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Nasdaq · USD

KALU

KAISER ALUMINUM CORP

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4302
SEC CIK
0000811596
Parsed reports
390

Last 12 months

Inside the activity.

0 purchase rows · 10 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202602
Mar 202600
Apr 202607
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 02, 2021 Filed Mar 3, 2021 22:25 UTC
Harvey KeithDirector · President & CEO
SaleCommon Stock, par value $0.01 per share 1,000 $119.69 $119,690.00
Disclosure

SEC source: 0001551869-21-000003 · wf-form4_161481030440165.xml · nonDerivative · entry 1

Harvey Keith · CIK 0001551869 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,426

F1 · kind: Sales made pursuant to a 10b5-1 plan adopted by the reporting person in March 2021 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.

F2 · balance_after: Includes 43,987 shares acquired pursuant to grants of restricted stock units.

Read SEC document
March 02, 2021 Filed Mar 3, 2021 22:23 UTC SaleCommon Stock, par value $0.01 per share 5,000 $122.00 $610,000.00
Disclosure

SEC source: 0001227285-21-000001 · wf-form4_161481015437212.xml · nonDerivative · entry 2

HOCKEMA JACK A · CIK 0001227285 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hockema Family Trust

Disclosed balance after: 16,135

Read SEC document
March 02, 2021 Filed Mar 4, 2021 22:07 UTC
Miller Del LVP Treasury Risk & Procurement
SaleCommon Stock, par value $0.01 per share 1,416 $119.34 $168,985.16
Disclosure

SEC source: 0001628280-21-003939 · wf-form4_161489563032419.xml · nonDerivative · entry 1

Miller Del L · CIK 0001704305 · VP Treasury Risk & Procurement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,220

F1 · price: Represents the sale of 1,416 shares in multiple transactions, ranging from $118.8400 to $119.7050 per share, resulting in a weighted average sale price of $119.3398 per share. The reporting person undertakes to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.

F2 · balance_after: Includes 1,924 shares acquired pursuant to grants of restricted stock units.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 22:05 UTC
ELLSWORTH MELINDA CVP IR & Corp. Communications
SaleCommon Stock, par value $0.01 per share 1,500 $120.96 $181,439.70
Disclosure

SEC source: 0001628280-21-003937 · wf-form4_161489547527133.xml · nonDerivative · entry 1

ELLSWORTH MELINDA C · CIK 0001194571 · VP IR & Corp. Communications

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ellsworth Revocable Living Trust

Disclosed balance after: 6,134

Read SEC document
March 01, 2021 Filed Mar 3, 2021 22:23 UTC SaleCommon Stock, par value $0.01 per share 7,000 $118.59 $830,130.00
Disclosure

SEC source: 0001227285-21-000001 · wf-form4_161481015437212.xml · nonDerivative · entry 1

HOCKEMA JACK A · CIK 0001227285 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hockema Family Trust

Disclosed balance after: 21,135

F1 · price: Represents the sale of 7,000 shares in multiple transactions, ranging from $118.17 to $119.34 per share, resulting in a weighted average sale price of $118.59 per share. The reporting person undertakes to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.

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December 30, 2020 Filed Dec 31, 2020 21:38 UTC GiftCommon Stock, par value $0.01 per share 2,092 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-017894 · wf-form4_160945070639538.xml · nonDerivative · entry 1

OSBORNE ALFRED E JR · CIK 0001213324 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,347

F1 · price: Bona fide gift by the reporting person for no consideration.

Read SEC document
December 04, 2020 Filed Dec 4, 2020 23:40 UTC SaleCommon Stock, par value $0.01 per share 5,000 $95.97 $479,856.50
Disclosure

SEC source: 0001628280-20-017132 · wf-form4_160712522308468.xml · nonDerivative · entry 1

HOCKEMA JACK A · CIK 0001227285 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hockema Family Trust

Disclosed balance after: 8,791

F1 · kind: Sales made pursuant to a 10b5-1 plan adopted by the reporting person on April 29, 2019 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.

