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Nasdaq · USD

KALU

KAISER ALUMINUM CORP

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4302
SEC CIK
0000811596
Parsed reports
390

Last 12 months

Inside the activity.

0 purchase rows · 10 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202602
Mar 202600
Apr 202607
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 05, 2017 Filed Mar 7, 2017 23:46 UTC
Parkinson RayVP - Advanced Engineering
Tax withholdingCommon Stock, par value $0.01 per share 795 $79.69 $63,353.55
Disclosure

SEC source: 0001628280-17-002330 · wf-form4_148893035522718.xml · nonDerivative · entry 4

Parkinson Ray · CIK 0001551870 · VP - Advanced Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,679

F6 · kind: Shares withheld to satisfy the withholding tax obligations resulting from the vesting on March 5, 2017 of certain shares granted to the reporting person in 2014 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended.

Read SEC document
March 05, 2017 Filed Mar 7, 2017 23:46 UTC
Parkinson RayVP - Advanced Engineering
Tax withholdingCommon Stock, par value $0.01 per share 1,240 $79.69 $98,815.60
Disclosure

SEC source: 0001628280-17-002330 · wf-form4_148893035522718.xml · nonDerivative · entry 3

Parkinson Ray · CIK 0001551870 · VP - Advanced Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,474

F5 · kind: Shares withheld to satisfy the withholding tax obligations resulting from the vesting on March 5, 2017 of the above-referenced performance shares.

F2 · balance_after: The acquisition of 1,993 shares was inadvertently reported as a grant of restricted stock on the reporting person's prior Form 4. Such shares were acquired pursuant to a grant of restricted stock units. These restricted stock units have the same vesting terms as previously reported.

F3 · balance_after: Includes 3,929 shares acquired pursuant to grants of restricted stock units.

Read SEC document
March 05, 2017 Filed Mar 7, 2017 23:46 UTC
Parkinson RayVP - Advanced Engineering
GrantCommon Stock, par value $0.01 per share 3,182 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-002330 · wf-form4_148893035522718.xml · nonDerivative · entry 2

Parkinson Ray · CIK 0001551870 · VP - Advanced Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,714

F4 · shares: Shares earned upon the vesting on March 5, 2017 of certain performance shares granted to the reporting person in 2014 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended. On March 5, 2017, the Registrant's compensation committee certified the performance shares payout multiplier based on the level of achievement by the Registrant of a certain pre-established performance goal for 2014 through 2016.

F4 · price: Shares earned upon the vesting on March 5, 2017 of certain performance shares granted to the reporting person in 2014 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended. On March 5, 2017, the Registrant's compensation committee certified the performance shares payout multiplier based on the level of achievement by the Registrant of a certain pre-established performance goal for 2014 through 2016.

F2 · balance_after: The acquisition of 1,993 shares was inadvertently reported as a grant of restricted stock on the reporting person's prior Form 4. Such shares were acquired pursuant to a grant of restricted stock units. These restricted stock units have the same vesting terms as previously reported.

F3 · balance_after: Includes 3,929 shares acquired pursuant to grants of restricted stock units.

Read SEC document
March 05, 2017 Filed Mar 7, 2017 23:46 UTC
Parkinson RayVP - Advanced Engineering
GrantCommon Stock, par value $0.01 per share 1,936 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-002330 · wf-form4_148893035522718.xml · nonDerivative · entry 1

Parkinson Ray · CIK 0001551870 · VP - Advanced Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,532

F1 · shares: Grant to the reporting person effective as of March 5, 2017 of restricted stock units under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on March 5, 2020 or earlier upon the occurrence of certain specified circumstances.

F1 · price: Grant to the reporting person effective as of March 5, 2017 of restricted stock units under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on March 5, 2020 or earlier upon the occurrence of certain specified circumstances.

F2 · balance_after: The acquisition of 1,993 shares was inadvertently reported as a grant of restricted stock on the reporting person's prior Form 4. Such shares were acquired pursuant to a grant of restricted stock units. These restricted stock units have the same vesting terms as previously reported.

F3 · balance_after: Includes 3,929 shares acquired pursuant to grants of restricted stock units.

