Tapewire

Nasdaq · USD

KLXE

KLX Energy Services Holdings, Inc.

Export transactions ↓
Tapewire entity
7414
SEC CIK
0001738827
Parsed reports
252

Last 12 months

Inside the activity.

3 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202530
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 01, 2024 Filed Feb 2, 2024 16:22 UTC Tax withholdingCommon stock 742 $9.76 $7,241.92
Disclosure

SEC source: 0001738827-24-000012 · wk-form4_1706908953.xml · nonDerivative · entry 1

Stanford Geoffrey C · CIK 0001563798 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,453

F1 · shares: Represents securities withheld by the Company as payment of tax liability incident to the vesting of awards previously issued in accordance with Rule 16b-3. The shares withheld by the Company are kept in the Company's treasury account and there is no third-party trade associated with the withholding.

Read SEC document
February 01, 2024 Filed Feb 2, 2024 16:37 UTC GrantCommon stock 56,584 $0.00 $0.00
Disclosure

SEC source: 0001738827-24-000016 · wk-form4_1706909857.xml · nonDerivative · entry 2

Lehner Keefer McGovern · CIK 0001712745 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,988

F2 · shares: Grant of restricted stock vesting in three annual equal installments beginning one year from the date of grant.

Read SEC document
February 01, 2024 Filed Feb 2, 2024 16:37 UTC Tax withholdingCommon stock 9,174 $9.76 $89,538.24
Disclosure

SEC source: 0001738827-24-000016 · wk-form4_1706909857.xml · nonDerivative · entry 1

Lehner Keefer McGovern · CIK 0001712745 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,404

F1 · shares: Represents securities withheld by the Company as payment of tax liability incident to the vesting of awards previously issued in accordance with Rule 16b-3. The shares withheld by the Company are kept in the Company's treasury account and there is no third-party trade associated with the withholding.

Read SEC document
February 01, 2024 Filed Feb 2, 2024 16:32 UTC
Baker Christopher J.Director · See Remarks
GrantCommon stock 144,033 $0.00 $0.00
Disclosure

SEC source: 0001738827-24-000014 · wk-form4_1706909497.xml · nonDerivative · entry 2

Baker Christopher J. · CIK 0001714015 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,458

F2 · shares: Grant of restricted stock vesting in three annual equal installments beginning one year from the date of grant.

Read SEC document
February 01, 2024 Filed Feb 2, 2024 16:32 UTC
Baker Christopher J.Director · See Remarks
Tax withholdingCommon stock 24,616 $9.76 $240,252.16
Disclosure

SEC source: 0001738827-24-000014 · wk-form4_1706909497.xml · nonDerivative · entry 1

Baker Christopher J. · CIK 0001714015 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,425

F1 · shares: Represents securities withheld by the Company as payment of tax liability incident to the vesting of awards previously issued in accordance with Rule 16b-3. The shares withheld by the Company are kept in the Company's treasury account and there is no third-party trade associated with the withholding.

Read SEC document
February 01, 2024 Filed Feb 2, 2024 17:28 UTC GrantCommon stock 5,658 $0.00 $0.00
Disclosure

SEC source: 0001738827-24-000019 · wk-form4_1706912885.xml · nonDerivative · entry 1

Eliassen Gunnar W. · CIK 0001715313 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,944

F1 · shares: Grant of restricted stock vesting one year from the date of grant.

Read SEC document
February 01, 2024 Filed Feb 2, 2024 17:25 UTC
Skindlo DagDirector
GrantCommon stock 5,658 $0.00 $0.00
Disclosure

SEC source: 0001738827-24-000018 · wk-form4_1706912720.xml · nonDerivative · entry 1

Skindlo Dag · CIK 0001729348 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,448

F1 · shares: Grant of restricted stock vesting one year from the date of grant.

Read SEC document
December 01, 2023 Filed Dec 1, 2023 17:38 UTC
Baker Christopher J.Director · See Remarks
SaleCommon stock 4,000 $9.44 $37,760.00
Disclosure

SEC source: 0001738827-23-000079 · wk-form4_1701470268.xml · nonDerivative · entry 1

Baker Christopher J. · CIK 0001714015 · Director · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 131,041

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 30, 2022 for tax and estate planning purposes.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on one day at prices ranging from $9.40 to $9.54. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 29, 2023 Filed Nov 29, 2023 18:08 UTC GrantCommon stock 8,000 $9.42 $75,360.00
Disclosure

SEC source: 0001738827-23-000077 · wk-form4_1701299324.xml · nonDerivative · entry 1

Stanford Geoffrey C · CIK 0001563798 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,195

F1 · shares: Grant of restricted stock vesting in two annual equal installments beginning on March 1, 2025.

