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Nasdaq · USD

KLAC

KLA CORP

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2838
SEC CIK
0000319201
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1,546

Last 12 months

Inside the activity.

0 purchase rows · 22 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202603
Jun 202601
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Aug 2026012
Sep 202601
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 30, 2003 Filed Aug 1, 2003 17:47 UTC Amendment
CAMPAGNA JOHN PETERVice President & Treasurer
GrantNon-Qualified Stock Option · Derivative 3,250 $0.00 Strike: $51.23 $0.00
Disclosure

SEC source: 0000319201-03-000063 · primary_doc.xml · derivative · entry 5

CAMPAGNA JOHN PETER · CIK 0001182171 · Vice President & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,250

Underlying: Common Stock · 3,250 shares

Expires 2013-07-30

Read SEC document
July 30, 2003 Filed Aug 1, 2003 18:03 UTC Amendment
LAMB MAUREEN LVP, Finance & Accounting
GrantNon-Qualified Stock Option · Derivative 3,750 $0.00 Strike: $51.23 $0.00
Disclosure

SEC source: 0000319201-03-000064 · primary_doc.xml · derivative · entry 9

LAMB MAUREEN L · CIK 0001182170 · VP, Finance & Accounting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 3,750 shares

Expires 2013-07-30

Read SEC document
July 30, 2003 Filed Aug 1, 2003 18:43 UTC Amendment
DICKERSON GARY EPresident & COO
GrantNon-Qualified Stock Option · Derivative 25,000 $0.00 Strike: $51.23 $0.00
Disclosure

SEC source: 0000319201-03-000065 · primary_doc.xml · derivative · entry 13

DICKERSON GARY E · CIK 0001183258 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2013-07-30

Read SEC document
July 30, 2003 Filed Aug 1, 2003 18:51 UTC Amendment
KISPERT JOHN HChief Financial Officer
GrantNon-Qualified Stock Option · Derivative 12,500 $0.00 Strike: $51.23 $0.00
Disclosure

SEC source: 0000319201-03-000066 · primary_doc.xml · derivative · entry 11

KISPERT JOHN H · CIK 0001183250 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 12,500 shares

Expires 2013-07-30

Read SEC document
July 30, 2003 Filed Aug 1, 2003 19:18 UTC Amendment
FORTINO DENNIS JExecutive Vice President
GrantNon-Qualified Stock Option · Derivative 12,500 $0.00 Strike: $51.23 $0.00
Disclosure

SEC source: 0000319201-03-000067 · primary_doc.xml · derivative · entry 11

FORTINO DENNIS J · CIK 0001186085 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 12,500 shares

Expires 2013-07-30

Read SEC document
June 06, 2003 Filed Jun 17, 2003 21:31 UTC Amendment
LEVY KENNETHDirector · Chairman of the Board
SaleCommon Stock 80,000 $50.61 $4,048,800.00
Disclosure

SEC source: 0000319201-03-000044 · primary_doc.xml · nonDerivative · entry 1

LEVY KENNETH · CIK 0001186087 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · KGMW, LP

Disclosed balance after: 358,000

F1 · kind: Previously sold and reported on 6/6/2003

F2 · balance_after: Table I-Non-Derivative Securities Beneficially Owned 23,945 Directly Owned 40,000 Indirectly Owned by Levy Family Foundation 1,835,866 Indirectly Owned by Levy Family Trust 4,000 Indirectly Owned by Mark Levy Trust 6,000 Indirectly Owned by Wayne Levy Trust

F3 · balance_after: Shares beneficially owned not reported on previous Form 4 6/6/2003 filing.