F2 · price: Represents the sale of 5,000 shares in multiple transactions, ranging from $95.0000 to $97.5000 per share, resulting in a weighted average sale price of $95.9713 per share. The reporting person undertakes to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
December 03, 2020 Filed Dec 4, 2020 23:38 UTC SaleCommon Stock, par value $0.01 per share 11,482 $89.14 $1,023,448.07
Disclosure

SEC source: 0001628280-20-017130 · wf-form4_160712506974304.xml · nonDerivative · entry 1

MARTIN LAURALEE · CIK 0001164495 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Martin Revocable Family Trust

Disclosed balance after: 0

Read SEC document
December 01, 2020 Filed Dec 3, 2020 22:22 UTC
Harvey KeithDirector · President & CEO
SaleCommon Stock, par value $0.01 per share 1,000 $82.00 $82,000.00
Disclosure

SEC source: 0001551869-20-000010 · wf-form4_160703411274518.xml · nonDerivative · entry 1

Harvey Keith · CIK 0001551869 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,576

F1 · kind: Sales made pursuant to a 10b5-1 plan adopted by the reporting person in May 2020 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.

F2 · balance_after: Includes 43,987 shares acquired pursuant to grants of restricted stock units.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 22:00 UTC
Harvey KeithDirector · President & CEO
SaleCommon Stock, par value $0.01 per share 1,500 $70.00 $105,000.00
Disclosure

SEC source: 0001551869-20-000009 · wf-form4_160521839886636.xml · nonDerivative · entry 1

Harvey Keith · CIK 0001551869 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,576

F1 · kind: Sales made pursuant to a 10b5-1 plan adopted by the reporting person in May 2020 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.

F2 · balance_after: Includes 43,987 shares acquired pursuant to grants of restricted stock units.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 22:44 UTC
Harvey KeithDirector · President & CEO
SaleCommon Stock, par value $0.01 per share 500 $65.55 $32,775.00
Disclosure

SEC source: 0001551869-20-000008 · wf-form4_160461626539095.xml · nonDerivative · entry 1

Harvey Keith · CIK 0001551869 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,076

F1 · kind: Sales made pursuant to a 10b5-1 plan adopted by the reporting person in May 2020 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.

F2 · balance_after: Includes 43,987 shares acquired pursuant to grants of restricted stock units.

Read SEC document
October 16, 2020 Filed Oct 20, 2020 21:09 UTC
Harvey KeithDirector · President & CEO
SaleCommon Stock, par value $0.01 per share 500 $65.00 $32,500.00
Disclosure

SEC source: 0001551869-20-000007 · wf-form4_160322814166632.xml · nonDerivative · entry 1

Harvey Keith · CIK 0001551869 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,576

F1 · kind: Sales made pursuant to a 10b5-1 plan adopted by the reporting person in May 2020 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.

F2 · balance_after: Includes 43,987 shares acquired pursuant to grants of restricted stock units.

Read SEC document
September 02, 2020 Filed Sep 4, 2020 21:13 UTC
Harvey KeithDirector · President & CEO
SaleCommon Stock, par value $0.01 per share 500 $65.00 $32,500.00
Disclosure

SEC source: 0001551869-20-000006 · wf-form4_159925396679199.xml · nonDerivative · entry 1

Harvey Keith · CIK 0001551869 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,076

F1 · kind: Sales made pursuant to a 10b5-1 plan adopted by the reporting person in May 2020 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.

F2 · balance_after: Includes 43,987 shares acquired pursuant to grants of restricted stock units.

Read SEC document
August 10, 2020 Filed Aug 11, 2020 21:34 UTC
Harvey KeithDirector · President & CEO
SaleCommon Stock, par value $0.01 per share 500 $70.00 $35,000.00
Disclosure

SEC source: 0001551869-20-000005 · wf-form4_159718168158916.xml · nonDerivative · entry 1

Harvey Keith · CIK 0001551869 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,576

F1 · kind: Sales made pursuant to a 10b5-1 plan adopted by the reporting person in May 2020 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.