Read SEC document
November 02, 2023 Filed Nov 3, 2023 17:18 UTC SaleCommon stock 13,343 $10.28 $137,166.04
Disclosure

SEC source: 0001712745-23-000003 · wk-form4_1699046308.xml · nonDerivative · entry 1

Lehner Keefer McGovern · CIK 0001712745 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 44,578

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 30, 2022 for tax and estate planning purposes

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on one day at prices ranging from $10.02 to $10.48. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 01, 2023 Filed Nov 3, 2023 17:01 UTC
Baker Christopher J.Director · See Remarks
SaleCommon stock 4,500 $10.14 $45,630.00
Disclosure

SEC source: 0001738827-23-000069 · wk-form4_1699045251.xml · nonDerivative · entry 1

Baker Christopher J. · CIK 0001714015 · Director · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 135,041

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 30, 2022 for tax and estate planning purposes

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on one day at prices ranging from $10.07 to $10.31. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
October 02, 2023 Filed Oct 3, 2023 16:39 UTC
Baker Christopher J.Director · See Remarks
SaleCommon stock 4,500 $11.54 $51,930.00
Disclosure

SEC source: 0001628280-23-033648 · wk-form4_1696365560.xml · nonDerivative · entry 1

Baker Christopher J. · CIK 0001714015 · Director · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 139,541

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 30, 2022 for tax and estate planning purposes.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on one day at prices ranging from $11.13 to $12.09. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 26, 2023 Filed Sep 27, 2023 17:42 UTC SaleCommon stock 7,426 $10.90 $80,943.40
Disclosure

SEC source: 0001738827-23-000067 · wk-form4_1695850945.xml · nonDerivative · entry 3

Stanford Geoffrey C · CIK 0001563798 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 17,195

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on one day at prices ranging from $10.88 to $10.91. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 15, 2023 Filed Sep 18, 2023 16:11 UTC
Bouthillette MaxSee Remarks
SaleCommon stock 10,475 $11.71 $122,662.25
Disclosure

SEC source: 0001738827-23-000065 · wk-form4_1695067871.xml · nonDerivative · entry 1

Bouthillette Max · CIK 0001712741 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 39,766

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 30, 2022 for tax and estate planning purposes. Effective as of September 15, 2023, the plan is complete and has expired pursuant to its terms.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on one day at prices ranging from $11.62 to $11.98. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 11, 2023 Filed Sep 13, 2023 20:17 UTC OtherCommon Stock 170,884 Not disclosed Not disclosed
Disclosure

SEC source: 0000905148-23-000915 · form4.xml · nonDerivative · entry 1

Porter Stuart D · CIK 0001520346 · 10% owner

Denham Capital Management GP LLC · CIK 0001969382 · 10% owner

Denham Capital Management LP · CIK 0001969377 · 10% owner

Denham IV Continuation GP LLC · CIK 0001969366 · 10% owner

Denham IV Continuation Fund GP LP · CIK 0001969369 · 10% owner

Denham IV Continuation Fund LP · CIK 0001759709 · 10% owner

Greene's Investment Holdings LLC · CIK 0001969363 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 800,962

F1 · kind: On September 11, 2023, Greene's Holding Corporation ("GHC") made an in-kind distribution of an aggregate 800,949 shares, including 630,065 shares that were distributed to Greene's Investment Holdings LLC ("GIH"), which transfer was exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 thereunder.

F1 · price: On September 11, 2023, Greene's Holding Corporation ("GHC") made an in-kind distribution of an aggregate 800,949 shares, including 630,065 shares that were distributed to Greene's Investment Holdings LLC ("GIH"), which transfer was exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 thereunder.

F1 · balance_after: On September 11, 2023, Greene's Holding Corporation ("GHC") made an in-kind distribution of an aggregate 800,949 shares, including 630,065 shares that were distributed to Greene's Investment Holdings LLC ("GIH"), which transfer was exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 thereunder.

F2 · ownership.nature: These shares are held directly by GHC.