F4 · balance_after: Table II-Derivative Securities Beneficially Owned NQ Stock Option, $9.31 Exercise Price, 240,000 shares, Direct Ownership NQ Stock Option, $10.63 Exercise Price, 204,272 shares, Direct Ownership NQ Stock Option, $10.81 Exerice Price, 125,000 shares, Direct Ownership NQ Stock Option, $16.97 Exercise Price, 220,728 shares, Direct Ownership NQ Stock Option, $26.25 Exercise Price, 18,951 shares, Direct Ownership NQ Stock Option, $29.31 Exercise Price, 28,425 shares, Direct Ownership NQ Stock Option, $32.75 Exercise Price, 18,951 shares, Direct Ownership NQ Stock Option, $33.75 Exercise Price, 90,000 shares, Direct Ownership NQ Stock Option, $34.67 Exercise Price, 15,724 shares, Direct Ownership NQ Stock Option, $37.05 Exercise Price, 7,863 shares, Direct Ownership NQ Stock Option, $44.6875 Exercise Price, 37,901 shares, Direct Ownership

Read SEC document
June 06, 2003 Filed Jun 20, 2003 23:42 UTC Amendment
WALLACE RICHARD PExecutive Vice President
Exercise / conversionNon-Qualified Stock Option · Derivative 1,832 $50.89 Strike: $29.31 $93,221.32
Disclosure

SEC source: 0000319201-03-000046 · primary_doc.xml · derivative · entry 24

WALLACE RICHARD P · CIK 0001196898 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,168

Underlying: Common Stock · 1,832 shares

Expires 2011-10-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction previously reported on Form 4 Filing dated 6/9/2003. Filing amendment to show remaining holdings which did not appear on original filing.

F2 · balance_after: Table II-Derivative Securities Beneficially Owned Not reported on previous Form NQ Stock Option,$32.75 Exercise Price, 4/4/11 Exp.,13,832 shares, Direct Ownership NQ Stock Option,$33.75 Exercise Price. 10/27/09 Exp.,25,000 shares,Direct Ownership NQ Stock Option,$34.67 Exercise Price,1/28/13 Exp.,25,000 shares, Direct Ownership NQ Stock Option,$37.05 Exercise Price,11/8/12 Exp.,12,500 shares, Direct Ownership NQ Stock Option,$40.14 Exercise Price,5/22/13 Exp., 1,000 shares, Direct Ownership NQ Stock Option,$44.6875 Exercise Price,8/13/10 Exp.,21,878 shares, Direct Ownership

Read SEC document
June 06, 2003 Filed Jun 20, 2003 23:42 UTC Amendment
WALLACE RICHARD PExecutive Vice President
Exercise / conversionNon-Qualified Stock Option · Derivative 3,500 $50.89 Strike: $26.25 $178,097.50
Disclosure

SEC source: 0000319201-03-000046 · primary_doc.xml · derivative · entry 23

WALLACE RICHARD P · CIK 0001196898 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,750

Underlying: Common Stock · 3,500 shares

Expires 2010-11-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction previously reported on Form 4 Filing dated 6/9/2003. Filing amendment to show remaining holdings which did not appear on original filing.

Read SEC document
June 06, 2003 Filed Jun 20, 2003 23:42 UTC Amendment
WALLACE RICHARD PExecutive Vice President
Exercise / conversionNon-Qualified Stock Option · Derivative 5,417 $50.89 Strike: $22.56 $275,644.05
Disclosure

SEC source: 0000319201-03-000046 · primary_doc.xml · derivative · entry 22

WALLACE RICHARD P · CIK 0001196898 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,417 shares

Expires 2009-05-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction previously reported on Form 4 Filing dated 6/9/2003. Filing amendment to show remaining holdings which did not appear on original filing.

Read SEC document
June 06, 2003 Filed Jun 20, 2003 23:42 UTC Amendment
WALLACE RICHARD PExecutive Vice President
Exercise / conversionNon-Qualified Stock Option · Derivative 2,167 $50.89 Strike: $10.63 $110,267.80
Disclosure

SEC source: 0000319201-03-000046 · primary_doc.xml · derivative · entry 21

WALLACE RICHARD P · CIK 0001196898 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,167 shares

Expires 2008-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction previously reported on Form 4 Filing dated 6/9/2003. Filing amendment to show remaining holdings which did not appear on original filing.

