Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 16, 2018 Filed Feb 20, 2018 16:55 UTC |
Myron Robert PatrickDirector · Chief Executive Officer
|
Tax withholdingCommon Shares | 1,313 | $39.88 | $52,362.44 |
DisclosureSEC source: 0000950138-18-000152 · edgar.xml · nonDerivative · entry 1 Myron Robert Patrick · CIK 0001348486 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 311,266 F1 · shares: The shares disposed of were withheld by James River Group Holdings, Ltd. for payment of the tax liability incident to the vesting of 3,118 restricted share units on February 16, 2018. Read SEC document |
| February 16, 2018 Filed Feb 20, 2018 21:41 UTC |
Hartman Steven JPres. & CEO-Sp. Adm. Ins Sgmt
|
Tax withholdingCommon Shares | 349 | $39.88 | $13,918.12 |
DisclosureSEC source: 0000950138-18-000150 · edgar.xml · nonDerivative · entry 1 Hartman Steven J · CIK 0001626703 · Pres. & CEO-Sp. Adm. Ins Sgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,262 F1 · shares: The shares disposed of were withheld by James River Group Holdings, Ltd. for payment of the tax liability incident to the vesting of 1,183 restricted share units on February 16, 2018. Read SEC document |
| February 16, 2018 Filed Feb 20, 2018 21:30 UTC |
Johnson Dennis RogerPres. & CEO-Casual Rein. Sgmt
|
Tax withholdingCommon Shares | 439 | $39.88 | $17,507.32 |
DisclosureSEC source: 0000950138-18-000148 · edgar.xml · nonDerivative · entry 1 Johnson Dennis Roger · CIK 0001627300 · Pres. & CEO-Casual Rein. Sgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,375 F1 · shares: The shares disposed of were withheld by James River Group Holdings, Ltd. for payment of the tax liability incident to the vesting of 1,054 restricted share units on February 16, 2018. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 21:16 UTC |
Schmitzer RichardPres. & CEO - E&S Lines Sgmt
|
Tax withholdingCommon Shares | 755 | $39.88 | $30,109.40 |
DisclosureSEC source: 0000950138-18-000157 · edgar.xml · nonDerivative · entry 1 Schmitzer Richard · CIK 0001626706 · Pres. & CEO - E&S Lines Sgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,787 F1 · shares: The shares disposed of were withheld by James River Group Holdings, Ltd. for payment of the tax liability incident to the vesting of 2,505 restricted share units on February 16, 2018. Read SEC document |
| February 14, 2018 Filed Feb 15, 2018 21:39 UTC |
Hartman Steven JPres. & CEO-Sp. Adm. Ins Sgmt
|
Tax withholdingCommon Shares | 968 | $38.85 | $37,606.80 |
DisclosureSEC source: 0000950138-18-000140 · edgar.xml · nonDerivative · entry 1 Hartman Steven J · CIK 0001626703 · Pres. & CEO-Sp. Adm. Ins Sgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,611 F1 · shares: The shares disposed of were withheld by James River Group Holdings, Ltd. for payment of the tax liability incident to the vesting of 2,845 restricted share units on February 14, 2018. Read SEC document |
| February 14, 2018 Filed Feb 15, 2018 21:48 UTC |
Schmitzer RichardPres. & CEO - E&S Lines Sgmt
|
Tax withholdingCommon Shares | 1,283 | $38.85 | $49,844.55 |
DisclosureSEC source: 0000950138-18-000142 · edgar.xml · nonDerivative · entry 1 Schmitzer Richard · CIK 0001626706 · Pres. & CEO - E&S Lines Sgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,542 F1 · shares: The shares disposed of were withheld by James River Group Holdings, Ltd. for payment of the tax liability incident to the vesting of 3,924 restricted share units on February 14, 2018. Read SEC document |
| February 14, 2018 Filed Feb 15, 2018 21:35 UTC |
Johnson Dennis RogerPres. & CEO-Casual Rein. Sgmt
|
Tax withholdingCommon Shares | 1,263 | $38.85 | $49,067.55 |
DisclosureSEC source: 0000950138-18-000138 · edgar.xml · nonDerivative · entry 1 Johnson Dennis Roger · CIK 0001627300 · Pres. & CEO-Casual Rein. Sgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,814 F1 · shares: The shares disposed of were withheld by James River Group Holdings, Ltd. for payment of the tax liability incident to the vesting of 2,964 restricted share units on February 14, 2018. Read SEC document |
| February 14, 2018 Filed Feb 16, 2018 16:21 UTC |
Crow Michael EPrincipal Accounting Officer
|
Tax withholdingCommon Shares | 256 | $38.85 | $9,945.60 |
DisclosureSEC source: 0000950138-18-000146 · edgar.xml · nonDerivative · entry 1 Crow Michael E · CIK 0001334942 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,775 F1 · shares: The shares disposed of were withheld by James River Group Holdings, Ltd. for payment of the tax liability incident to the vesting of 726 restricted share units on February 14, 2018. Read SEC document |
| February 14, 2018 Filed Feb 16, 2018 16:18 UTC |
Myron Robert PatrickDirector · Chief Executive Officer
|
Tax withholdingCommon Shares | 2,057 | $38.85 | $79,914.45 |
DisclosureSEC source: 0000950138-18-000144 · edgar.xml · nonDerivative · entry 1 Myron Robert Patrick · CIK 0001348486 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 312,579 F1 · shares: The shares disposed of were withheld by James River Group Holdings, Ltd. for payment of the tax liability incident to the vesting of 4,885 restricted share units on February 14, 2018. Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 21:16 UTC |
Abram J AdamDirector
|
Tax withholdingCommon Shares | 145 | $36.78 | $5,333.10 |
DisclosureSEC source: 0000950138-18-000083 · edgar.xml · nonDerivative · entry 1 Abram J Adam · CIK 0001335026 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 329,417 F1 · shares: The shares disposed of were withheld by James River Group Holdings, Ltd. for payment of the tax liability incident to the vesting of 540 restricted share units on January 24, 2018. Read SEC document |
| January 16, 2018 Filed Jan 18, 2018 17:59 UTC |
