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KEYCORP /NEW/

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0000091576
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868

Last 12 months

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0 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202602
Feb 202601
Mar 202600
Apr 202600
May 202601
Jun 202601
Jul 202601
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 17, 2018 Filed Feb 21, 2018 22:34 UTC
Gorman Christopher M.Pres. of Banking & Vice Chair
Exercise / conversionRestricted Stock Units · Derivative 12,917 $0.00 $0.00
Disclosure

SEC source: 0001294671-18-000019 · edgar.xml · derivative · entry 9

Gorman Christopher M. · CIK 0001486643 · Pres. of Banking & Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,752

Underlying: Common Shares · 12,917 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F11 · derivative.exercise_date: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018.

F11 · derivative.expiration_date: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018.

F12 · balance_after: Includes approximately 1,037 dividend-equivalent restricted stock units accrued between March and December 2017.

Read SEC document
February 17, 2018 Filed Feb 21, 2018 22:34 UTC
Gorman Christopher M.Pres. of Banking & Vice Chair
Exercise / conversionRestricted Stock Units · Derivative 23,949 $0.00 $0.00
Disclosure

SEC source: 0001294671-18-000019 · edgar.xml · derivative · entry 8

Gorman Christopher M. · CIK 0001486643 · Pres. of Banking & Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,897

Underlying: Common Shares · 23,949 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F9 · derivative.exercise_date: The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017.

F9 · derivative.expiration_date: The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017.

F10 · balance_after: Includes approximately 1,443 dividend-equivalent restricted stock units accrued between March and December 2017.

Read SEC document
February 17, 2018 Filed Feb 21, 2018 22:34 UTC
Gorman Christopher M.Pres. of Banking & Vice Chair
Exercise / conversionRestricted Stock Units · Derivative 18,930 $0.00 $0.00
Disclosure

SEC source: 0001294671-18-000019 · edgar.xml · derivative · entry 7

Gorman Christopher M. · CIK 0001486643 · Pres. of Banking & Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,929

Underlying: Common Shares · 18,930 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F7 · derivative.exercise_date: The restricted stock units, granted on February 16, 2015, vest in four equal annual installments beginning on February 17, 2016.

F7 · derivative.expiration_date: The restricted stock units, granted on February 16, 2015, vest in four equal annual installments beginning on February 17, 2016.

F8 · balance_after: Includes approximately 761 dividend-equivalent restricted stock units accrued between March and December 2017.

Read SEC document
February 17, 2018 Filed Feb 21, 2018 22:34 UTC
Gorman Christopher M.Pres. of Banking & Vice Chair
Exercise / conversionRestricted Stock Units · Derivative 16,841 $0.00 $0.00
Disclosure

SEC source: 0001294671-18-000019 · edgar.xml · derivative · entry 6

Gorman Christopher M. · CIK 0001486643 · Pres. of Banking & Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 16,841 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F5 · derivative.exercise_date: The restricted stock units, granted on February 17, 2014, vested in four equal annual installments ending on February 17, 2018.

F5 · derivative.expiration_date: The restricted stock units, granted on February 17, 2014, vested in four equal annual installments ending on February 17, 2018.

F6 · derivative.underlying_shares: Includes approximately 338 dividend-equivalent restricted stock units accrued between March and December 2017.

Read SEC document
February 17, 2018 Filed Feb 21, 2018 22:34 UTC
Gorman Christopher M.Pres. of Banking & Vice Chair
Tax withholdingCommon Shares 32,943 $21.02 $692,461.86
Disclosure

SEC source: 0001294671-18-000019 · edgar.xml · nonDerivative · entry 2

Gorman Christopher M. · CIK 0001486643 · Pres. of Banking & Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 526,271

Read SEC document
February 17, 2018 Filed Feb 21, 2018 22:34 UTC
Gorman Christopher M.Pres. of Banking & Vice Chair
Exercise / conversionCommon Shares 72,637 Not disclosed Not disclosed
Disclosure

SEC source: 0001294671-18-000019 · edgar.xml · nonDerivative · entry 1

Gorman Christopher M. · CIK 0001486643 · Pres. of Banking & Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 559,214

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F2 · balance_after: Includes approximately 26 common shares acquired under the KeyCorp Amended and Restated Discount Stock Purchase Plan in February 2018.