Read SEC document
March 05, 2017 Filed Mar 7, 2017 23:45 UTC
HOCKEMA JACK ADirector · CEO
Tax withholdingCommon Stock, par value $0.01 per share 5,998 $79.69 $477,980.62
Disclosure

SEC source: 0001628280-17-002328 · wf-form4_148893032221783.xml · nonDerivative · entry 4

HOCKEMA JACK A · CIK 0001227285 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,418

F5 · kind: Shares withheld to satisfy the withholding tax obligations resulting from the vesting on March 5, 2017 of certain shares granted to the reporting person in 2014 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended.

F2 · balance_after: Includes 21,339 shares acquired pursuant to grants of restricted stock units.

Read SEC document
March 05, 2017 Filed Mar 7, 2017 23:45 UTC
HOCKEMA JACK ADirector · CEO
Tax withholdingCommon Stock, par value $0.01 per share 14,207 $79.69 $1,132,155.83
Disclosure

SEC source: 0001628280-17-002328 · wf-form4_148893032221783.xml · nonDerivative · entry 3

HOCKEMA JACK A · CIK 0001227285 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,416

F4 · kind: Shares withheld to satisfy the withholding tax obligations resulting from the vesting on March 5, 2017 of the above-referenced performance shares.

F2 · balance_after: Includes 21,339 shares acquired pursuant to grants of restricted stock units.

Read SEC document
March 05, 2017 Filed Mar 7, 2017 23:45 UTC
HOCKEMA JACK ADirector · CEO
GrantCommon Stock, par value $0.01 per share 30,745 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-002328 · wf-form4_148893032221783.xml · nonDerivative · entry 2

HOCKEMA JACK A · CIK 0001227285 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,623

F3 · shares: Shares earned upon the vesting on March 5, 2017 of certain performance shares granted to the reporting person in 2014 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended. On March 5, 2017, the Registrant's compensation committee certified the performance shares payout multiplier based on the level of achievement by the Registrant of a certain pre-established performance goal for 2014 through 2016.

F3 · price: Shares earned upon the vesting on March 5, 2017 of certain performance shares granted to the reporting person in 2014 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended. On March 5, 2017, the Registrant's compensation committee certified the performance shares payout multiplier based on the level of achievement by the Registrant of a certain pre-established performance goal for 2014 through 2016.

F2 · balance_after: Includes 21,339 shares acquired pursuant to grants of restricted stock units.

Read SEC document
March 05, 2017 Filed Mar 7, 2017 23:45 UTC
HOCKEMA JACK ADirector · CEO
GrantCommon Stock, par value $0.01 per share 10,509 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-002328 · wf-form4_148893032221783.xml · nonDerivative · entry 1

HOCKEMA JACK A · CIK 0001227285 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,878

F1 · shares: Grant to the reporting person effective as of March 5, 2017 of restricted stock units under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on March 5, 2020 or earlier upon the occurrence of certain specified circumstances.

F1 · price: Grant to the reporting person effective as of March 5, 2017 of restricted stock units under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on March 5, 2020 or earlier upon the occurrence of certain specified circumstances.

F2 · balance_after: Includes 21,339 shares acquired pursuant to grants of restricted stock units.

Read SEC document
March 05, 2017 Filed Mar 7, 2017 23:45 UTC
Krouse MarkVP - Human Resources
Tax withholdingCommon Stock, par value $0.01 per share 890 $79.69 $70,924.10
Disclosure

SEC source: 0001628280-17-002329 · wf-form4_148893033826666.xml · nonDerivative · entry 3

Krouse Mark · CIK 0001586289 · VP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,933

F5 · kind: Shares withheld to satisfy the withholding tax obligations resulting from the vesting on March 5, 2017 of the above-referenced performance shares.

F2 · balance_after: The acquisition of 1,395 shares was inadvertently reported as a grant of restricted stock on the reporting person's prior Form 4. Such shares were acquired pursuant to a grant of restricted stock units. These restricted stock units have the same vesting terms as previously reported

F3 · balance_after: Includes 2,724 shares acquired pursuant to grants of restricted stock units.

