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Nasdaq · USD

KLAC

KLA CORP

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2838
SEC CIK
0000319201
Parsed reports
1,546

Last 12 months

Inside the activity.

0 purchase rows · 22 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202501
Jan 202600
Feb 202600
Mar 202600
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May 202603
Jun 202601
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Aug 2026012
Sep 202601
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 31, 2017 Filed Sep 6, 2017 00:16 UTC
Higgins Bren D.EVP & Chief Financial Officer
Exercise / conversionCommon Stock 5,353 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-009070 · wf-form4_150465698840742.xml · nonDerivative · entry 3

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,207

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: The Reporting Person vested fifty percent (50%) of the performance-based RSUs upon the date on which the Compensation Committee of KLA-Tencor's Board of Directors determined the level at which the underlying performance goals were attained (August 31, 2017) and will vest in the remaining fifty percent (50%) upon his completion of four years of service following the grant date of the award (August 7, 2014). The shares of common stock will be issued as the performance-based RSUs vest.

Read SEC document
August 31, 2017 Filed Sep 6, 2017 00:16 UTC
Higgins Bren D.EVP & Chief Financial Officer
Exercise / conversionCommon Stock - Restricted Stock Units 5,353 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-009070 · wf-form4_150465698840742.xml · nonDerivative · entry 2

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,153

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.

F4 · shares: The Reporting Person vested fifty percent (50%) of the performance-based RSUs upon the date on which the Compensation Committee of KLA-Tencor's Board of Directors determined the level at which the underlying performance goals were attained (August 31, 2017) and will vest in the remaining fifty percent (50%) upon his completion of four years of service following the grant date of the award (August 7, 2014). The shares of common stock will be issued as the performance-based RSUs vest.

F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

Read SEC document
August 31, 2017 Filed Sep 6, 2017 00:16 UTC
Higgins Bren D.EVP & Chief Financial Officer
GrantCommon Stock - Restricted Stock Units 10,705 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-009070 · wf-form4_150465698840742.xml · nonDerivative · entry 1

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,506

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.

F2 · shares: On August 7, 2014, in addition to the RSUs granted on that date that were subject only to service-vesting requirements (which RSUs were previously reported on Form 4), the Reporting Person was also granted RSUs covering up to a maximum of 11,437 shares (based on 125% of the target shares of 9,150) of KLA-Tencor common stock, subject to both performance-vesting and service-vesting requirements. On August 31, 2017 the Compensation Committee of KLA-Tencor's Board of Directors determined the level at which the corporate performance goals were attained and, based on the assessment, determined that the number of shares subject to the RSUs is 10,705.

F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

Read SEC document
August 31, 2017 Filed Sep 6, 2017 00:18 UTC
Kirloskar Virendra ASVP & Chief Accounting Officer
Tax withholdingCommon Stock 1,115 $93.69 $104,464.35
Disclosure

SEC source: 0001628280-17-009072 · wf-form4_150465706838783.xml · nonDerivative · entry 4

Kirloskar Virendra A · CIK 0001430600 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,317

F5 · shares: Pursuant to the terms of the grant, shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on August 31, 2017.

Read SEC document
August 31, 2017 Filed Sep 6, 2017 00:18 UTC
Kirloskar Virendra ASVP & Chief Accounting Officer
Exercise / conversionCommon Stock 2,135 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-009072 · wf-form4_150465706838783.xml · nonDerivative · entry 3

Kirloskar Virendra A · CIK 0001430600 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,432

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: The Reporting Person vested fifty percent (50%) of the performance-based RSUs upon the date on which the Compensation Committee of KLA-Tencor's Board of Directors determined the level at which the underlying performance goals were attained (August 31, 2017) and will vest in the remaining fifty percent (50%) upon his completion of four years of service following the grant date of the award (August 7, 2014). The shares of common stock will be issued as the performance-based RSUs vest.