Read SEC document
February 17, 2018 Filed Feb 21, 2018 22:33 UTC
Evans Trina MDirector, Corporate Center
Exercise / conversionRestricted Stock Units · Derivative 2,827 $0.00 $0.00
Disclosure

SEC source: 0001294671-18-000018 · edgar.xml · derivative · entry 8

Evans Trina M · CIK 0001572558 · Director, Corporate Center

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,475

Underlying: Common Shares · 2,827 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F10 · derivative.exercise_date: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018.

F10 · derivative.expiration_date: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018.

F11 · balance_after: Includes approximately 227 dividend-equivalent restricted stock units accrued between March and December 2017.

Read SEC document
February 17, 2018 Filed Feb 21, 2018 22:33 UTC
Evans Trina MDirector, Corporate Center
Exercise / conversionRestricted Stock Units · Derivative 3,493 $0.00 $0.00
Disclosure

SEC source: 0001294671-18-000018 · edgar.xml · derivative · entry 7

Evans Trina M · CIK 0001572558 · Director, Corporate Center

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,984

Underlying: Common Shares · 3,493 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F8 · derivative.exercise_date: The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017.

F8 · derivative.expiration_date: The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017.

F9 · balance_after: Includes approximately 210 dividend-equivalent restricted stock units accrued between March and December 2017.

Read SEC document
February 17, 2018 Filed Feb 21, 2018 22:33 UTC
Evans Trina MDirector, Corporate Center
Exercise / conversionRestricted Stock Units · Derivative 2,271 $0.00 $0.00
Disclosure

SEC source: 0001294671-18-000018 · edgar.xml · derivative · entry 6

Evans Trina M · CIK 0001572558 · Director, Corporate Center

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,271

Underlying: Common Shares · 2,271 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F6 · derivative.exercise_date: The restricted stock units, granted on February 16, 2015, vest in four equal annual installments beginning on February 17, 2016.

F6 · derivative.expiration_date: The restricted stock units, granted on February 16, 2015, vest in four equal annual installments beginning on February 17, 2016.

F7 · balance_after: Includes approximately 90 dividend-equivalent restricted stock units accrued between March and December 2017.

Read SEC document
February 17, 2018 Filed Feb 21, 2018 22:33 UTC
Evans Trina MDirector, Corporate Center
Exercise / conversionRestricted Stock Units · Derivative 2,630 $0.00 $0.00
Disclosure

SEC source: 0001294671-18-000018 · edgar.xml · derivative · entry 5

Evans Trina M · CIK 0001572558 · Director, Corporate Center

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 2,630 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F4 · derivative.exercise_date: The restricted stock units, granted on February 17, 2014, vested in four equal annual installments ending on February 17, 2018.

F4 · derivative.expiration_date: The restricted stock units, granted on February 17, 2014, vested in four equal annual installments ending on February 17, 2018.

F5 · derivative.underlying_shares: Includes approximately 53 dividend-equivalent restricted stock units accrued between March and December 2017.

Read SEC document
February 17, 2018 Filed Feb 21, 2018 22:33 UTC
Evans Trina MDirector, Corporate Center
Tax withholdingCommon Shares 3,409 $21.02 $71,657.18
Disclosure

SEC source: 0001294671-18-000018 · edgar.xml · nonDerivative · entry 2

Evans Trina M · CIK 0001572558 · Director, Corporate Center

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,520

Read SEC document
February 17, 2018 Filed Feb 21, 2018 22:33 UTC
Evans Trina MDirector, Corporate Center
Exercise / conversionCommon Shares 11,221 Not disclosed Not disclosed
Disclosure

SEC source: 0001294671-18-000018 · edgar.xml · nonDerivative · entry 1

Evans Trina M · CIK 0001572558 · Director, Corporate Center

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,929

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F2 · balance_after: Includes approximately 15 common shares acquired through dividend reinvestment in March 2017.

