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Nasdaq · USD

KLXE

KLX Energy Services Holdings, Inc.

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Tapewire entity
7414
SEC CIK
0001738827
Parsed reports
252

Last 12 months

Inside the activity.

3 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202530
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2025 Filed Mar 3, 2025 16:26 UTC Tax withholdingCommon stock 3,214 $4.67 $15,009.38
Disclosure

SEC source: 0001738827-25-000035 · wk-form4_1741037191.xml · nonDerivative · entry 1

Stanford Geoffrey C · CIK 0001563798 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,172

F1 · shares: Represents securities withheld by the Company as payment of tax liability incident to the vesting of awards previously issued in accordance with Rule 16b-3. The shares withheld by the Company are kept in the Company's treasury account and there is no third-party trade associated with the withholding.

Read SEC document
February 24, 2025 Filed Feb 26, 2025 17:04 UTC SaleCommon stock 1,000 $4.39 $4,390.00
Disclosure

SEC source: 0001738827-25-000028 · wk-form4_1740607457.xml · nonDerivative · entry 1

Lehner Keefer McGovern · CIK 0001712745 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 122,701

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 26, 2024 for tax and estate planning purposes.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on February 24, 2025 at prices ranging from $4.36 to $4.43. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 09, 2025 Filed Mar 3, 2025 16:19 UTC
Bouthillette MaxSee Remarks
Exercise / conversionRestricted Stock Unit · Derivative 10,149 $0.00 $0.00
Disclosure

SEC source: 0001738827-25-000031 · wk-form4_1741036765.xml · derivative · entry 3

Bouthillette Max · CIK 0001712741 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,148

Underlying: Common stock · 10,149 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the economic equivalent of one share of common stock, and was settled in cash.

F2 · derivative.exercise_date: The Restricted Stock Units vested on 2/9/25.

F2 · derivative.expiration_date: The Restricted Stock Units vested on 2/9/25.

Read SEC document
February 09, 2025 Filed Mar 3, 2025 16:19 UTC
Bouthillette MaxSee Remarks
Disposition to issuerCommon stock 10,149 $5.89 $59,777.61
Disclosure

SEC source: 0001738827-25-000031 · wk-form4_1741036765.xml · nonDerivative · entry 2

Bouthillette Max · CIK 0001712741 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,365

Read SEC document
February 09, 2025 Filed Mar 3, 2025 16:19 UTC
Bouthillette MaxSee Remarks
Exercise / conversionCommon stock 10,149 Not disclosed Not disclosed
Disclosure

SEC source: 0001738827-25-000031 · wk-form4_1741036765.xml · nonDerivative · entry 1

Bouthillette Max · CIK 0001712741 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,514

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents the economic equivalent of one share of common stock, and was settled in cash.

Read SEC document
February 09, 2025 Filed Mar 3, 2025 16:25 UTC Exercise / conversionRestricted Stock Unit · Derivative 10,149 $0.00 $0.00
Disclosure

SEC source: 0001738827-25-000034 · wk-form4_1741037120.xml · derivative · entry 3

Lehner Keefer McGovern · CIK 0001712745 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,148

Underlying: Common stock · 10,149 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the economic equivalent of one share of common stock, and was settled in cash.

F2 · derivative.exercise_date: The Restricted Stock Units vested on 2/9/25.

F2 · derivative.expiration_date: The Restricted Stock Units vested on 2/9/25.

Read SEC document
February 09, 2025 Filed Mar 3, 2025 16:25 UTC Disposition to issuerCommon stock 10,149 $5.89 $59,777.61
Disclosure

SEC source: 0001738827-25-000034 · wk-form4_1741037120.xml · nonDerivative · entry 2

Lehner Keefer McGovern · CIK 0001712745 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,701

Read SEC document
February 09, 2025 Filed Mar 3, 2025 16:25 UTC Exercise / conversionCommon stock 10,149 Not disclosed Not disclosed
Disclosure

SEC source: 0001738827-25-000034 · wk-form4_1741037120.xml · nonDerivative · entry 1

Lehner Keefer McGovern · CIK 0001712745 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,850

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents the economic equivalent of one share of common stock, and was settled in cash.