Doran Sarah C.Chief Financial Officer
|
Tax withholdingCommon Shares | 1,674 | $35.57 | $59,544.18 |
DisclosureSEC source: 0000950138-18-000080 · edgar.xml · nonDerivative · entry 1 Doran Sarah C. · CIK 0001695522 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,462 F1 · shares: The shares disposed of were withheld by James River Group Holdings, Ltd. for payment of the tax liability incident to the vesting of 5,138 restricted share units on January 16, 2018. Read SEC document |
| January 01, 2018 Filed Jan 2, 2018 21:35 UTC |
Abram J AdamDirector
|
Tax withholdingCommon Shares | 5,873 | $40.01 | $234,978.73 |
DisclosureSEC source: 0000950138-18-000002 · edgar.xml · nonDerivative · entry 1 Abram J Adam · CIK 0001335026 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 329,562 F1 · shares: The shares disposed of were withheld by James River Group Holdings, Ltd. for payment of the tax liability incident to the vesting of 19,000 restricted share units on January 1, 2018. Read SEC document |
| January 01, 2018 Filed Jan 3, 2018 16:38 UTC |
Myron Robert PatrickDirector · Chief Executive Officer
|
GrantCommon Shares | 74,981 | $0.00 | $0.00 |
DisclosureSEC source: 0000950138-18-000012 · edgar.xml · nonDerivative · entry 1 Myron Robert Patrick · CIK 0001348486 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 314,636 F1 · shares: Grant of restricted share units (payable solely in common shares of the Issuer on each vesting date), vesting in three equal annual installments on January 1 of each of the years 2019 through 2021. Read SEC document |
| December 17, 2017 Filed Dec 19, 2017 21:35 UTC |
Abram J AdamDirector · Chairman of the Board and CEO
|
Tax withholdingCommon Shares | 32,812 | $40.48 | $1,328,229.76 |
DisclosureSEC source: 0000950138-17-000822 · edgar.xml · nonDerivative · entry 1 Abram J Adam · CIK 0001335026 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 335,435 F1 · shares: The shares disposed of were withheld by James River Group Holdings, Ltd. for payment of the tax liability incident to the vesting of 79,365 restricted share units on December 17, 2017. Read SEC document |
| December 17, 2017 Filed Dec 19, 2017 16:37 UTC |
Myron Robert PatrickDirector · Pres. & COO
|
Tax withholdingCommon Shares | 3,635 | $40.48 | $147,144.80 |
DisclosureSEC source: 0000950138-17-000824 · edgar.xml · nonDerivative · entry 1 Myron Robert Patrick · CIK 0001348486 · Director · Pres. & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,655 F1 · shares: The shares disposed of were withheld by James River Group Holdings, Ltd. for payment of the tax liability incident to the vesting of 9,524 restricted share units on December 17, 2017. Read SEC document |
| December 17, 2017 Filed Dec 19, 2017 21:40 UTC |
Schmitzer RichardPres. & CEO - E&S Lines Sgmt
|
Tax withholdingCommon Shares | 1,977 | $40.48 | $80,028.96 |
DisclosureSEC source: 0000950138-17-000826 · edgar.xml · nonDerivative · entry 1 Schmitzer Richard · CIK 0001626706 · Pres. & CEO - E&S Lines Sgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,825 F1 · shares: The shares disposed of were withheld by James River Group Holdings, Ltd. for payment of the tax liability incident to the vesting of 4,762 restricted share units on December 17, 2017. Read SEC document |
| December 12, 2017 Filed Dec 13, 2017 16:17 UTC |
Myron Robert PatrickDirector · Pres. & COO
|
Exercise / conversionEmployee Share Option (Right to Buy) · Derivative | 43,600 | $0.00 Strike: $21.00 | $0.00 |
DisclosureSEC source: 0000950138-17-000802 · edgar.xml · derivative · entry 3 Myron Robert Patrick · CIK 0001348486 · Director · Pres. & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 43,600 shares Expires 2021-12-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The share option vested in three equal annual installments on December 12 of each of the years 2015 through 2017. Read SEC document |
| December 12, 2017 Filed Dec 13, 2017 16:17 UTC |
Myron Robert PatrickDirector · Pres. & COO
|
Tax withholdingCommon Shares | 32,082 | $40.21 | $1,290,017.22 |
DisclosureSEC source: 0000950138-17-000802 · edgar.xml · nonDerivative · entry 2 Myron Robert Patrick · CIK 0001348486 · Director · Pres. & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,290 F1 · shares: The shares disposed of were withheld by James River Group Holdings, Ltd. for payment of the exercise price and tax liability incident to the exercise of the options referenced in Table II. Read SEC document |
| December 12, 2017 Filed Dec 13, 2017 16:17 UTC |
Myron Robert PatrickDirector · Pres. & COO
|
Exercise / conversionCommon Shares | 43,600 | $21.00 | $915,600.00 |
DisclosureSEC source: 0000950138-17-000802 · edgar.xml · nonDerivative · entry 1 Myron Robert Patrick · CIK 0001348486 · Director · Pres. & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,372 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 27, 2017 Filed Nov 29, 2017 21:09 UTC |
D. E. Shaw Oculus Portfolios, L.L.C.Director · 10% owner · See footnotes
D. E. Shaw CF-SP Franklin, L.L.C.Director · 10% owner · See footnotes
D. E. Shaw CH-SP Franklin, L.L.C.Director · 10% owner · See footnotes
D. E. SHAW & CO, L.L.C.Director · 10% owner · See footnotes
D. E. SHAW & CO, L.P.Director · 10% owner · See footnotes
SHAW DAVID EDirector · 10% owner · See footnotes
|
SaleCommon Shares | 450,000 | $38.10 | $17,145,000.00 |