Read SEC document
August 31, 2017 Filed Sep 6, 2017 00:18 UTC
Kirloskar Virendra ASVP & Chief Accounting Officer
Exercise / conversionCommon Stock - Restricted Stock Units 2,135 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-009072 · wf-form4_150465706838783.xml · nonDerivative · entry 2

Kirloskar Virendra A · CIK 0001430600 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,943

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each RSU represents a contingent right to receive one share of KLA-Tencor common stock.

F4 · shares: The Reporting Person vested fifty percent (50%) of the performance-based RSUs upon the date on which the Compensation Committee of KLA-Tencor's Board of Directors determined the level at which the underlying performance goals were attained (August 31, 2017) and will vest in the remaining fifty percent (50%) upon his completion of four years of service following the grant date of the award (August 7, 2014). The shares of common stock will be issued as the performance-based RSUs vest.

F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

Read SEC document
August 31, 2017 Filed Sep 6, 2017 00:18 UTC
Kirloskar Virendra ASVP & Chief Accounting Officer
GrantCommon Stock - Restricted Stock Units 4,270 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-009072 · wf-form4_150465706838783.xml · nonDerivative · entry 1

Kirloskar Virendra A · CIK 0001430600 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,078

F1 · security: Each RSU represents a contingent right to receive one share of KLA-Tencor common stock.

F2 · shares: On August 7, 2014, in addition to the RSUs granted on that date that were subject only to service-vesting requirements (which RSUs were previously reported on Form 4), the Reporting Person was also granted RSUs covering up to a maximum of 4,562 shares (based on 125% of the target shares of 3,650) of KLA-Tencor common stock, subject to both performance-vesting and service-vesting requirements. On August 31, 2017 the Compensation Committee of KLA-Tencor's Board of Directors determined the level at which the corporate performance goals were attained and, based on the assessment, determined that the number of shares subject to the RSUs is 4,270.

F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

Read SEC document
August 31, 2017 Filed Sep 6, 2017 00:19 UTC
Bell Bobby RExecutive Vice President
Tax withholdingCommon Stock 4,472 $93.69 $418,981.68
Disclosure

SEC source: 0001628280-17-009074 · wf-form4_150465714846233.xml · nonDerivative · entry 4

Bell Bobby R · CIK 0001498385 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,730.917

F5 · shares: Pursuant to the terms of the grant, shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on August 31, 2017.

Read SEC document
August 31, 2017 Filed Sep 6, 2017 00:19 UTC
Bell Bobby RExecutive Vice President
Exercise / conversionCommon Stock 8,570 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-009074 · wf-form4_150465714846233.xml · nonDerivative · entry 3

Bell Bobby R · CIK 0001498385 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,202.917

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: The Reporting Person vested fifty percent (50%) of the performance-based RSUs upon the date on which the Compensation Committee of KLA-Tencor's Board of Directors determined the level at which the underlying performance goals were attained (August 31, 2017) and will vest in the remaining fifty percent (50%) upon his completion of four years of service following the grant date of the award (August 7, 2014). The shares of common stock will be issued as the performance-based RSUs vest.

Read SEC document
August 31, 2017 Filed Sep 6, 2017 00:19 UTC
Bell Bobby RExecutive Vice President
Exercise / conversionCommon Stock - Restricted Stock Units 8,570 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-009074 · wf-form4_150465714846233.xml · nonDerivative · entry 2

Bell Bobby R · CIK 0001498385 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,526

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.

F4 · shares: The Reporting Person vested fifty percent (50%) of the performance-based RSUs upon the date on which the Compensation Committee of KLA-Tencor's Board of Directors determined the level at which the underlying performance goals were attained (August 31, 2017) and will vest in the remaining fifty percent (50%) upon his completion of four years of service following the grant date of the award (August 7, 2014). The shares of common stock will be issued as the performance-based RSUs vest.

F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

Read SEC document
August 31, 2017 Filed Sep 6, 2017 00:19 UTC
Bell Bobby RExecutive Vice President
GrantCommon Stock - Restricted Stock Units 17,140 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-009074 · wf-form4_150465714846233.xml · nonDerivative · entry 1

Bell Bobby R · CIK 0001498385 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,096

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.