Read SEC document
February 09, 2025 Filed Mar 3, 2025 16:24 UTC
Baker Christopher J.Director · See Remarks
Exercise / conversionRestricted Stock Unit · Derivative 28,191 $0.00 $0.00
Disclosure

SEC source: 0001738827-25-000033 · wk-form4_1741037048.xml · derivative · entry 3

Baker Christopher J. · CIK 0001714015 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,191

Underlying: Common stock · 28,191 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the economic equivalent of one share of common stock, and was settled in cash.

F2 · derivative.exercise_date: The Restricted Stock Units vested on 2/9/25.

F2 · derivative.expiration_date: The Restricted Stock Units vested on 2/9/25.

Read SEC document
February 09, 2025 Filed Mar 3, 2025 16:24 UTC
Baker Christopher J.Director · See Remarks
Disposition to issuerCommon stock 28,191 $5.89 $166,044.99
Disclosure

SEC source: 0001738827-25-000033 · wk-form4_1741037048.xml · nonDerivative · entry 2

Baker Christopher J. · CIK 0001714015 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 350,348

Read SEC document
February 09, 2025 Filed Mar 3, 2025 16:24 UTC
Baker Christopher J.Director · See Remarks
Exercise / conversionCommon stock 28,191 Not disclosed Not disclosed
Disclosure

SEC source: 0001738827-25-000033 · wk-form4_1741037048.xml · nonDerivative · entry 1

Baker Christopher J. · CIK 0001714015 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 378,539

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents the economic equivalent of one share of common stock, and was settled in cash.

Read SEC document
February 01, 2025 Filed Feb 4, 2025 17:48 UTC
Bouthillette MaxSee Remarks
GrantCommon stock 56,584 $0.00 $0.00
Disclosure

SEC source: 0001738827-25-000021 · wk-form4_1738709316.xml · nonDerivative · entry 2

Bouthillette Max · CIK 0001712741 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,365

F2 · shares: Grant of restricted stock vesting in three annual equal installments beginning one year from the date of grant.

Read SEC document
February 01, 2025 Filed Feb 4, 2025 17:48 UTC
Bouthillette MaxSee Remarks
Tax withholdingCommon stock 18,171 $5.29 $96,124.59
Disclosure

SEC source: 0001738827-25-000021 · wk-form4_1738709316.xml · nonDerivative · entry 1

Bouthillette Max · CIK 0001712741 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,781

F1 · shares: Represents securities withheld by the Company as payment of tax liability incident to the vesting of awards previously issued in accordance with Rule 16b-3. The shares withheld by the Company are kept in the Company's treasury account and there is no third-party trade associated with the withholding.

Read SEC document
February 01, 2025 Filed Feb 4, 2025 17:47 UTC GrantCommon stock 5,658 $0.00 $0.00
Disclosure

SEC source: 0001738827-25-000016 · wk-form4_1738709262.xml · nonDerivative · entry 1

MCCAFFREY THOMAS P · CIK 0001227444 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 193,486

F1 · shares: Grant of restricted stock vesting one year from the date of grant.

Read SEC document
February 01, 2025 Filed Feb 4, 2025 18:03 UTC GrantCommon stock 5,658 $0.00 $0.00
Disclosure

SEC source: 0001738827-25-000026 · wk-form4_1738710186.xml · nonDerivative · entry 1

ROBERTSON CORBIN J JR · CIK 0001194888 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,525

F1 · shares: Grant of restricted stock vesting one year from the date of grant.

Read SEC document
February 01, 2025 Filed Feb 4, 2025 17:48 UTC GrantCommon stock 5,658 $0.00 $0.00
Disclosure

SEC source: 0001738827-25-000019 · wk-form4_1738709295.xml · nonDerivative · entry 1

COLLINS JOHN T · CIK 0001195060 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,688

F1 · shares: Grant of restricted stock vesting one year from the date of grant.

Read SEC document
February 01, 2025 Filed Feb 4, 2025 17:48 UTC GrantCommon stock 5,658 $0.00 $0.00
Disclosure

SEC source: 0001738827-25-000018 · wk-form4_1738709284.xml · nonDerivative · entry 1

Whates John T · CIK 0001543918 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,707

F1 · shares: Grant of restricted stock vesting one year from the date of grant.

Read SEC document
February 01, 2025 Filed Feb 4, 2025 17:49 UTC GrantCommon stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001738827-25-000024 · wk-form4_1738709347.xml · nonDerivative · entry 2

Stanford Geoffrey C · CIK 0001563798 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,386

F2 · shares: Grant of restricted stock vesting in three annual equal installments beginning one year from the date of grant.