DisclosureSEC source: 0001144204-17-061459 · tv480426_4.xml · nonDerivative · entry 1 D. E. Shaw Oculus Portfolios, L.L.C. · CIK 0001327537 · Director · 10% owner · See footnotes D. E. Shaw CF-SP Franklin, L.L.C. · CIK 0001627401 · Director · 10% owner · See footnotes D. E. Shaw CH-SP Franklin, L.L.C. · CIK 0001627404 · Director · 10% owner · See footnotes D. E. SHAW & CO, L.L.C. · CIK 0001277502 · Director · 10% owner · See footnotes D. E. SHAW & CO, L.P. · CIK 0001009268 · Director · 10% owner · See footnotes SHAW DAVID E · CIK 0001023870 · Director · 10% owner · See footnotes Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,297,238 F1 · ownership.direct: The securities reported in this line of this Form 4 are directly held by D. E. Shaw CF-SP Franklin, L.L.C. ("CF-SP Franklin"), which holds 573,723 Common Shares following the transaction reported in this line of this Form 4; D. E. Shaw CH-SP Franklin, L.L.C. ("CH-SP Franklin"), which holds 1,624,436 Common Shares following the transaction reported in this line of this Form 4; and D. E. Shaw Oculus Portfolios, L.L.C. ("Oculus Portfolios," and together with CF-SP Franklin and CH-SP Franklin, the "D. E. Shaw Shareholders"), which holds 1,099,079 Common Shares following the transaction reported in this line of this Form 4. F2 · ownership.direct: D. E. Shaw & Co., L.P. ("DESCO LP"), as investment adviser to the D. E. Shaw Shareholders; D. E. Shaw & Co., L.L.C. ("DESCO LLC"), as the manager of the D. E. Shaw Shareholders; and Mr. David E. Shaw ("David E. Shaw"), as President and sole shareholder of D. E. Shaw & Co., Inc. ("DESCO Inc."), which is the general partner of DESCO LP, and as President and sole shareholder of D. E. Shaw & Co. II, Inc. ("DESCO II Inc."), which is the managing member of DESCO LLC, may be deemed to be the beneficial owners of the Common Shares reported in this line of this Form 4 for purposes of Rule 16a-1(a) of the Securities Exchange Act of 1934. F3 · ownership.direct: In accordance with Instruction 4(b)(iv), the entire number of Common Shares of the Issuer that may be deemed to be beneficially owned by the D. E. Shaw Shareholders, DESCO LLC, DESCO LP, and David E. Shaw is reported herein. Each of DESCO LLC, DESCO LP, and David E. Shaw disclaims any beneficial ownership of any security listed in this Form 4, except to the extent of any pecuniary interest therein. Each of the D. E. Shaw Shareholders disclaims beneficial ownership of any security that is directly held by the other D. E. Shaw Shareholders, except to the extent of any pecuniary interest therein. The Reporting Persons also may be deemed directors of the Issuer by virtue of DESCO LP employees Bryan Martin's and David Zwillinger's service as members of the Issuer's board of directors. None of the Reporting Persons serves as a director of the Issuer. F4 · ownership.direct: The securities sold in the transaction reported in this line of this Form 4 were sold by CF-SP Franklin (78,300 Common Shares), CH-SP Franklin (221,700 Common Shares), and Oculus Portfolios (150,000 Common Shares). Read SEC document |
| November 27, 2017 Filed Nov 29, 2017 16:01 UTC |
MARTIN BRYANDirector · 10% owner
|
SaleCommon Shares | 450,000 | $38.10 | $17,145,000.00 |
DisclosureSEC source: 0001144204-17-061450 · tv480421_4.xml · nonDerivative · entry 1 MARTIN BRYAN · CIK 0001245730 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 3,297,238 F1 · ownership.nature: The securities reported in this line of this Form 4 are directly held by D. E. Shaw CF-SP Franklin, L.L.C. ("CF-SP Franklin"), which holds 573,723 Common Shares following the transaction reported in this line of this Form 4; D. E. Shaw CH-SP Franklin, L.L.C. ("CH-SP Franklin"), which holds 1,624,436 Common Shares following the transaction reported in this line of this Form 4; and D. E. Shaw Oculus Portfolios, L.L.C. ("Oculus Portfolios," and together with CF-SP Franklin and CH-SP Franklin, the "D. E. Shaw Shareholders"), which holds 1,099,079 Common Shares following the transaction reported in this line of this Form 4. F2 · ownership.nature: D. E. Shaw & Co., L.P. ("DESCO LP"), as investment adviser to the D. E. Shaw Shareholders; D. E. Shaw & Co., L.L.C. ("DESCO LLC"), as the manager of the D. E. Shaw Shareholders; and Mr. Bryan Martin ("Bryan Martin"), as a Managing Director of DESCO LP, may be deemed to be the beneficial owners of the Common Shares reported in this line of this Form 4 for purposes of Rule 16a-1(a) of the Securities Exchange Act of 1934. The D. E. Shaw Shareholders, DESCO LLC, and DESCO LP have reported their beneficial ownership on separate Forms 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire number of Common Shares of the Issuer that may be deemed to be beneficially owned by the D. E. Shaw Shareholders, DESCO LLC, and DESCO LP is reported herein. The Reporting Person disclaims any beneficial ownership of these securities except to the extent of any pecuniary interest therein. F4 · ownership.nature: The securities sold in the transaction reported in this line of this Form 4 were sold by CF-SP Franklin (78,300 Common Shares), CH-SP Franklin (221,700 Common Shares), and Oculus Portfolios (150,000 Common Shares). Read SEC document |
| November 27, 2017 Filed Nov 29, 2017 21:05 UTC |
Zwillinger DavidDirector · 10% owner
|
SaleCommon Shares | 450,000 | $38.10 | $17,145,000.00 |