Read SEC document
February 17, 2018 Filed Feb 21, 2018 22:32 UTC
Devine Dennis ACo-Pres., Key Community Bank
Exercise / conversionRestricted Stock Units · Derivative 4,239 $0.00 $0.00
Disclosure

SEC source: 0001294671-18-000017 · edgar.xml · derivative · entry 8

Devine Dennis A · CIK 0001609411 · Co-Pres., Key Community Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,714

Underlying: Common Shares · 4,239 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F10 · derivative.exercise_date: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018.

F10 · derivative.expiration_date: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018.

F11 · balance_after: Includes approximately 340 dividend-equivalent restricted stock units accrued between March and December 2017.

Read SEC document
February 17, 2018 Filed Feb 21, 2018 22:32 UTC
Devine Dennis ACo-Pres., Key Community Bank
Exercise / conversionRestricted Stock Units · Derivative 5,988 $0.00 $0.00
Disclosure

SEC source: 0001294671-18-000017 · edgar.xml · derivative · entry 7

Devine Dennis A · CIK 0001609411 · Co-Pres., Key Community Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,973

Underlying: Common Shares · 5,988 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F8 · derivative.exercise_date: The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017.

F8 · derivative.expiration_date: The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017.

F9 · balance_after: Includes approximately 361 dividend-equivalent restricted stock units accrued between March and December 2017.

Read SEC document
February 17, 2018 Filed Feb 21, 2018 22:32 UTC
Devine Dennis ACo-Pres., Key Community Bank
Exercise / conversionRestricted Stock Units · Derivative 4,543 $0.00 $0.00
Disclosure

SEC source: 0001294671-18-000017 · edgar.xml · derivative · entry 6

Devine Dennis A · CIK 0001609411 · Co-Pres., Key Community Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,543

Underlying: Common Shares · 4,543 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F6 · derivative.exercise_date: The restricted stock units, granted on February 16, 2015, vest in four equal annual installments beginning on February 17, 2016.

F6 · derivative.expiration_date: The restricted stock units, granted on February 16, 2015, vest in four equal annual installments beginning on February 17, 2016.

F7 · balance_after: Includes approximately 183 dividend-equivalent restricted stock units accrued between March and December 2017.

Read SEC document
February 17, 2018 Filed Feb 21, 2018 22:32 UTC
Devine Dennis ACo-Pres., Key Community Bank
Exercise / conversionRestricted Stock Units · Derivative 7,262 $0.00 $0.00
Disclosure

SEC source: 0001294671-18-000017 · edgar.xml · derivative · entry 5

Devine Dennis A · CIK 0001609411 · Co-Pres., Key Community Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 7,262 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F4 · derivative.exercise_date: These restricted stock units, granted on February 17, 2014, vested in four equal annual installments ending on February 17, 2018.

F4 · derivative.expiration_date: These restricted stock units, granted on February 17, 2014, vested in four equal annual installments ending on February 17, 2018.

F5 · derivative.underlying_shares: Includes approximately 145 dividend-equivalent restricted stock units accrued between March and December 2017.

Read SEC document
February 17, 2018 Filed Feb 21, 2018 22:32 UTC
Devine Dennis ACo-Pres., Key Community Bank
Tax withholdingCommon Shares 6,690 $21.02 $140,623.80
Disclosure

SEC source: 0001294671-18-000017 · edgar.xml · nonDerivative · entry 2

Devine Dennis A · CIK 0001609411 · Co-Pres., Key Community Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,258

Read SEC document
February 17, 2018 Filed Feb 21, 2018 22:32 UTC
Devine Dennis ACo-Pres., Key Community Bank
Exercise / conversionCommon Shares 22,032 Not disclosed Not disclosed
Disclosure

SEC source: 0001294671-18-000017 · edgar.xml · nonDerivative · entry 1

Devine Dennis A · CIK 0001609411 · Co-Pres., Key Community Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,948

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F2 · balance_after: Includes approximately 27 common shares acquired through dividend reinvestments in March 2017.