F2 · balance_after: Includes 43,987 shares acquired pursuant to grants of restricted stock units.

Read SEC document
August 05, 2020 Filed Aug 7, 2020 22:07 UTC
Harvey KeithDirector · President & CEO
SaleCommon Stock, par value $0.01 per share 500 $65.00 $32,500.00
Disclosure

SEC source: 0001551869-20-000004 · wf-form4_159683742485113.xml · nonDerivative · entry 1

Harvey Keith · CIK 0001551869 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,076

F1 · kind: Sales made pursuant to a 10b5-1 plan adopted by the reporting person in May 2020 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.

F2 · balance_after: Includes 43,987 shares acquired pursuant to grants of restricted stock units.

Read SEC document
July 31, 2020 Filed Jul 31, 2020 22:13 UTC
Harvey KeithDirector · President & CEO
GrantCommon Stock, par value $0.01 per share 1,833 $0.00 $0.00
Disclosure

SEC source: 0001551869-20-000003 · wf-form4_159623358448620.xml · nonDerivative · entry 1

Harvey Keith · CIK 0001551869 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,576

F1 · shares: Grant to the reporting person effective as of July 31, 2020 of restricted stock units under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on March 5, 2023 or earlier upon the occurrence of certain specified circumstances.

F1 · price: Grant to the reporting person effective as of July 31, 2020 of restricted stock units under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on March 5, 2023 or earlier upon the occurrence of certain specified circumstances.

F2 · balance_after: Includes 43,987 shares acquired pursuant to grants of restricted stock units.

Read SEC document
July 31, 2020 Filed Feb 12, 2021 21:49 UTC Amendment
Harvey KeithDirector · President & CEO
GrantCommon Stock, par value $0.01 per share 1,833 $0.00 $0.00
Disclosure

SEC source: 0001551869-21-000001 · wf-form4a_161316652208266.xml · nonDerivative · entry 1

Harvey Keith · CIK 0001551869 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,426

F1 · shares: Grant to the reporting person effective as of July 31, 2020 of restricted stock units under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on March 5, 2023 or earlier upon the occurrence of certain specified circumstances.

F1 · price: Grant to the reporting person effective as of July 31, 2020 of restricted stock units under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on March 5, 2023 or earlier upon the occurrence of certain specified circumstances.

F2 · balance_after: Includes 43,987 shares acquired pursuant to grants of restricted stock units.

Read SEC document
July 20, 2020 Filed Feb 12, 2021 21:59 UTC
Harvey KeithDirector · President & CEO
GiftCommon Stock, par value $0.01 per share 150 Not disclosed Not disclosed
Disclosure

SEC source: 0001551869-21-000002 · wf-form5_161316710772883.xml · nonDerivative · entry 1

Harvey Keith · CIK 0001551869 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,426

F1 · price: Bona fide gift by the reporting person for no consideration.

F2 · balance_after: Includes 43,987 shares acquired pursuant to grants of restricted stock units.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 21:09 UTC
Harvey KeithPresident & COO
SaleCommon Stock, par value $0.01 per share 1,000 $73.07 $73,070.00
Disclosure

SEC source: 0001551869-20-000002 · wf-form4_159372414063637.xml · nonDerivative · entry 1

Harvey Keith · CIK 0001551869 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,743

F1 · kind: Sales made pursuant to a 10b5-1 plan adopted by the reporting person in May 2020 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.

F2 · balance_after: Includes 42,154 shares acquired pursuant to grants of restricted stock units.