Read SEC document
June 06, 2003 Filed Jun 20, 2003 23:42 UTC Amendment
WALLACE RICHARD PExecutive Vice President
Exercise / conversionNon-Qualified Stock Option · Derivative 2,500 $50.89 Strike: $10.63 $127,212.50
Disclosure

SEC source: 0000319201-03-000046 · primary_doc.xml · derivative · entry 20

WALLACE RICHARD P · CIK 0001196898 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2008-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.underlying_shares: Transaction previously reported on Form 4 Filing dated 6/9/2003. Filing amendment to show remaining holdings which did not appear on original filing.

Read SEC document
June 06, 2003 Filed Jun 20, 2003 23:42 UTC Amendment
WALLACE RICHARD PExecutive Vice President
Exercise / conversionNon-Qualfied Stock Option · Derivative 2,500 $50.89 Strike: $10.63 $127,212.50
Disclosure

SEC source: 0000319201-03-000046 · primary_doc.xml · derivative · entry 19

WALLACE RICHARD P · CIK 0001196898 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2008-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction previously reported on Form 4 Filing dated 6/9/2003. Filing amendment to show remaining holdings which did not appear on original filing.

Read SEC document
June 06, 2003 Filed Jun 20, 2003 23:42 UTC Amendment
WALLACE RICHARD PExecutive Vice President
Exercise / conversionNon-Qualified Stock Option · Derivative 834 $50.89 Strike: $10.63 $42,438.09
Disclosure

SEC source: 0000319201-03-000046 · primary_doc.xml · derivative · entry 18

WALLACE RICHARD P · CIK 0001196898 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 834 shares

Expires 2008-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction previously reported on Form 4 Filing dated 6/9/2003. Filing amendment to show remaining holdings which did not appear on original filing.

Read SEC document
June 06, 2003 Filed Jun 20, 2003 23:42 UTC Amendment
WALLACE RICHARD PExecutive Vice President
Exercise / conversionNon-Qualified Stock Option · Derivative 1,250 $50.89 Strike: $10.63 $63,606.25
Disclosure

SEC source: 0000319201-03-000046 · primary_doc.xml · derivative · entry 17

WALLACE RICHARD P · CIK 0001196898 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,250 shares

Expires 2008-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction previously reported on Form 4 Filing dated 6/9/2003. Filing amendment to show remaining holdings which did not appear on original filing.

Read SEC document
June 06, 2003 Filed Jun 20, 2003 23:42 UTC Amendment
WALLACE RICHARD PExecutive Vice President
SaleCommon Stock 1,832 $50.89 $93,221.32
Disclosure

SEC source: 0000319201-03-000046 · primary_doc.xml · nonDerivative · entry 16

WALLACE RICHARD P · CIK 0001196898 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,662

F1 · shares: Transaction previously reported on Form 4 Filing dated 6/9/2003. Filing amendment to show remaining holdings which did not appear on original filing.

Read SEC document
June 06, 2003 Filed Jun 20, 2003 23:42 UTC Amendment
WALLACE RICHARD PExecutive Vice President
Exercise / conversionCommon Stock 1,832 $29.31 $53,695.92
Disclosure

SEC source: 0000319201-03-000046 · primary_doc.xml · nonDerivative · entry 15

WALLACE RICHARD P · CIK 0001196898 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction previously reported on Form 4 Filing dated 6/9/2003. Filing amendment to show remaining holdings which did not appear on original filing.

Read SEC document
June 06, 2003 Filed Jun 20, 2003 23:42 UTC Amendment
WALLACE RICHARD PExecutive Vice President
SaleCommon Stock 3,500 $50.89 $178,097.50
Disclosure

SEC source: 0000319201-03-000046 · primary_doc.xml · nonDerivative · entry 14

WALLACE RICHARD P · CIK 0001196898 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Transaction previously reported on Form 4 Filing dated 6/9/2003. Filing amendment to show remaining holdings which did not appear on original filing.