Read SEC document
February 01, 2025 Filed Feb 4, 2025 17:49 UTC Tax withholdingCommon stock 1,117 $5.29 $5,908.93
Disclosure

SEC source: 0001738827-25-000024 · wk-form4_1738709347.xml · nonDerivative · entry 1

Stanford Geoffrey C · CIK 0001563798 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,886

F1 · shares: Represents securities withheld by the Company as payment of tax liability incident to the vesting of awards previously issued in accordance with Rule 16b-3. The shares withheld by the Company are kept in the Company's treasury account and there is no third-party trade associated with the withholding.

Read SEC document
February 01, 2025 Filed Feb 4, 2025 22:47 UTC GrantCommon stock 5,658 $0.00 $0.00
Disclosure

SEC source: 0001738827-25-000017 · wk-form4_1738709273.xml · nonDerivative · entry 1

Hunter Danielle E. · CIK 0001677619 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,316

F1 · shares: Grant of restricted stock vesting one year from the date of grant.

Read SEC document
February 01, 2025 Filed Feb 4, 2025 17:49 UTC GrantCommon stock 56,584 $0.00 $0.00
Disclosure

SEC source: 0001738827-25-000023 · wk-form4_1738709336.xml · nonDerivative · entry 2

Lehner Keefer McGovern · CIK 0001712745 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,701

F2 · shares: Grant of restricted stock vesting in three annual equal installments beginning one year from the date of grant.

Read SEC document
February 01, 2025 Filed Feb 4, 2025 17:49 UTC Tax withholdingCommon stock 17,371 $5.29 $91,892.59
Disclosure

SEC source: 0001738827-25-000023 · wk-form4_1738709336.xml · nonDerivative · entry 1

Lehner Keefer McGovern · CIK 0001712745 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,117

F1 · shares: Represents securities withheld by the Company as payment of tax liability incident to the vesting of awards previously issued in accordance with Rule 16b-3. The shares withheld by the Company are kept in the Company's treasury account and there is no third-party trade associated with the withholding.

Read SEC document
February 01, 2025 Filed Feb 4, 2025 17:48 UTC
Baker Christopher J.Director · See Remarks
GrantCommon stock 144,033 $0.00 $0.00
Disclosure

SEC source: 0001738827-25-000020 · wk-form4_1738709306.xml · nonDerivative · entry 2

Baker Christopher J. · CIK 0001714015 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 350,348

F2 · shares: Grant of restricted stock vesting in three annual equal installments beginning one year from the date of grant.

Read SEC document
February 01, 2025 Filed Feb 4, 2025 17:48 UTC
Baker Christopher J.Director · See Remarks
Tax withholdingCommon stock 44,143 $5.29 $233,516.47
Disclosure

SEC source: 0001738827-25-000020 · wk-form4_1738709306.xml · nonDerivative · entry 1

Baker Christopher J. · CIK 0001714015 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 206,315

F1 · shares: Represents securities withheld by the Company as payment of tax liability incident to the vesting of awards previously issued in accordance with Rule 16b-3. The shares withheld by the Company are kept in the Company's treasury account and there is no third-party trade associated with the withholding.

Read SEC document
February 01, 2025 Filed Feb 4, 2025 17:48 UTC GrantCommon stock 5,658 $0.00 $0.00
Disclosure

SEC source: 0001738827-25-000022 · wk-form4_1738709326.xml · nonDerivative · entry 1

Eliassen Gunnar W. · CIK 0001715313 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,602

F1 · shares: Grant of restricted stock vesting one year from the date of grant.

Read SEC document
January 27, 2025 Filed Jan 28, 2025 16:07 UTC SaleCommon stock 3,000 $5.87 $17,610.00
Disclosure

SEC source: 0001738827-25-000006 · wk-form4_1738098458.xml · nonDerivative · entry 1

Lehner Keefer McGovern · CIK 0001712745 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 84,488

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 26, 2024 for tax and estate planning purposes.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on January 27, 2025 at prices ranging from $5.80 to $6.02. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
January 16, 2025 Filed Jan 21, 2025 16:06 UTC SaleCommon stock 2,500 $6.67 $16,675.00
Disclosure

SEC source: 0001738827-25-000004 · wk-form4_1737493555.xml · nonDerivative · entry 1

Lehner Keefer McGovern · CIK 0001712745 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 87,488