DisclosureSEC source: 0001144204-17-061452 · tv480424_4.xml · nonDerivative · entry 1 Zwillinger David · CIK 0001627192 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 3,297,238 F1 · ownership.nature: The securities reported in this line of this Form 4 are directly held by D. E. Shaw CF-SP Franklin, L.L.C. ("CF-SP Franklin"), which holds 573,723 Common Shares following the transaction reported in this line of this Form 4; D. E. Shaw CH-SP Franklin, L.L.C. ("CH-SP Franklin"), which holds 1,624,436 Common Shares following the transaction reported in this line of this Form 4; and D. E. Shaw Oculus Portfolios, L.L.C. ("Oculus Portfolios," and together with CF-SP Franklin and CH-SP Franklin, the "D. E. Shaw Shareholders"), which holds 1,099,079 Common Shares following the transaction reported in this line of this Form 4. F2 · ownership.nature: D. E. Shaw & Co., L.P. ("DESCO LP"), as investment adviser to the D. E. Shaw Shareholders; D. E. Shaw & Co., L.L.C. ("DESCO LLC"), as the manager of the D. E. Shaw Shareholders; and Mr. David Zwillinger ("David Zwillinger"), as a Managing Director of DESCO LP, may be deemed to be the beneficial owners of the Common Shares reported in this line of this Form 4 for purposes of Rule 16a-1(a) of the Securities Exchange Act of 1934. The D. E. Shaw Shareholders, DESCO LLC, and DESCO LP have reported their beneficial ownership on separate Forms 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire number of Common Shares of the Issuer that may be deemed to be beneficially owned by the D. E. Shaw Shareholders, DESCO LLC, and DESCO LP is reported herein. The Reporting Person disclaims any beneficial ownership of these securities except to the extent of any pecuniary interest therein. F4 · ownership.nature: The securities sold in the transaction reported in this line of this Form 4 were sold by CF-SP Franklin (78,300 Common Shares), CH-SP Franklin (221,700 Common Shares), and Oculus Portfolios (150,000 Common Shares). Read SEC document |
| November 13, 2017 Filed Nov 13, 2017 22:01 UTC |
Abram J AdamDirector · Chairman of the Board and CEO
|
SaleOrdinary Shares | 400,000 | $38.10 | $15,240,000.00 |
DisclosureSEC source: 0000950138-17-000756 · edgar.xml · nonDerivative · entry 1 Abram J Adam · CIK 0001335026 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 368,247 Read SEC document |
| November 13, 2017 Filed Nov 15, 2017 21:01 UTC |
D. E. Shaw Oculus Portfolios, L.L.C.Director · 10% owner · See footnotes
D. E. Shaw CF-SP Franklin, L.L.C.Director · 10% owner · See footnotes
D. E. Shaw CH-SP Franklin, L.L.C.Director · 10% owner · See footnotes
D. E. SHAW & CO, L.L.C.Director · 10% owner · See footnotes
D. E. SHAW & CO, L.P.Director · 10% owner · See footnotes
SHAW DAVID EDirector · 10% owner · See footnotes
|
SaleCommon Shares | 2,600,000 | $38.10 | $99,060,000.00 |
DisclosureSEC source: 0001144204-17-059414 · tv479506_4.xml · nonDerivative · entry 1 D. E. Shaw Oculus Portfolios, L.L.C. · CIK 0001327537 · Director · 10% owner · See footnotes D. E. Shaw CF-SP Franklin, L.L.C. · CIK 0001627401 · Director · 10% owner · See footnotes D. E. Shaw CH-SP Franklin, L.L.C. · CIK 0001627404 · Director · 10% owner · See footnotes D. E. SHAW & CO, L.L.C. · CIK 0001277502 · Director · 10% owner · See footnotes D. E. SHAW & CO, L.P. · CIK 0001009268 · Director · 10% owner · See footnotes SHAW DAVID E · CIK 0001023870 · Director · 10% owner · See footnotes Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,747,238 F1 · ownership.direct: The securities reported in this line of this Form 4 are directly held by D. E. Shaw CF-SP Franklin, L.L.C. ("CF-SP Franklin"), which holds 652,023 Common Shares following the transaction reported in this line of this Form 4; D. E. Shaw CH-SP Franklin, L.L.C. ("CH-SP Franklin"), which holds 1,846,136 Common Shares following the transaction reported in this line of this Form 4; and D. E. Shaw Oculus Portfolios, L.L.C. ("Oculus Portfolios," and together with CF-SP Franklin and CH-SP Franklin, the "D. E. Shaw Shareholders"), which holds 1,249,079 Common Shares following the transaction reported in this line of this Form 4. F2 · ownership.direct: D. E. Shaw & Co., L.P. ("DESCO LP"), as investment adviser to the D. E. Shaw Shareholders; D. E. Shaw & Co., L.L.C. ("DESCO LLC"), as the manager of the D. E. Shaw Shareholders; and Mr. David E. Shaw ("David E. Shaw"), as President and sole shareholder of D. E. Shaw & Co., Inc. ("DESCO Inc."), which is the general partner of DESCO LP, and as President and sole shareholder of D. E. Shaw & Co. II, Inc. ("DESCO II Inc."), which is the managing member of DESCO LLC, may be deemed to be the beneficial owners of the Common Shares reported in this line of this Form 4 for purposes of Rule 16a-1(a) of the Securities Exchange Act of 1934. F3 · ownership.direct: In accordance with Instruction 4(b)(iv), the entire number of Common Shares of the Issuer that may be deemed to be beneficially owned by the D. E. Shaw Shareholders, DESCO LLC, DESCO LP, and David E. Shaw is reported herein. Each of DESCO LLC, DESCO LP, and David E. Shaw disclaims any beneficial ownership of any security listed in this Form 4, except to the extent of any pecuniary interest therein. Each of the D. E. Shaw Shareholders disclaims beneficial ownership of any security that is directly held by the other D. E. Shaw Shareholders, except to the extent of any pecuniary interest therein. The Reporting Persons also may be deemed directors of the Issuer by virtue of DESCO LP employees Bryan Martin's and David Zwillinger's service as members of the Issuer's board of directors. None of the Reporting Persons serves as a director of the Issuer. F4 · ownership.direct: The securities sold in the transaction reported in this line of this Form 4 were sold by CF-SP Franklin (452,402 Common Shares), CH-SP Franklin (1,280,931 Common Shares), and Oculus Portfolios (866,667 Common Shares). Read SEC document |
| November 13, 2017 Filed Nov 15, 2017 16:01 UTC |
MARTIN BRYANDirector · 10% owner
|
SaleCommon Shares | 2,600,000 | $38.10 | $99,060,000.00 |