F4 · ownership.nature: GIH is the majority owner of GHC. Denham IV Continuation Fund LP ("Denham IV Fund") is the sole owner of GIH. Denham IV Continuation Fund GP LP ("Denham IV Fund GP") is the general partner of Denham IV Fund. Denham IV Continuation GP LLC ("Denham IV GP") is the general partner of Denham IV Fund GP. Denham Capital Management LP ("DCM") serves as investment adviser to Denham IV Fund. Denham Capital Management GP LLC ("DCM GP") is the general partner of DCM. Stuart D. Porter is the sole owner of DCM GP and the controlling member of Denham IV GP, and serves as Chief Executive Officer and Chief Investment Officer of DCM.

F5 · ownership.nature: GIH, Denham IV Fund, Denham IV Fund GP, Denham IV GP, DCM, DCM GP and Mr. Porter are, collectively, the "Reporting Persons." Because of the relationship among GHC and the Reporting Persons, each of the Reporting Persons may be deemed to be the beneficial owner of shares held directly by GHC. Because of the relationship among each of the Reporting Persons, each of the Reporting Persons may be deemed to be the beneficial owner of the shares held directly by GIH. Each of the Reporting Persons disclaims beneficial ownership of these securities in excess of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
September 01, 2023 Filed Sep 5, 2023 07:11 UTC
Baker Christopher J.Director · See Remarks
SaleCommon stock 4,500 $10.56 $47,520.00
Disclosure

SEC source: 0001738827-23-000061 · wk-form4_1693912288.xml · nonDerivative · entry 1

Baker Christopher J. · CIK 0001714015 · Director · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 144,041

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 30, 2022 for tax and estate planning purposes.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on one day at prices ranging from $10.45 to $10.71. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 01, 2023 Filed Aug 3, 2023 16:55 UTC
Bouthillette MaxSee Remarks
SaleCommon stock 1,000 $11.57 $11,570.00
Disclosure

SEC source: 0001738827-23-000052 · wk-form4_1691096137.xml · nonDerivative · entry 1

Bouthillette Max · CIK 0001712741 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 50,241

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 30, 2022 for tax and estate planning purposes.

Read SEC document
August 01, 2023 Filed Aug 3, 2023 16:52 UTC
Baker Christopher J.Director · See Remarks
SaleCommon stock 4,500 $11.45 $51,525.00
Disclosure

SEC source: 0001738827-23-000050 · wk-form4_1691095939.xml · nonDerivative · entry 1

Baker Christopher J. · CIK 0001714015 · Director · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 148,541

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 30, 2022 for tax and estate planning purposes.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on one day at prices ranging from $11.40 to $11.66. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
July 03, 2023 Filed Jul 3, 2023 14:39 UTC
Bouthillette MaxSee Remarks
SaleCommon stock 1,000 $9.75 $9,750.00
Disclosure

SEC source: 0001738827-23-000045 · wk-form4_1688409536.xml · nonDerivative · entry 1

Bouthillette Max · CIK 0001712741 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 51,241

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 30, 2022 for tax and estate planning purposes.

Read SEC document
July 03, 2023 Filed Jul 3, 2023 14:41 UTC
Baker Christopher J.Director · See Remarks
SaleCommon stock 4,500 $9.67 $43,515.00
Disclosure

SEC source: 0001738827-23-000047 · wk-form4_1688409669.xml · nonDerivative · entry 1

Baker Christopher J. · CIK 0001714015 · Director · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 153,041

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 30, 2022 for tax and estate planning purposes.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on one day at prices ranging from $9.51 to $9.88. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 15, 2023 Filed Jul 7, 2023 22:47 UTC OtherCommon Stock 26,676 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-23-033795 · form4.xml · nonDerivative · entry 1

Porter Stuart D · CIK 0001520346 · 10% owner

Denham Capital Management GP LLC · CIK 0001969382 · 10% owner

Denham Capital Management LP · CIK 0001969377 · 10% owner

Denham IV Continuation GP LLC · CIK 0001969366 · 10% owner

Denham IV Continuation Fund GP LP · CIK 0001969369 · 10% owner

Denham IV Continuation Fund LP · CIK 0001759709 · 10% owner

Greene's Investment Holdings LLC · CIK 0001969363 · 10% owner

Greene's Holding Corp · CIK 0001969318 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 1,601,911

F1 · kind: On June 15, 2023, Greene's Holding Corporation ("GHC") made an in-kind distribution of an aggregate 124,995 shares, including 98,319 shares that were distributed to Greene's Investment Holdings LLC ("GIH"), which transfer was exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 thereunder.