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 26, 2024 for tax and estate planning purposes.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on January 16, 2025 and on January 21, 2025 at prices ranging from $6.00 to $7.25. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 30, 2024 Filed Jan 2, 2025 16:21 UTC SaleCommon stock 1,000 $5.02 $5,020.00
Disclosure

SEC source: 0001738827-25-000002 · wk-form4_1735852906.xml · nonDerivative · entry 1

Lehner Keefer McGovern · CIK 0001712745 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 89,988

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 26, 2024 for tax and estate planning purposes.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on one day at prices ranging from $5.00 to $5.05. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 26, 2024 Filed Dec 27, 2024 17:56 UTC SaleCommon stock 1,000 $4.48 $4,480.00
Disclosure

SEC source: 0001738827-24-000081 · wk-form4_1735340176.xml · nonDerivative · entry 1

Lehner Keefer McGovern · CIK 0001712745 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 90,988

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 26, 2024 for tax and estate planning purposes.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on one day at prices ranging from $4.45 to $4.60. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 21, 2024 Filed Aug 23, 2024 16:10 UTC SaleCommon stock 7,790 $6.93 $53,984.70
Disclosure

SEC source: 0001738827-24-000069 · wk-form4_1724443835.xml · nonDerivative · entry 1

Stanford Geoffrey C · CIK 0001563798 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,003

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on one day at prices ranging from $6.92 to $7.02. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
April 01, 2024 Filed Apr 1, 2024 17:41 UTC Tax withholdingCommon stock 974 $7.60 $7,402.40
Disclosure

SEC source: 0001738827-24-000046 · wk-form4_1712007703.xml · nonDerivative · entry 2

Stanford Geoffrey C · CIK 0001563798 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,793

F2 · shares: Represents securities withheld by the Company as payment of tax liability incident to the vesting of awards previously issued in accordance with Rule 16b-3. The shares withheld by the Company are kept in the Company's treasury account and there is no third-party trade associated with the withholding.

Read SEC document
March 29, 2024 Filed Apr 1, 2024 17:41 UTC GrantCommon stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001738827-24-000046 · wk-form4_1712007703.xml · nonDerivative · entry 1

Stanford Geoffrey C · CIK 0001563798 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,767

F1 · shares: Grant of restricted stock vesting in three annual equal installments on March 1st of each of calendar years 2025 through 2027.

Read SEC document
March 11, 2024 Filed Mar 13, 2024 20:55 UTC OtherCommon Stock 170,421 Not disclosed Not disclosed
Disclosure

SEC source: 0000905148-24-000931 · form4.xml · nonDerivative · entry 1

Porter Stuart D · CIK 0001520346 · 10% owner

Denham Capital Management GP LLC · CIK 0001969382 · 10% owner

Denham Capital Management LP · CIK 0001969377 · 10% owner

Denham IV Continuation GP LLC · CIK 0001969366 · 10% owner

Denham IV Continuation Fund GP LP · CIK 0001969369 · 10% owner

Denham IV Continuation Fund LP · CIK 0001759709 · 10% owner

Greene's Investment Holdings LLC · CIK 0001969363 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 0

F1 · kind: On March 11, 2024, Greene's Holding Corporation ("GHC") made an in-kind distribution of an aggregate 800,962 shares, including 630,541 shares that were distributed to Greene's Investment Holdings LLC ("GIH"), which transfer was exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 thereunder.

F1 · price: On March 11, 2024, Greene's Holding Corporation ("GHC") made an in-kind distribution of an aggregate 800,962 shares, including 630,541 shares that were distributed to Greene's Investment Holdings LLC ("GIH"), which transfer was exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 thereunder.

F1 · balance_after: On March 11, 2024, Greene's Holding Corporation ("GHC") made an in-kind distribution of an aggregate 800,962 shares, including 630,541 shares that were distributed to Greene's Investment Holdings LLC ("GIH"), which transfer was exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 thereunder.

F2 · ownership.nature: These shares are held directly by GHC.

F4 · ownership.nature: GIH is the majority owner of GHC. Denham IV Continuation Fund LP ("Denham IV Fund") is the sole owner of GIH. Denham IV Continuation Fund GP LP ("Denham IV Fund GP") is the general partner of Denham IV Fund. Denham IV Continuation GP LLC ("Denham IV GP") is the general partner of Denham IV Fund GP. Denham Capital Management LP ("DCM") serves as investment adviser to Denham IV Fund. Denham Capital Management GP LLC ("DCM GP") is the general partner of DCM. Stuart D. Porter is the sole owner of DCM GP and the controlling member of Denham IV GP, and serves as Chief Executive Officer and Chief Investment Officer of DCM.

