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KALU

KAISER ALUMINUM CORP

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4302
SEC CIK
0000811596
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390

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0 purchase rows · 10 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202602
Mar 202600
Apr 202607
May 202600
Jun 202600
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Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 05, 2020 Filed Mar 9, 2020 20:39 UTC
Harvey KeithPresident & COO
GrantCommon Stock, par value $0.01 per share 13,312 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-003221 · wf-form4_158378636330772.xml · nonDerivative · entry 2

Harvey Keith · CIK 0001551869 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,244

F3 · shares: Shares earned upon the vesting on March 5, 2020 of certain performance shares granted to the reporting person in 2017 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended. On March 5, 2020, the Registrant's compensation committee certified the performance shares payout multiplier based on the level of achievement by the Registrant of certain pre-established performance goals for 2017 through 2019.

F3 · price: Shares earned upon the vesting on March 5, 2020 of certain performance shares granted to the reporting person in 2017 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended. On March 5, 2020, the Registrant's compensation committee certified the performance shares payout multiplier based on the level of achievement by the Registrant of certain pre-established performance goals for 2017 through 2019.

F2 · balance_after: Includes 47,109 shares acquired pursuant to grants of restricted stock units.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 20:39 UTC
Harvey KeithPresident & COO
GrantCommon Stock, par value $0.01 per share 4,250 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-003221 · wf-form4_158378636330772.xml · nonDerivative · entry 1

Harvey Keith · CIK 0001551869 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,932

F1 · shares: Grant to the reporting person effective as of March 5, 2020 of restricted stock units under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on March 5, 2023 or earlier upon the occurrence of certain specified circumstances.

F1 · price: Grant to the reporting person effective as of March 5, 2020 of restricted stock units under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on March 5, 2023 or earlier upon the occurrence of certain specified circumstances.

F2 · balance_after: Includes 47,109 shares acquired pursuant to grants of restricted stock units.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 20:39 UTC
Krouse MarkVP - Human Resources
Tax withholdingCommon Stock, par value $0.01 per share 477 $93.22 $44,465.94
Disclosure

SEC source: 0001628280-20-003220 · wf-form4_158378634221303.xml · nonDerivative · entry 4

Krouse Mark · CIK 0001586289 · VP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,605

F5 · kind: Shares withheld to satisfy the withholding tax obligations resulting from the vesting on March 5, 2020 of certain restricted stock units granted to the reporting person in 2017 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended.

F6 · balance_after: Includes 3,265 shares acquired pursuant to grants of restricted stock units.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 20:39 UTC
Krouse MarkVP - Human Resources
Tax withholdingCommon Stock, par value $0.01 per share 641 $93.22 $59,754.02
Disclosure

SEC source: 0001628280-20-003220 · wf-form4_158378634221303.xml · nonDerivative · entry 3

Krouse Mark · CIK 0001586289 · VP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,082

F4 · kind: Shares withheld to satisfy the withholding tax obligations resulting from the vesting on March 5, 2020 of the above-referenced performance shares.

F2 · balance_after: Includes 4,594 shares acquired pursuant to grants of restricted stock units.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 20:39 UTC
Krouse MarkVP - Human Resources
GrantCommon Stock, par value $0.01 per share 1,755 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-003220 · wf-form4_158378634221303.xml · nonDerivative · entry 2

Krouse Mark · CIK 0001586289 · VP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,723

F3 · shares: Shares earned upon the vesting on March 5, 2020 of certain performance shares granted to the reporting person in 2017 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended. On March 5, 2020, the Registrant's compensation committee certified the performance shares payout multiplier based on the level of achievement by the Registrant of certain pre-established performance goals for 2017 through 2019.

F3 · price: Shares earned upon the vesting on March 5, 2020 of certain performance shares granted to the reporting person in 2017 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended. On March 5, 2020, the Registrant's compensation committee certified the performance shares payout multiplier based on the level of achievement by the Registrant of certain pre-established performance goals for 2017 through 2019.

F2 · balance_after: Includes 4,594 shares acquired pursuant to grants of restricted stock units.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 20:39 UTC
Krouse MarkVP - Human Resources
GrantCommon Stock, par value $0.01 per share 1,142 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-003220 · wf-form4_158378634221303.xml · nonDerivative · entry 1

Krouse Mark · CIK 0001586289 · VP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,968

F1 · shares: Grant to the reporting person effective as of March 5, 2020 of restricted stock units under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on March 5, 2023 or earlier upon the occurrence of certain specified circumstances.

