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Nasdaq · USD

KDP

Keurig Dr Pepper Inc.

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3055
SEC CIK
0001418135
Parsed reports
687

Last 12 months

Inside the activity.

1 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202610
Sep 202603
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 09, 2018 Filed Jul 10, 2018 07:56 UTC
Johnston James J. JRExecutive Vice President
Exercise / conversionCommon Stock 4,729 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-042053 · doc4.xml · nonDerivative · entry 1

Johnston James J. JR · CIK 0001432612 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,591

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS vested and as soon as administratively possible following the effective time will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount.

Read SEC document
July 09, 2018 Filed Jul 10, 2018 07:55 UTC
Hobson Derry L.Executive Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 20,102 $0.00 Strike: $94.62 $0.00
Disclosure

SEC source: 0001209191-18-042052 · doc4.xml · derivative · entry 17

Hobson Derry L. · CIK 0001432446 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,102 shares

Expires 2027-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding DPS stock option was converted into a right of the holder of such DPS stock option to receive as soon as administratively practicable following the effective time (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS stock option, and (ii) an amount in cash equal to the number of shares underlying such DPS stock option multiplied by the difference between the special cash dividend per share amount and the exercise price per share of such DPS stock option as of immediately prior to the record date for the special cash dividend.

F13 · derivative.exercise_date: This option was granted on March 2, 2017 pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and was to vest in three equal annual installments on each anniversary date of the grant commencing on March 2, 2018.

Read SEC document
July 09, 2018 Filed Jul 10, 2018 07:55 UTC
Hobson Derry L.Executive Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 12,088 $0.00 Strike: $91.98 $0.00
Disclosure

SEC source: 0001209191-18-042052 · doc4.xml · derivative · entry 16

Hobson Derry L. · CIK 0001432446 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,088 shares

Expires 2026-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding DPS stock option was converted into a right of the holder of such DPS stock option to receive as soon as administratively practicable following the effective time (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS stock option, and (ii) an amount in cash equal to the number of shares underlying such DPS stock option multiplied by the difference between the special cash dividend per share amount and the exercise price per share of such DPS stock option as of immediately prior to the record date for the special cash dividend.

F12 · derivative.exercise_date: This option was granted March 2, 2016 pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and was to vest in three equal annual installments on each anniversary date of the grant commencing on March 2, 2017.

Read SEC document
July 09, 2018 Filed Jul 10, 2018 07:55 UTC
Hobson Derry L.Executive Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 6,507 $0.00 Strike: $79.20 $0.00
Disclosure

SEC source: 0001209191-18-042052 · doc4.xml · derivative · entry 15

Hobson Derry L. · CIK 0001432446 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,507 shares

Expires 2025-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding DPS stock option was converted into a right of the holder of such DPS stock option to receive as soon as administratively practicable following the effective time (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS stock option, and (ii) an amount in cash equal to the number of shares underlying such DPS stock option multiplied by the difference between the special cash dividend per share amount and the exercise price per share of such DPS stock option as of immediately prior to the record date for the special cash dividend.

F11 · derivative.exercise_date: This option was granted on March 2, 2015 pursuant to Issuer's Omnibus Stock Incentive Plan of 2009 and is fully vested.

Read SEC document
July 09, 2018 Filed Jul 10, 2018 07:55 UTC
Hobson Derry L.Executive Vice President
Exercise / conversionRestricted Stock Unit · Derivative 8,602 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-042052 · doc4.xml · derivative · entry 14

Hobson Derry L. · CIK 0001432446 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,602 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of the Issuer's Common Stock and was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009.

F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS vested and as soon as administratively possible following the effective time will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount.

F10 · derivative.exercise_date: These restricted stock units were to vest on March 4, 2021.

F10 · derivative.expiration_date: These restricted stock units were to vest on March 4, 2021.

Read SEC document
July 09, 2018 Filed Jul 10, 2018 07:55 UTC
Hobson Derry L.Executive Vice President
Exercise / conversionRestricted Stock Unit · Derivative 3,170 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-042052 · doc4.xml · derivative · entry 13

Hobson Derry L. · CIK 0001432446 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,170 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of the Issuer's Common Stock and was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009.