F2 · shares: On August 7, 2014, in addition to the RSUs granted on that date that were subject only to service-vesting requirements (which RSUs were previously reported on Form 4), the Reporting Person was also granted RSUs covering up to a maximum of 18,312 shares (based on 125% of the target shares of 14,650) of KLA-Tencor common stock, subject to both performance-vesting and service-vesting requirements. On August 31, 2017 the Compensation Committee of KLA-Tencor's Board of Directors determined the level at which the corporate performance goals were attained and, based on the assessment, determined that the number of shares subject to the RSUs is 17,140.

F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

Read SEC document
August 21, 2017 Filed Aug 22, 2017 22:14 UTC
Bell Bobby RExecutive Vice President
SaleCommon Stock 3,526 $89.93 $317,093.18
Disclosure

SEC source: 0001628280-17-008828 · wf-form4_150344006115968.xml · nonDerivative · entry 1

Bell Bobby R · CIK 0001498385 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,632.917

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2017.

Read SEC document
August 17, 2017 Filed Aug 18, 2017 20:20 UTC
Little Teri A.EVP, CLO and Secretary
SaleCommon Stock 1,000 $91.50 $91,500.00
Disclosure

SEC source: 0001628280-17-008775 · wf-form4_150308764153511.xml · nonDerivative · entry 1

Little Teri A. · CIK 0001656471 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,634

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2017.

Read SEC document
August 15, 2017 Filed Aug 16, 2017 21:35 UTC
WALLACE RICHARD PDirector · President and CEO
SaleCommon Stock 18,397 $90.85 $1,671,293.86
Disclosure

SEC source: 0001628280-17-008726 · wf-form4_150291931765977.xml · nonDerivative · entry 2

WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,434

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on December 5, 2016.

F2 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $90.53 to $91.23. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.

Read SEC document
August 15, 2017 Filed Aug 16, 2017 21:35 UTC
WALLACE RICHARD PDirector · President and CEO
SaleCommon Stock 18,980 $90.88 $1,724,826.48
Disclosure

SEC source: 0001628280-17-008726 · wf-form4_150291931765977.xml · nonDerivative · entry 1

WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,831

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on December 5, 2016.

F2 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $90.53 to $91.23. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.

Read SEC document
August 09, 2017 Filed Aug 11, 2017 19:03 UTC SaleCommon Stock 967 $90.08 $87,107.36
Disclosure

SEC source: 0001628280-17-008578 · wf-form4_150247817343577.xml · nonDerivative · entry 1

Lorig Brian · CIK 0001697041 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 566

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on May 10, 2017.

Read SEC document
August 08, 2017 Filed Aug 10, 2017 22:55 UTC
Trafas Brian M.Senior Vice President
SaleCommon Stock 878 $91.99 $80,767.22
Disclosure

SEC source: 0001628280-17-008533 · wf-form4_150240572531353.xml · nonDerivative · entry 1

Trafas Brian M. · CIK 0001642421 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 29, 2016.

Read SEC document
August 08, 2017 Filed Aug 10, 2017 22:58 UTC
Higgins Bren D.EVP & Chief Financial Officer
SaleCommon Stock 1,093 $91.99 $100,545.07
Disclosure

SEC source: 0001628280-17-008538 · wf-form4_150240588326148.xml · nonDerivative · entry 1

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 854

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on May 8, 2017.

Read SEC document
August 08, 2017 Filed Aug 10, 2017 22:57 UTC
Kirloskar Virendra ASVP & Chief Accounting Officer
SaleCommon Stock 436 $91.99 $40,107.64
Disclosure

SEC source: 0001628280-17-008535 · wf-form4_150240580952188.xml · nonDerivative · entry 1

Kirloskar Virendra A · CIK 0001430600 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2016.