Read SEC document
June 10, 2020 Filed Jun 12, 2020 22:58 UTC
Wilcox BrettDirector
GrantCommon Stock, par value $0.01 per share 491 $71.15 $34,934.65
Disclosure

SEC source: 0001628280-20-009380 · wf-form4_159200271516907.xml · nonDerivative · entry 2

Wilcox Brett · CIK 0001289226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,432

F2 · shares: Stock received by the reporting person under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan at such person's election in lieu of all or a portion of the reporting person's annual cash retainer for serving as a member of the Board of Directors of Kaiser Aluminum Corporation.

F3 · price: Equal to the average of the closing prices of the Issuer's common stock as reported by the Nasdaq Stock Market, LLC for the twenty trading days prior to June 10, 2020.

Read SEC document
June 10, 2020 Filed Jun 12, 2020 22:58 UTC
Wilcox BrettDirector
GrantCommon Stock, par value $0.01 per share 1,756 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-009380 · wf-form4_159200271516907.xml · nonDerivative · entry 1

Wilcox Brett · CIK 0001289226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,941

F1 · shares: Grant to the reporting person of restricted stock under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on June 10, 2021.

Read SEC document
June 10, 2020 Filed Jun 12, 2020 22:52 UTC GrantCommon Stock, par value $0.01 per share 1,756 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-009379 · wf-form4_159200231681191.xml · nonDerivative · entry 1

Van Leeuwen Thomas Melton · CIK 0001354083 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,791

F1 · shares: Grant to the reporting person of restricted stock under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on June 10, 2021.

Read SEC document
June 10, 2020 Filed Jun 12, 2020 22:48 UTC GrantCommon Stock, par value $0.01 per share 1,054 $71.15 $74,992.10
Disclosure

SEC source: 0001628280-20-009378 · wf-form4_159200209246822.xml · nonDerivative · entry 2

STEBBINS DONALD J · CIK 0001193795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,587

F2 · shares: Stock received by the reporting person under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan at such person's election in lieu of all or a portion of the reporting person's annual cash retainer for serving as a member of the Board of Directors of Kaiser Aluminum Corporation.

F3 · price: Equal to the average of the closing prices of the Issuer's common stock as reported by the Nasdaq Stock Market, LLC for the twenty trading days prior to June 10, 2020.

Read SEC document
June 10, 2020 Filed Jun 12, 2020 22:48 UTC GrantCommon Stock, par value $0.01 per share 1,756 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-009378 · wf-form4_159200209246822.xml · nonDerivative · entry 1

STEBBINS DONALD J · CIK 0001193795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,533

F1 · shares: Grant to the reporting person of restricted stock under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on June 10, 2021.

Read SEC document
June 10, 2020 Filed Jun 12, 2020 22:47 UTC GrantCommon Stock, par value $0.01 per share 168 $71.15 $11,953.20
Disclosure

SEC source: 0001628280-20-009377 · wf-form4_159200202325941.xml · nonDerivative · entry 2

Sebastian Teresa Mosley · CIK 0001502941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,227

F2 · shares: Stock received by the reporting person under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan at such person's election in lieu of all or a portion of the reporting person's annual cash retainer for serving as a member of the Board of Directors of Kaiser Aluminum Corporation.

F3 · price: Equal to the average of the closing prices of the Issuer's common stock as reported by the Nasdaq Stock Market, LLC for the twenty trading days prior to June 10, 2020.

Read SEC document
June 10, 2020 Filed Jun 12, 2020 22:47 UTC GrantCommon Stock, par value $0.01 per share 1,756 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-009377 · wf-form4_159200202325941.xml · nonDerivative · entry 1

Sebastian Teresa Mosley · CIK 0001502941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,059

F1 · shares: Grant to the reporting person of restricted stock under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on June 10, 2021.

