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KEYCORP /NEW/

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3220
SEC CIK
0000091576
Parsed reports
868

Last 12 months

Inside the activity.

0 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202602
Feb 202601
Mar 202600
Apr 202600
May 202601
Jun 202601
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 24, 2020 Filed Feb 26, 2020 21:22 UTC
Beazer CraigT TGeneral Counsel and Secretary
GrantRestricted Stock Units · Derivative 5,268 $0.00 $0.00
Disclosure

SEC source: 0001799551-20-000024 · edgar.xml · derivative · entry 2

Beazer CraigT T · CIK 0001799551 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,268

Underlying: Common Shares · 5,268 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F2 · derivative.exercise_date: The restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021.

F2 · derivative.expiration_date: The restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 21:22 UTC
Alexander Victor BHead of Consumer Bank
GrantOption to Buy · Derivative 11,824 $0.00 Strike: $18.98 $0.00
Disclosure

SEC source: 0001799551-20-000023 · edgar.xml · derivative · entry 4

Alexander Victor B · CIK 0001800760 · Head of Consumer Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,824

Underlying: Common Shares · 11,824 shares

Expires 2030-02-24

F4 · derivative.exercise_date: The option to buy, granted on February 24, 2020, vests in four equal annual installments beginning on February 24, 2021.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 21:22 UTC
Alexander Victor BHead of Consumer Bank
GrantRestricted Stock Units · Derivative 8,034 $0.00 $0.00
Disclosure

SEC source: 0001799551-20-000023 · edgar.xml · derivative · entry 3

Alexander Victor B · CIK 0001800760 · Head of Consumer Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,034

Underlying: Common Shares · 8,034 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F3 · derivative.exercise_date: The restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021.

F3 · derivative.expiration_date: The restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021.

Read SEC document
February 20, 2020 Filed Feb 21, 2020 22:05 UTC
Brady Amy G.Chief Information Officer
Exercise / conversionRestricted Stock Units · Derivative 19,229 $0.00 $0.00
Disclosure

SEC source: 0001799551-20-000022 · edgar.xml · derivative · entry 3

Brady Amy G. · CIK 0001562311 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 19,229 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F2 · derivative.exercise_date: These restricted stock units, granted on February 20, 2017, vested in three equal annual installments ending on February 20, 2020.

F2 · derivative.expiration_date: These restricted stock units, granted on February 20, 2017, vested in three equal annual installments ending on February 20, 2020.

F3 · derivative.underlying_shares: Includes approximately 733 dividend-equivalent restricted stock units accrued between March and December 2019.

Read SEC document
February 20, 2020 Filed Feb 21, 2020 22:05 UTC
Brady Amy G.Chief Information Officer
Tax withholdingCommon Shares 7,593 $20.02 $152,011.86
Disclosure

SEC source: 0001799551-20-000022 · edgar.xml · nonDerivative · entry 2

Brady Amy G. · CIK 0001562311 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,262

Read SEC document
February 20, 2020 Filed Feb 21, 2020 22:05 UTC
Brady Amy G.Chief Information Officer
Exercise / conversionCommon Shares 19,229 Not disclosed Not disclosed
Disclosure

SEC source: 0001799551-20-000022 · edgar.xml · nonDerivative · entry 1

Brady Amy G. · CIK 0001562311 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,855

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:48 UTC
Ryan Kevin ThomasChief Risk Review Officer
Exercise / conversionRestricted Stock Units · Derivative 1,900 $0.00 $0.00
Disclosure

SEC source: 0001799551-20-000020 · edgar.xml · derivative · entry 9

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,699

Underlying: Common Shares · 1,900 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F10 · derivative.exercise_date: The restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020.

F10 · derivative.expiration_date: The restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020.

F11 · balance_after: Includes approximately 290 dividend-equivalent restricted stock units accrued between March and December 2019.