Read SEC document
June 06, 2003 Filed Jun 20, 2003 23:42 UTC Amendment
WALLACE RICHARD PExecutive Vice President
Exercise / conversionCommon Stock 3,500 $26.25 $91,875.00
Disclosure

SEC source: 0000319201-03-000046 · primary_doc.xml · nonDerivative · entry 13

WALLACE RICHARD P · CIK 0001196898 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction previously reported on Form 4 Filing dated 6/9/2003. Filing amendment to show remaining holdings which did not appear on original filing.

Read SEC document
June 06, 2003 Filed Jun 20, 2003 23:42 UTC Amendment
WALLACE RICHARD PExecutive Vice President
SaleCommon Stock 5,417 $50.89 $275,644.05
Disclosure

SEC source: 0000319201-03-000046 · primary_doc.xml · nonDerivative · entry 12

WALLACE RICHARD P · CIK 0001196898 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Transaction previously reported on Form 4 Filing dated 6/9/2003. Filing amendment to show remaining holdings which did not appear on original filing.

Read SEC document
June 06, 2003 Filed Jun 20, 2003 23:42 UTC Amendment
WALLACE RICHARD PExecutive Vice President
Exercise / conversionCommon Stock 5,417 $22.56 $122,207.52
Disclosure

SEC source: 0000319201-03-000046 · primary_doc.xml · nonDerivative · entry 11

WALLACE RICHARD P · CIK 0001196898 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction previously reported on Form 4 Filing dated 6/9/2003. Filing amendment to show remaining holdings which did not appear on original filing.

Read SEC document
June 06, 2003 Filed Jun 20, 2003 23:42 UTC Amendment
WALLACE RICHARD PExecutive Vice President
SaleCommon Stock 2,167 $50.89 $110,267.80
Disclosure

SEC source: 0000319201-03-000046 · primary_doc.xml · nonDerivative · entry 10

WALLACE RICHARD P · CIK 0001196898 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Transaction previously reported on Form 4 Filing dated 6/9/2003. Filing amendment to show remaining holdings which did not appear on original filing.

Read SEC document
June 06, 2003 Filed Jun 20, 2003 23:42 UTC Amendment
WALLACE RICHARD PExecutive Vice President
Exercise / conversionCommon Stock 2,167 $10.63 $23,035.21
Disclosure

SEC source: 0000319201-03-000046 · primary_doc.xml · nonDerivative · entry 9

WALLACE RICHARD P · CIK 0001196898 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction previously reported on Form 4 Filing dated 6/9/2003. Filing amendment to show remaining holdings which did not appear on original filing.

Read SEC document
June 06, 2003 Filed Jun 20, 2003 23:42 UTC Amendment
WALLACE RICHARD PExecutive Vice President
SaleCommon Stock 2,500 $50.89 $127,212.50
Disclosure

SEC source: 0000319201-03-000046 · primary_doc.xml · nonDerivative · entry 8

WALLACE RICHARD P · CIK 0001196898 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Transaction previously reported on Form 4 Filing dated 6/9/2003. Filing amendment to show remaining holdings which did not appear on original filing.

Read SEC document
June 06, 2003 Filed Jun 20, 2003 23:42 UTC Amendment
WALLACE RICHARD PExecutive Vice President
Exercise / conversionCommon Stock 2,500 $10.63 $26,575.00
Disclosure

SEC source: 0000319201-03-000046 · primary_doc.xml · nonDerivative · entry 7

WALLACE RICHARD P · CIK 0001196898 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction previously reported on Form 4 Filing dated 6/9/2003. Filing amendment to show remaining holdings which did not appear on original filing.

Read SEC document
June 06, 2003 Filed Jun 20, 2003 23:42 UTC Amendment
WALLACE RICHARD PExecutive Vice President
SaleCommon Stock 2,500 $50.89 $127,212.50
Disclosure

SEC source: 0000319201-03-000046 · primary_doc.xml · nonDerivative · entry 6

WALLACE RICHARD P · CIK 0001196898 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Transaction previously reported on Form 4 Filing dated 6/9/2003. Filing amendment to show remaining holdings which did not appear on original filing.