F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS vested and as soon as administratively possible following the effective time will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount.

F9 · derivative.exercise_date: These restricted stock units were to vest on March 4, 2020.

F9 · derivative.expiration_date: These restricted stock units were to vest on March 4, 2020.

Read SEC document
July 09, 2018 Filed Jul 10, 2018 07:55 UTC
Hobson Derry L.Executive Vice President
Exercise / conversionRestricted Stock Unit · Derivative 2,935 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-042052 · doc4.xml · derivative · entry 12

Hobson Derry L. · CIK 0001432446 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,935 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of the Issuer's Common Stock and was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009.

F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS vested and as soon as administratively possible following the effective time will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount.

F8 · derivative.exercise_date: These restricted stock units were to vest on March 2, 2019.

F8 · derivative.expiration_date: These restricted stock units were to vest on March 2, 2019.

Read SEC document
July 09, 2018 Filed Jul 10, 2018 07:55 UTC
Hobson Derry L.Executive Vice President
Exercise / conversionCommon Stock 5,444 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-042052 · doc4.xml · nonDerivative · entry 11

Hobson Derry L. · CIK 0001432446 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,348

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · kind: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding Performance Stock Unit ("PSU") (with DPS PSUs vesting at target performance levels or at such higher performance levels as may be required pursuant to the applicable terms of a DPS benefit plan) vested and as soon as administratively possible following the effective time will be settled in exchange for (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS PSU, and (ii) an amount in cash equal to the number of shares underlying such DPS PSU multiplied by the special cash dividend per share amount.

Read SEC document
July 09, 2018 Filed Jul 10, 2018 07:55 UTC
Hobson Derry L.Executive Vice President
Exercise / conversionCommon Stock 5,157 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-042052 · doc4.xml · nonDerivative · entry 10

Hobson Derry L. · CIK 0001432446 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · kind: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding Performance Stock Unit ("PSU") (with DPS PSUs vesting at target performance levels or at such higher performance levels as may be required pursuant to the applicable terms of a DPS benefit plan) vested and as soon as administratively possible following the effective time will be settled in exchange for (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS PSU, and (ii) an amount in cash equal to the number of shares underlying such DPS PSU multiplied by the special cash dividend per share amount.

Read SEC document
July 09, 2018 Filed Jul 10, 2018 07:55 UTC
Hobson Derry L.Executive Vice President
Exercise / conversionCommon Stock 20,102 $94.62 $1,902,051.24
Disclosure

SEC source: 0001209191-18-042052 · doc4.xml · nonDerivative · entry 9

Hobson Derry L. · CIK 0001432446 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,747

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding DPS stock option was converted into a right of the holder of such DPS stock option to receive as soon as administratively practicable following the effective time (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS stock option, and (ii) an amount in cash equal to the number of shares underlying such DPS stock option multiplied by the difference between the special cash dividend per share amount and the exercise price per share of such DPS stock option as of immediately prior to the record date for the special cash dividend.

Read SEC document
July 09, 2018 Filed Jul 10, 2018 07:55 UTC
Hobson Derry L.Executive Vice President
Exercise / conversionCommon Stock 12,088 $91.98 $1,111,854.24
Disclosure

SEC source: 0001209191-18-042052 · doc4.xml · nonDerivative · entry 8

Hobson Derry L. · CIK 0001432446 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,645

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding DPS stock option was converted into a right of the holder of such DPS stock option to receive as soon as administratively practicable following the effective time (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS stock option, and (ii) an amount in cash equal to the number of shares underlying such DPS stock option multiplied by the difference between the special cash dividend per share amount and the exercise price per share of such DPS stock option as of immediately prior to the record date for the special cash dividend.

Read SEC document
July 09, 2018 Filed Jul 10, 2018 07:55 UTC
Hobson Derry L.Executive Vice President
Exercise / conversionCommon Stock 6,507 $79.20 $515,354.40
Disclosure

SEC source: 0001209191-18-042052 · doc4.xml · nonDerivative · entry 7

Hobson Derry L. · CIK 0001432446 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,557

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding DPS stock option was converted into a right of the holder of such DPS stock option to receive as soon as administratively practicable following the effective time (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS stock option, and (ii) an amount in cash equal to the number of shares underlying such DPS stock option multiplied by the difference between the special cash dividend per share amount and the exercise price per share of such DPS stock option as of immediately prior to the record date for the special cash dividend.