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:48 UTC
Ryan Kevin ThomasChief Risk Review Officer
Exercise / conversionRestricted Stock Units · Derivative 1,631 $0.00 $0.00
Disclosure

SEC source: 0001799551-20-000020 · edgar.xml · derivative · entry 8

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,263

Underlying: Common Shares · 1,631 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F8 · derivative.exercise_date: The restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019.

F8 · derivative.expiration_date: The restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019.

F9 · balance_after: Includes approximately 187 dividend-equivalent restricted stock units accrued between March and December 2019.

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:48 UTC
Ryan Kevin ThomasChief Risk Review Officer
Exercise / conversionRestricted Stock Units · Derivative 2,001 $0.00 $0.00
Disclosure

SEC source: 0001799551-20-000020 · edgar.xml · derivative · entry 7

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,001

Underlying: Common Shares · 2,001 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F6 · derivative.exercise_date: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018.

F6 · derivative.expiration_date: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018.

F7 · balance_after: Includes approximately 152 dividend-equivalent restricted stock units accrued between March and December 2019.

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:48 UTC
Ryan Kevin ThomasChief Risk Review Officer
Exercise / conversionRestricted Stock Units · Derivative 4,412 $0.00 $0.00
Disclosure

SEC source: 0001799551-20-000020 · edgar.xml · derivative · entry 6

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 4,412 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F4 · derivative.exercise_date: The restricted stock units, granted on February 15, 2016, vested in four equal annual installments ending on February 17, 2020.

F4 · derivative.expiration_date: The restricted stock units, granted on February 15, 2016, vested in four equal annual installments ending on February 17, 2020.

F5 · derivative.underlying_shares: Includes approximately 168 dividend-equivalent restricted stock units accrued between March and December 2019.

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:48 UTC
Ryan Kevin ThomasChief Risk Review Officer
Tax withholdingCommon Shares 2,398 $19.73 $47,312.54
Disclosure

SEC source: 0001799551-20-000020 · edgar.xml · nonDerivative · entry 4

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,339

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:48 UTC
Ryan Kevin ThomasChief Risk Review Officer
GrantCommon Shares 7,901 Not disclosed Not disclosed
Disclosure

SEC source: 0001799551-20-000020 · edgar.xml · nonDerivative · entry 3

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,737

F2 · price: These shares were received for no consideration upon the satisfaction of certain performance criteria underlying the performance share units granted on February 20, 2017.

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:48 UTC
Ryan Kevin ThomasChief Risk Review Officer
Tax withholdingCommon Shares 3,014 $19.73 $59,466.22
Disclosure

SEC source: 0001799551-20-000020 · edgar.xml · nonDerivative · entry 2

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,836

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:48 UTC
Ryan Kevin ThomasChief Risk Review Officer
Exercise / conversionCommon Shares 9,944 Not disclosed Not disclosed
Disclosure

SEC source: 0001799551-20-000020 · edgar.xml · nonDerivative · entry 1

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,850

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:43 UTC
Fishel Brian LChief Human Resources Officer
Exercise / conversionRestricted Stock Units · Derivative 2,672 $0.00 $0.00
Disclosure

SEC source: 0001799551-20-000011 · edgar.xml · derivative · entry 6

Fishel Brian L · CIK 0001742183 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,014

Underlying: Common Shares · 2,672 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F8 · derivative.exercise_date: These restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020.

F8 · derivative.expiration_date: These restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020.

F9 · balance_after: Includes approximately 407 dividend-equivalent restricted stock units accrued between March and December 2019.

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:43 UTC
Fishel Brian LChief Human Resources Officer
Exercise / conversionRestricted Stock Units · Derivative 1,912 $0.00 $0.00
Disclosure

SEC source: 0001799551-20-000011 · edgar.xml · derivative · entry 5

Fishel Brian L · CIK 0001742183 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,824

Underlying: Common Shares · 1,912 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F6 · derivative.exercise_date: The restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019.

F6 · derivative.expiration_date: The restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019.

F7 · balance_after: Includes approximately 219 dividend-equivalent restricted stock units accrued between March and December 2019.