DisclosureSEC source: 0001144204-17-059411 · tv479505_4.xml · nonDerivative · entry 1 MARTIN BRYAN · CIK 0001245730 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 3,747,238 F1 · ownership.nature: The securities reported in this line of this Form 4 are directly held by D. E. Shaw CF-SP Franklin, L.L.C. ("CF-SP Franklin"), which holds 652,023 Common Shares following the transaction reported in this line of this Form 4; D. E. Shaw CH-SP Franklin, L.L.C. ("CH-SP Franklin"), which holds 1,846,136 Common Shares following the transaction reported in this line of this Form 4; and D. E. Shaw Oculus Portfolios, L.L.C. ("Oculus Portfolios," and together with CF-SP Franklin and CH-SP Franklin, the "D. E. Shaw Shareholders"), which holds 1,249,079 Common Shares following the transaction reported in this line of this Form 4. F2 · ownership.nature: D. E. Shaw & Co., L.P. ("DESCO LP"), as investment adviser to the D. E. Shaw Shareholders; D. E. Shaw & Co., L.L.C. ("DESCO LLC"), as the manager of the D. E. Shaw Shareholders; and Mr. Bryan Martin ("Bryan Martin"), as a Managing Director of DESCO LP, may be deemed to be the beneficial owners of the Common Shares reported in this line of this Form 4 for purposes of Rule 16a-1(a) of the Securities Exchange Act of 1934. The D. E. Shaw Shareholders, DESCO LLC, and DESCO LP have reported their beneficial ownership on separate Forms 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire number of Common Shares of the Issuer that may be deemed to be beneficially owned by the D. E. Shaw Shareholders, DESCO LLC, and DESCO LP is reported herein. The Reporting Person disclaims any beneficial ownership of these securities except to the extent of any pecuniary interest therein. F4 · ownership.nature: The securities sold in the transaction reported in this line of this Form 4 were sold by CF-SP Franklin (452,402 Common Shares), CH-SP Franklin (1,280,931 Common Shares), and Oculus Portfolios (866,667 Common Shares). Read SEC document |
| November 13, 2017 Filed Nov 15, 2017 21:02 UTC |
Zwillinger DavidDirector · 10% owner
|
SaleCommon Shares | 2,600,000 | $38.10 | $99,060,000.00 |
DisclosureSEC source: 0001144204-17-059415 · tv479507_4.xml · nonDerivative · entry 1 Zwillinger David · CIK 0001627192 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 3,747,238 F1 · ownership.nature: The securities reported in this line of this Form 4 are directly held by D. E. Shaw CF-SP Franklin, L.L.C. ("CF-SP Franklin"), which holds 652,023 Common Shares following the transaction reported in this line of this Form 4; D. E. Shaw CH-SP Franklin, L.L.C. ("CH-SP Franklin"), which holds 1,846,136 Common Shares following the transaction reported in this line of this Form 4; and D. E. Shaw Oculus Portfolios, L.L.C. ("Oculus Portfolios," and together with CF-SP Franklin and CH-SP Franklin, the "D. E. Shaw Shareholders"), which holds 1,249,079 Common Shares following the transaction reported in this line of this Form 4. F2 · ownership.nature: D. E. Shaw & Co., L.P. ("DESCO LP"), as investment adviser to the D. E. Shaw Shareholders; D. E. Shaw & Co., L.L.C. ("DESCO LLC"), as the manager of the D. E. Shaw Shareholders; and Mr. David Zwillinger ("David Zwillinger"), as a Managing Director of DESCO LP, may be deemed to be the beneficial owners of the Common Shares reported in this line of this Form 4 for purposes of Rule 16a-1(a) of the Securities Exchange Act of 1934. The D. E. Shaw Shareholders, DESCO LLC, and DESCO LP have reported their beneficial ownership on separate Forms 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire number of Common Shares of the Issuer that may be deemed to be beneficially owned by the D. E. Shaw Shareholders, DESCO LLC, and DESCO LP is reported herein. The Reporting Person disclaims any beneficial ownership of these securities except to the extent of any pecuniary interest therein. F4 · ownership.nature: The securities sold in the transaction reported in this line of this Form 4 were sold by CF-SP Franklin (452,402 Common Shares), CH-SP Franklin (1,280,931 Common Shares), and Oculus Portfolios (866,667 Common Shares). Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 16:32 UTC |
Doran Sarah C.Chief Financial Officer
|
GrantCommon Shares | 17,722 | $0.00 | $0.00 |
DisclosureSEC source: 0000950138-17-000727 · edgar.xml · nonDerivative · entry 1 Doran Sarah C. · CIK 0001695522 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,136 F1 · shares: Grant of restricted share units (payable solely in common shares of the Issuer on each vesting date), vesting in three equal annual installments on October 31 of each of the years 2018 through 2020. Read SEC document |
| October 19, 2017 Filed Oct 23, 2017 16:33 UTC |
Myron Robert PatrickDirector · Pres. & COO
|
Exercise / conversionEmployee Share Option (Right to Buy) · Derivative | 87,199 | $0.00 Strike: $21.00 | $0.00 |
DisclosureSEC source: 0000950138-17-000721 · edgar.xml · derivative · entry 3 Myron Robert Patrick · CIK 0001348486 · Director · Pres. & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,600 Underlying: Common Shares · 87,199 shares Expires 2021-12-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The share option vests in three equal annual installments on December 12 of each of the years 2015 through 2017. Read SEC document |
| October 19, 2017 Filed Oct 23, 2017 16:33 UTC |
Myron Robert PatrickDirector · Pres. & COO
|
Tax withholdingCommon Shares | 62,550 | $42.96 | $2,687,148.00 |
DisclosureSEC source: 0000950138-17-000721 · edgar.xml · nonDerivative · entry 2 Myron Robert Patrick · CIK 0001348486 · Director · Pres. & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,772 F1 · shares: The shares disposed of were withheld by James River Group Holdings, Ltd. for payment of the exercise price and tax liability incident to the exercise of the options referenced in Table II. Read SEC document |
| October 19, 2017 Filed Oct 23, 2017 16:33 UTC |
Myron Robert PatrickDirector · Pres. & COO
|
Exercise / conversionCommon Shares | 87,199 | $21.00 | $1,831,179.00 |