Read SEC document
July 09, 2018 Filed Jul 10, 2018 07:55 UTC
Hobson Derry L.Executive Vice President
OtherCommon Stock 41 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-042052 · doc4.xml · nonDerivative · entry 6

Hobson Derry L. · CIK 0001432446 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,050

F4 · kind: These shares are restricted stock units acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in row (5) above.

Read SEC document
July 09, 2018 Filed Jul 10, 2018 07:55 UTC
Hobson Derry L.Executive Vice President
Exercise / conversionCommon Stock 8,602 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-042052 · doc4.xml · nonDerivative · entry 5

Hobson Derry L. · CIK 0001432446 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,009

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS vested and as soon as administratively possible following the effective time will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount.

Read SEC document
July 09, 2018 Filed Jul 10, 2018 07:55 UTC
Hobson Derry L.Executive Vice President
OtherCommon Stock 96 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-042052 · doc4.xml · nonDerivative · entry 4

Hobson Derry L. · CIK 0001432446 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,407

F3 · kind: These shares are restricted stock units acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in row (3) above.

Read SEC document
July 09, 2018 Filed Jul 10, 2018 07:55 UTC
Hobson Derry L.Executive Vice President
Exercise / conversionCommon Stock 3,170 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-042052 · doc4.xml · nonDerivative · entry 3

Hobson Derry L. · CIK 0001432446 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,311

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS vested and as soon as administratively possible following the effective time will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount.

Read SEC document
July 09, 2018 Filed Jul 10, 2018 07:55 UTC
Hobson Derry L.Executive Vice President
OtherCommon Stock 159 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-042052 · doc4.xml · nonDerivative · entry 2

Hobson Derry L. · CIK 0001432446 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,141

F2 · kind: These shares are restricted stock units acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in row (1) above.

Read SEC document
July 09, 2018 Filed Jul 10, 2018 07:55 UTC
Hobson Derry L.Executive Vice President
Exercise / conversionCommon Stock 2,935 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-042052 · doc4.xml · nonDerivative · entry 1

Hobson Derry L. · CIK 0001432446 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,982

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS vested and as soon as administratively possible following the effective time will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount.

Read SEC document
July 09, 2018 Filed Jul 10, 2018 07:40 UTC
Baldwin James L. JRExecutive Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 21,107 $0.00 Strike: $94.62 $0.00
Disclosure

SEC source: 0001209191-18-042048 · doc4.xml · derivative · entry 17

Baldwin James L. JR · CIK 0001432449 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,107 shares

Expires 2027-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding DPS stock option was converted into a right of the holder of such DPS stock option to receive as soon as administratively practicable following the effective time (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS stock option, and (ii) an amount in cash equal to the number of shares underlying such DPS stock option multiplied by the difference between the special cash dividend per share amount and the exercise price per share of such DPS stock option as of immediately prior to the record date for the special cash dividend.

F13 · derivative.exercise_date: This option was granted on March 2, 2017 pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and was to vest in three equal annual installments on each anniversary date of the grant commencing on March 2, 2018.

Read SEC document
July 09, 2018 Filed Jul 10, 2018 07:40 UTC
Baldwin James L. JRExecutive Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 20,148 $0.00 Strike: $91.98 $0.00
Disclosure

SEC source: 0001209191-18-042048 · doc4.xml · derivative · entry 16

Baldwin James L. JR · CIK 0001432449 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,148 shares

Expires 2026-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding DPS stock option was converted into a right of the holder of such DPS stock option to receive as soon as administratively practicable following the effective time (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS stock option, and (ii) an amount in cash equal to the number of shares underlying such DPS stock option multiplied by the difference between the special cash dividend per share amount and the exercise price per share of such DPS stock option as of immediately prior to the record date for the special cash dividend.

F12 · derivative.exercise_date: This option was granted March 2, 2016 pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and was to vest in three equal annual installments on each anniversary date of the grant commencing on March 2, 2017.