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:43 UTC
Fishel Brian LChief Human Resources Officer
Exercise / conversionRestricted Stock Units · Derivative 2,164 $0.00 $0.00
Disclosure

SEC source: 0001799551-20-000011 · edgar.xml · derivative · entry 4

Fishel Brian L · CIK 0001742183 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,163

Underlying: Common Shares · 2,164 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F4 · derivative.exercise_date: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018.

F4 · derivative.expiration_date: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018.

F5 · balance_after: Includes approximately 165 dividend-equivalent restricted stock units accrued between March and December 2019.

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:43 UTC
Fishel Brian LChief Human Resources Officer
Exercise / conversionRestricted Stock Units · Derivative 3,609 $0.00 $0.00
Disclosure

SEC source: 0001799551-20-000011 · edgar.xml · derivative · entry 3

Fishel Brian L · CIK 0001742183 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 3,609 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F2 · derivative.exercise_date: The restricted stock units, granted on February 15, 2016, vested in four equal annual installments ending on February 17, 2020.

F2 · derivative.expiration_date: The restricted stock units, granted on February 15, 2016, vested in four equal annual installments ending on February 17, 2020.

F3 · derivative.underlying_shares: Includes approximately 138 dividend-equivalent restricted stock units accrued between March and December 2019.

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:43 UTC
Fishel Brian LChief Human Resources Officer
Tax withholdingCommon Shares 3,351 $19.73 $66,115.23
Disclosure

SEC source: 0001799551-20-000011 · edgar.xml · nonDerivative · entry 2

Fishel Brian L · CIK 0001742183 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,241

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:43 UTC
Fishel Brian LChief Human Resources Officer
Exercise / conversionCommon Shares 10,357 Not disclosed Not disclosed
Disclosure

SEC source: 0001799551-20-000011 · edgar.xml · nonDerivative · entry 1

Fishel Brian L · CIK 0001742183 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,592

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:48 UTC
Schosser Douglas MChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 1,633 $0.00 $0.00
Disclosure

SEC source: 0001799551-20-000021 · edgar.xml · derivative · entry 9

Schosser Douglas M · CIK 0001390812 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,898

Underlying: Common Shares · 1,633 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F10 · derivative.exercise_date: The restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020.

F10 · derivative.expiration_date: The restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020.

F11 · balance_after: Includes approximately 249 dividend-equivalent restricted stock units accrued between March and December 2019.

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:48 UTC
Schosser Douglas MChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 1,497 $0.00 $0.00
Disclosure

SEC source: 0001799551-20-000021 · edgar.xml · derivative · entry 8

Schosser Douglas M · CIK 0001390812 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,995

Underlying: Common Shares · 1,497 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F8 · derivative.exercise_date: The restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019.

F8 · derivative.expiration_date: The restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019.

F9 · balance_after: Includes approximately 171 dividend-equivalent restricted stock units accrued between March and December 2019.

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:48 UTC
Schosser Douglas MChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 1,982 $0.00 $0.00
Disclosure

SEC source: 0001799551-20-000021 · edgar.xml · derivative · entry 7

Schosser Douglas M · CIK 0001390812 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,982

Underlying: Common Shares · 1,982 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F6 · derivative.exercise_date: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018.

F6 · derivative.expiration_date: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018.

F7 · balance_after: Includes approximately 151 dividend-equivalent restricted stock units accrued between March and December 2019.

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:48 UTC
Schosser Douglas MChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 2,673 $0.00 $0.00
Disclosure

SEC source: 0001799551-20-000021 · edgar.xml · derivative · entry 6

Schosser Douglas M · CIK 0001390812 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 2,673 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F4 · derivative.exercise_date: The restricted stock units, granted on February 15, 2016, vested in four equal annual installments ending on February 17, 2020.

F4 · derivative.expiration_date: The restricted stock units, granted on February 15, 2016, vested in four equal annual installments ending on February 17, 2020.