F1 · price: Grant to the reporting person effective as of March 5, 2020 of restricted stock units under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on March 5, 2023 or earlier upon the occurrence of certain specified circumstances.

F2 · balance_after: Includes 4,594 shares acquired pursuant to grants of restricted stock units.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 20:38 UTC
DONNAN JOHN MALCOLMEVP - Legal, Compliance & HR
Tax withholdingCommon Stock, par value $0.01 per share 1,379 $93.22 $128,550.38
Disclosure

SEC source: 0001628280-20-003219 · wf-form4_158378632091526.xml · nonDerivative · entry 4

DONNAN JOHN MALCOLM · CIK 0001311544 · EVP - Legal, Compliance & HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,812

F5 · kind: Shares withheld to satisfy the withholding tax obligations resulting from the vesting on March 5, 2020 of certain restricted stock units granted to the reporting person in 2017 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended.

F6 · balance_after: Includes 9,789 shares acquired pursuant to grants of restricted stock units.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 20:38 UTC
DONNAN JOHN MALCOLMEVP - Legal, Compliance & HR
Tax withholdingCommon Stock, par value $0.01 per share 1,856 $93.22 $173,016.32
Disclosure

SEC source: 0001628280-20-003219 · wf-form4_158378632091526.xml · nonDerivative · entry 3

DONNAN JOHN MALCOLM · CIK 0001311544 · EVP - Legal, Compliance & HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,191

F4 · kind: Shares withheld to satisfy the withholding tax obligations resulting from the vesting on March 5, 2020 of the above-referenced performance shares.

F2 · balance_after: Includes 13,774 shares acquired pursuant to grants of restricted stock units.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 20:38 UTC
DONNAN JOHN MALCOLMEVP - Legal, Compliance & HR
GrantCommon Stock, par value $0.01 per share 5,273 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-003219 · wf-form4_158378632091526.xml · nonDerivative · entry 2

DONNAN JOHN MALCOLM · CIK 0001311544 · EVP - Legal, Compliance & HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,047

F3 · shares: Shares earned upon the vesting on March 5, 2020 of certain performance shares granted to the reporting person in 2017 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended. On March 5, 2020, the Registrant's compensation committee certified the performance shares payout multiplier based on the level of achievement by the Registrant of certain pre-established performance goals for 2017 through 2019.

F3 · price: Shares earned upon the vesting on March 5, 2020 of certain performance shares granted to the reporting person in 2017 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended. On March 5, 2020, the Registrant's compensation committee certified the performance shares payout multiplier based on the level of achievement by the Registrant of certain pre-established performance goals for 2017 through 2019.

F2 · balance_after: Includes 13,774 shares acquired pursuant to grants of restricted stock units.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 20:38 UTC
DONNAN JOHN MALCOLMEVP - Legal, Compliance & HR
GrantCommon Stock, par value $0.01 per share 3,421 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-003219 · wf-form4_158378632091526.xml · nonDerivative · entry 1

DONNAN JOHN MALCOLM · CIK 0001311544 · EVP - Legal, Compliance & HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,774

F1 · shares: Grant to the reporting person effective as of March 5, 2020 of restricted stock units under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on March 5, 2023 or earlier upon the occurrence of certain specified circumstances.

F1 · price: Grant to the reporting person effective as of March 5, 2020 of restricted stock units under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on March 5, 2023 or earlier upon the occurrence of certain specified circumstances.

F2 · balance_after: Includes 13,774 shares acquired pursuant to grants of restricted stock units.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 20:38 UTC
Lynn CourtneyVice President and Treasurer
GrantCommon Stock, par value $0.01 per share 1,103 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-003218 · wf-form4_158378629816630.xml · nonDerivative · entry 1

Lynn Courtney · CIK 0001751134 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,172

F1 · shares: Grant to the reporting person effective as of March 5, 2020 of restricted stock units under the Kaiser Aluminum Corporation 2017 Equity and Incentive Compensation Plan. All restrictions will lapse on March 5, 2023 or earlier upon the occurrence of certain specified circumstances.