Read SEC document
February 17, 2018 Filed Feb 21, 2018 22:31 UTC
Burke Edward J.Co-Pres., Key Community Bank
Exercise / conversionRestricted Stock Units · Derivative 7,267 $0.00 $0.00
Disclosure

SEC source: 0001294671-18-000015 · edgar.xml · derivative · entry 9

Burke Edward J. · CIK 0001609500 · Co-Pres., Key Community Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,797

Underlying: Common Shares · 7,267 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F10 · derivative.exercise_date: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018.

F10 · derivative.expiration_date: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018.

F11 · balance_after: Includes approximately 584 dividend-equivalent restricted stock units accrued between March and December 2017.

Read SEC document
February 17, 2018 Filed Feb 21, 2018 22:31 UTC
Burke Edward J.Co-Pres., Key Community Bank
Exercise / conversionRestricted Stock Units · Derivative 10,478 $0.00 $0.00
Disclosure

SEC source: 0001294671-18-000015 · edgar.xml · derivative · entry 8

Burke Edward J. · CIK 0001609500 · Co-Pres., Key Community Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,954

Underlying: Common Shares · 10,478 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F8 · derivative.exercise_date: The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017.

F8 · derivative.expiration_date: The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017.

F9 · balance_after: Includes approximately 631 dividend-equivalent restricted stock units accrued between March and December 2017.

Read SEC document
February 17, 2018 Filed Feb 21, 2018 22:31 UTC
Burke Edward J.Co-Pres., Key Community Bank
Exercise / conversionRestricted Stock Units · Derivative 30,665 $0.00 $0.00
Disclosure

SEC source: 0001294671-18-000015 · edgar.xml · derivative · entry 7

Burke Edward J. · CIK 0001609500 · Co-Pres., Key Community Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,665

Underlying: Common Shares · 30,665 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F6 · derivative.exercise_date: The restricted stock units, granted on February 16, 2015, vest in four equal annual installments beginning on February 17, 2016.

F6 · derivative.expiration_date: The restricted stock units, granted on February 16, 2015, vest in four equal annual installments beginning on February 17, 2016.

F7 · balance_after: Includes approximately 1,231 dividend-equivalent restricted stock units accrued between March and December 2017.

Read SEC document
February 17, 2018 Filed Feb 21, 2018 22:31 UTC
Burke Edward J.Co-Pres., Key Community Bank
Exercise / conversionRestricted Stock Units · Derivative 9,473 $0.00 $0.00
Disclosure

SEC source: 0001294671-18-000015 · edgar.xml · derivative · entry 6

Burke Edward J. · CIK 0001609500 · Co-Pres., Key Community Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 9,473 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F4 · derivative.exercise_date: These restricted stock units, granted on February 17, 2014, vested in four equal annual installments ending on February 17, 2018.

F4 · derivative.expiration_date: These restricted stock units, granted on February 17, 2014, vested in four equal annual installments ending on February 17, 2018.

F5 · derivative.underlying_shares: Includes approximately 190 dividend-equivalent restricted stock units accrued between March and December 2017.