Read SEC document
June 10, 2020 Filed Jun 12, 2020 22:45 UTC GrantCommon Stock, par value $0.01 per share 1,335 $71.15 $94,985.25
Disclosure

SEC source: 0001628280-20-009376 · wf-form4_159200193494382.xml · nonDerivative · entry 2

OSBORNE ALFRED E JR · CIK 0001213324 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,439

F2 · shares: Stock received by the reporting person under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan at such person's election in lieu of all or a portion of the reporting person's annual cash retainer for serving as a member of the Board of Directors of Kaiser Aluminum Corporation.

F3 · price: Equal to the average of the closing prices of the Issuer's common stock as reported by the Nasdaq Stock Market, LLC for the twenty trading days prior to June 10, 2020.

Read SEC document
June 10, 2020 Filed Jun 12, 2020 22:45 UTC GrantCommon Stock, par value $0.01 per share 1,756 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-009376 · wf-form4_159200193494382.xml · nonDerivative · entry 1

OSBORNE ALFRED E JR · CIK 0001213324 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,104

F1 · shares: Grant to the reporting person of restricted stock under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on June 10, 2021.

Read SEC document
June 10, 2020 Filed Jun 12, 2020 22:34 UTC GrantCommon Stock, par value $0.01 per share 1,124 $71.15 $79,972.60
Disclosure

SEC source: 0001628280-20-009375 · wf-form4_159200127413814.xml · nonDerivative · entry 2

MARTIN LAURALEE · CIK 0001164495 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,893

F2 · shares: Stock received by the reporting person under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan at such person's election in lieu of all or a portion of the reporting person's annual cash retainer for serving as a member of the Board of Directors of Kaiser Aluminum Corporation.

F3 · price: Equal to the average of the closing prices of the Issuer's common stock as reported by the Nasdaq Stock Market, LLC for the twenty trading days prior to June 10, 2020.

Read SEC document
June 10, 2020 Filed Jun 12, 2020 22:34 UTC GrantCommon Stock, par value $0.01 per share 1,756 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-009375 · wf-form4_159200127413814.xml · nonDerivative · entry 1

MARTIN LAURALEE · CIK 0001164495 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,769

F1 · shares: Grant to the reporting person of restricted stock under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on June 10, 2021.

Read SEC document
June 10, 2020 Filed Jun 12, 2020 22:32 UTC GrantCommon Stock, par value $0.01 per share 1,756 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-009374 · wf-form4_159200114156475.xml · nonDerivative · entry 1

LIGGETT EMILY M · CIK 0001231898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,192

F1 · shares: Grant to the reporting person of restricted stock under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on June 10, 2021.

Read SEC document
June 10, 2020 Filed Jun 12, 2020 22:30 UTC GrantCommon Stock, par value $0.01 per share 843 $71.15 $59,979.45
Disclosure

SEC source: 0001628280-20-009373 · wf-form4_159200103179991.xml · nonDerivative · entry 2

HASSEY L PATRICK · CIK 0001183984 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,954

F2 · shares: Stock received by the reporting person under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan at such person's election in lieu of all or a portion of the reporting person's annual cash retainer for serving as a member of the Board of Directors of Kaiser Aluminum Corporation, lead independent director or chair of a committee of the Board of Directors.

F3 · price: Equal to the average of the closing prices of the Issuer's common stock as reported by the Nasdaq Stock Market, LLC for the twenty trading days prior to June 10, 2020.

Read SEC document
June 10, 2020 Filed Jun 12, 2020 22:30 UTC GrantCommon Stock, par value $0.01 per share 1,756 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-009373 · wf-form4_159200103179991.xml · nonDerivative · entry 1

HASSEY L PATRICK · CIK 0001183984 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,111

F1 · shares: Grant to the reporting person of restricted stock under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on June 10, 2021.

Read SEC document
June 10, 2020 Filed Jun 12, 2020 22:19 UTC GrantCommon Stock, par value $0.01 per share 1,756 $0.00 $0.00
Disclosure

SEC source: 0001788569-20-000001 · wf-form4_159200032444932.xml · nonDerivative · entry 1

Gerard Leo Wilfred · CIK 0001788569 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,652

F1 · shares: Grant to the reporting person of restricted stock under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on June 10, 2021.