Read SEC document
June 06, 2003 Filed Jun 20, 2003 23:42 UTC Amendment
WALLACE RICHARD PExecutive Vice President
Exercise / conversionCommon Stock 2,500 $10.63 $26,575.00
Disclosure

SEC source: 0000319201-03-000046 · primary_doc.xml · nonDerivative · entry 5

WALLACE RICHARD P · CIK 0001196898 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction previously reported on Form 4 Filing dated 6/9/2003. Filing amendment to show remaining holdings which did not appear on original filing.

Read SEC document
June 06, 2003 Filed Jun 20, 2003 23:42 UTC Amendment
WALLACE RICHARD PExecutive Vice President
SaleCommon Stock 834 $50.89 $42,438.09
Disclosure

SEC source: 0000319201-03-000046 · primary_doc.xml · nonDerivative · entry 4

WALLACE RICHARD P · CIK 0001196898 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Transaction previously reported on Form 4 Filing dated 6/9/2003. Filing amendment to show remaining holdings which did not appear on original filing.

Read SEC document
June 06, 2003 Filed Jun 20, 2003 23:42 UTC Amendment
WALLACE RICHARD PExecutive Vice President
Exercise / conversionCommon Stock 834 $10.63 $8,865.42
Disclosure

SEC source: 0000319201-03-000046 · primary_doc.xml · nonDerivative · entry 3

WALLACE RICHARD P · CIK 0001196898 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction previously reported on Form 4 Filing dated 6/9/2003. Filing amendment to show remaining holdings which did not appear on original filing.

Read SEC document
June 06, 2003 Filed Jun 20, 2003 23:42 UTC Amendment
WALLACE RICHARD PExecutive Vice President
SaleCommon Stock 1,250 $50.89 $63,606.25
Disclosure

SEC source: 0000319201-03-000046 · primary_doc.xml · nonDerivative · entry 2

WALLACE RICHARD P · CIK 0001196898 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Transaction previously reported on Form 4 Filing dated 6/9/2003. Filing amendment to show remaining holdings which did not appear on original filing.

Read SEC document
June 06, 2003 Filed Jun 20, 2003 23:42 UTC Amendment
WALLACE RICHARD PExecutive Vice President
Exercise / conversionCommon Stock 1,250 $10.63 $13,287.50
Disclosure

SEC source: 0000319201-03-000046 · primary_doc.xml · nonDerivative · entry 1

WALLACE RICHARD P · CIK 0001196898 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction previously reported on Form 4 Filing dated 6/9/2003. Filing amendment to show remaining holdings which did not appear on original filing.

Read SEC document
June 06, 2003 Filed Jun 25, 2003 19:06 UTC Amendment
SCHROEDER KENNETH LDirector · Chief Executive Officer
Exercise / conversionNon-Qualified Stock Option · Derivative 35,900 $50.09 Strike: $9.31 $1,798,292.03
Disclosure

SEC source: 0000319201-03-000049 · primary_doc.xml · derivative · entry 3

SCHROEDER KENNETH L · CIK 0001182169 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,100

Underlying: Common Stock · 35,900 shares

Expires 2004-07-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Transaction Originally reported on Form 4 Filing of 6/9/2003

F2 · balance_after: Table II-Derivative Securities Beneficially owned, not previously reported on original Form 4 Filing Title Exercise Price Expiration Date Title Shares Ownership NQ Stock Option, $10.63 08/31/08 Common Stock 204,272 Direct NQ Stock Option, $10.81 10/08/06 Common Stock 125,000 Direct NQ Stock Option, $16.97 10/23/08 Common Stock 220,728 Direct NQ Stock Option, $26.25 11/10/10 Common Stock 37,900 Direct NQ Stock Option, $29.31 10/02/11 Common Stock 341,100 Direct NQ Stock Option, $32.75 04/04/11 Common Stock 37,900 Direct NQ Stock Option, $33.75 10/27/09 Common Stock 150,000 Direct NQ Stock Option, $34.67 01/28/13 Common Stock 62,900 Direct NQ Stock Option, $37.05 11/08/12 Common Stock 31,450 Direct NQ Stock Option, $44.6875 08/13/10 Common Stock 75,800 Direct