F5 · derivative.underlying_shares: Includes approximately 102 dividend-equivalent restricted stock units accrued between March and December 2019.

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:48 UTC
Schosser Douglas MChief Accounting Officer
Tax withholdingCommon Shares 1,799 $19.73 $35,494.27
Disclosure

SEC source: 0001799551-20-000021 · edgar.xml · nonDerivative · entry 4

Schosser Douglas M · CIK 0001390812 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,692

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:48 UTC
Schosser Douglas MChief Accounting Officer
GrantCommon Shares 5,925 Not disclosed Not disclosed
Disclosure

SEC source: 0001799551-20-000021 · edgar.xml · nonDerivative · entry 3

Schosser Douglas M · CIK 0001390812 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,491

F2 · price: These shares were received for no consideration upon the satisfaction of certain performance criteria underlying the performance share units granted on February 20, 2017.

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:48 UTC
Schosser Douglas MChief Accounting Officer
Tax withholdingCommon Shares 2,610 $19.73 $51,495.30
Disclosure

SEC source: 0001799551-20-000021 · edgar.xml · nonDerivative · entry 2

Schosser Douglas M · CIK 0001390812 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,566

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:48 UTC
Schosser Douglas MChief Accounting Officer
Exercise / conversionCommon Shares 7,785 Not disclosed Not disclosed
Disclosure

SEC source: 0001799551-20-000021 · edgar.xml · nonDerivative · entry 1

Schosser Douglas M · CIK 0001390812 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,176

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:47 UTC
MOONEY BETH EDirector · Chairman and CEO
Exercise / conversionRestricted Stock Units · Derivative 37,881 $0.00 $0.00
Disclosure

SEC source: 0001799551-20-000018 · edgar.xml · derivative · entry 9

MOONEY BETH E · CIK 0001217178 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,638

Underlying: Common Shares · 37,881 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F10 · derivative.exercise_date: The restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020.

F10 · derivative.expiration_date: The restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020.

F11 · balance_after: Includes approximately 5,774 dividend-equivalent restricted stock units accrued between March and December 2019.

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:47 UTC
MOONEY BETH EDirector · Chairman and CEO
Exercise / conversionRestricted Stock Units · Derivative 27,153 $0.00 $0.00
Disclosure

SEC source: 0001799551-20-000018 · edgar.xml · derivative · entry 8

MOONEY BETH E · CIK 0001217178 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,307

Underlying: Common Shares · 27,153 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F8 · derivative.exercise_date: The restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019.

F8 · derivative.expiration_date: The restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019.

F9 · balance_after: Includes approximately 3,104 dividend-equivalent restricted stock units accrued between March and December 2019.

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:47 UTC
MOONEY BETH EDirector · Chairman and CEO
Exercise / conversionRestricted Stock Units · Derivative 25,384 $0.00 $0.00
Disclosure

SEC source: 0001799551-20-000018 · edgar.xml · derivative · entry 7

MOONEY BETH E · CIK 0001217178 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,383

Underlying: Common Shares · 25,384 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F6 · derivative.exercise_date: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018.

F6 · derivative.expiration_date: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018.

F7 · balance_after: Includes approximately 1,935 dividend-equivalent restricted stock units accrued between March and December 2019.

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:47 UTC
MOONEY BETH EDirector · Chairman and CEO
Exercise / conversionRestricted Stock Units · Derivative 47,061 $0.00 $0.00
Disclosure

SEC source: 0001799551-20-000018 · edgar.xml · derivative · entry 6

MOONEY BETH E · CIK 0001217178 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 47,061 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F4 · derivative.exercise_date: The restricted stock units, granted on February 15, 2016, vested in four equal annual installments ending on February 17, 2020.

F4 · derivative.expiration_date: The restricted stock units, granted on February 15, 2016, vested in four equal annual installments ending on February 17, 2020.

F5 · derivative.underlying_shares: Includes approximately 1,793 dividend-equivalent restricted stock units accrued between March and December 2019.