F5 · ownership.nature: GIH, Denham IV Fund, Denham IV Fund GP, Denham IV GP, DCM, DCM GP and Mr. Porter are, collectively, the "Reporting Persons." Because of the relationship among GHC and the Reporting Persons, each of the Reporting Persons may be deemed to be the beneficial owner of shares held directly by GHC. Because of the relationship among each of the Reporting Persons, each of the Reporting Persons may be deemed to be the beneficial owner of the shares held directly by GIH. Each of the Reporting Persons disclaims beneficial ownership of these securities in excess of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of the Exchange Act, or for any other purpose.

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March 06, 2024 Filed Mar 8, 2024 21:04 UTC GrantCommon stock 5,658 $0.00 $0.00
Disclosure

SEC source: 0001738827-24-000034 · wk-form4_1709931831.xml · nonDerivative · entry 1

Hunter Danielle E. · CIK 0001677619 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,658

F1 · shares: Grant of restricted stock vesting on February 1, 2025.

Read SEC document
March 01, 2024 Filed Mar 4, 2024 17:36 UTC Tax withholdingCommon stock 1,186 $8.28 $9,820.08
Disclosure

SEC source: 0001738827-24-000025 · wk-form4_1709591738.xml · nonDerivative · entry 1

Stanford Geoffrey C · CIK 0001563798 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,267

F1 · shares: Represents securities withheld by the Company as payment of tax liability incident to the vesting of awards previously issued in accordance with Rule 16b-3. The shares withheld by the Company are kept in the Company's treasury account and there is no third-party trade associated with the withholding.

Read SEC document
February 09, 2024 Filed Mar 15, 2024 16:28 UTC
Bouthillette MaxSee Remarks
Exercise / conversionRestricted Stock Unit · Derivative 10,150 $0.00 $0.00
Disclosure

SEC source: 0001738827-24-000040 · wk-form4_1710534488.xml · derivative · entry 3

Bouthillette Max · CIK 0001712741 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,297

Underlying: Common stock · 10,150 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the economic equivalent of one share of common stock, and was settled in cash.

F2 · derivative.exercise_date: The Restricted Stock Units vested on 2/9/24.

F2 · derivative.expiration_date: The Restricted Stock Units vested on 2/9/24.

Read SEC document
February 09, 2024 Filed Mar 15, 2024 16:28 UTC
Bouthillette MaxSee Remarks
Disposition to issuerCommon stock 10,150 $8.95 $90,842.50
Disclosure

SEC source: 0001738827-24-000040 · wk-form4_1710534488.xml · nonDerivative · entry 2

Bouthillette Max · CIK 0001712741 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,952

Read SEC document
February 09, 2024 Filed Mar 15, 2024 16:28 UTC
Bouthillette MaxSee Remarks
Exercise / conversionCommon stock 10,150 Not disclosed Not disclosed
Disclosure

SEC source: 0001738827-24-000040 · wk-form4_1710534488.xml · nonDerivative · entry 1

Bouthillette Max · CIK 0001712741 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,102

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents the economic equivalent of one share of common stock, and was settled in cash.

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February 09, 2024 Filed Mar 15, 2024 16:37 UTC Exercise / conversionRestricted Stock Unit · Derivative 10,150 $0.00 $0.00
Disclosure

SEC source: 0001738827-24-000044 · wk-form4_1710535051.xml · derivative · entry 3

Lehner Keefer McGovern · CIK 0001712745 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,297

Underlying: Common stock · 10,150 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the economic equivalent of one share of common stock, and was settled in cash.

F2 · derivative.exercise_date: The Restricted Stock Units vested on 2/9/24.

F2 · derivative.expiration_date: The Restricted Stock Units vested on 2/9/24.

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February 09, 2024 Filed Mar 15, 2024 16:37 UTC Disposition to issuerCommon stock 10,150 $8.95 $90,842.50
Disclosure

SEC source: 0001738827-24-000044 · wk-form4_1710535051.xml · nonDerivative · entry 2

Lehner Keefer McGovern · CIK 0001712745 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,988

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February 09, 2024 Filed Mar 15, 2024 16:37 UTC Exercise / conversionCommon stock 10,150 Not disclosed Not disclosed
Disclosure

SEC source: 0001738827-24-000044 · wk-form4_1710535051.xml · nonDerivative · entry 1

Lehner Keefer McGovern · CIK 0001712745 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,138

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents the economic equivalent of one share of common stock, and was settled in cash.