Read SEC document
June 10, 2020 Filed Jun 12, 2020 22:13 UTC GrantCommon Stock, par value $0.01 per share 1,756 $0.00 $0.00
Disclosure

SEC source: 0001372886-20-000001 · wf-form4_159200000194140.xml · nonDerivative · entry 1

Foster David A · CIK 0001372886 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,860

F1 · shares: Grant to the reporting person of restricted stock under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on June 10, 2021.

Read SEC document
June 05, 2020 Filed Jun 5, 2020 22:29 UTC
HOCKEMA JACK ADirector · CEO
SaleCommon Stock, par value $0.01 per share 2,854 $81.95 $233,889.30
Disclosure

SEC source: 0001227285-20-000003 · wf-form4_159139617392557.xml · nonDerivative · entry 3

HOCKEMA JACK A · CIK 0001227285 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hockema Family Trust

Disclosed balance after: 13,791

F1 · kind: Sales made pursuant to a 10b5-1 plan adopted by the reporting person on April 29, 2019 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.

F4 · price: Represents the sale of 2,854 shares in multiple transactions, ranging from $80.5000 to $83.4800 per share, resulting in a weighted average sale price of $81.9514 per share. The reporting person undertakes to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.

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June 04, 2020 Filed Jun 5, 2020 22:29 UTC
HOCKEMA JACK ADirector · CEO
SaleCommon Stock, par value $0.01 per share 246 $80.05 $19,692.15
Disclosure

SEC source: 0001227285-20-000003 · wf-form4_159139617392557.xml · nonDerivative · entry 2

HOCKEMA JACK A · CIK 0001227285 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hockema Family Trust

Disclosed balance after: 16,645

F1 · kind: Sales made pursuant to a 10b5-1 plan adopted by the reporting person on April 29, 2019 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.

F3 · price: Represents the sale of 246 shares in multiple transactions, ranging from $80.0400 to $80.0900 per share, resulting in a weighted average sale price of $80.0494 per share. The reporting person undertakes to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.

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June 03, 2020 Filed Jun 5, 2020 22:29 UTC
HOCKEMA JACK ADirector · CEO
SaleCommon Stock, par value $0.01 per share 1,400 $80.22 $112,301.42
Disclosure

SEC source: 0001227285-20-000003 · wf-form4_159139617392557.xml · nonDerivative · entry 1

HOCKEMA JACK A · CIK 0001227285 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hockema Family Trust

Disclosed balance after: 16,891

F1 · kind: Sales made pursuant to a 10b5-1 plan adopted by the reporting person on April 29, 2019 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.

F2 · price: Represents the sale of 1,400 shares in multiple transactions, ranging from $80.0500 to $80.6300 per share, resulting in a weighted average sale price of $80.2153 per share. The reporting person undertakes to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.

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June 01, 2020 Filed Jun 1, 2020 22:22 UTC
Harvey KeithPresident & COO
SaleCommon Stock, par value $0.01 per share 1,000 $71.36 $71,360.00
Disclosure

SEC source: 0001551869-20-000001 · wf-form4_159105013121761.xml · nonDerivative · entry 1

Harvey Keith · CIK 0001551869 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,743

F1 · kind: Sales made pursuant to a 10b5-1 plan adopted by the reporting person in May 2020 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.

F2 · balance_after: Includes 42,154 shares acquired pursuant to grants of restricted stock units.

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April 30, 2020 Filed May 1, 2020 21:18 UTC
HOCKEMA JACK ADirector · CEO
SaleCommon Stock, par value $0.01 per share 3,000 $73.42 $220,267.20
Disclosure

SEC source: 0001227285-20-000002 · wf-form4_158836789217012.xml · nonDerivative · entry 1

HOCKEMA JACK A · CIK 0001227285 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hockema Family Trust

Disclosed balance after: 18,291

F1 · kind: Sales made pursuant to a 10b5-1 plan adopted by the reporting person on April 29, 2019 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.