Read SEC document
March 05, 2017 Filed Mar 7, 2017 23:45 UTC
Krouse MarkVP - Human Resources
GrantCommon Stock, par value $0.01 per share 2,228 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-002329 · wf-form4_148893033826666.xml · nonDerivative · entry 2

Krouse Mark · CIK 0001586289 · VP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,823

F4 · shares: Shares earned upon the vesting on March 5, 2017 of certain performance shares granted to the reporting person in 2014 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended. On March 5, 2017, the Registrant's compensation committee certified the performance shares payout multiplier based on the level of achievement by the Registrant of a certain pre-established performance goal for 2014 through 2016.

F4 · price: Shares earned upon the vesting on March 5, 2017 of certain performance shares granted to the reporting person in 2014 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended. On March 5, 2017, the Registrant's compensation committee certified the performance shares payout multiplier based on the level of achievement by the Registrant of a certain pre-established performance goal for 2014 through 2016.

F2 · balance_after: The acquisition of 1,395 shares was inadvertently reported as a grant of restricted stock on the reporting person's prior Form 4. Such shares were acquired pursuant to a grant of restricted stock units. These restricted stock units have the same vesting terms as previously reported

F3 · balance_after: Includes 2,724 shares acquired pursuant to grants of restricted stock units.

Read SEC document
March 05, 2017 Filed Mar 7, 2017 23:45 UTC
Krouse MarkVP - Human Resources
GrantCommon Stock, par value $0.01 per share 1,329 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-002329 · wf-form4_148893033826666.xml · nonDerivative · entry 1

Krouse Mark · CIK 0001586289 · VP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,595

F1 · shares: Grant to the reporting person effective as of March 5, 2017 of restricted stock units under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on March 5, 2020 or earlier upon the occurrence of certain specified circumstances.

F1 · price: Grant to the reporting person effective as of March 5, 2017 of restricted stock units under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on March 5, 2020 or earlier upon the occurrence of certain specified circumstances.

F2 · balance_after: The acquisition of 1,395 shares was inadvertently reported as a grant of restricted stock on the reporting person's prior Form 4. Such shares were acquired pursuant to a grant of restricted stock units. These restricted stock units have the same vesting terms as previously reported

F3 · balance_after: Includes 2,724 shares acquired pursuant to grants of restricted stock units.

Read SEC document
March 05, 2017 Filed Mar 7, 2017 23:45 UTC
Harvey KeithPresident & COO
Tax withholdingCommon Stock, par value $0.01 per share 1,591 $79.69 $126,786.79
Disclosure

SEC source: 0001628280-17-002327 · wf-form4_148893030303684.xml · nonDerivative · entry 4

Harvey Keith · CIK 0001551869 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,067

F5 · kind: Shares withheld to satisfy the withholding tax obligations resulting from the vesting on March 5, 2017 of certain shares granted to the reporting person in 2014 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended.

F2 · balance_after: Includes 10,062 shares acquired pursuant to grants of restricted stock units.

Read SEC document
March 05, 2017 Filed Mar 7, 2017 23:45 UTC
Harvey KeithPresident & COO
Tax withholdingCommon Stock, par value $0.01 per share 2,398 $79.69 $191,096.62
Disclosure

SEC source: 0001628280-17-002327 · wf-form4_148893030303684.xml · nonDerivative · entry 3

Harvey Keith · CIK 0001551869 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,658

F4 · kind: Shares withheld to satisfy the withholding tax obligations resulting from the vesting on March 5, 2017 of the above-referenced performance shares.

F2 · balance_after: Includes 10,062 shares acquired pursuant to grants of restricted stock units.

Read SEC document
March 05, 2017 Filed Mar 7, 2017 23:45 UTC
Harvey KeithPresident & COO
GrantCommon Stock, par value $0.01 per share 6,366 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-002327 · wf-form4_148893030303684.xml · nonDerivative · entry 2

Harvey Keith · CIK 0001551869 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,056

F3 · shares: Shares earned upon the vesting on March 5, 2017 of certain performance shares granted to the reporting person in 2014 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended. On March 5, 2017, the Registrant's compensation committee certified the performance shares payout multiplier based on the level of achievement by the Registrant of a certain pre-established performance goal for 2014 through 2016.