F1 · price: On June 15, 2023, Greene's Holding Corporation ("GHC") made an in-kind distribution of an aggregate 124,995 shares, including 98,319 shares that were distributed to Greene's Investment Holdings LLC ("GIH"), which transfer was exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 thereunder.

F1 · balance_after: On June 15, 2023, Greene's Holding Corporation ("GHC") made an in-kind distribution of an aggregate 124,995 shares, including 98,319 shares that were distributed to Greene's Investment Holdings LLC ("GIH"), which transfer was exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 thereunder.

F2 · ownership.nature: These shares are held directly by GHC.

F4 · ownership.nature: GIH is the majority owner of GHC. Denham IV Continuation Fund LP ("Denham IV Fund") is the sole owner of GIH. Denham IV Continuation Fund GP LP ("Denham IV Fund GP") is the general partner of Denham IV Fund. Denham IV Continuation GP LLC ("Denham IV GP") is the general partner of Denham IV Fund GP. Denham Capital Management LP ("DCM") serves as investment adviser to Denham IV Fund. Denham Capital Management GP LLC ("DCM GP") is the general partner of DCM. Stuart D. Porter is the sole owner of DCM GP and the controlling member of Denham IV GP, and serves as Chief Executive Officer and Chief Investment Officer of DCM.

F5 · ownership.nature: Because of the relationship among GHC, GIH, Denham IV Fund, Denham IV Fund GP, Denham IV GP, DCM, DCM GP and Mr. Porter (collectively, the "Reporting Persons"), each of the Reporting Persons may be deemed to be the beneficial owner of shares held directly by GHC, and each of GIH, Denham IV Fund, Denham IV Fund GP, Denham IV GP, DCM, DCM GP and Mr. Porter may be deemed to be the beneficial owner of shares held directly by GIH. Each of the Reporting Persons disclaims beneficial ownership of these securities in excess of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
June 01, 2023 Filed Jun 2, 2023 16:00 UTC
Bouthillette MaxSee Remarks
SaleCommon stock 1,000 $7.94 $7,940.00
Disclosure

SEC source: 0001712741-23-000006 · wf-form4_168573600930423.xml · nonDerivative · entry 1

Bouthillette Max · CIK 0001712741 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,241

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 30, 2022 for tax and estate planning purposes.

Read SEC document
June 01, 2023 Filed Jun 2, 2023 16:02 UTC
Baker Christopher J.Director · See Remarks
SaleCommon stock 4,500 $7.78 $35,018.10
Disclosure

SEC source: 0001714015-23-000006 · wf-form4_168573610728222.xml · nonDerivative · entry 1

Baker Christopher J. · CIK 0001714015 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,541

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 30, 2022 for tax and estate planning purposes.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on one day at prices ranging from $7.72 to $8.00. The reporting person undertakes toprovide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 15, 2023 Filed May 17, 2023 20:30 UTC OtherCommon Stock 143,808 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-23-025275 · form4.xml · nonDerivative · entry 1

Porter Stuart D · CIK 0001520346 · 10% owner

Denham Capital Management GP LLC · CIK 0001969382 · 10% owner

Denham Capital Management LP · CIK 0001969377 · 10% owner

Denham IV Continuation GP LLC · CIK 0001969366 · 10% owner

Denham IV Continuation Fund GP LP · CIK 0001969369 · 10% owner

Denham IV Continuation Fund LP · CIK 0001759709 · 10% owner

Greene's Investment Holdings LLC · CIK 0001969363 · 10% owner

Greene's Holding Corp · CIK 0001969318 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 1,726,906

F1 · kind: On May 15, 2023, Greene's Holding Corporation ("GHC") made an in-kind distribution of an aggregate 675,946 shares, including 532,138 shares that were distributed to Greene's Investment Holdings LLC ("GIH"), which transfer was exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 thereunder.

F1 · price: On May 15, 2023, Greene's Holding Corporation ("GHC") made an in-kind distribution of an aggregate 675,946 shares, including 532,138 shares that were distributed to Greene's Investment Holdings LLC ("GIH"), which transfer was exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 thereunder.

F1 · balance_after: On May 15, 2023, Greene's Holding Corporation ("GHC") made an in-kind distribution of an aggregate 675,946 shares, including 532,138 shares that were distributed to Greene's Investment Holdings LLC ("GIH"), which transfer was exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 thereunder.