F1 · price: Grant to the reporting person effective as of March 5, 2020 of restricted stock units under the Kaiser Aluminum Corporation 2017 Equity and Incentive Compensation Plan. All restrictions will lapse on March 5, 2023 or earlier upon the occurrence of certain specified circumstances.

F2 · balance_after: Includes 2,172 shares acquired pursuant to grants of restricted stock units.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 20:38 UTC
Weaver BrantVP - Strategic Development
Tax withholdingCommon Stock, par value $0.01 per share 38 $93.22 $3,542.36
Disclosure

SEC source: 0001628280-20-003217 · wf-form4_158378626907955.xml · nonDerivative · entry 4

Weaver Brant · CIK 0001801065 · VP - Strategic Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,827

F5 · kind: Shares withheld to satisfy the withholding tax obligations resulting from the vesting on March 5, 2020 of certain restricted stock units granted to the reporting person in 2017 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended.

F6 · balance_after: Includes 4,449 shares acquired pursuant to grants of restricted stock units.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 20:38 UTC
Weaver BrantVP - Strategic Development
Tax withholdingCommon Stock, par value $0.01 per share 157 $93.22 $14,635.54
Disclosure

SEC source: 0001628280-20-003217 · wf-form4_158378626907955.xml · nonDerivative · entry 3

Weaver Brant · CIK 0001801065 · VP - Strategic Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,865

F4 · kind: Shares withheld to satisfy the withholding tax obligations resulting from the vesting on March 5, 2020 of the above-referenced performance shares.

F2 · balance_after: Includes 4,561 shares acquired pursuant to grants of restricted stock units.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 20:38 UTC
Weaver BrantVP - Strategic Development
GrantCommon Stock, par value $0.01 per share 461 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-003217 · wf-form4_158378626907955.xml · nonDerivative · entry 2

Weaver Brant · CIK 0001801065 · VP - Strategic Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,022

F3 · shares: Shares earned upon the vesting on March 5, 2020 of certain performance shares granted to the reporting person in 2017 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended. On March 5, 2020, the Registrant's compensation committee certified the performance shares payout multiplier based on the level of achievement by the Registrant of certain pre-established performance goals for 2017 through 2019.

F3 · price: Shares earned upon the vesting on March 5, 2020 of certain performance shares granted to the reporting person in 2017 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended. On March 5, 2020, the Registrant's compensation committee certified the performance shares payout multiplier based on the level of achievement by the Registrant of certain pre-established performance goals for 2017 through 2019.

F2 · balance_after: Includes 4,561 shares acquired pursuant to grants of restricted stock units.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 20:38 UTC
Weaver BrantVP - Strategic Development
GrantCommon Stock, par value $0.01 per share 852 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-003217 · wf-form4_158378626907955.xml · nonDerivative · entry 1

Weaver Brant · CIK 0001801065 · VP - Strategic Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,561

F1 · shares: Grant to the reporting person effective as of March 5, 2020 of restricted stock units under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on March 5, 2023 or earlier upon the occurrence of certain specified circumstances.

F1 · price: Grant to the reporting person effective as of March 5, 2020 of restricted stock units under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on March 5, 2023 or earlier upon the occurrence of certain specified circumstances.

F2 · balance_after: Includes 4,561 shares acquired pursuant to grants of restricted stock units.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 20:37 UTC
HOCKEMA JACK ADirector · CEO
Tax withholdingCommon Stock, par value $0.01 per share 4,769 $93.22 $444,566.18
Disclosure

SEC source: 0001628280-20-003216 · wf-form4_158378624758726.xml · nonDerivative · entry 4

HOCKEMA JACK A · CIK 0001227285 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,136

F5 · kind: Shares withheld to satisfy the withholding tax obligations resulting from the vesting on March 5, 2020 of certain restricted stock units granted to the reporting person in 2017 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended.

F6 · balance_after: Includes 25,792 shares acquired pursuant to grants of restricted stock units.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 20:37 UTC
HOCKEMA JACK ADirector · CEO
Tax withholdingCommon Stock, par value $0.01 per share 11,118 $93.22 $1,036,419.96
Disclosure

SEC source: 0001628280-20-003216 · wf-form4_158378624758726.xml · nonDerivative · entry 3

HOCKEMA JACK A · CIK 0001227285 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,905

F4 · kind: Shares withheld to satisfy the withholding tax obligations resulting from the vesting on March 5, 2020 of the above-referenced performance shares.