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February 09, 2024 Filed Mar 15, 2024 16:34 UTC
Baker Christopher J.Director · See Remarks
Exercise / conversionRestricted Stock Unit · Derivative 28,192 $0.00 $0.00
Disclosure

SEC source: 0001738827-24-000042 · wk-form4_1710534862.xml · derivative · entry 3

Baker Christopher J. · CIK 0001714015 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,382

Underlying: Common stock · 28,192 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the economic equivalent of one share of common stock, and was settled in cash.

F2 · derivative.exercise_date: The Restricted Stock Units vested on 2/9/24.

F2 · derivative.expiration_date: The Restricted Stock Units vested on 2/9/24.

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February 09, 2024 Filed Mar 15, 2024 16:34 UTC
Baker Christopher J.Director · See Remarks
Disposition to issuerCommon stock 28,192 $8.95 $252,318.40
Disclosure

SEC source: 0001738827-24-000042 · wk-form4_1710534862.xml · nonDerivative · entry 2

Baker Christopher J. · CIK 0001714015 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,458

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February 09, 2024 Filed Mar 15, 2024 16:34 UTC
Baker Christopher J.Director · See Remarks
Exercise / conversionCommon stock 28,192 Not disclosed Not disclosed
Disclosure

SEC source: 0001738827-24-000042 · wk-form4_1710534862.xml · nonDerivative · entry 1

Baker Christopher J. · CIK 0001714015 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 278,650

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents the economic equivalent of one share of common stock, and was settled in cash.

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February 01, 2024 Filed Feb 2, 2024 16:18 UTC
Bouthillette MaxSee Remarks
GrantCommon stock 56,584 $0.00 $0.00
Disclosure

SEC source: 0001738827-24-000008 · wk-form4_1706908688.xml · nonDerivative · entry 2

Bouthillette Max · CIK 0001712741 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,952

F2 · shares: Grant of restricted stock vesting in three annual equal installments beginning one year from the date of grant.

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February 01, 2024 Filed Feb 2, 2024 16:18 UTC
Bouthillette MaxSee Remarks
Tax withholdingCommon stock 8,398 $9.76 $81,964.48
Disclosure

SEC source: 0001738827-24-000008 · wk-form4_1706908688.xml · nonDerivative · entry 1

Bouthillette Max · CIK 0001712741 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,368

F1 · shares: Represents securities withheld by the Company as payment of tax liability incident to the vesting of awards previously issued in accordance with Rule 16b-3. The shares withheld by the Company are kept in the Company's treasury account and there is no third-party trade associated with the withholding.

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February 01, 2024 Filed Feb 2, 2024 16:21 UTC GrantCommon stock 5,658 $0.00 $0.00
Disclosure

SEC source: 0001738827-24-000011 · wk-form4_1706908884.xml · nonDerivative · entry 1

MCCAFFREY THOMAS P · CIK 0001227444 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 187,828

F1 · shares: Grant of restricted stock vesting one year from the date of grant.

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February 01, 2024 Filed Feb 2, 2024 20:48 UTC GrantCommon stock 5,658 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-010936 · ownership.xml · nonDerivative · entry 1

ROBERTSON CORBIN J JR · CIK 0001194888 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,867

F1 · shares: Grant of restricted stock vesting one year from the date of grant.

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February 01, 2024 Filed Feb 2, 2024 16:20 UTC GrantCommon stock 5,658 $0.00 $0.00
Disclosure

SEC source: 0001738827-24-000010 · wk-form4_1706908816.xml · nonDerivative · entry 1

COLLINS JOHN T · CIK 0001195060 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,030

F1 · shares: Grant of restricted stock vesting one year from the date of grant.

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February 01, 2024 Filed Feb 2, 2024 16:19 UTC GrantCommon stock 5,658 $0.00 $0.00
Disclosure

SEC source: 0001738827-24-000009 · wk-form4_1706908748.xml · nonDerivative · entry 1

Whates John T · CIK 0001543918 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,049

F1 · shares: Grant of restricted stock vesting one year from the date of grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.