F2 · ownership.nature: These shares are held directly by GHC.

F4 · ownership.nature: GIH is the majority owner of GHC. Denham IV Continuation Fund LP ("Denham IV Fund") is the sole owner of GIH. Denham IV Continuation Fund GP LP ("Denham IV Fund GP") is the general partner of Denham IV Fund. Denham IV Continuation GP LLC ("Denham IV GP") is the general partner of Denham IV Fund GP. Denham Capital Management LP ("DCM") serves as investment adviser to Denham IV Fund. Denham Capital Management GP LLC ("DCM GP") is the general partner of DCM. Stuart D. Porter is the sole owner of DCM GP and the controlling member of Denham IV GP, and serves as Chief Executive Officer and Chief Investment Officer of DCM.

F5 · ownership.nature: Because of the relationship among GHC, GIH, Denham IV Fund, Denham IV Fund GP, Denham IV GP, DCM, DCM GP and Mr. Porter (collectively, the "Reporting Persons"), each of the Reporting Persons may be deemed to be the beneficial owner of shares held directly by GHC, and each of GIH, Denham IV Fund, Denham IV Fund GP, Denham IV GP, DCM, DCM GP and Mr. Porter may be deemed to be the beneficial owner of shares held directly by GIH. Each of the Reporting Persons disclaims beneficial ownership of these securities in excess of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
May 01, 2023 Filed May 2, 2023 19:26 UTC
Bouthillette MaxSee Remarks
SaleCommon stock 1,000 $9.85 $9,850.00
Disclosure

SEC source: 0001712741-23-000004 · wf-form4_168306995005691.xml · nonDerivative · entry 1

Bouthillette Max · CIK 0001712741 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 53,241

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 30, 2022 for tax and estate planning purposes.

Read SEC document
May 01, 2023 Filed May 2, 2023 19:31 UTC
Baker Christopher J.Director · See Remarks
SaleCommon stock 4,500 $9.79 $44,056.35
Disclosure

SEC source: 0001714015-23-000004 · wf-form4_168307029359930.xml · nonDerivative · entry 1

Baker Christopher J. · CIK 0001714015 · Director · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 162,041

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 30, 2022 for tax and estate planning purposes.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on one day at prices ranging from $9.69 to $9.88. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
April 03, 2023 Filed Apr 3, 2023 21:30 UTC
Bouthillette MaxSee Remarks
SaleCommon stock 1,000 $12.47 $12,470.00
Disclosure

SEC source: 0000899243-23-010284 · doc4.xml · nonDerivative · entry 1

Bouthillette Max · CIK 0001712741 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 54,241

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 30, 2022 for tax and estate planning purposes.

Read SEC document
April 03, 2023 Filed Apr 3, 2023 21:30 UTC
Baker Christopher J.Director · See Remarks
SaleCommon stock 4,500 $12.38 $55,721.70
Disclosure

SEC source: 0000899243-23-010285 · doc4.xml · nonDerivative · entry 1

Baker Christopher J. · CIK 0001714015 · Director · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 166,541

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 30, 2022 for tax and estate planning purposes.

F2 · price: The price reported in Column 4 is a weighted average price. These share were sold in multiple transactions on one day at prices ranging from $12.30 to $12.47. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 30, 2023 Filed Apr 3, 2023 21:30 UTC SaleCommon stock 4,211 $11.53 $48,557.46
Disclosure

SEC source: 0000899243-23-010286 · doc4.xml · nonDerivative · entry 1

Lehner Keefer McGovern · CIK 0001712745 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,921

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 30, 2022 for tax and estate planning purposes.

F2 · price: The price reported in Column 4 is a weighted average price. These share were sold in multiple transactions on one day at prices ranging from $11.25 to $11.77. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 01, 2023 Filed Sep 27, 2023 17:42 UTC GrantCommon stock 4,000 $13.47 $53,880.00
Disclosure

SEC source: 0001738827-23-000067 · wk-form4_1695850945.xml · nonDerivative · entry 2

Stanford Geoffrey C · CIK 0001563798 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 24,621

F2 · shares: Grant of restricted stock vesting in one annual installment on March 1st

Read SEC document
February 09, 2023 Filed Feb 10, 2023 21:00 UTC
Bouthillette MaxSee Remarks
GrantRestricted Stock Unit · Derivative 30,447 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-004663 · doc4.xml · derivative · entry 2

Bouthillette Max · CIK 0001712741 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,447

Underlying: Common Stock · 30,447 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the economic equivalent of one share of common stock, settleable in cash or common stock.