F2 · balance_after: Includes 36,301 shares acquired pursuant to grants of restricted stock units.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 20:37 UTC
HOCKEMA JACK ADirector · CEO
GrantCommon Stock, par value $0.01 per share 24,722 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-003216 · wf-form4_158378624758726.xml · nonDerivative · entry 2

HOCKEMA JACK A · CIK 0001227285 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,023

F3 · shares: Shares earned upon the vesting on March 5, 2020 of certain performance shares granted to the reporting person in 2017 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended. On March 5, 2020, the Registrant's compensation committee certified the performance shares payout multiplier based on the level of achievement by the Registrant of certain pre-established performance goals for 2017 through 2019.

F3 · price: Shares earned upon the vesting on March 5, 2020 of certain performance shares granted to the reporting person in 2017 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended. On March 5, 2020, the Registrant's compensation committee certified the performance shares payout multiplier based on the level of achievement by the Registrant of certain pre-established performance goals for 2017 through 2019.

F2 · balance_after: Includes 36,301 shares acquired pursuant to grants of restricted stock units.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 20:37 UTC
HOCKEMA JACK ADirector · CEO
GrantCommon Stock, par value $0.01 per share 9,019 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-003216 · wf-form4_158378624758726.xml · nonDerivative · entry 1

HOCKEMA JACK A · CIK 0001227285 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,301

F1 · shares: Grant to the reporting person effective as of March 5, 2020 of restricted stock units under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on March 5, 2023 or earlier upon the occurrence of certain specified circumstances.

F1 · price: Grant to the reporting person effective as of March 5, 2020 of restricted stock units under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on March 5, 2023 or earlier upon the occurrence of certain specified circumstances.

F2 · balance_after: Includes 36,301 shares acquired pursuant to grants of restricted stock units.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 20:37 UTC
Parkinson RayVP - Advanced Engineering
Tax withholdingCommon Stock, par value $0.01 per share 665 $93.22 $61,991.30
Disclosure

SEC source: 0001628280-20-003215 · wf-form4_158378622373439.xml · nonDerivative · entry 4

Parkinson Ray · CIK 0001551870 · VP - Advanced Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,526

F5 · kind: Shares withheld to satisfy the withholding tax obligations resulting from the vesting on March 5, 2020 of certain restricted stock units granted to the reporting person in 2017 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended.

F6 · balance_after: Includes 4,787 shares acquired pursuant to grants of restricted stock units.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 20:37 UTC
Parkinson RayVP - Advanced Engineering
Tax withholdingCommon Stock, par value $0.01 per share 934 $93.22 $87,067.48
Disclosure

SEC source: 0001628280-20-003215 · wf-form4_158378622373439.xml · nonDerivative · entry 3

Parkinson Ray · CIK 0001551870 · VP - Advanced Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,191

F4 · kind: Shares withheld to satisfy the withholding tax obligations resulting from the vesting on March 5, 2020 of the above-referenced performance shares.

F2 · balance_after: Includes 6,723 shares acquired pursuant to grants of restricted stock units.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 20:37 UTC
Parkinson RayVP - Advanced Engineering
GrantCommon Stock, par value $0.01 per share 2,559 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-003215 · wf-form4_158378622373439.xml · nonDerivative · entry 2

Parkinson Ray · CIK 0001551870 · VP - Advanced Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,125

F3 · shares: Shares earned upon the vesting on March 5, 2020 of certain performance shares granted to the reporting person in 2017 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended. On March 5, 2020, the Registrant's compensation committee certified the performance shares payout multiplier based on the level of achievement by the Registrant of certain pre-established performance goals for 2017 through 2019.

F3 · price: Shares earned upon the vesting on March 5, 2020 of certain performance shares granted to the reporting person in 2017 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended. On March 5, 2020, the Registrant's compensation committee certified the performance shares payout multiplier based on the level of achievement by the Registrant of certain pre-established performance goals for 2017 through 2019.

F2 · balance_after: Includes 6,723 shares acquired pursuant to grants of restricted stock units.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 20:37 UTC
Parkinson RayVP - Advanced Engineering
GrantCommon Stock, par value $0.01 per share 1,685 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-003215 · wf-form4_158378622373439.xml · nonDerivative · entry 1

Parkinson Ray · CIK 0001551870 · VP - Advanced Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,566

F1 · shares: Grant to the reporting person effective as of March 5, 2020 of restricted stock units under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on March 5, 2023 or earlier upon the occurrence of certain specified circumstances.