Read SEC document
February 17, 2018 Filed Feb 21, 2018 22:31 UTC
Burke Edward J.Co-Pres., Key Community Bank
Tax withholdingCommon Shares 24,833 $21.02 $521,989.66
Disclosure

SEC source: 0001294671-18-000015 · edgar.xml · nonDerivative · entry 2

Burke Edward J. · CIK 0001609500 · Co-Pres., Key Community Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,245

Read SEC document
February 17, 2018 Filed Feb 21, 2018 22:31 UTC
Burke Edward J.Co-Pres., Key Community Bank
Exercise / conversionCommon Shares 57,883 Not disclosed Not disclosed
Disclosure

SEC source: 0001294671-18-000015 · edgar.xml · nonDerivative · entry 1

Burke Edward J. · CIK 0001609500 · Co-Pres., Key Community Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,078

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

Read SEC document
February 17, 2018 Filed Feb 21, 2018 22:32 UTC
DeAngelis Robert ADir. of Qual. & Prod. Mgmt.
Exercise / conversionRestricted Stock Units · Derivative 3,991 $0.00 $0.00
Disclosure

SEC source: 0001294671-18-000016 · edgar.xml · derivative · entry 7

DeAngelis Robert A · CIK 0001572750 · Dir. of Qual. & Prod. Mgmt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,983

Underlying: Common Shares · 3,991 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F7 · derivative.exercise_date: The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017.

F7 · derivative.expiration_date: The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017.

F8 · balance_after: Includes approximately 186 dividend-equivalent restricted stock units accrued between June and December 2017.

Read SEC document
February 17, 2018 Filed Feb 21, 2018 22:32 UTC
DeAngelis Robert ADir. of Qual. & Prod. Mgmt.
Exercise / conversionRestricted Stock Units · Derivative 3,029 $0.00 $0.00
Disclosure

SEC source: 0001294671-18-000016 · edgar.xml · derivative · entry 6

DeAngelis Robert A · CIK 0001572750 · Dir. of Qual. & Prod. Mgmt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,028

Underlying: Common Shares · 3,029 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F5 · derivative.exercise_date: The restricted stock units, granted on February 16, 2015, vest in four equal annual installments beginning on February 17, 2016.

F5 · derivative.expiration_date: The restricted stock units, granted on February 16, 2015, vest in four equal annual installments beginning on February 17, 2016.

F6 · balance_after: Includes approximately 94 dividend-equivalent restricted stock units accrued between June and December 2017.

Read SEC document
February 17, 2018 Filed Feb 21, 2018 22:32 UTC
DeAngelis Robert ADir. of Qual. & Prod. Mgmt.
Exercise / conversionRestricted Stock Units · Derivative 3,367 $0.00 $0.00
Disclosure

SEC source: 0001294671-18-000016 · edgar.xml · derivative · entry 5

DeAngelis Robert A · CIK 0001572750 · Dir. of Qual. & Prod. Mgmt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 3,367 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F3 · derivative.exercise_date: The restricted stock units, granted on February 17, 2014, vested in four equal annual installments ending on February 17, 2018.

F3 · derivative.expiration_date: The restricted stock units, granted on February 17, 2014, vested in four equal annual installments ending on February 17, 2018.

F4 · derivative.underlying_shares: Includes approximately 52 dividend-equivalent restricted stock units accrued between June and December 2017.

F4 · balance_after: Includes approximately 52 dividend-equivalent restricted stock units accrued between June and December 2017.

Read SEC document
February 17, 2018 Filed Feb 21, 2018 22:32 UTC
DeAngelis Robert ADir. of Qual. & Prod. Mgmt.
Tax withholdingCommon Shares 3,154 $21.02 $66,297.08
Disclosure

SEC source: 0001294671-18-000016 · edgar.xml · nonDerivative · entry 2

DeAngelis Robert A · CIK 0001572750 · Dir. of Qual. & Prod. Mgmt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,698

Read SEC document
February 17, 2018 Filed Feb 21, 2018 22:32 UTC
DeAngelis Robert ADir. of Qual. & Prod. Mgmt.
Exercise / conversionCommon Shares 10,387 Not disclosed Not disclosed
Disclosure

SEC source: 0001294671-18-000016 · edgar.xml · nonDerivative · entry 1

DeAngelis Robert A · CIK 0001572750 · Dir. of Qual. & Prod. Mgmt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,852

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

Read SEC document
February 17, 2018 Filed Feb 21, 2018 22:31 UTC
Buffie Craig AChief Human Resources Officer
Exercise / conversionRestricted Stock Units · Derivative 4,576 $0.00 $0.00
Disclosure

SEC source: 0001294671-18-000014 · edgar.xml · derivative · entry 8

Buffie Craig A · CIK 0001572559 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,724

Underlying: Common Shares · 4,576 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F9 · derivative.exercise_date: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018.