Read SEC document
July 09, 2018 Filed Jul 10, 2018 07:40 UTC
Baldwin James L. JRExecutive Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 6,876 $0.00 Strike: $79.20 $0.00
Disclosure

SEC source: 0001209191-18-042048 · doc4.xml · derivative · entry 15

Baldwin James L. JR · CIK 0001432449 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,876 shares

Expires 2025-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding DPS stock option was converted into a right of the holder of such DPS stock option to receive as soon as administratively practicable following the effective time (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS stock option, and (ii) an amount in cash equal to the number of shares underlying such DPS stock option multiplied by the difference between the special cash dividend per share amount and the exercise price per share of such DPS stock option as of immediately prior to the record date for the special cash dividend.

F11 · derivative.exercise_date: This option was granted on March 2, 2015 pursuant to Issuer's Omnibus Stock Incentive Plan of 2009 and is fully vested.

Read SEC document
July 09, 2018 Filed Jul 10, 2018 07:40 UTC
Baldwin James L. JRExecutive Vice President
Exercise / conversionRestricted Stock Unit · Derivative 9,033 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-042048 · doc4.xml · derivative · entry 14

Baldwin James L. JR · CIK 0001432449 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,033 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of the Issuer's Common Stock and was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009.

F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS vested and as soon as administratively possible following the effective time will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount.

F10 · derivative.exercise_date: These restricted stock units were to vest on March 4, 2021.

F10 · derivative.expiration_date: These restricted stock units were to vest on March 4, 2021.

Read SEC document
July 09, 2018 Filed Jul 10, 2018 07:40 UTC
Baldwin James L. JRExecutive Vice President
Exercise / conversionRestricted Stock Unit · Derivative 3,329 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-042048 · doc4.xml · derivative · entry 13

Baldwin James L. JR · CIK 0001432449 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,329 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of the Issuer's Common Stock and was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009.

F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS vested and as soon as administratively possible following the effective time will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount.

F9 · derivative.exercise_date: These restricted stock units were to vest on March 4, 2020.

F9 · derivative.expiration_date: These restricted stock units were to vest on March 4, 2020.

Read SEC document
July 09, 2018 Filed Jul 10, 2018 07:40 UTC
Baldwin James L. JRExecutive Vice President
Exercise / conversionRestricted Stock Unit · Derivative 3,261 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-042048 · doc4.xml · derivative · entry 12

Baldwin James L. JR · CIK 0001432449 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,261 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of the Issuer's Common Stock and was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009.

F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS vested and as soon as administratively possible following the effective time will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount.

F8 · derivative.exercise_date: These restricted stock units were to vest on March 2, 2019.

F8 · derivative.expiration_date: These restricted stock units were to vest on March 2, 2019.

Read SEC document
July 09, 2018 Filed Jul 10, 2018 07:40 UTC
Baldwin James L. JRExecutive Vice President
Exercise / conversionCommon Stock 5,716 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-042048 · doc4.xml · nonDerivative · entry 11

Baldwin James L. JR · CIK 0001432449 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,097

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · kind: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding Performance Stock Unit ("PSU") (with DPS PSUs vesting at target performance levels or at such higher performance levels as may be required pursuant to the applicable terms of a DPS benefit plan) vested and as soon as administratively possible following the effective time will be settled in exchange for (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS PSU, and (ii) an amount in cash equal to the number of shares underlying such DPS PSU multiplied by the special cash dividend per share amount.

Read SEC document
July 09, 2018 Filed Jul 10, 2018 07:40 UTC
Baldwin James L. JRExecutive Vice President
Exercise / conversionCommon Stock 5,730 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-042048 · doc4.xml · nonDerivative · entry 10

Baldwin James L. JR · CIK 0001432449 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,381

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · kind: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding Performance Stock Unit ("PSU") (with DPS PSUs vesting at target performance levels or at such higher performance levels as may be required pursuant to the applicable terms of a DPS benefit plan) vested and as soon as administratively possible following the effective time will be settled in exchange for (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS PSU, and (ii) an amount in cash equal to the number of shares underlying such DPS PSU multiplied by the special cash dividend per share amount.