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:47 UTC
MOONEY BETH EDirector · Chairman and CEO
Tax withholdingCommon Shares 53,710 $19.73 $1,059,698.30
Disclosure

SEC source: 0001799551-20-000018 · edgar.xml · nonDerivative · entry 4

MOONEY BETH E · CIK 0001217178 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,368,429

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:47 UTC
MOONEY BETH EDirector · Chairman and CEO
GrantCommon Shares 115,878 Not disclosed Not disclosed
Disclosure

SEC source: 0001799551-20-000018 · edgar.xml · nonDerivative · entry 3

MOONEY BETH E · CIK 0001217178 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,422,139

F2 · price: These shares were received for no consideration upon the satisfaction of certain performance criteria underlying the performance share units granted on February 20, 2017.

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:47 UTC
MOONEY BETH EDirector · Chairman and CEO
Tax withholdingCommon Shares 56,093 $19.73 $1,106,714.89
Disclosure

SEC source: 0001799551-20-000018 · edgar.xml · nonDerivative · entry 2

MOONEY BETH E · CIK 0001217178 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,306,261

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:47 UTC
MOONEY BETH EDirector · Chairman and CEO
Exercise / conversionCommon Shares 137,479 Not disclosed Not disclosed
Disclosure

SEC source: 0001799551-20-000018 · edgar.xml · nonDerivative · entry 1

MOONEY BETH E · CIK 0001217178 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,362,354

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:47 UTC
Paine Andrew J IIIHead of Institutional Bank
Exercise / conversionRestricted Stock Units · Derivative 11,875 $0.00 $0.00
Disclosure

SEC source: 0001799551-20-000019 · edgar.xml · derivative · entry 11

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,624

Underlying: Common Shares · 11,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F10 · derivative.exercise_date: The restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020.

F10 · derivative.expiration_date: The restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020.

F11 · balance_after: Includes approximately 1,810 dividend-equivalent restricted stock units accrued between March and December 2019.

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:47 UTC
Paine Andrew J IIIHead of Institutional Bank
Exercise / conversionRestricted Stock Units · Derivative 9,689 $0.00 $0.00
Disclosure

SEC source: 0001799551-20-000019 · edgar.xml · derivative · entry 10

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,377

Underlying: Common Shares · 9,689 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F8 · derivative.exercise_date: The restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019.

F8 · derivative.expiration_date: The restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019.

F9 · balance_after: Includes approximately 1,108 dividend-equivalent restricted stock units accrued between March and December 2019.

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:47 UTC
Paine Andrew J IIIHead of Institutional Bank
Exercise / conversionRestricted Stock Units · Derivative 10,384 $0.00 $0.00
Disclosure

SEC source: 0001799551-20-000019 · edgar.xml · derivative · entry 9

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,384

Underlying: Common Shares · 10,384 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F6 · derivative.exercise_date: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018.

F6 · derivative.expiration_date: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018.

F7 · balance_after: Includes approximately 791 dividend-equivalent restricted stock units accrued between March and December 2019.

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:47 UTC
Paine Andrew J IIIHead of Institutional Bank
Exercise / conversionRestricted Stock Units · Derivative 30,884 $0.00 $0.00
Disclosure

SEC source: 0001799551-20-000019 · edgar.xml · derivative · entry 8

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 30,884 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F4 · derivative.exercise_date: These restricted stock units, granted on February 15, 2016, vested in four equal annual installments ending on February 17, 2020.

F4 · derivative.expiration_date: These restricted stock units, granted on February 15, 2016, vested in four equal annual installments ending on February 17, 2020.

F5 · derivative.underlying_shares: Includes approximately 1,177 dividend-equivalent restricted stock units accrued between March and December 2019.