F2 · price: Represents the sale of 3,000 shares in multiple transactions, ranging from $72.3400 to $75.0200 per share, resulting in a weighted average sale price of $73.4224 per share. The reporting person undertakes to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.

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March 05, 2020 Filed Mar 9, 2020 20:40 UTC
ELLSWORTH MELINDA CVP IR & Corp. Communications
Tax withholdingCommon Stock, par value $0.01 per share 380 $93.22 $35,423.60
Disclosure

SEC source: 0001628280-20-003223 · wf-form4_158378640892816.xml · nonDerivative · entry 4

ELLSWORTH MELINDA C · CIK 0001194571 · VP IR & Corp. Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,031

F5 · kind: Shares withheld to satisfy the withholding tax obligations resulting from the vesting on March 5, 2020 of certain restricted stock units granted to the reporting person in 2017 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended.

F6 · balance_after: Includes 2,538 shares acquired pursuant to grants of restricted stock units.

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March 05, 2020 Filed Mar 9, 2020 20:40 UTC
ELLSWORTH MELINDA CVP IR & Corp. Communications
Tax withholdingCommon Stock, par value $0.01 per share 490 $93.22 $45,677.80
Disclosure

SEC source: 0001628280-20-003223 · wf-form4_158378640892816.xml · nonDerivative · entry 3

ELLSWORTH MELINDA C · CIK 0001194571 · VP IR & Corp. Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,411

F4 · kind: Shares withheld to satisfy the withholding tax obligations resulting from the vesting on March 5, 2020 of the above-referenced performance shares.

F2 · balance_after: Includes 3,555 shares acquired pursuant to grants of restricted stock units.

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March 05, 2020 Filed Mar 9, 2020 20:40 UTC
ELLSWORTH MELINDA CVP IR & Corp. Communications
GrantCommon Stock, par value $0.01 per share 1,346 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-003223 · wf-form4_158378640892816.xml · nonDerivative · entry 2

ELLSWORTH MELINDA C · CIK 0001194571 · VP IR & Corp. Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,901

F3 · shares: Shares earned upon the vesting on March 5, 2020 of certain performance shares granted to the reporting person in 2017 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended. On March 5, 2020, the Registrant's compensation committee certified the performance shares payout multiplier based on the level of achievement by the Registrant of certain pre-established performance goals for 2017 through 2019.

F3 · acquired: Shares earned upon the vesting on March 5, 2020 of certain performance shares granted to the reporting person in 2017 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended. On March 5, 2020, the Registrant's compensation committee certified the performance shares payout multiplier based on the level of achievement by the Registrant of certain pre-established performance goals for 2017 through 2019.

F2 · balance_after: Includes 3,555 shares acquired pursuant to grants of restricted stock units.

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March 05, 2020 Filed Mar 9, 2020 20:40 UTC
ELLSWORTH MELINDA CVP IR & Corp. Communications
GrantCommon Stock, par value $0.01 per share 912 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-003223 · wf-form4_158378640892816.xml · nonDerivative · entry 1

ELLSWORTH MELINDA C · CIK 0001194571 · VP IR & Corp. Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,555

F1 · shares: Grant to the reporting person effective as of March 5, 2020 of restricted stock units under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on March 5, 2023 or earlier upon the occurrence of certain specified circumstances.

F1 · price: Grant to the reporting person effective as of March 5, 2020 of restricted stock units under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on March 5, 2023 or earlier upon the occurrence of certain specified circumstances.

F2 · balance_after: Includes 3,555 shares acquired pursuant to grants of restricted stock units.