Read SEC document
July 09, 2018 Filed Jul 10, 2018 07:40 UTC
Baldwin James L. JRExecutive Vice President
Exercise / conversionCommon Stock 21,107 $94.62 $1,997,144.34
Disclosure

SEC source: 0001209191-18-042048 · doc4.xml · nonDerivative · entry 9

Baldwin James L. JR · CIK 0001432449 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,651

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding DPS stock option was converted into a right of the holder of such DPS stock option to receive as soon as administratively practicable following the effective time (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS stock option, and (ii) an amount in cash equal to the number of shares underlying such DPS stock option multiplied by the difference between the special cash dividend per share amount and the exercise price per share of such DPS stock option as of immediately prior to the record date for the special cash dividend.

Read SEC document
July 09, 2018 Filed Jul 10, 2018 07:40 UTC
Baldwin James L. JRExecutive Vice President
Exercise / conversionCommon Stock 20,148 $91.98 $1,853,213.04
Disclosure

SEC source: 0001209191-18-042048 · doc4.xml · nonDerivative · entry 8

Baldwin James L. JR · CIK 0001432449 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,544

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding DPS stock option was converted into a right of the holder of such DPS stock option to receive as soon as administratively practicable following the effective time (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS stock option, and (ii) an amount in cash equal to the number of shares underlying such DPS stock option multiplied by the difference between the special cash dividend per share amount and the exercise price per share of such DPS stock option as of immediately prior to the record date for the special cash dividend.

Read SEC document
July 09, 2018 Filed Jul 10, 2018 07:40 UTC
Baldwin James L. JRExecutive Vice President
Exercise / conversionCommon Stock 6,876 $79.20 $544,579.20
Disclosure

SEC source: 0001209191-18-042048 · doc4.xml · nonDerivative · entry 7

Baldwin James L. JR · CIK 0001432449 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,396

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding DPS stock option was converted into a right of the holder of such DPS stock option to receive as soon as administratively practicable following the effective time (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS stock option, and (ii) an amount in cash equal to the number of shares underlying such DPS stock option multiplied by the difference between the special cash dividend per share amount and the exercise price per share of such DPS stock option as of immediately prior to the record date for the special cash dividend.

Read SEC document
July 09, 2018 Filed Jul 10, 2018 07:40 UTC
Baldwin James L. JRExecutive Vice President
OtherCommon Stock 43 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-042048 · doc4.xml · nonDerivative · entry 6

Baldwin James L. JR · CIK 0001432449 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,520

F4 · kind: These shares are restricted stock units acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in row (5) above.

Read SEC document
July 09, 2018 Filed Jul 10, 2018 07:40 UTC
Baldwin James L. JRExecutive Vice President
Exercise / conversionCommon Stock 9,033 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-042048 · doc4.xml · nonDerivative · entry 5

Baldwin James L. JR · CIK 0001432449 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,477

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS vested and as soon as administratively possible following the effective time will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount.

Read SEC document
July 09, 2018 Filed Jul 10, 2018 07:40 UTC
Baldwin James L. JRExecutive Vice President
OtherCommon Stock 100 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-042048 · doc4.xml · nonDerivative · entry 4

Baldwin James L. JR · CIK 0001432449 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,444

F3 · kind: These shares are restricted stock units acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in row (3) above.

Read SEC document
July 09, 2018 Filed Jul 10, 2018 07:40 UTC
Baldwin James L. JRExecutive Vice President
Exercise / conversionCommon Stock 3,329 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-042048 · doc4.xml · nonDerivative · entry 3

Baldwin James L. JR · CIK 0001432449 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,344

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS vested and as soon as administratively possible following the effective time will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount.

Read SEC document
July 09, 2018 Filed Jul 10, 2018 07:40 UTC
Baldwin James L. JRExecutive Vice President
OtherCommon Stock 177 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-042048 · doc4.xml · nonDerivative · entry 2

Baldwin James L. JR · CIK 0001432449 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,015

F2 · kind: These shares are restricted stock units acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in row (1) above.