F9 · derivative.expiration_date: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018.

F10 · balance_after: Includes approximately 368 dividend-equivalent restricted stock units accrued between March and December 2017.

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February 17, 2018 Filed Feb 21, 2018 22:31 UTC
Buffie Craig AChief Human Resources Officer
Exercise / conversionRestricted Stock Units · Derivative 6,486 $0.00 $0.00
Disclosure

SEC source: 0001294671-18-000014 · edgar.xml · derivative · entry 7

Buffie Craig A · CIK 0001572559 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,972

Underlying: Common Shares · 6,486 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F7 · derivative.exercise_date: The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017.

F7 · derivative.expiration_date: The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017.

F8 · balance_after: Includes approximately 391 dividend-equivalent restricted stock units accrued between March and December 2017.

Read SEC document
February 17, 2018 Filed Feb 21, 2018 22:31 UTC
Buffie Craig AChief Human Resources Officer
Exercise / conversionRestricted Stock Units · Derivative 4,543 $0.00 $0.00
Disclosure

SEC source: 0001294671-18-000014 · edgar.xml · derivative · entry 6

Buffie Craig A · CIK 0001572559 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,543

Underlying: Common Shares · 4,543 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F5 · derivative.exercise_date: The restricted stock units, granted on February 16, 2015, vest in four equal annual installments beginning on February 17, 2016.

F5 · derivative.expiration_date: The restricted stock units, granted on February 16, 2015, vest in four equal annual installments beginning on February 17, 2016.

F6 · balance_after: Includes approximately 181 dividend-equivalent restricted stock units accrued between March and December 2017.

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February 17, 2018 Filed Feb 21, 2018 22:31 UTC
Buffie Craig AChief Human Resources Officer
Exercise / conversionRestricted Stock Units · Derivative 5,389 $0.00 $0.00
Disclosure

SEC source: 0001294671-18-000014 · edgar.xml · derivative · entry 5

Buffie Craig A · CIK 0001572559 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 5,389 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F3 · derivative.exercise_date: The restricted stock units, granted on February 17, 2014, vested in four equal annual installments ending on February 17, 2018.

F3 · derivative.expiration_date: The restricted stock units, granted on February 17, 2014, vested in four equal annual installments ending on February 17, 2018.

F4 · derivative.underlying_shares: Includes approximately 108 dividend-equivalent restricted stock units accrued between March and December 2017.

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February 17, 2018 Filed Feb 21, 2018 22:31 UTC
Buffie Craig AChief Human Resources Officer
Tax withholdingCommon Shares 6,374 $21.02 $133,981.48
Disclosure

SEC source: 0001294671-18-000014 · edgar.xml · nonDerivative · entry 2

Buffie Craig A · CIK 0001572559 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,186

Read SEC document
February 17, 2018 Filed Feb 21, 2018 22:31 UTC
Buffie Craig AChief Human Resources Officer
Exercise / conversionCommon Shares 20,994 Not disclosed Not disclosed
Disclosure

SEC source: 0001294671-18-000014 · edgar.xml · nonDerivative · entry 1

Buffie Craig A · CIK 0001572559 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,560

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

Read SEC document
February 17, 2018 Filed Feb 21, 2018 22:30 UTC
Brady Amy G.Chief Information Officer
Exercise / conversionRestricted Stock Units · Derivative 3,668 $0.00 $0.00
Disclosure

SEC source: 0001294671-18-000013 · edgar.xml · derivative · entry 10

Brady Amy G. · CIK 0001562311 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,999

Underlying: Common Shares · 3,668 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F10 · derivative.exercise_date: These restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018.