F1 · price: Grant to the reporting person effective as of March 5, 2020 of restricted stock units under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on March 5, 2023 or earlier upon the occurrence of certain specified circumstances.

F2 · balance_after: Includes 6,723 shares acquired pursuant to grants of restricted stock units.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 20:36 UTC
West Neal ESVP & CFO
Tax withholdingCommon Stock, par value $0.01 per share 372 $93.22 $34,677.84
Disclosure

SEC source: 0001628280-20-003214 · wf-form4_158378619796061.xml · nonDerivative · entry 4

West Neal E · CIK 0001330319 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,806

F5 · kind: Shares withheld to satisfy the withholding tax obligations resulting from the vesting on March 5, 2020 of certain restricted stock units granted to the reporting person in 2017 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended.

F6 · balance_after: Includes 7,246 shares acquired pursuant to grants of restricted stock units.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 20:36 UTC
West Neal ESVP & CFO
Tax withholdingCommon Stock, par value $0.01 per share 509 $93.22 $47,448.98
Disclosure

SEC source: 0001628280-20-003214 · wf-form4_158378619796061.xml · nonDerivative · entry 3

West Neal E · CIK 0001330319 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,178

F4 · kind: Shares withheld to satisfy the withholding tax obligations resulting from the vesting on March 5, 2020 of the above-referenced performance shares.

F2 · balance_after: Includes 8,298 shares acquired pursuant to grants of restricted stock units.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 20:36 UTC
West Neal ESVP & CFO
GrantCommon Stock, par value $0.01 per share 1,389 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-003214 · wf-form4_158378619796061.xml · nonDerivative · entry 2

West Neal E · CIK 0001330319 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,687

F3 · shares: Shares earned upon the vesting on March 5, 2020 of certain performance shares granted to the reporting person in 2017 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended. On March 5, 2020, the Registrant's compensation committee certified the performance shares payout multiplier based on the level of achievement by the Registrant of certain pre-established performance goals for 2017 through 2019.

F3 · price: Shares earned upon the vesting on March 5, 2020 of certain performance shares granted to the reporting person in 2017 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended. On March 5, 2020, the Registrant's compensation committee certified the performance shares payout multiplier based on the level of achievement by the Registrant of certain pre-established performance goals for 2017 through 2019.

F2 · balance_after: Includes 8,298 shares acquired pursuant to grants of restricted stock units.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 20:36 UTC
West Neal ESVP & CFO
GrantCommon Stock, par value $0.01 per share 3,311 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-003214 · wf-form4_158378619796061.xml · nonDerivative · entry 1

West Neal E · CIK 0001330319 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,298

F1 · shares: Grant to the reporting person effective as of March 5, 2020 of restricted stock units under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on March 5, 2023 or earlier upon the occurrence of certain specified circumstances.

F1 · price: Grant to the reporting person effective as of March 5, 2020 of restricted stock units under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on March 5, 2023 or earlier upon the occurrence of certain specified circumstances.

F2 · balance_after: Includes 8,298 shares acquired pursuant to grants of restricted stock units.

Read SEC document
January 22, 2020 Filed Jan 24, 2020 21:47 UTC
HOCKEMA JACK ADirector · CEO
SaleCommon Stock, par value $0.01 per share 12,500 $101.14 $1,264,240.00
Disclosure

SEC source: 0001227285-20-000001 · wf-form4_157990240481354.xml · nonDerivative · entry 1

HOCKEMA JACK A · CIK 0001227285 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hockema Family Trust

Disclosed balance after: 21,291

F1 · kind: Sales made pursuant to a 10b5-1 plan adopted by the reporting person on April 29, 2019 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.

F2 · price: Represents the sale of 12,500 shares in multiple transactions, ranging from $100.0500 to $103.4000 per share, resulting in a weighted average sale price of $101.1392 per share. The reporting person undertakes to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
December 12, 2019 Filed Dec 13, 2019 23:13 UTC SaleCommon Stock, par value $0.01 per share 1,000 $115.00 $115,000.00
Disclosure

SEC source: 0001401433-19-000003 · wf-form4_157627881612661.xml · nonDerivative · entry 1

Bartholomew Carolyn · CIK 0001401433 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,530

F1 · kind: Sales made pursuant to a 10b5-1 plan adopted by the reporting person on August 22, 2018 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.