DisclosureSEC source: 0000950138-17-000721 · edgar.xml · nonDerivative · entry 1 Myron Robert Patrick · CIK 0001348486 · Director · Pres. & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,322 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 13, 2017 Filed Sep 15, 2017 20:10 UTC |
Johnson Dennis RogerPres. & CEO-Casual Rein. Sgmt
|
Exercise / conversionEmployee Share Option (Right to Buy) · Derivative | 42,500 | $0.00 Strike: $13.99 | $0.00 |
DisclosureSEC source: 0000950138-17-000634 · edgar.xml · derivative · entry 3 Johnson Dennis Roger · CIK 0001627300 · Pres. & CEO-Casual Rein. Sgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Share · 42,500 shares Expires 2019-03-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The share option vested in four equal annual installments on March 7 of each of the years 2013 through 2016. Read SEC document |
| September 13, 2017 Filed Sep 15, 2017 20:10 UTC |
Johnson Dennis RogerPres. & CEO-Casual Rein. Sgmt
|
Tax withholdingCommon Shares | 27,329 | $40.48 | $1,106,277.92 |
DisclosureSEC source: 0000950138-17-000634 · edgar.xml · nonDerivative · entry 2 Johnson Dennis Roger · CIK 0001627300 · Pres. & CEO-Casual Rein. Sgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,077 F1 · shares: The shares disposed of were withheld by James River Group Holdings, Ltd. for payment of the exercise price and tax liability incident to the exercise of the option referenced in Table II. Read SEC document |
| September 13, 2017 Filed Sep 15, 2017 20:10 UTC |
Johnson Dennis RogerPres. & CEO-Casual Rein. Sgmt
|
Exercise / conversionCommon Shares | 42,500 | $13.99 | $594,575.00 |
DisclosureSEC source: 0000950138-17-000634 · edgar.xml · nonDerivative · entry 1 Johnson Dennis Roger · CIK 0001627300 · Pres. & CEO-Casual Rein. Sgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,406 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 29, 2017 Filed Aug 31, 2017 20:04 UTC |
Hartman Steven JPres. & CEO-Sp. Adm. Ins Sgmt
|
Exercise / conversionEmployee Share Option (Right to Buy) · Derivative | 5,264 | $0.00 Strike: $15.65 | $0.00 |
DisclosureSEC source: 0000950138-17-000612 · edgar.xml · derivative · entry 3 Hartman Steven J · CIK 0001626703 · Pres. & CEO-Sp. Adm. Ins Sgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Shares · 5,264 shares Expires 2019-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The share option vested in four equal installments on October 1 of each of the years 2013-2016. Read SEC document |
| August 29, 2017 Filed Aug 31, 2017 20:04 UTC |
Hartman Steven JPres. & CEO-Sp. Adm. Ins Sgmt
|
SaleCommon Shares | 5,264 | $38.91 | $204,801.18 |
DisclosureSEC source: 0000950138-17-000612 · edgar.xml · nonDerivative · entry 2 Hartman Steven J · CIK 0001626703 · Pres. & CEO-Sp. Adm. Ins Sgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,579 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.87 to $38.97, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 29, 2017 Filed Aug 31, 2017 20:04 UTC |
Hartman Steven JPres. & CEO-Sp. Adm. Ins Sgmt
|
Exercise / conversionCommon Shares | 5,264 | $15.65 | $82,381.60 |
DisclosureSEC source: 0000950138-17-000612 · edgar.xml · nonDerivative · entry 1 Hartman Steven J · CIK 0001626703 · Pres. & CEO-Sp. Adm. Ins Sgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,843 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 25, 2017 Filed Aug 30, 2017 00:17 UTC |
Hartman Steven JPres. & CEO-Sp. Adm. Ins Sgmt
|
Exercise / conversionEmployee Share Option (Right to Buy) · Derivative | 19,736 | $0.00 Strike: $15.65 | $0.00 |
DisclosureSEC source: 0000950138-17-000608 · edgar.xml · derivative · entry 3 Hartman Steven J · CIK 0001626703 · Pres. & CEO-Sp. Adm. Ins Sgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,264 Underlying: Common Shares · 19,736 shares Expires 2019-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The share option vested in four equal installments on October 1 of each of the years 2013-2016. Read SEC document |
| August 25, 2017 Filed Aug 30, 2017 00:17 UTC |
Hartman Steven JPres. & CEO-Sp. Adm. Ins Sgmt
|
SaleCommon Shares | 19,736 | $39.42 | $778,072.06 |
DisclosureSEC source: 0000950138-17-000608 · edgar.xml · nonDerivative · entry 2 Hartman Steven J · CIK 0001626703 · Pres. & CEO-Sp. Adm. Ins Sgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,579 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.40 to $39.545, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 25, 2017 Filed Aug 30, 2017 00:17 UTC |
Hartman Steven JPres. & CEO-Sp. Adm. Ins Sgmt
|
Exercise / conversionCommon Shares | 19,736 | $15.65 | $308,868.40 |
DisclosureSEC source: 0000950138-17-000608 · edgar.xml · nonDerivative · entry 1 Hartman Steven J · CIK 0001626703 · Pres. & CEO-Sp. Adm. Ins Sgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,315 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 23, 2017 Filed Aug 25, 2017 21:20 UTC |
Hartman Steven JPres. & CEO-Sp. Adm. Ins Sgmt
|
Exercise / conversionEmployee Share Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $15.65 | $0.00 |
DisclosureSEC source: 0000950138-17-000606 · edgar.xml · derivative · entry 3 Hartman Steven J · CIK 0001626703 · Pres. & CEO-Sp. Adm. Ins Sgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Share · 25,000 shares Expires 2019-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The share option vested in four equal installments on October 1 of each of the years 2013-2016. Read SEC document |
| August 23, 2017 Filed Aug 25, 2017 21:20 UTC |
Hartman Steven JPres. & CEO-Sp. Adm. Ins Sgmt
|
Tax withholdingCommon Shares | 16,995 | $40.18 | $682,859.10 |