Read SEC document
July 09, 2018 Filed Jul 10, 2018 07:40 UTC
Baldwin James L. JRExecutive Vice President
Exercise / conversionCommon Stock 3,261 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-042048 · doc4.xml · nonDerivative · entry 1

Baldwin James L. JR · CIK 0001432449 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,838

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS vested and as soon as administratively possible following the effective time will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount.

Read SEC document
July 09, 2018 Filed Jul 10, 2018 08:04 UTC Exercise / conversionRestricted Stock Unit · Derivative 1,247 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-042059 · doc4.xml · derivative · entry 9

Rogers Ronald G. · CIK 0001432525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,247 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of the Issuer's Common Stock and was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009.

F6 · kind: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding RSU vested and was settled in exchange for (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount.

F9 · derivative.exercise_date: These restricted stock units were to vest on March 4, 2021.

F9 · derivative.expiration_date: These restricted stock units were to vest on March 4, 2021.

Read SEC document
July 09, 2018 Filed Jul 10, 2018 08:04 UTC Exercise / conversionRestricted Stock Unit · Derivative 1,532 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-042059 · doc4.xml · derivative · entry 8

Rogers Ronald G. · CIK 0001432525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,532 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of the Issuer's Common Stock and was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009.

F6 · kind: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding RSU vested and was settled in exchange for (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount.

F8 · derivative.exercise_date: These restricted stock units were to vest on March 4, 2020.

F8 · derivative.expiration_date: These restricted stock units were to vest on March 4, 2020.

Read SEC document
July 09, 2018 Filed Jul 10, 2018 08:04 UTC Exercise / conversionRestricted Stock Unit · Derivative 1,413 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-042059 · doc4.xml · derivative · entry 7

Rogers Ronald G. · CIK 0001432525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,413 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of the Issuer's Common Stock and was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009.

F6 · kind: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding RSU vested and was settled in exchange for (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount.

F7 · derivative.exercise_date: These restricted stock units were to vest on March 2, 2019.

F7 · derivative.expiration_date: These restricted stock units were to vest on March 2, 2019.

Read SEC document
July 09, 2018 Filed Jul 10, 2018 08:04 UTC OtherCommon Stock 5 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-042059 · doc4.xml · nonDerivative · entry 6

Rogers Ronald G. · CIK 0001432525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,319

F4 · kind: These shares are restricted stock units acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in row (5) above.

Read SEC document
July 09, 2018 Filed Jul 10, 2018 08:04 UTC Exercise / conversionCommon Stock 1,247 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-042059 · doc4.xml · nonDerivative · entry 5

Rogers Ronald G. · CIK 0001432525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,314

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount.

Read SEC document
July 09, 2018 Filed Jul 10, 2018 08:04 UTC OtherCommon Stock 46 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-042059 · doc4.xml · nonDerivative · entry 4

Rogers Ronald G. · CIK 0001432525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,067

F3 · kind: These shares are restricted stock units acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in row (3) above.

Read SEC document
July 09, 2018 Filed Jul 10, 2018 08:04 UTC Exercise / conversionCommon Stock 1,532 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-042059 · doc4.xml · nonDerivative · entry 3

Rogers Ronald G. · CIK 0001432525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,021

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount.

Read SEC document
July 09, 2018 Filed Jul 10, 2018 08:04 UTC OtherCommon Stock 76 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-042059 · doc4.xml · nonDerivative · entry 2

Rogers Ronald G. · CIK 0001432525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,489

F2 · kind: These shares are restricted stock units acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in row (1) above.

Read SEC document
July 09, 2018 Filed Jul 10, 2018 08:04 UTC Exercise / conversionCommon Stock 1,413 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-042059 · doc4.xml · nonDerivative · entry 1

Rogers Ronald G. · CIK 0001432525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,413

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount.

Read SEC document
July 09, 2018 Filed Jul 10, 2018 08:46 UTC
Collins Rodger L.Executive Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 29,148 $0.00 Strike: $94.62 $0.00
Disclosure

SEC source: 0001209191-18-042078 · doc4.xml · derivative · entry 19

Collins Rodger L. · CIK 0001432448 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,148 shares

Expires 2027-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding DPS stock option was converted into a right of the holder of such DPS stock option to receive as soon as administratively practicable following the effective time (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS stock option, and (ii) an amount in cash equal to the number of shares underlying such DPS stock option multiplied by the difference between the special cash dividend per share amount and the exercise price per share of such DPS stock option as of immediately prior to the record date for the special cash dividend.