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November 20, 2019 Filed Nov 21, 2019 22:14 UTC
HOCKEMA JACK ADirector · CEO
SaleCommon Stock, par value $0.01 per share 4,044 $108.09 $437,095.74
Disclosure

SEC source: 0001227285-19-000004 · wf-form4_157437443287999.xml · nonDerivative · entry 2

HOCKEMA JACK A · CIK 0001227285 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hockema Family Trust

Disclosed balance after: 33,791

F1 · kind: Sales made pursuant to a 10b5-1 plan adopted by the reporting person on April 29, 2019 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.

F3 · price: Represents the sale of 4,044 shares in multiple transactions, ranging from $106.7700 to $108.9500 per share, resulting in a weighted average sale price of $108.0848 per share. The reporting person undertakes to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.

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November 19, 2019 Filed Nov 21, 2019 22:14 UTC
HOCKEMA JACK ADirector · CEO
SaleCommon Stock, par value $0.01 per share 8,456 $109.20 $923,429.02
Disclosure

SEC source: 0001227285-19-000004 · wf-form4_157437443287999.xml · nonDerivative · entry 1

HOCKEMA JACK A · CIK 0001227285 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hockema Family Trust

Disclosed balance after: 37,835

F1 · kind: Sales made pursuant to a 10b5-1 plan adopted by the reporting person on April 29, 2019 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.

F2 · price: Represents the sale of 8,456 shares in multiple transactions, ranging from $108.2900 to $110.2800 per share, resulting in a weighted average sale price of $109.2040 per share. The reporting person undertakes to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.

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November 04, 2019 Filed Nov 6, 2019 22:42 UTC
DONNAN JOHN MALCOLMEVP - Legal, Compliance & HR
SaleCommon Stock, par value $0.01 per share 3,749 $110.00 $412,390.00
Disclosure

SEC source: 0001311544-19-000003 · wf-form4_157308010773388.xml · nonDerivative · entry 1

DONNAN JOHN MALCOLM · CIK 0001311544 · EVP - Legal, Compliance & HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,353

F1 · kind: Sales made pursuant to a 10b5-1 plan adopted by the reporting person on May 3, 2019 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.

F2 · balance_after: Includes 10,353 shares acquired pursuant to grants of restricted stock units.

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November 04, 2019 Filed Nov 6, 2019 22:39 UTC
Parkinson RayVP - Advanced Engineering
SaleCommon Stock, par value $0.01 per share 2,594 $109.42 $283,824.33
Disclosure

SEC source: 0001551870-19-000002 · wf-form4_157307994462909.xml · nonDerivative · entry 1

Parkinson Ray · CIK 0001551870 · VP - Advanced Engineering

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 4,437

F1 · price: Represents the sale of 2,594 shares in multiple transactions, ranging from $109.03 to $109.65 per share, resulting in a weighted average sale price of $109.4157 per share. The reporting person undertakes to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.

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November 04, 2019 Filed Nov 6, 2019 22:37 UTC
West Neal ESVP & CFO
SaleCommon Stock, par value $0.01 per share 750 $110.00 $82,500.00
Disclosure

SEC source: 0001628280-19-013541 · wf-form4_157307982775051.xml · nonDerivative · entry 1

West Neal E · CIK 0001330319 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By West Family Trust

Disclosed balance after: 3,467

F1 · kind: Sales made pursuant to a 10b5-1 plan adopted by the reporting person on April 26, 2019 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.

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November 01, 2019 Filed Nov 1, 2019 22:06 UTC
Harvey KeithPresident & COO
SaleCommon Stock, par value $0.01 per share 658 $107.37 $70,649.46
Disclosure

SEC source: 0001551869-19-000012 · wf-form4_157264596506761.xml · nonDerivative · entry 1

Harvey Keith · CIK 0001551869 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,682

F1 · kind: Sales made pursuant to a 10b5-1 plan adopted by the reporting person in May 2019 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.

F2 · balance_after: Includes 42,859 shares acquired pursuant to grants of restricted stock units.