DisclosureSEC source: 0000950138-17-000606 · edgar.xml · nonDerivative · entry 2 Hartman Steven J · CIK 0001626703 · Pres. & CEO-Sp. Adm. Ins Sgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,579 F1 · shares: The shares disposed of were withheld by James River Group Holdings, Ltd. (the "Company") for payment of the exercise price incident to the exercise of the options referenced in Table II. Read SEC document |
| August 23, 2017 Filed Aug 25, 2017 21:20 UTC |
Hartman Steven JPres. & CEO-Sp. Adm. Ins Sgmt
|
Exercise / conversionCommon Shares | 25,000 | $15.65 | $391,250.00 |
DisclosureSEC source: 0000950138-17-000606 · edgar.xml · nonDerivative · entry 1 Hartman Steven J · CIK 0001626703 · Pres. & CEO-Sp. Adm. Ins Sgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,574 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 24, 2017 Filed Jul 25, 2017 17:22 UTC |
Myron Robert PatrickDirector · Pres. & COO
|
Exercise / conversionEmployee Share Option (Right to Buy) · Derivative | 150,000 | $0.00 Strike: $15.65 | $0.00 |
DisclosureSEC source: 0000950138-17-000585 · edgar.xml · derivative · entry 3 Myron Robert Patrick · CIK 0001348486 · Director · Pres. & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 150,000 shares Expires 2019-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option, representing the right to purchase a total of 150,000 shares, became exercisable in four equal annual installments commencing on October 1, 2012. Read SEC document |
| July 24, 2017 Filed Jul 25, 2017 17:22 UTC |
Myron Robert PatrickDirector · Pres. & COO
|
Tax withholdingCommon Shares | 99,602 | $39.88 | $3,972,127.76 |
DisclosureSEC source: 0000950138-17-000585 · edgar.xml · nonDerivative · entry 2 Myron Robert Patrick · CIK 0001348486 · Director · Pres. & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,123 F1 · shares: The shares disposed of were withheld by James River Group Holdings, Ltd. for payment of the exercise price and tax liability incident to the exercise of the options referenced in Table II. Read SEC document |
| July 24, 2017 Filed Jul 25, 2017 17:22 UTC |
Myron Robert PatrickDirector · Pres. & COO
|
Exercise / conversionCommon Shares | 150,000 | $15.65 | $2,347,500.00 |
DisclosureSEC source: 0000950138-17-000585 · edgar.xml · nonDerivative · entry 1 Myron Robert Patrick · CIK 0001348486 · Director · Pres. & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306,725 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 05, 2017 Filed Jun 7, 2017 20:03 UTC |
D. E. Shaw Oculus Portfolios, L.L.C.Director · 10% owner · See footnotes
D. E. Shaw CF-SP Franklin, L.L.C.Director · 10% owner · See footnotes
D. E. Shaw CH-SP Franklin, L.L.C.Director · 10% owner · See footnotes
D. E. SHAW & CO, L.L.C.Director · 10% owner · See footnotes
D. E. SHAW & CO, L.P.Director · 10% owner · See footnotes
SHAW DAVID EDirector · 10% owner · See footnotes
|
SaleCommon Shares | 4,250,000 | $39.41 | $167,492,500.00 |
DisclosureSEC source: 0001144204-17-031522 · v468606_4.xml · nonDerivative · entry 1 D. E. Shaw Oculus Portfolios, L.L.C. · CIK 0001327537 · Director · 10% owner · See footnotes D. E. Shaw CF-SP Franklin, L.L.C. · CIK 0001627401 · Director · 10% owner · See footnotes D. E. Shaw CH-SP Franklin, L.L.C. · CIK 0001627404 · Director · 10% owner · See footnotes D. E. SHAW & CO, L.L.C. · CIK 0001277502 · Director · 10% owner · See footnotes D. E. SHAW & CO, L.P. · CIK 0001009268 · Director · 10% owner · See footnotes SHAW DAVID E · CIK 0001023870 · Director · 10% owner · See footnotes Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,347,234 F1 · ownership.direct: The securities reported in this line of this Form 4 are directly held by D. E. Shaw CF-SP Franklin, L.L.C. ("CF-SP Franklin"), which holds 1,104,425 Common Shares following the transaction reported in this line of this Form 4; D. E. Shaw CH-SP Franklin, L.L.C. ("CH-SP Franklin"), which holds 3,127,067 Common Shares following the transaction reported in this line of this Form 4; and D. E. Shaw Oculus Portfolios, L.L.C. ("Oculus Portfolios," and together with CF-SP Franklin and CH-SP Franklin, the "D. E. Shaw Shareholders"), which holds 2,115,746 Common Shares following the transaction reported in this line of this Form 4. F2 · ownership.direct: D. E. Shaw & Co., L.P. ("DESCO LP"), as investment adviser to the D. E. Shaw Shareholders; D. E. Shaw & Co., L.L.C. ("DESCO LLC"), as the manager of the D. E. Shaw Shareholders; and Mr. David E. Shaw ("David E. Shaw"), as President and sole shareholder of D. E. Shaw & Co., Inc. ("DESCO Inc."), which is the general partner of DESCO LP, and as President and sole shareholder of D. E. Shaw & Co. II, Inc. ("DESCO II Inc."), which is the managing member of DESCO LLC, may be deemed to be the beneficial owners of the Common Shares reported in this line of this Form 4 for purposes of Rule 16a-1(a) of the Securities Exchange Act of 1934. F3 · ownership.direct: In accordance with Instruction 4(b)(iv), the entire number of Common Shares of the Issuer that may be deemed to be beneficially owned by the D. E. Shaw Shareholders, DESCO LLC, DESCO LP, and David E. Shaw is reported herein. Each of DESCO LLC, DESCO LP, and David E. Shaw disclaims any beneficial ownership of any security listed in this Form 4, except to the extent of any pecuniary interest therein. Each of the D. E. Shaw Shareholders disclaims beneficial ownership of any security that is directly held by the other D. E. Shaw Shareholders, except to the extent of any pecuniary interest therein. The Reporting Persons also may be deemed directors of the Issuer by virtue of DESCO LP employees Bryan Martin's and David Zwillinger's service as members of the Issuer's board of directors. None of the Reporting Persons serves as a director of the Issuer. F4 · ownership.direct: The securities sold in the transaction reported in this line of this Form 4 were sold by CF-SP Franklin (739,503 Common Shares), CH-SP Franklin (2,093,830 Common Shares), and Oculus Portfolios (1,416,667 Common Shares). Read SEC document |