F10 · derivative.expiration_date: These restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018.

F11 · balance_after: Includes approximately 295 dividend-equivalent restricted stock units accrued between March and December 2017.

Read SEC document
February 17, 2018 Filed Feb 21, 2018 22:30 UTC
Brady Amy G.Chief Information Officer
Exercise / conversionRestricted Stock Units · Derivative 6,486 $0.00 $0.00
Disclosure

SEC source: 0001294671-18-000013 · edgar.xml · derivative · entry 9

Brady Amy G. · CIK 0001562311 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,972

Underlying: Common Shares · 6,486 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F8 · derivative.exercise_date: The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017.

F8 · derivative.expiration_date: The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017.

F9 · balance_after: Includes approximately 391 dividend-equivalent restricted stock units accrued between March and December 2017.

Read SEC document
February 17, 2018 Filed Feb 21, 2018 22:30 UTC
Brady Amy G.Chief Information Officer
Exercise / conversionRestricted Stock Units · Derivative 4,543 $0.00 $0.00
Disclosure

SEC source: 0001294671-18-000013 · edgar.xml · derivative · entry 8

Brady Amy G. · CIK 0001562311 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,543

Underlying: Common Shares · 4,543 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F6 · derivative.exercise_date: The restricted stock units, granted on February 16, 2015, vest in four equal annual installments beginning on February 17, 2016.

F6 · derivative.expiration_date: The restricted stock units, granted on February 16, 2015, vest in four equal annual installments beginning on February 17, 2016.

F7 · balance_after: Includes approximately 183 dividend-equivalent restricted stock units accrued between March and December 2017.

Read SEC document
February 17, 2018 Filed Feb 21, 2018 22:30 UTC
Brady Amy G.Chief Information Officer
Exercise / conversionRestricted Stock Units · Derivative 4,631 $0.00 $0.00
Disclosure

SEC source: 0001294671-18-000013 · edgar.xml · derivative · entry 7

Brady Amy G. · CIK 0001562311 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 4,631 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F4 · derivative.exercise_date: The restricted stock units, granted on February 17, 2014, vested in four equal annual installments ending on February 17, 2018.

F4 · derivative.expiration_date: The restricted stock units, granted on February 17, 2014, vested in four equal annual installments ending on February 17, 2018.

F5 · derivative.underlying_shares: Includes approximately 93 dividend-equivalent restricted stock units accrued between March and December 2017.

Read SEC document
February 17, 2018 Filed Feb 21, 2018 22:30 UTC
Brady Amy G.Chief Information Officer
Tax withholdingCommon Shares 6,207 $21.02 $130,471.14
Disclosure

SEC source: 0001294671-18-000013 · edgar.xml · nonDerivative · entry 2

Brady Amy G. · CIK 0001562311 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,991

Read SEC document
February 17, 2018 Filed Feb 21, 2018 22:30 UTC
Brady Amy G.Chief Information Officer
Exercise / conversionCommon Shares 19,327 Not disclosed Not disclosed
Disclosure

SEC source: 0001294671-18-000013 · edgar.xml · nonDerivative · entry 1

Brady Amy G. · CIK 0001562311 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,198

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F2 · balance_after: Includes approximately 260 common shares acquired under the KeyCorp Amended and Restated Discount Stock Purchase Plan between August 2017 and February 2018.

Read SEC document
February 15, 2018 Filed Feb 16, 2018 21:02 UTC
Gorman Christopher M.Pres. of Banking & Vice Chair · 10% owner
Exercise / conversionOption to Buy · Derivative 65,000 $0.00 Strike: $11.16 $0.00
Disclosure

SEC source: 0001294671-18-000012 · edgar.xml · derivative · entry 4

Gorman Christopher M. · CIK 0001486643 · Pres. of Banking & Vice Chair · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 65,000 shares

Expires 2018-07-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option vested in three equal annual installments ending on July 25, 2011.