F3 · derivative.exercise_date: Grant of restricted stock units vesting in three annual equal installments on February 9th.

F3 · derivative.expiration_date: Grant of restricted stock units vesting in three annual equal installments on February 9th.

Read SEC document
February 09, 2023 Filed Feb 10, 2023 21:00 UTC
Bouthillette MaxSee Remarks
Tax withholdingCommon stock 2,365 $11.89 $28,119.85
Disclosure

SEC source: 0000899243-23-004663 · doc4.xml · nonDerivative · entry 1

Bouthillette Max · CIK 0001712741 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,241

F1 · shares: Represents securities withheld by the Company as payment of tax liability incident to the vesting of awards previously issued in accordance with Rule 16b-3. The shares withheld by the Company are kept in the Company's treasury account and there is no third-party trade associated with the withholding.

Read SEC document
February 09, 2023 Filed Feb 10, 2023 21:00 UTC GrantRestricted Stock Unit · Derivative 30,447 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-004664 · doc4.xml · derivative · entry 2

Lehner Keefer McGovern · CIK 0001712745 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,447

Underlying: Common Stock · 30,447 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the economic equivalent of one share of common stock, settleable in cash or common stock.

F3 · derivative.exercise_date: Grant of restricted stock units vesting in three annual equal installments on February 9th.

F3 · derivative.expiration_date: Grant of restricted stock units vesting in three annual equal installments on February 9th.

Read SEC document
February 09, 2023 Filed Feb 10, 2023 21:00 UTC Tax withholdingCommon stock 3,412 $11.89 $40,568.68
Disclosure

SEC source: 0000899243-23-004664 · doc4.xml · nonDerivative · entry 1

Lehner Keefer McGovern · CIK 0001712745 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,132

F1 · shares: Represents securities withheld by the Company as payment of tax liability incident to the vesting of awards previously issued in accordance with Rule 16b-3. The shares withheld by the Company are kept in the Company's treasury account and there is no third-party trade associated with the withholding.

Read SEC document
February 09, 2023 Filed Feb 10, 2023 21:00 UTC GrantRestricted Stock Unit · Derivative 84,574 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-004665 · doc4.xml · derivative · entry 2

Baker Christopher J. · CIK 0001714015 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,574

Underlying: Common Stock · 84,574 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the economic equivalent of one share of common stock, settleable in cash or common stock.

F3 · derivative.exercise_date: Grant of restricted stock units vesting in three annual equal installments on February 9th.

F3 · derivative.expiration_date: Grant of restricted stock units vesting in three annual equal installments on February 9th.

Read SEC document
February 09, 2023 Filed Feb 10, 2023 21:00 UTC Tax withholdingCommon stock 4,139 $11.89 $49,212.71
Disclosure

SEC source: 0000899243-23-004665 · doc4.xml · nonDerivative · entry 1

Baker Christopher J. · CIK 0001714015 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,041

F1 · shares: Represents securities withheld by the Company as payment of tax liability incident to the vesting of awards previously issued in accordance with Rule 16b-3. The shares withheld by the Company are kept in the Company's treasury account and there is no third-party trade associated with the withholding.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 21:00 UTC
Bouthillette MaxSee Remarks
Tax withholdingCommon stock 7,954 $14.27 $113,503.58
Disclosure

SEC source: 0000899243-23-003962 · doc4.xml · nonDerivative · entry 1

Bouthillette Max · CIK 0001712741 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,606

F1 · shares: Represents securities withheld by the Company as payment of tax liability incident to the vesting of awards previously issued in accordance with Rule 16b-3. The shares withheld by the Company are kept in the Company's treasury account and there is no third-party trade associated with the withholding.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 21:00 UTC GrantCommon stock 2,030 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-003963 · doc4.xml · nonDerivative · entry 1

MCCAFFREY THOMAS P · CIK 0001227444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,170

F1 · shares: Grant of restricted stock vesting one year from the date of grant.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 21:00 UTC GrantCommon stock 2,030 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-003965 · doc4.xml · nonDerivative · entry 1

ROBERTSON CORBIN J JR · CIK 0001194888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,209

F1 · shares: Grant of restricted stock vesting one year from the date of grant.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 21:00 UTC GrantCommon stock 2,030 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-003966 · doc4.xml · nonDerivative · entry 1

