29, 2021 Filed May 3, 2021 16:49 UTC
Ramos PaulaChief Strategy Officer
GrantRestricted Share Units 4/29/2021(w/dividends reinvested) · Derivative 1,508 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-007336 · doc4.xml · derivative · entry 1

Ramos Paula · CIK 0001852215 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,508

Underlying: Common Stock · 1,508 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted share units payable on a 1-for-1 basis. Additional restricted share units are accrued based on dividends paid on the Corporation's common stock and will be paid in shares at the end of the vesting period.

F1 · price: Represents restricted share units payable on a 1-for-1 basis. Additional restricted share units are accrued based on dividends paid on the Corporation's common stock and will be paid in shares at the end of the vesting period.

F2 · derivative.exercise_date: Restricted Share Units vest in one-half increments on each of the first and second anniversaries of the grant date.

F2 · derivative.expiration_date: Restricted Share Units vest in one-half increments on each of the first and second anniversaries of the grant date.

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April 29, 2021 Filed May 3, 2021 16:49 UTC
Torres RussellPresident, KCNA
GrantStock Option (Right to Buy) · Derivative 49,009 $0.00 Strike: $132.63 $0.00
Disclosure

SEC source: 0001225208-21-007337 · doc4.xml · derivative · entry 4

Torres Russell · CIK 0001741075 · President, KCNA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,009

Underlying: Common Stock · 49,009 shares

Expires 2031-04-29

F5 · security: Employee stock option.

F6 · derivative.exercise_date: In general, no option may be exercised until one year after it has been granted; after the end of one year, it may be exercised as to 30 percent or less of the total shares subject to options, after the end of the second year, an additional 30 percent, and after the end of the third year, all options may be exercised.

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April 29, 2021 Filed May 3, 2021 16:49 UTC
Torres RussellPresident, KCNA
Exercise / conversionRestricted Share Units 4/29/2020(w/Dividends reinvested) · Derivative 6,184.82 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-007337 · doc4.xml · derivative · entry 3

Torres Russell · CIK 0001741075 · President, KCNA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,370

Underlying: Common Stock · 6,184.82 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents restricted share units, payable on a 1-for-1 basis. Additional restricted share units are accrued based on dividends paid on the Corporation's common stock.

F1 · shares: Represents restricted share units that have vested and are paid out in shares of common stock. Includes restricted share units which were accrued based on dividends paid on the Corporation's common stock.

F2 · price: Represents restricted share units, payable on a 1-for-1 basis. Additional restricted share units are accrued based on dividends paid on the Corporation's common stock.

F4 · derivative.exercise_date: The restricted share units vest in one-third increments on each of the first through third anniversaries of the grant date.

F4 · derivative.expiration_date: The restricted share units vest in one-third increments on each of the first through third anniversaries of the grant date.

Read SEC document
April 29, 2021 Filed May 3, 2021 16:49 UTC
Torres RussellPresident, KCNA
Tax withholdingCommon Stock 2,740 $132.63 $363,406.20
Disclosure

SEC source: 0001225208-21-007337 · doc4.xml · nonDerivative · entry 2

Torres Russell · CIK 0001741075 · President, KCNA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,444

F3 · kind: This transaction represents the automatic surrender of shares to the issuer upon vesting of restricted shares units to satisfy the reporting person's tax withholding obligations.

Read SEC document
April 29, 2021 Filed May 3, 2021 16:49 UTC
Torres RussellPresident, KCNA
GrantCommon Stock 6,184 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-007337 · doc4.xml · nonDerivative · entry 1

Torres Russell · CIK 0001741075 · President, KCNA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,184

F1 · shares: Represents restricted share units that have vested and are paid out in shares of common stock. Includes restricted share units which were accrued based on dividends paid on the Corporation's common stock.

F2 · price: Represents restricted share units, payable on a 1-for-1 basis. Additional restricted share units are accrued based on dividends paid on the Corporation's common stock.

Read SEC document
April 29, 2021 Filed May 3, 2021 16:49 UTC
LONG ROBERT EDWARDChief R&D Officer
GrantStock Option (Right to Buy) · Derivative 15,080 $0.00 Strike: $132.63 $0.00
Disclosure

SEC source: 0001225208-21-007334 · doc4.xml · derivative · entry 2

LONG ROBERT EDWARD · CIK 0001705232 · Chief R&D Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,080

Underlying: Common Stock · 15,080 shares

Expires 2031-04-29

F3 · security: Employee stock option.

F4 · derivative.exercise_date: In general, no option may be exercised until one year after it has been granted; after the end of one year, it may be exercised as to 30 percent or less of the total shares subject to options, after the end of the second year, an additional 30 percent, and after the end of the third year, all options may be exercised.

Read SEC document
April 29, 2021 Filed May 3, 2021 16:49 UTC
LONG ROBERT EDWARDChief R&D Officer
GrantRestricted Share Units 4/29/2021(w/dividends reinvested) · Derivative 3,770 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-007334 · doc4.xml · derivative · entry 1

LONG ROBERT EDWARD · CIK 0001705232 · Chief R&D Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,770

Underlying: Common Stock · 3,770 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted share units payable on a 1-for-1 basis. Additional restricted share units are accrued based on dividends paid on the Corporation's common stock and will be paid in shares at the end of the vesting period.