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October 31, 2019 Filed Oct 31, 2019 22:00 UTC
Krouse MarkVP - Human Resources
SaleCommon Stock, par value $0.01 per share 1,783 $108.00 $192,564.00
Disclosure

SEC source: 0001586289-19-000001 · wf-form4_157255923317930.xml · nonDerivative · entry 2

Krouse Mark · CIK 0001586289 · VP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Indirect · Krouse Family Trust

Disclosed balance after: 1,782

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October 30, 2019 Filed Oct 31, 2019 22:00 UTC
Krouse MarkVP - Human Resources
SaleCommon Stock, par value $0.01 per share 500 $108.26 $54,130.00
Disclosure

SEC source: 0001586289-19-000001 · wf-form4_157255923317930.xml · nonDerivative · entry 1

Krouse Mark · CIK 0001586289 · VP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,826

F1 · balance_after: Includes 3,452 shares acquired pursuant to grants of restricted stock units.

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October 29, 2019 Filed Oct 30, 2019 22:08 UTC
Parkinson RayVP - Advanced Engineering
GiftCommon Stock, par value $0.01 per share 1,400 $0.00 $0.00
Disclosure

SEC source: 0001551870-19-000001 · wf-form4_157247331283546.xml · nonDerivative · entry 2

Parkinson Ray · CIK 0001551870 · VP - Advanced Engineering

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 7,031

F2 · price: Bona fide gift by the reporting person for no consideration.

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October 29, 2019 Filed Oct 31, 2019 21:51 UTC
West Neal ESVP & CFO
SaleCommon Stock, par value $0.01 per share 750 $108.01 $81,007.50
Disclosure

SEC source: 0001628280-19-012994 · wf-form4_157255867827600.xml · nonDerivative · entry 1

West Neal E · CIK 0001330319 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By West Family Trust

Disclosed balance after: 4,217

F1 · kind: Sales made pursuant to a 10b5-1 plan adopted by the reporting person on April 26, 2019 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.

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October 28, 2019 Filed Oct 30, 2019 22:31 UTC
Wilcox BrettDirector
SaleCommon Stock, par value $0.01 per share 4,000 $108.45 $433,800.00
Disclosure

SEC source: 0001289226-19-000001 · wf-form4_157247468015778.xml · nonDerivative · entry 1

Wilcox Brett · CIK 0001289226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,797

F1 · price: Represents the sale of 4,000 shares in multiple transactions, ranging from $108.00 to $109.03 per share, resulting in a weighted average sale price of $108.45 per share. The reporting person undertakes to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.

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October 28, 2019 Filed Oct 30, 2019 22:08 UTC
Parkinson RayVP - Advanced Engineering
SaleCommon Stock, par value $0.01 per share 1,400 $108.61 $152,052.60
Disclosure

SEC source: 0001551870-19-000001 · wf-form4_157247331283546.xml · nonDerivative · entry 1

Parkinson Ray · CIK 0001551870 · VP - Advanced Engineering

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 8,431

F1 · price: Represents the sale of 1,400 shares in multiple transactions, ranging from $108.580 to $108.637 per share, resulting in a weighted average sale price of $108.609 per share. The reporting person undertakes to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.

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October 24, 2019 Filed Oct 25, 2019 22:05 UTC
DONNAN JOHN MALCOLMEVP - Legal, Compliance & HR
SaleCommon Stock, par value $0.01 per share 5,000 $105.00 $525,000.00
Disclosure

SEC source: 0001311544-19-000002 · wf-form4_157204111829118.xml · nonDerivative · entry 1

DONNAN JOHN MALCOLM · CIK 0001311544 · EVP - Legal, Compliance & HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,102

F1 · kind: Sales made pursuant to a 10b5-1 plan adopted by the reporting person on May 3, 2019 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.

F2 · balance_after: Includes 10,353 shares acquired pursuant to grants of restricted stock units.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 22:01 UTC
Harvey KeithPresident & COO
SaleCommon Stock, par value $0.01 per share 500 $100.00 $50,000.00
Disclosure

SEC source: 0001628280-19-012144 · wf-form4_157014008753424.xml · nonDerivative · entry 2

Harvey Keith · CIK 0001551869 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,340

F1 · kind: Sales made pursuant to a 10b5-1 plan adopted by the reporting person in May 2019 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.