Read SEC document
August 07, 2017 Filed Aug 9, 2017 00:07 UTC
WALLACE RICHARD PDirector · President and CEO
Tax withholdingCommon Stock 5,740 $92.01 $528,137.40
Disclosure

SEC source: 0001628280-17-008379 · wf-form4_150223721458265.xml · nonDerivative · entry 6

WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,811

F2 · shares: Pursuant to such terms of the August 4, 2016 RSU grant, 10,798 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding.

Read SEC document
August 07, 2017 Filed Aug 9, 2017 00:07 UTC
WALLACE RICHARD PDirector · President and CEO
Exercise / conversionCommon Stock 11,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-008379 · wf-form4_150223721458265.xml · nonDerivative · entry 5

WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,551

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: On August 7, 2014, the Reporting Person received a grant of RSUs covering 44,000 shares of KLA-Tencor common stock. On August 7, 2017, the Reporting Person vested in 25% of such RSUs.

Read SEC document
August 07, 2017 Filed Aug 9, 2017 00:08 UTC
Kirloskar Virendra ASVP & Chief Accounting Officer
SaleCommon Stock 6,307 $89.15 $562,269.05
Disclosure

SEC source: 0001628280-17-008381 · wf-form4_150223729565146.xml · nonDerivative · entry 7

Kirloskar Virendra A · CIK 0001430600 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 733

F7 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2016.

Read SEC document
August 07, 2017 Filed Aug 9, 2017 00:08 UTC
Kirloskar Virendra ASVP & Chief Accounting Officer
Tax withholdingCommon Stock 476 $92.01 $43,796.76
Disclosure

SEC source: 0001628280-17-008381 · wf-form4_150223729565146.xml · nonDerivative · entry 6

Kirloskar Virendra A · CIK 0001430600 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,040

F6 · shares: Pursuant to such terms of the August 7, 2014 RSU grant, 476 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding.

Read SEC document
August 07, 2017 Filed Aug 9, 2017 00:08 UTC
Kirloskar Virendra ASVP & Chief Accounting Officer
Exercise / conversionCommon Stock 912 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-008381 · wf-form4_150223729565146.xml · nonDerivative · entry 5

Kirloskar Virendra A · CIK 0001430600 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,516

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: On August 7, 2014, the Reporting Person received a grant of RSUs covering 3,650 shares of KLA-Tencor common stock. On August 7, 2017, the Reporting Person vested in 25% of such RSUs.

Read SEC document
August 07, 2017 Filed Aug 9, 2017 00:11 UTC
Higgins Bren D.EVP & Chief Financial Officer
SaleCommon Stock 9,567 $89.15 $852,898.05
Disclosure

SEC source: 0001628280-17-008385 · wf-form4_150223747239013.xml · nonDerivative · entry 7

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,947

F7 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on May 8, 2017.

Read SEC document
August 07, 2017 Filed Aug 9, 2017 00:11 UTC
Higgins Bren D.EVP & Chief Financial Officer
Tax withholdingCommon Stock 1,194 $92.01 $109,859.94
Disclosure

SEC source: 0001628280-17-008385 · wf-form4_150223747239013.xml · nonDerivative · entry 6

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,514

F6 · shares: Pursuant to such terms of the August 7, 2014 RSU grant, 1,194 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding.

Read SEC document
August 07, 2017 Filed Aug 9, 2017 00:11 UTC
Higgins Bren D.EVP & Chief Financial Officer
Exercise / conversionCommon Stock 2,287 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-008385 · wf-form4_150223747239013.xml · nonDerivative · entry 5

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,708

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: On August 7, 2014, the Reporting Person received a grant of RSUs covering 9,150 shares of KLA-Tencor common stock. On August 7, 2017, the Reporting Person vested in 25% of such RSUs.

Read SEC document
August 07, 2017 Filed Aug 9, 2017 00:12 UTC SaleCommon Stock 4,066 $89.15 $362,483.90
Disclosure

SEC source: 0001628280-17-008387 · wf-form4_150223755090417.xml · nonDerivative · entry 7

Khan Ahmad A. · CIK 0001642452 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,407

F6 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on June 14, 2017.