F1 · price: Represents restricted share units payable on a 1-for-1 basis. Additional restricted share units are accrued based on dividends paid on the Corporation's common stock and will be paid in shares at the end of the vesting period.

F2 · derivative.exercise_date: The restricted share units vest in one-third increments on each of the first through third anniversaries of the grant date.

F2 · derivative.expiration_date: The restricted share units vest in one-third increments on each of the first through third anniversaries of the grant date.

Read SEC document
April 29, 2021 Filed May 3, 2021 16:49 UTC
Powell AaronPresident, Asia Pacific
GrantStock Option (Right to Buy) · Derivative 24,504 $0.00 Strike: $132.63 $0.00
Disclosure

SEC source: 0001225208-21-007333 · doc4.xml · derivative · entry 1

Powell Aaron · CIK 0001735780 · President, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,504

Underlying: Common Stock · 24,504 shares

Expires 2031-04-29

F1 · security: Employee stock option.

F2 · derivative.exercise_date: In general, no option may be exercised until one year after it has been granted; after the end of one year, it may be exercised as to 30 percent or less of the total shares subject to options, after the end of the second year, an additional 30 percent, and after the end of the third year, all options may be exercised.

Read SEC document
April 29, 2021 Filed May 3, 2021 16:49 UTC
Hsu Michael D.Director · Chief Executive Officer
GrantStock Option (Right to Buy) · Derivative 169,645 $0.00 Strike: $132.63 $0.00
Disclosure

SEC source: 0001225208-21-007332 · doc4.xml · derivative · entry 1

Hsu Michael D. · CIK 0001554339 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,645

Underlying: Common Stock · 169,645 shares

Expires 2031-04-29

F1 · security: Employee stock option.

F2 · derivative.exercise_date: In general, no option may be exercised until one year after it has been granted; after the end of one year, it may be exercised as to 30 percent or less of the total shares subject to options, after the end of the second year, an additional 30 percent, and after the end of the third year, all options may be exercised.

Read SEC document
April 29, 2021 Filed May 3, 2021 16:47 UTC
LEWIS ALISONChief Growth Officer
GrantStock Option (Right to Buy) · Derivative 24,504 $0.00 Strike: $132.63 $0.00
Disclosure

SEC source: 0001225208-21-007330 · doc4.xml · derivative · entry 1

LEWIS ALISON · CIK 0001786220 · Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,504

Underlying: Common Stock · 24,504 shares

Expires 2031-04-29

F1 · security: Employee stock option.

F2 · derivative.exercise_date: In general, no option may be exercised until one year after it has been granted; after the end of one year, it may be exercised as to 30 percent or less of the total shares subject to options, after the end of the second year, an additional 30 percent, and after the end of the third year, all options may be exercised.

Read SEC document
April 29, 2021 Filed May 3, 2021 16:47 UTC
Melucci Jeffrey P.Chief Legal Officer
GrantStock Option (Right to Buy) · Derivative 37,699 $0.00 Strike: $132.63 $0.00
Disclosure

SEC source: 0001225208-21-007329 · doc4.xml · derivative · entry 1

Melucci Jeffrey P. · CIK 0001712554 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,699

Underlying: Common Stock · 37,699 shares

Expires 2031-04-29

F1 · security: Employee stock option.

F2 · derivative.exercise_date: In general, no option may be exercised until one year after it has been granted; after the end of one year, it may be exercised as to 30 percent or less of the total shares subject to options, after the end of the second year, an additional 30 percent, and after the end of the third year, all options may be exercised.

Read SEC document
April 29, 2021 Filed May 3, 2021 16:47 UTC
Karrmann Sandra RChief Human Resources Officer
GrantStock Option (Right to Buy) · Derivative 18,849 $0.00 Strike: $132.63 $0.00
Disclosure

SEC source: 0001225208-21-007328 · doc4.xml · derivative · entry 1

Karrmann Sandra R · CIK 0001354100 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,849

Underlying: Common Stock · 18,849 shares

Expires 2031-04-29

F1 · security: Employee stock option.

F2 · derivative.exercise_date: In general, no option may be exercised until one year after it has been granted; after the end of one year, it may be exercised as to 30 percent or less of the total shares subject to options, after the end of the second year, an additional 30 percent, and after the end of the third year, all options may be exercised.

Read SEC document
April 29, 2021 Filed May 3, 2021 16:47 UTC
HENRY MARIASVP & Chief Financial Officer
GrantStock Option (Right to Buy) · Derivative 64,088 $0.00 Strike: $132.63 $0.00
Disclosure

SEC source: 0001225208-21-007327 · doc4.xml · derivative · entry 1

HENRY MARIA · CIK 0001241808 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,088

Underlying: Common Stock · 64,088 shares

Expires 2031-04-29

F1 · security: Employee stock option.

F2 · derivative.exercise_date: In general, no option may be exercised until one year after it has been granted; after the end of one year, it may be exercised as to 30 percent or less of the total shares subject to options, after the end of the second year, an additional 30 percent, and after the end of the third year, all options may be exercised.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.