F3 · price: Shares earned upon the vesting on March 5, 2017 of certain performance shares granted to the reporting person in 2014 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended. On March 5, 2017, the Registrant's compensation committee certified the performance shares payout multiplier based on the level of achievement by the Registrant of a certain pre-established performance goal for 2014 through 2016.

F2 · balance_after: Includes 10,062 shares acquired pursuant to grants of restricted stock units.

Read SEC document
March 05, 2017 Filed Mar 7, 2017 23:45 UTC
Harvey KeithPresident & COO
GrantCommon Stock, par value $0.01 per share 4,955 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-002327 · wf-form4_148893030303684.xml · nonDerivative · entry 1

Harvey Keith · CIK 0001551869 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,690

F1 · shares: Grant to the reporting person effective as of March 5, 2017 of restricted stock units under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on March 5, 2020 or earlier upon the occurrence of certain specified circumstances.

F1 · price: Grant to the reporting person effective as of March 5, 2017 of restricted stock units under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on March 5, 2020 or earlier upon the occurrence of certain specified circumstances.

F2 · balance_after: Includes 10,062 shares acquired pursuant to grants of restricted stock units.

Read SEC document
March 05, 2017 Filed Mar 7, 2017 23:44 UTC
BARNESON JOHNSr. VP - Corporate Development
Tax withholdingCommon Stock, par value $0.01 per share 2,059 $79.69 $164,081.71
Disclosure

SEC source: 0001628280-17-002324 · wf-form4_148893025246772.xml · nonDerivative · entry 3

BARNESON JOHN · CIK 0001227284 · Sr. VP - Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,628

F4 · kind: Shares withheld to satisfy the withholding tax obligations resulting from the vesting on March 5, 2017 of the above-referenced performance shares.

Read SEC document
March 05, 2017 Filed Mar 7, 2017 23:44 UTC
BARNESON JOHNSr. VP - Corporate Development
GrantCommon Stock, par value $0.01 per share 5,377 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-002324 · wf-form4_148893025246772.xml · nonDerivative · entry 2

BARNESON JOHN · CIK 0001227284 · Sr. VP - Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,687

F3 · shares: Shares earned upon the vesting on March 5, 2017 of certain performance shares granted to the reporting person in 2014 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended. On March 5, 2017, the Registrant's compensation committee certified the performance shares payout multiplier based on the level of achievement by the Registrant of a certain pre-established performance goal for 2014 through 2016.

F3 · price: Shares earned upon the vesting on March 5, 2017 of certain performance shares granted to the reporting person in 2014 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended. On March 5, 2017, the Registrant's compensation committee certified the performance shares payout multiplier based on the level of achievement by the Registrant of a certain pre-established performance goal for 2014 through 2016.

F2 · balance_after: Includes 6,645 shares acquired pursuant to grants of restricted stock units.

Read SEC document
March 05, 2017 Filed Mar 7, 2017 23:44 UTC
BARNESON JOHNSr. VP - Corporate Development
GrantCommon Stock, par value $0.01 per share 3,277 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-002324 · wf-form4_148893025246772.xml · nonDerivative · entry 1

BARNESON JOHN · CIK 0001227284 · Sr. VP - Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,310

F1 · shares: Grant to the reporting person effective as of March 5, 2017 of restricted stock units under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on March 5, 2020 or earlier upon the occurrence of certain specified circumstances.

F1 · price: Grant to the reporting person effective as of March 5, 2017 of restricted stock units under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on March 5, 2020 or earlier upon the occurrence of certain specified circumstances.

F2 · balance_after: Includes 6,645 shares acquired pursuant to grants of restricted stock units.

Read SEC document
December 30, 2016 Filed Jan 5, 2017 02:04 UTC
Krouse MarkVP - Human Resources
Tax withholdingCommon Stock, par value $0.01 per share 557 $77.69 $43,273.33
Disclosure

SEC source: 0001628280-17-000068 · wf-form4_148358188446881.xml · nonDerivative · entry 1

Krouse Mark · CIK 0001586289 · VP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,266

F1 · shares: Shares withheld to satisfy the withholding tax obligations resulting from the recognition of income with respect to the outstanding grant of restricted stock to the reporting person effective March 5, 2014 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended, upon the reporting person reaching age 65 on December 30, 2016 and such shares no longer being subject to a substantial risk of forfeiture for tax purposes.