Read SEC document
June 06, 2003 Filed Jun 25, 2003 19:06 UTC Amendment
SCHROEDER KENNETH LDirector · Chief Executive Officer
SaleCommon Stock 35,900 $50.09 $1,798,292.03
Disclosure

SEC source: 0000319201-03-000049 · primary_doc.xml · nonDerivative · entry 2

SCHROEDER KENNETH L · CIK 0001182169 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,135

F1 · balance_after: Transaction Originally reported on Form 4 Filing of 6/9/2003

Read SEC document
June 06, 2003 Filed Jun 25, 2003 19:06 UTC Amendment
SCHROEDER KENNETH LDirector · Chief Executive Officer
Exercise / conversionCommon Stock 35,900 $9.31 $334,229.00
Disclosure

SEC source: 0000319201-03-000049 · primary_doc.xml · nonDerivative · entry 1

SCHROEDER KENNETH L · CIK 0001182169 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,035

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Transaction Originally reported on Form 4 Filing of 6/9/2003

Read SEC document
June 06, 2003 Filed Jun 9, 2003 17:13 UTC
WALLACE RICHARD PExecutive Vice President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,832 $50.89 Strike: $29.31 $93,221.32
Disclosure

SEC source: 0000319201-03-000043 · edgardoc.xml · derivative · entry 24

WALLACE RICHARD P · CIK 0001196898 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · 1,832 shares

Expires 2011-10-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 06, 2003 Filed Jun 9, 2003 17:13 UTC
WALLACE RICHARD PExecutive Vice President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,500 $50.89 Strike: $26.25 $178,097.50
Disclosure

SEC source: 0000319201-03-000043 · edgardoc.xml · derivative · entry 23

WALLACE RICHARD P · CIK 0001196898 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · 3,500 shares

Expires 2010-11-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 06, 2003 Filed Jun 9, 2003 17:13 UTC
WALLACE RICHARD PExecutive Vice President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 5,417 $50.89 Strike: $22.56 $275,644.05
Disclosure

SEC source: 0000319201-03-000043 · edgardoc.xml · derivative · entry 22

WALLACE RICHARD P · CIK 0001196898 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · 5,417 shares

Expires 2009-05-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 06, 2003 Filed Jun 9, 2003 17:13 UTC
WALLACE RICHARD PExecutive Vice President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,167 $50.89 Strike: $10.63 $110,267.80
Disclosure

SEC source: 0000319201-03-000043 · edgardoc.xml · derivative · entry 21

WALLACE RICHARD P · CIK 0001196898 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · 2,167 shares

Expires 2008-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 06, 2003 Filed Jun 9, 2003 17:13 UTC
WALLACE RICHARD PExecutive Vice President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,500 $50.89 Strike: $10.63 $127,212.50
Disclosure

SEC source: 0000319201-03-000043 · edgardoc.xml · derivative · entry 20

WALLACE RICHARD P · CIK 0001196898 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · 2,500 shares

Expires 2008-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 06, 2003 Filed Jun 9, 2003 17:13 UTC
WALLACE RICHARD PExecutive Vice President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,500 $50.89 Strike: $10.63 $127,212.50
Disclosure

SEC source: 0000319201-03-000043 · edgardoc.xml · derivative · entry 19

WALLACE RICHARD P · CIK 0001196898 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · 2,500 shares

Expires 2008-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 06, 2003 Filed Jun 9, 2003 17:13 UTC
WALLACE RICHARD PExecutive Vice President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 834 $50.89 Strike: $10.63 $42,438.09
Disclosure