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March 05, 2020 Filed Mar 9, 2020 20:40 UTC
Huey JenniferVP & Chief Accounting Officer
Tax withholdingCommon Stock, par value $0.01 per share 32 $93.22 $2,983.04
Disclosure

SEC source: 0001628280-20-003222 · wf-form4_158378638615545.xml · nonDerivative · entry 4

Huey Jennifer · CIK 0001769865 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,953

F5 · kind: Shares withheld to satisfy the withholding tax obligations resulting from the vesting on March 5, 2020 of certain restricted stock units granted to the reporting person in 2017 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended.

F6 · balance_after: Includes 1,473 shares acquired pursuant to grants of restricted stock units.

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March 05, 2020 Filed Mar 9, 2020 20:40 UTC
Huey JenniferVP & Chief Accounting Officer
Tax withholdingCommon Stock, par value $0.01 per share 133 $93.22 $12,398.26
Disclosure

SEC source: 0001628280-20-003222 · wf-form4_158378638615545.xml · nonDerivative · entry 3

Huey Jennifer · CIK 0001769865 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,985

F4 · kind: Shares withheld to satisfy the withholding tax obligations resulting from the vesting on March 5, 2020 of the above-referenced performance shares.

F2 · balance_after: Includes 1,551 shares acquired pursuant to grants of restricted stock units.

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March 05, 2020 Filed Mar 9, 2020 20:40 UTC
Huey JenniferVP & Chief Accounting Officer
GrantCommon Stock, par value $0.01 per share 323 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-003222 · wf-form4_158378638615545.xml · nonDerivative · entry 2

Huey Jennifer · CIK 0001769865 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,118

F3 · shares: Shares earned upon the vesting on March 5, 2020 of certain performance shares granted to the reporting person in 2017 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended. On March 5, 2020, the Registrant's compensation committee certified the performance shares payout multiplier based on the level of achievement by the Registrant of certain pre-established performance goals for 2017 through 2019.

F2 · balance_after: Includes 1,551 shares acquired pursuant to grants of restricted stock units.

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March 05, 2020 Filed Mar 9, 2020 20:40 UTC
Huey JenniferVP & Chief Accounting Officer
GrantCommon Stock, par value $0.01 per share 745 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-003222 · wf-form4_158378638615545.xml · nonDerivative · entry 1

Huey Jennifer · CIK 0001769865 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,795

F1 · shares: Grant to the reporting person effective as of March 5, 2020 of restricted stock units under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on March 5, 2023 or earlier upon the occurrence of certain specified circumstances.

F1 · price: Grant to the reporting person effective as of March 5, 2020 of restricted stock units under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on March 5, 2023 or earlier upon the occurrence of certain specified circumstances.

F2 · balance_after: Includes 1,551 shares acquired pursuant to grants of restricted stock units.

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March 05, 2020 Filed Mar 9, 2020 20:39 UTC
Harvey KeithPresident & COO
Tax withholdingCommon Stock, par value $0.01 per share 1,714 $93.22 $159,779.08
Disclosure

SEC source: 0001628280-20-003221 · wf-form4_158378636330772.xml · nonDerivative · entry 4

Harvey Keith · CIK 0001551869 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,743

F5 · kind: Shares withheld to satisfy the withholding tax obligations resulting from the vesting on March 5, 2020 of certain restricted stock units granted to the reporting person in 2017 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended.

F6 · balance_after: Includes 42,154 shares acquired pursuant to grants of restricted stock units.

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March 05, 2020 Filed Mar 9, 2020 20:39 UTC
Harvey KeithPresident & COO
Tax withholdingCommon Stock, par value $0.01 per share 5,787 $93.22 $539,464.14
Disclosure

SEC source: 0001628280-20-003221 · wf-form4_158378636330772.xml · nonDerivative · entry 3

Harvey Keith · CIK 0001551869 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,457

F4 · kind: Shares withheld to satisfy the withholding tax obligations resulting from the vesting on March 5, 2020 of the above-referenced performance shares.

F2 · balance_after: Includes 47,109 shares acquired pursuant to grants of restricted stock units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.