Read SEC document
February 15, 2018 Filed Feb 16, 2018 21:02 UTC
Gorman Christopher M.Pres. of Banking & Vice Chair · 10% owner
SaleCommon Shares 56,038 $20.97 $1,175,116.86
Disclosure

SEC source: 0001294671-18-000012 · edgar.xml · nonDerivative · entry 2

Gorman Christopher M. · CIK 0001486643 · Pres. of Banking & Vice Chair · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 486,551

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.96 to $20.98.

F3 · price: The reporting person may provide to KeyCorp, any security holder of KeyCorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 15, 2018 Filed Feb 16, 2018 21:02 UTC
Gorman Christopher M.Pres. of Banking & Vice Chair · 10% owner
Exercise / conversionCommon Shares 65,000 $11.16 $725,400.00
Disclosure

SEC source: 0001294671-18-000012 · edgar.xml · nonDerivative · entry 1

Gorman Christopher M. · CIK 0001486643 · Pres. of Banking & Vice Chair · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 542,589

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes approximately 2,052 common shares acquired through dividend reinvestments in December 2017 and approximately 98 common shares acquired under the KeyCorp Amended and Restated Discount Stock Purchase Plan between November 2017 and January 2018.

Read SEC document
January 29, 2018 Filed Jan 30, 2018 22:00 UTC
Midkiff Mark WChief Risk Officer
PurchaseCommon Shares 458 $21.83 $9,998.14
Disclosure

SEC source: 0001294671-18-000010 · edgar.xml · nonDerivative · entry 1

Midkiff Mark W · CIK 0001728747 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 458

Read SEC document
January 26, 2018 Filed Jan 30, 2018 22:00 UTC
Paine Andrew J IIICo-Head Corporate Bank
GiftCommon Shares 2,300 $0.00 $0.00
Disclosure

SEC source: 0001294671-18-000011 · edgar.xml · nonDerivative · entry 1

Paine Andrew J III · CIK 0001669883 · Co-Head Corporate Bank

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 26,930

Read SEC document
January 22, 2018 Filed Jan 24, 2018 22:05 UTC
Buffie Craig AChief Human Resources Officer
Exercise / conversionOption to Buy · Derivative 7,594 $0.00 Strike: $10.49 $0.00
Disclosure

SEC source: 0001294671-18-000008 · edgar.xml · derivative · entry 6

Buffie Craig A · CIK 0001572559 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,779

Underlying: Common Shares · 7,594 shares

Expires 2026-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vests in four equal annual installments, beginning on February 15, 2017.

Read SEC document
January 22, 2018 Filed Jan 24, 2018 22:05 UTC
Buffie Craig AChief Human Resources Officer
Exercise / conversionOption to Buy · Derivative 4,225 $0.00 Strike: $9.33 $0.00
Disclosure

SEC source: 0001294671-18-000008 · edgar.xml · derivative · entry 5

Buffie Craig A · CIK 0001572559 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 4,225 shares

Expires 2023-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option vested in four equal annual installments ending on March 1, 2017.

Read SEC document
January 22, 2018 Filed Jan 24, 2018 22:05 UTC
Buffie Craig AChief Human Resources Officer
SaleCommon Shares 7,594 $21.21 $161,068.74
Disclosure

SEC source: 0001294671-18-000008 · edgar.xml · nonDerivative · entry 4

Buffie Craig A · CIK 0001572559 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,566

Read SEC document
January 22, 2018 Filed Jan 24, 2018 22:05 UTC
Buffie Craig AChief Human Resources Officer
Exercise / conversionCommon Shares 7,594 $10.49 $79,661.06
Disclosure

SEC source: 0001294671-18-000008 · edgar.xml · nonDerivative · entry 3

Buffie Craig A · CIK 0001572559 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,160

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.