| June 05, 2017 Filed Jun 7, 2017 16:01 UTC |
MARTIN BRYANDirector · 10% owner
|
SaleCommon Shares | 4,250,000 | $39.41 | $167,492,500.00 |
DisclosureSEC source: 0001144204-17-031519 · v468605_4.xml · nonDerivative · entry 1 MARTIN BRYAN · CIK 0001245730 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 6,347,238 F1 · ownership.nature: The securities reported in this line of this Form 4 are directly held by D. E. Shaw CF-SP Franklin, L.L.C. ("CF-SP Franklin"), which holds 1,104,425 Common Shares following the transaction reported in this line of this Form 4; D. E. Shaw CH-SP Franklin, L.L.C. ("CH-SP Franklin"), which holds 3,127,067 Common Shares following the transaction reported in this line of this Form 4; and D. E. Shaw Oculus Portfolios, L.L.C. ("Oculus Portfolios," and together with CF-SP Franklin and CH-SP Franklin, the "D. E. Shaw Shareholders"), which holds 2,115,746 Common Shares following the transaction reported in this line of this Form 4. F2 · ownership.nature: D. E. Shaw & Co., L.P. ("DESCO LP"), as investment adviser to the D. E. Shaw Shareholders; D. E. Shaw & Co., L.L.C. ("DESCO LLC"), as the manager of the D. E. Shaw Shareholders; and Mr. Bryan Martin ("Bryan Martin"), as a Managing Director of DESCO LP, may be deemed to be the beneficial owners of the Common Shares reported in this line of this Form 4 for purposes of Rule 16a-1(a) of the Securities Exchange Act of 1934. The D. E. Shaw Shareholders, DESCO LLC, and DESCO LP have reported their beneficial ownership on separate Forms 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire number of Common Shares of the Issuer that may be deemed to be beneficially owned by the D. E. Shaw Shareholders, DESCO LLC, and DESCO LP is reported herein. The Reporting Person disclaims any beneficial ownership of these securities except to the extent of any pecuniary interest therein. F4 · ownership.nature: The securities sold in the transaction reported in this line of this Form 4 were sold by CF-SP Franklin (739,503 Common Shares), CH-SP Franklin (2,093,830 Common Shares), and Oculus Portfolios (1,416,667 Common Shares). Read SEC document |
| June 05, 2017 Filed Jun 7, 2017 20:05 UTC |
Zwillinger DavidDirector · 10% owner
|
SaleCommon Shares | 4,250,000 | $39.41 | $167,492,500.00 |
DisclosureSEC source: 0001144204-17-031524 · v468607_4.xml · nonDerivative · entry 1 Zwillinger David · CIK 0001627192 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 6,347,238 F1 · ownership.nature: The securities reported in this line of this Form 4 are directly held by D. E. Shaw CF-SP Franklin, L.L.C. ("CF-SP Franklin"), which holds 1,104,425 Common Shares following the transaction reported in this line of this Form 4; D. E. Shaw CH-SP Franklin, L.L.C. ("CH-SP Franklin"), which holds 3,127,067 Common Shares following the transaction reported in this line of this Form 4; and D. E. Shaw Oculus Portfolios, L.L.C. ("Oculus Portfolios," and together with CF-SP Franklin and CH-SP Franklin, the "D. E. Shaw Shareholders"), which holds 2,115,746 Common Shares following the transaction reported in this line of this Form 4. F2 · ownership.nature: D. E. Shaw & Co., L.P. ("DESCO LP"), as investment adviser to the D. E. Shaw Shareholders; D. E. Shaw & Co., L.L.C. ("DESCO LLC"), as the manager of the D. E. Shaw Shareholders; and Mr. David Zwillinger ("David Zwillinger"), as a Managing Director of DESCO LP, may be deemed to be the beneficial owners of the Common Shares reported in this line of this Form 4 for purposes of Rule 16a-1(a) of the Securities Exchange Act of 1934. The D. E. Shaw Shareholders, DESCO LLC, and DESCO LP have reported their beneficial ownership on separate Forms 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire number of Common Shares of the Issuer that may be deemed to be beneficially owned by the D. E. Shaw Shareholders, DESCO LLC, and DESCO LP is reported herein. The Reporting Person disclaims any beneficial ownership of these securities except to the extent of any pecuniary interest therein. F4 · ownership.nature: The securities sold in the transaction reported in this line of this Form 4 were sold by CF-SP Franklin (739,503 Common Shares), CH-SP Franklin (2,093,830 Common Shares), and Oculus Portfolios (1,416,667 Common Shares). Read SEC document |
| May 12, 2017 Filed May 16, 2017 16:15 UTC |
Myron Robert PatrickDirector · Pres. & COO
|
Exercise / conversionEmployee Share Option (Right to Buy) · Derivative | 130,000 | $0.00 Strike: $14.96 | $0.00 |
DisclosureSEC source: 0000950138-17-000440 · edgar.xml · derivative · entry 3 Myron Robert Patrick · CIK 0001348486 · Director · Pres. & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 130,000 shares Expires 2018-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option, originally representing the right to purchase a total of 200,000 shares, where 25% of the option vested immediately upon grant, with the remainder becoming exercisable in three equal annual installments which commenced on March 2, 2012. Read SEC document |
| May 12, 2017 Filed May 16, 2017 16:15 UTC |
Myron Robert PatrickDirector · Pres. & COO
|
Tax withholdingCommon Shares | 84,044 | $41.47 | $3,485,304.68 |
DisclosureSEC source: 0000950138-17-000440 · edgar.xml · nonDerivative · entry 2 Myron Robert Patrick · CIK 0001348486 · Director · Pres. & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,725 F1 · shares: The shares disposed of were withheld by James River Group Holdings, Ltd. for payment of the exercise price and tax liability incident to the exercise of the options referenced in Table II. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.