COLLINS JOHN T · CIK 0001195060 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,372

F1 · shares: Grant of restricted stock vesting one year from the date of grant.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 21:00 UTC GrantCommon stock 2,030 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-003959 · doc4.xml · nonDerivative · entry 1

Whates John T · CIK 0001543918 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,391

F1 · shares: Grant of restricted stock vesting one year from the date of grant.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 21:00 UTC Tax withholdingCommon stock 9,920 $14.27 $141,558.40
Disclosure

SEC source: 0000899243-23-003958 · doc4.xml · nonDerivative · entry 1

Lehner Keefer McGovern · CIK 0001712745 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,544

F1 · shares: Represents securities withheld by the Company as payment of tax liability incident to the vesting of awards previously issued in accordance with Rule 16b-3. The shares withheld by the Company are kept in the Company's treasury account and there is no third-party trade associated with the withholding.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 21:00 UTC Tax withholdingCommon stock 21,577 $14.27 $307,903.79
Disclosure

SEC source: 0000899243-23-003960 · doc4.xml · nonDerivative · entry 1

Baker Christopher J. · CIK 0001714015 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,180

F1 · shares: Represents securities withheld by the Company as payment of tax liability incident to the vesting of awards previously issued in accordance with Rule 16b-3. The shares withheld by the Company are kept in the Company's treasury account and there is no third-party trade associated with the withholding.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 21:00 UTC GrantCommon stock 2,030 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-003961 · doc4.xml · nonDerivative · entry 1

Eliassen Gunnar W. · CIK 0001715313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,286

F1 · shares: Grant of restricted stock vesting one year from the date of grant.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 21:00 UTC
Skindlo DagDirector
GrantCommon stock 2,030 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-003964 · doc4.xml · nonDerivative · entry 1

Skindlo Dag · CIK 0001729348 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,790

F1 · shares: Grant of restricted stock vesting one year from the date of grant.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 20:00 UTC SaleCommon stock 4,056 $16.55 $67,116.25
Disclosure

SEC source: 0000899243-22-036812 · doc4.xml · nonDerivative · entry 1

Stanford Geoffrey C · CIK 0001563798 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,621

F1 · price: The price reported in Column 4 is a weighted average price. These share were sold in multiple transactions on one day at prices ranging from $16.51 to $16.57. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 20:00 UTC SaleCommon stock 4,190 $16.89 $70,751.50
Disclosure

SEC source: 0000899243-22-036260 · doc4.xml · nonDerivative · entry 1

Stanford Geoffrey C · CIK 0001563798 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,677

F1 · price: The price reported in Column 4 is a weighted average price. These share were sold in multiple transactions on one day at prices ranging from $16.83 to $16.92. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
April 01, 2022 Filed Sep 27, 2023 17:42 UTC GrantCommon stock 12,000 $5.30 $63,600.00
Disclosure

SEC source: 0001738827-23-000067 · wk-form4_1695850945.xml · nonDerivative · entry 1

Stanford Geoffrey C · CIK 0001563798 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 28,867

F1 · shares: Grant of restricted stock vesting in three annual equal installments on April 1st

Read SEC document
March 24, 2022 Filed Mar 25, 2022 21:00 UTC SaleCommon stock 4,430 $7.22 $31,985.04
Disclosure

SEC source: 0000899243-22-012389 · doc4.xml · nonDerivative · entry 2

ROBERTSON CORBIN J JR · CIK 0001194888 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F3 · price: The price reported in Column 4 is a weighted average price. These share were sold in multiple transactions on one day at prices ranging from $7.20 to $7.25. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F1 · ownership.nature: These shares are directly held by Robertson QES Investment LLC. The sole manager of Robertson QES Investment LLC is Corbin J. Robertson, Jr.

Read SEC document
March 23, 2022 Filed Mar 25, 2022 21:00 UTC SaleCommon stock 18,891 $7.00 $132,269.11
Disclosure

SEC source: 0000899243-22-012389 · doc4.xml · nonDerivative · entry 1

ROBERTSON CORBIN J JR · CIK 0001194888 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,430

F2 · price: The price reported in Column 4 is a weighted average price. These share were sold in multiple transactions on one day at prices ranging from $7.00 to $7.11. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F1 · ownership.nature: These shares are directly held by Robertson QES Investment LLC. The sole manager of Robertson QES Investment LLC is Corbin J. Robertson, Jr.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.