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:47 UTC
Paine Andrew J IIIHead of Institutional Bank
Tax withholdingCommon Shares 21,498 $19.73 $424,155.54
Disclosure

SEC source: 0001799551-20-000019 · edgar.xml · nonDerivative · entry 4

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,153

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:47 UTC
Paine Andrew J IIIHead of Institutional Bank
GrantCommon Shares 47,404 Not disclosed Not disclosed
Disclosure

SEC source: 0001799551-20-000019 · edgar.xml · nonDerivative · entry 3

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,650

F2 · price: These shares were received for no consideration upon the satisfaction of certain performance criteria underlying the performance share units granted on February 20, 2017.

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:47 UTC
Paine Andrew J IIIHead of Institutional Bank
Tax withholdingCommon Shares 21,054 $19.73 $415,395.42
Disclosure

SEC source: 0001799551-20-000019 · edgar.xml · nonDerivative · entry 2

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,246

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:47 UTC
Paine Andrew J IIIHead of Institutional Bank
Exercise / conversionCommon Shares 62,830 Not disclosed Not disclosed
Disclosure

SEC source: 0001799551-20-000019 · edgar.xml · nonDerivative · entry 1

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:47 UTC
Midkiff Mark WChief Risk Officer
Exercise / conversionRestricted Stock Units · Derivative 6,531 $0.00 $0.00
Disclosure

SEC source: 0001799551-20-000017 · edgar.xml · derivative · entry 3

Midkiff Mark W · CIK 0001728747 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,593

Underlying: Common Shares · 6,531 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F2 · derivative.exercise_date: The restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020.

F2 · derivative.expiration_date: The restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020.

F3 · balance_after: Includes approximately 996 dividend-equivalent restricted stock units accrued between March and December 2019.

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:47 UTC
Midkiff Mark WChief Risk Officer
Tax withholdingCommon Shares 1,983 $19.73 $39,124.59
Disclosure

SEC source: 0001799551-20-000017 · edgar.xml · nonDerivative · entry 2

Midkiff Mark W · CIK 0001728747 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,580

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:47 UTC
Midkiff Mark WChief Risk Officer
Exercise / conversionCommon Shares 6,531 Not disclosed Not disclosed
Disclosure

SEC source: 0001799551-20-000017 · edgar.xml · nonDerivative · entry 1

Midkiff Mark W · CIK 0001728747 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,563

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:46 UTC
Mago Angela GHead of Commercial Bank
Exercise / conversionRestricted Stock Units · Derivative 8,164 $0.00 $0.00
Disclosure

SEC source: 0001799551-20-000016 · edgar.xml · derivative · entry 8

Mago Angela G · CIK 0001669893 · Head of Commercial Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,490

Underlying: Common Shares · 8,164 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F9 · derivative.exercise_date: The restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020.

F9 · derivative.expiration_date: The restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020.

F10 · balance_after: Includes approximately 1,244 dividend-equivalent restricted stock units accrued between March and December 2019.

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:46 UTC
Mago Angela GHead of Commercial Bank
Exercise / conversionRestricted Stock Units · Derivative 5,864 $0.00 $0.00
Disclosure

SEC source: 0001799551-20-000016 · edgar.xml · derivative · entry 7

Mago Angela G · CIK 0001669893 · Head of Commercial Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,727

Underlying: Common Shares · 5,864 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F7 · derivative.exercise_date: The restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019.

F7 · derivative.expiration_date: The restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019.

F8 · balance_after: Includes approximately 670 dividend-equivalent restricted stock units accrued between March and December 2019.

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:46 UTC
Mago Angela GHead of Commercial Bank
Exercise / conversionRestricted Stock Units · Derivative 6,058 $0.00 $0.00
Disclosure

SEC source: 0001799551-20-000016 · edgar.xml · derivative · entry 6

Mago Angela G · CIK 0001669893 · Head of Commercial Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,057

Underlying: Common Shares · 6,058 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F5 · derivative.exercise_date: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018.

F5 · derivative.expiration_date: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018.

F6 · balance_after: Includes approximately 462 dividend-equivalent restricted stock units accrued between March and December 2019.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.