F14 · derivative.exercise_date: This option was granted on March 2, 2017 pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and was to vest in three equal annual installments on each anniversary date of the grant commencing on March 2, 2018.

Read SEC document
July 09, 2018 Filed Jul 10, 2018 08:46 UTC
Collins Rodger L.Executive Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 29,215 $0.00 Strike: $91.98 $0.00
Disclosure

SEC source: 0001209191-18-042078 · doc4.xml · derivative · entry 18

Collins Rodger L. · CIK 0001432448 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,215 shares

Expires 2026-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding DPS stock option was converted into a right of the holder of such DPS stock option to receive as soon as administratively practicable following the effective time (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS stock option, and (ii) an amount in cash equal to the number of shares underlying such DPS stock option multiplied by the difference between the special cash dividend per share amount and the exercise price per share of such DPS stock option as of immediately prior to the record date for the special cash dividend.

F13 · derivative.exercise_date: This option was granted March 2, 2016 pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and was to vest in three equal annual installments on each anniversary date of the grant commencing on March 2, 2017.

Read SEC document
July 09, 2018 Filed Jul 10, 2018 08:46 UTC
Collins Rodger L.Executive Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 29,284 $0.00 Strike: $79.20 $0.00
Disclosure

SEC source: 0001209191-18-042078 · doc4.xml · derivative · entry 17

Collins Rodger L. · CIK 0001432448 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,284 shares

Expires 2025-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding DPS stock option was converted into a right of the holder of such DPS stock option to receive as soon as administratively practicable following the effective time (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS stock option, and (ii) an amount in cash equal to the number of shares underlying such DPS stock option multiplied by the difference between the special cash dividend per share amount and the exercise price per share of such DPS stock option as of immediately prior to the record date for the special cash dividend.

F12 · derivative.exercise_date: This option was granted on March 2, 2015 pursuant to Issuer's Omnibus Stock Incentive Plan of 2009 and is fully vested.

Read SEC document
July 09, 2018 Filed Jul 10, 2018 08:46 UTC
Collins Rodger L.Executive Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 46,551 $0.00 Strike: $51.68 $0.00
Disclosure

SEC source: 0001209191-18-042078 · doc4.xml · derivative · entry 16

Collins Rodger L. · CIK 0001432448 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 46,551 shares

Expires 2024-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding DPS stock option was converted into a right of the holder of such DPS stock option to receive as soon as administratively practicable following the effective time (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS stock option, and (ii) an amount in cash equal to the number of shares underlying such DPS stock option multiplied by the difference between the special cash dividend per share amount and the exercise price per share of such DPS stock option as of immediately prior to the record date for the special cash dividend.

F11 · derivative.exercise_date: This option was granted on March 3, 2014 pursuant to Issuer's Omnibus Stock Incentive Plan of 2009 and is fully vested.

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July 09, 2018 Filed Jul 10, 2018 08:46 UTC
Collins Rodger L.Executive Vice President
Exercise / conversionRestricted Stock Unit · Derivative 12,474 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-042078 · doc4.xml · derivative · entry 15

Collins Rodger L. · CIK 0001432448 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,474 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of the Issuer's Common Stock and was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009.

F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS vested and as soon as administratively possible following the effective time will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount.

F10 · derivative.exercise_date: These restricted stock units were to vest on March 4, 2021.

F10 · derivative.expiration_date: These restricted stock units were to vest on March 4, 2021.

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July 09, 2018 Filed Jul 10, 2018 08:46 UTC
Collins Rodger L.Executive Vice President
Exercise / conversionRestricted Stock Unit · Derivative 4,597 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-042078 · doc4.xml · derivative · entry 14

Collins Rodger L. · CIK 0001432448 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,597 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of the Issuer's Common Stock and was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009.

F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS vested and as soon as administratively possible following the effective time will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount.

F9 · derivative.exercise_date: These restricted stock units were to vest on March 4, 2020.

F9 · derivative.expiration_date: These restricted stock units were to vest on March 4, 2020.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.