F2 · balance_after: The acquisition of 1,395 shares was inadvertently reported as a grant of restricted stock on the reporting person's prior Form 4. Such shares were acquired pursuant to a grant of restricted stock units. These restricted stock units have the same vesting terms as previously reported.

Read SEC document
December 30, 2016 Filed May 18, 2018 22:37 UTC Amendment
Krouse MarkVP - Human Resources
Tax withholdingCommon Stock, par value $0.01 per share 557 $77.69 $43,273.33
Disclosure

SEC source: 0001628280-18-006996 · wf-form4a_152668306095658.xml · nonDerivative · entry 1

Krouse Mark · CIK 0001586289 · VP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,742

F1 · shares: Shares withheld to satisfy the withholding tax obligations resulting from the recognition of income with respect to the outstanding grant of restricted stock to the reporting person effective March 5, 2014 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended, upon the reporting person reaching age 65 on December 30, 2016 and such shares no longer being subject to a substantial risk of forfeiture for tax purposes.

F2 · balance_after: The acquisition of 1,395 shares was inadvertently reported as a grant of restricted stock on the reporting person's prior Form 4. Such shares were acquired pursuant to a grant of restricted stock units. These restricted stock units have the same vesting terms as previously reported.

Read SEC document
December 05, 2016 Filed Dec 7, 2016 00:20 UTC
BARNESON JOHNSr. VP - Corporate Development
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 2,334 $0.00 Strike: $80.01 $0.00
Disclosure

SEC source: 0001628280-16-021839 · wf-form4_148107002231432.xml · derivative · entry 4

BARNESON JOHN · CIK 0001227284 · Sr. VP - Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 2,334 shares

Expires 2017-04-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Stock option award granted on April 3, 2007 for 2,334 shares of common stock, with one-third of such options vested on each of the first, second and third anniversaries of the grant date.

Read SEC document
December 05, 2016 Filed Dec 7, 2016 00:20 UTC
BARNESON JOHNSr. VP - Corporate Development
SaleEmployee Stock Options (Right to Buy) 2,334 $84.57 $197,384.28
Disclosure

SEC source: 0001628280-16-021839 · wf-form4_148107002231432.xml · nonDerivative · entry 2

BARNESON JOHN · CIK 0001227284 · Sr. VP - Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,033

F1 · balance_after: The acquisition of 3,368 shares was inadvertently reported as a grant of restricted stock on the reporting person's prior Form 4. Such shares were acquired pursuant to a grant of restricted stock units. These restricted stock units have the same vesting terms as previously reported

Read SEC document
December 05, 2016 Filed Dec 7, 2016 00:20 UTC
BARNESON JOHNSr. VP - Corporate Development
Exercise / conversionEmployee Stock Options (Right to Buy) 2,334 $80.01 $186,743.34
Disclosure

SEC source: 0001628280-16-021839 · wf-form4_148107002231432.xml · nonDerivative · entry 1

BARNESON JOHN · CIK 0001227284 · Sr. VP - Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,367

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The acquisition of 3,368 shares was inadvertently reported as a grant of restricted stock on the reporting person's prior Form 4. Such shares were acquired pursuant to a grant of restricted stock units. These restricted stock units have the same vesting terms as previously reported

Read SEC document
September 29, 2016 Filed Oct 3, 2016 21:21 UTC
Quinn JackDirector
GiftCommon Stock, par value $0.01 per share 850 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-143686 · doc4.xml · nonDerivative · entry 1

Quinn Jack · CIK 0001354088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,788

F1 · price: Bona fide gift by the reporting person for no consideration.

Read SEC document
May 03, 2016 Filed Feb 14, 2017 23:54 UTC
HOCKEMA JACK ADirector · CEO
GiftCommon Stock, par value $0.01 per share 12,500 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-001361 · wf-form5_148711647149073.xml · nonDerivative · entry 1

HOCKEMA JACK A · CIK 0001227285 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hockema Family Trust

Disclosed balance after: 84,380

F1 · price: Bona fide gift by the reporting person for no consideration.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.