Read SEC document
August 07, 2017 Filed Aug 9, 2017 00:12 UTC Tax withholdingCommon Stock 1,194 $92.01 $109,859.94
Disclosure

SEC source: 0001628280-17-008387 · wf-form4_150223755090417.xml · nonDerivative · entry 6

Khan Ahmad A. · CIK 0001642452 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,473

F5 · shares: Pursuant to such terms of the August 7, 2014 RSU grant, 1,194 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding.

Read SEC document
August 07, 2017 Filed Aug 9, 2017 00:12 UTC Exercise / conversionCommon Stock 2,287 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-008387 · wf-form4_150223755090417.xml · nonDerivative · entry 5

Khan Ahmad A. · CIK 0001642452 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: On August 7, 2014, the Reporting Person received a grant of RSUs covering 9,150 shares of KLA-Tencor common stock. On August 7, 2017, the Reporting Person vested in 25% of such RSUs.

Read SEC document
August 07, 2017 Filed Aug 9, 2017 00:14 UTC
Trafas Brian M.Senior Vice President
SaleCommon Stock 5,692 $89.15 $507,441.80
Disclosure

SEC source: 0001628280-17-008389 · wf-form4_150223762878241.xml · nonDerivative · entry 7

Trafas Brian M. · CIK 0001642421 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 878

F7 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 29, 2016.

Read SEC document
August 07, 2017 Filed Aug 9, 2017 00:14 UTC
Trafas Brian M.Senior Vice President
Tax withholdingCommon Stock 959 $92.01 $88,237.59
Disclosure

SEC source: 0001628280-17-008389 · wf-form4_150223762878241.xml · nonDerivative · entry 6

Trafas Brian M. · CIK 0001642421 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,570

F6 · shares: Pursuant to such terms of the August 7, 2014 RSU grant, 959 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding.

Read SEC document
August 07, 2017 Filed Aug 9, 2017 00:14 UTC
Trafas Brian M.Senior Vice President
Exercise / conversionCommon Stock 1,837 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-008389 · wf-form4_150223762878241.xml · nonDerivative · entry 5

Trafas Brian M. · CIK 0001642421 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,529

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: On August 7, 2014, the Reporting Person received a grant of RSUs covering 7,350 shares of KLA-Tencor common stock. On August 7, 2017, the Reporting Person vested in 25% of such RSUs.

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August 07, 2017 Filed Aug 10, 2017 00:05 UTC
Bell Bobby RExecutive Vice President
Tax withholdingCommon Stock 1,911 $92.01 $175,831.11
Disclosure

SEC source: 0001628280-17-008490 · wf-form4_150232351232711.xml · nonDerivative · entry 2

Bell Bobby R · CIK 0001498385 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,158.917

F2 · shares: Pursuant to such terms of the August 7, 2014 RSU grant, 1,911 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding.

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August 07, 2017 Filed Aug 10, 2017 00:05 UTC
Bell Bobby RExecutive Vice President
Exercise / conversionCommon Stock 3,662 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-008490 · wf-form4_150232351232711.xml · nonDerivative · entry 1

Bell Bobby R · CIK 0001498385 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,069.917

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On August 7, 2014, the Reporting Person received a grant of RSUs covering 14,650 shares of KLA-Tencor common stock. On August 7, 2017, the Reporting Person vested in 25% of such RSUs.

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August 06, 2017 Filed Aug 9, 2017 00:07 UTC
WALLACE RICHARD PDirector · President and CEO
Tax withholdingCommon Stock 27,227 $88.83 $2,418,574.41
Disclosure

SEC source: 0001628280-17-008379 · wf-form4_150223721458265.xml · nonDerivative · entry 4

WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,551

F4 · shares: Pursuant to such terms of the August 6, 2013, August 6, 2013 and August 6, 2015 grants, 27,227 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding.