SEC source: 0000319201-03-000043 · edgardoc.xml · derivative · entry 18

WALLACE RICHARD P · CIK 0001196898 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · 834 shares

Expires 2008-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 06, 2003 Filed Jun 9, 2003 17:13 UTC
WALLACE RICHARD PExecutive Vice President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,250 $50.89 Strike: $10.63 $63,606.25
Disclosure

SEC source: 0000319201-03-000043 · edgardoc.xml · derivative · entry 17

WALLACE RICHARD P · CIK 0001196898 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · 1,250 shares

Expires 2008-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 06, 2003 Filed Jun 9, 2003 17:13 UTC
WALLACE RICHARD PExecutive Vice President
SaleCommon Stock 1,832 $50.89 $93,221.32
Disclosure

SEC source: 0000319201-03-000043 · edgardoc.xml · nonDerivative · entry 16

WALLACE RICHARD P · CIK 0001196898 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,662

Read SEC document
June 06, 2003 Filed Jun 9, 2003 17:13 UTC
WALLACE RICHARD PExecutive Vice President
Exercise / conversionCommon Stock 1,832 $29.31 $53,695.92
Disclosure

SEC source: 0000319201-03-000043 · edgardoc.xml · nonDerivative · entry 15

WALLACE RICHARD P · CIK 0001196898 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,494

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 06, 2003 Filed Jun 9, 2003 17:13 UTC
WALLACE RICHARD PExecutive Vice President
SaleCommon Stock 3,500 $50.89 $178,097.50
Disclosure

SEC source: 0000319201-03-000043 · edgardoc.xml · nonDerivative · entry 14

WALLACE RICHARD P · CIK 0001196898 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,662

Read SEC document
June 06, 2003 Filed Jun 9, 2003 17:13 UTC
WALLACE RICHARD PExecutive Vice President
Exercise / conversionCommon Stock 3,500 $26.25 $91,875.00
Disclosure

SEC source: 0000319201-03-000043 · edgardoc.xml · nonDerivative · entry 13

WALLACE RICHARD P · CIK 0001196898 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,162

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 06, 2003 Filed Jun 9, 2003 17:13 UTC
WALLACE RICHARD PExecutive Vice President
SaleCommon Stock 5,417 $50.89 $275,644.05
Disclosure

SEC source: 0000319201-03-000043 · edgardoc.xml · nonDerivative · entry 12

WALLACE RICHARD P · CIK 0001196898 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,662

Read SEC document
June 06, 2003 Filed Jun 9, 2003 17:13 UTC
WALLACE RICHARD PExecutive Vice President
Exercise / conversionCommon Stock 5,417 $22.56 $122,207.52
Disclosure

SEC source: 0000319201-03-000043 · edgardoc.xml · nonDerivative · entry 11

WALLACE RICHARD P · CIK 0001196898 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,079

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 06, 2003 Filed Jun 9, 2003 17:13 UTC
WALLACE RICHARD PExecutive Vice President
SaleCommon Stock 2,167 $50.89 $110,267.80
Disclosure

SEC source: 0000319201-03-000043 · edgardoc.xml · nonDerivative · entry 10

WALLACE RICHARD P · CIK 0001196898 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,662

Read SEC document
June 06, 2003 Filed Jun 9, 2003 17:13 UTC
WALLACE RICHARD PExecutive Vice President
Exercise / conversionCommon Stock 2,167 $10.63 $23,035.21
Disclosure

SEC source: 0000319201-03-000043 · edgardoc.xml · nonDerivative · entry 9

WALLACE RICHARD P · CIK 0001196898 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,829

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 06, 2003 Filed Jun 9, 2003 17:13 UTC
WALLACE RICHARD PExecutive Vice President
SaleCommon Stock 2,500 $50.89 $127,212.50
Disclosure

SEC source: 0000319201-03-000043 · edgardoc.xml · nonDerivative · entry 8

WALLACE RICHARD P · CIK 0001196898 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,662

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.