F2 · balance_after: Includes 42,859 shares acquired pursuant to grants of restricted stock units.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 22:01 UTC
Harvey KeithPresident & COO
SaleCommon Stock, par value $0.01 per share 1,000 $98.65 $98,650.00
Disclosure

SEC source: 0001628280-19-012144 · wf-form4_157014008753424.xml · nonDerivative · entry 1

Harvey Keith · CIK 0001551869 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,840

F1 · kind: Sales made pursuant to a 10b5-1 plan adopted by the reporting person in May 2019 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.

F2 · balance_after: Includes 42,859 shares acquired pursuant to grants of restricted stock units.

Read SEC document
September 19, 2019 Filed Sep 20, 2019 22:17 UTC
HOCKEMA JACK ADirector · CEO
SaleCommon Stock, par value $0.01 per share 12,500 $99.16 $1,239,442.50
Disclosure

SEC source: 0001227285-19-000003 · wf-form4_156901782530299.xml · nonDerivative · entry 1

HOCKEMA JACK A · CIK 0001227285 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hockema Family Trust

Disclosed balance after: 46,291

F1 · kind: Sales made pursuant to a 10b5-1 plan adopted by the reporting person on April 29, 2019 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.

F2 · price: Represents the sale of 12,500 shares in multiple transactions, ranging from $97.61 to $100.24 per share, resulting in a weighted average sale price of $99.1554 per share. The reporting person undertakes to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.

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September 17, 2019 Filed Sep 19, 2019 22:06 UTC GrantCommon Stock, par value $0.01 per share 896 $0.00 $0.00
Disclosure

SEC source: 0001788569-19-000002 · wf-form4_156893076693478.xml · nonDerivative · entry 1

Gerard Leo Wilfred · CIK 0001788569 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 896

F1 · shares: Grant to the reporting person of restricted stock under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on September 17, 2020.

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September 11, 2019 Filed Sep 13, 2019 22:19 UTC
West Neal ESVP & CFO
SaleCommon Stock, par value $0.01 per share 750 $100.00 $75,000.00
Disclosure

SEC source: 0001628280-19-011716 · wf-form4_156841315012959.xml · nonDerivative · entry 1

West Neal E · CIK 0001330319 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By West Family Trust

Disclosed balance after: 4,967

F1 · kind: Sales made pursuant to a 10b5-1 plan adopted by the reporting person on April 26, 2019 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.

Read SEC document
September 11, 2019 Filed Sep 13, 2019 22:21 UTC
Harvey KeithPresident & COO
SaleCommon Stock, par value $0.01 per share 1,500 $100.00 $150,000.00
Disclosure

SEC source: 0001551869-19-000009 · wf-form4_156841327836722.xml · nonDerivative · entry 1

Harvey Keith · CIK 0001551869 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,840

F1 · kind: Sales made pursuant to a 10b5-1 plan adopted by the reporting person in May 2019 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.

F2 · balance_after: Includes 42,859 shares acquired pursuant to grants of restricted stock units.

Read SEC document
September 10, 2019 Filed Sep 11, 2019 22:13 UTC
ELLSWORTH MELINDA CVP IR & Corp. Communications
SaleCommon Stock, par value $0.01 per share 500 $97.00 $48,500.00
Disclosure

SEC source: 0001628280-19-011635 · wf-form4_156823998584559.xml · nonDerivative · entry 1

ELLSWORTH MELINDA C · CIK 0001194571 · VP IR & Corp. Communications

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ellsworth Revocable Living Trust

Disclosed balance after: 6,141

F1 · kind: Sales made pursuant to a 10b5-1 plan adopted by the reporting person on August 5, 2019 as part of the reporting person's financial planning to diversify her stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.

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September 09, 2019 Filed Sep 10, 2019 21:34 UTC
Harvey KeithPresident & COO
SaleCommon Stock, par value $0.01 per share 500 $95.00 $47,500.00
Disclosure

SEC source: 0001551869-19-000008 · wf-form4_156815124389335.xml · nonDerivative · entry 1

Harvey Keith · CIK 0001551869 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,340

F1 · kind: Sales made pursuant to a 10b5-1 plan adopted by the reporting person in May 2019 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.

F2 · balance_after: Includes 42,859 shares acquired pursuant to grants of restricted stock units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.