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August 06, 2017 Filed Aug 9, 2017 00:07 UTC
WALLACE RICHARD PDirector · President and CEO
Exercise / conversionCommon Stock 52,176 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-008379 · wf-form4_150223721458265.xml · nonDerivative · entry 3

WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,778

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: On August 6, 2013, August 6, 2013, and August 6, 2015, the Reporting Person received a grant of RSUs or PRSUs covering 44,500 (RSU), 44,500 (PRSU) and 52,950 (RSU) shares of KLA-Tencor common stock, respectively. On August 6, 2017, the Reporting Person vested in 25% of such RSUs and 50% of the PRSUs.

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August 06, 2017 Filed Aug 9, 2017 00:08 UTC
Kirloskar Virendra ASVP & Chief Accounting Officer
Tax withholdingCommon Stock 3,412 $88.83 $303,087.96
Disclosure

SEC source: 0001628280-17-008381 · wf-form4_150223729565146.xml · nonDerivative · entry 4

Kirloskar Virendra A · CIK 0001430600 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,604

F4 · shares: Pursuant to such terms of the August 6, 2013, August 6, 2013, August 6, 2013 and August 6, 2015 grants, 3,412 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding.

Read SEC document
August 06, 2017 Filed Aug 9, 2017 00:08 UTC
Kirloskar Virendra ASVP & Chief Accounting Officer
Exercise / conversionCommon Stock 8,643 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-008381 · wf-form4_150223729565146.xml · nonDerivative · entry 3

Kirloskar Virendra A · CIK 0001430600 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,016

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: On August 6, 2013, August 6, 2013, August 6, 2013 and August 6, 2015, the Reporting Person received a grant of RSUs or PRSUs covering 4,050 (RSU), 4,050 (PRSU), 8,000 (RSU) and 4,400 (RSU) shares of KLA-Tencor common stock, respectively. On August 6, 2017, the Reporting Person vested in 25%, 50%, 50% and 25% of such RSUs and PRSUs, respectively.

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August 06, 2017 Filed Aug 9, 2017 00:11 UTC
Higgins Bren D.EVP & Chief Financial Officer
Tax withholdingCommon Stock 6,952 $88.83 $617,546.16
Disclosure

SEC source: 0001628280-17-008385 · wf-form4_150223747239013.xml · nonDerivative · entry 4

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,421

F4 · shares: Pursuant to such terms of the August 6, 2013, August 6, 2013, August 6, 2013 and August 6, 2015 grants, 6,952 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding.

Read SEC document
August 06, 2017 Filed Aug 9, 2017 00:11 UTC
Higgins Bren D.EVP & Chief Financial Officer
Exercise / conversionCommon Stock 14,569 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-008385 · wf-form4_150223747239013.xml · nonDerivative · entry 3

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,373

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: On August 6, 2013, August 6, 2013, August 6, 2013 and August 6, 2015, the Reporting Person received a grant of RSUs or PRSUs covering 7,150 (RSU), 7,150 (PRSU), 10,000 (RSU) and 13,250 (RSU) shares of KLA-Tencor common stock, respectively. On August 6, 2017, the Reporting Person vested in 25%, 50%, 50% and 25% of such RSUs and PRSUs, respectively.

Read SEC document
August 06, 2017 Filed Aug 9, 2017 00:12 UTC Tax withholdingCommon Stock 1,729 $88.83 $153,587.07
Disclosure

SEC source: 0001628280-17-008387 · wf-form4_150223755090417.xml · nonDerivative · entry 4

Khan Ahmad A. · CIK 0001642452 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,380

F3 · shares: Pursuant to such terms of the August 6, 2015 RSU grant, 1,729 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding.

Read SEC document
August 06, 2017 Filed Aug 9, 2017 00:12 UTC Exercise / conversionCommon Stock 3,313 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-008387 · wf-form4_150223755090417.xml · nonDerivative · entry 3

Khan Ahmad A. · CIK 0001642452 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,109

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On August 4, 2016, the Reporting Person received a grant of RSUs covering 5,175 shares of KLA-Tencor common stock. On August 4, 2017, the Reporting Person vested in 25% of such RSUs.

Read SEC document
August 06, 2017 Filed Aug 9, 2017 00:14 UTC
Trafas Brian M.Senior Vice President
Tax withholdingCommon Stock 4,413 $88.83 $392,006.79
Disclosure

SEC source: 0001628280-17-008389 · wf-form4_150223762878241.xml · nonDerivative · entry 4

Trafas Brian M. · CIK 0001642421 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,692

F4 · shares: Pursuant to such terms of the August 6, 2013, August 6, 2013 and August 6, 2015 grants, 4,413 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding.

Read SEC document
August 06, 2017 Filed Aug 9, 2017 00:14 UTC
Trafas Brian M.Senior Vice President
Exercise / conversionCommon Stock 8,456 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-008389 · wf-form4_150223762878241.xml · nonDerivative · entry 3

Trafas Brian M. · CIK 0001642421 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,105

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: On August 6, 2013, August 6, 2013, and August 6, 2015, the Reporting Person received a grant of RSUs or PRSUs covering 7,150 (RSU), 7,150 (PRSU) and 8,800 (RSU) shares of KLA-Tencor common stock, respectively. On August 6, 2017, the Reporting Person vested in 25% of such RSUs and 50% of the PRSUs.

Read SEC document
August 06, 2017 Filed Aug 9, 2017 00:15 UTC
Bell Bobby RExecutive Vice President
Tax withholdingCommon Stock 8,300 $88.83 $737,289.00
Disclosure

SEC source: 0001628280-17-008391 · wf-form4_150223770482673.xml · nonDerivative · entry 4

Bell Bobby R · CIK 0001498385 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,407.917

F4 · shares: Pursuant to such terms of the August 6, 2013, August 6, 2013 and August 6, 2015 grants, 8,300 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding.

Read SEC document
August 06, 2017 Filed Aug 9, 2017 00:15 UTC
Bell Bobby RExecutive Vice President
Exercise / conversionCommon Stock 16,094 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-008391 · wf-form4_150223770482673.xml · nonDerivative · entry 3

Bell Bobby R · CIK 0001498385 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,707.917

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: On August 6, 2013, August 6, 2013, and August 6, 2015, the Reporting Person received a grant of RSUs or PRSUs covering 13,350 (RSU), 13,350 (PRSU) and 17,650 (RSU) shares of KLA-Tencor common stock, respectively. On August 6, 2017, the Reporting Person vested in 25% of such RSUs and 50% of the PRSUs.

Read SEC document
August 04, 2017 Filed Aug 9, 2017 00:07 UTC
WALLACE RICHARD PDirector · President and CEO
Tax withholdingCommon Stock 10,789 $88.83 $958,386.87
Disclosure

SEC source: 0001628280-17-008379 · wf-form4_150223721458265.xml · nonDerivative · entry 2

WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,602

F2 · shares: Pursuant to such terms of the August 4, 2016 RSU grant, 10,798 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding.

Read SEC document
August 04, 2017 Filed Aug 9, 2017 00:07 UTC
WALLACE RICHARD PDirector · President and CEO
Exercise / conversionCommon Stock 20,675 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-008379 · wf-form4_150223721458265.xml · nonDerivative · entry 1

WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,391

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On August 4, 2016, the Reporting Person received a grant of RSUs covering 82,700 shares of KLA-Tencor common stock. On August 4, 2017, the Reporting Person vested in 25% of such RSUs.

Read SEC document
August 04, 2017 Filed Aug 9, 2017 00:08 UTC
Kirloskar Virendra ASVP & Chief Accounting Officer
Tax withholdingCommon Stock 649 $88.83 $57,650.67
Disclosure

SEC source: 0001628280-17-008381 · wf-form4_150223729565146.xml · nonDerivative · entry 2

Kirloskar Virendra A · CIK 0001430600 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,373

F2 · shares: Pursuant to such terms of the August 4, 2016 RSU grant, 649 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.