Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| James River Group Holdings, Inc.JRVR · Entity 6368 | Pres. & CEO-Sp Adm Ins Sgmt | June 14, 2018 | June 15, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
James River Group Holdings, Inc.
Report date June 14, 2018 · Filed June 15, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 66,910 |
Ending reported balance
After 2018-06-14 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-06-14 · Exercise / conversion · Acquired 28,907 · Balance 88,242 Row 2 · 2018-06-14 · Tax withholding · Disposed 21,332 · Balance 66,910 F1: The shares disposed of were withheld by James River Group Holdings, Ltd. for payment of the tax liability incident to the exercise of the options referenced in Table II. |
| Employee Share Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.00 · Expires 2021-12-11 | Direct | 0 |
Reported balance
After 2018-06-14 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-06-14 · Exercise / conversion · Disposed 28,907 · Balance 0 F2: The share option vested in three equal installments on December 12 of each of the years 2015-2017. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares disposed of were withheld by James River Group Holdings, Ltd. for payment of the tax liability incident to the exercise of the options referenced in Table II.
F2: The share option vested in three equal installments on December 12 of each of the years 2015-2017.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 14, 2018 Filed Jun 15, 2018 20:32 UTC | James River Group Holdings, Inc. JRVR · Entity 6368 | Exercise / conversionEmployee Share Option (Right to Buy) · Derivative | 28,907 | $0.00 Strike: $21.00 | $0.00 |
DisclosureSEC source: 0000950138-18-000453 · edgar.xml · derivative · entry 3 Hartman Steven J · CIK 0001626703 · Pres. & CEO-Sp Adm Ins Sgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 28,907 shares Expires 2021-12-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The share option vested in three equal installments on December 12 of each of the years 2015-2017. Read SEC document |
| June 14, 2018 Filed Jun 15, 2018 20:32 UTC | James River Group Holdings, Inc. JRVR · Entity 6368 | Tax withholdingCommon Shares | 21,332 | $40.08 | $854,986.56 |
DisclosureSEC source: 0000950138-18-000453 · edgar.xml · nonDerivative · entry 2 Hartman Steven J · CIK 0001626703 · Pres. & CEO-Sp Adm Ins Sgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,910 F1 · shares: The shares disposed of were withheld by James River Group Holdings, Ltd. for payment of the tax liability incident to the exercise of the options referenced in Table II. Read SEC document |
| June 14, 2018 Filed Jun 15, 2018 20:32 UTC | James River Group Holdings, Inc. JRVR · Entity 6368 | Exercise / conversionCommon Shares | 28,907 | $21.00 | $607,047.00 |
DisclosureSEC source: 0000950138-18-000453 · edgar.xml · nonDerivative · entry 1 Hartman Steven J · CIK 0001626703 · Pres. & CEO-Sp Adm Ins Sgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,242 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 13, 2018 Filed Mar 14, 2018 20:22 UTC | James River Group Holdings, Inc. JRVR · Entity 6368 | Exercise / conversionEmployee Share Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $15.65 | $0.00 |
DisclosureSEC source: 0000950138-18-000270 · edgar.xml · derivative · entry 3 Hartman Steven J · CIK 0001626703 · Pres. & CEO-Sp Adm Ins Sgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 25,000 shares Expires 2019-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The share option vested in four equal installments on October 1 of each of the years 2013-2016. Read SEC document |
| March 13, 2018 Filed Mar 14, 2018 20:22 UTC | James River Group Holdings, Inc. JRVR · Entity 6368 | SaleCommon Shares | 25,000 | $34.63 | $865,775.00 |
DisclosureSEC source: 0000950138-18-000270 · edgar.xml · nonDerivative · entry 2 Hartman Steven J · CIK 0001626703 · Pres. & CEO-Sp Adm Ins Sgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,335 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.53 to $34.74, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 13, 2018 Filed Mar 14, 2018 20:22 UTC | James River Group Holdings, Inc. JRVR · Entity 6368 | Exercise / conversionCommon Shares | 25,000 | $15.65 | $391,250.00 |
DisclosureSEC source: 0000950138-18-000270 · edgar.xml · nonDerivative · entry 1 Hartman Steven J · CIK 0001626703 · Pres. & CEO-Sp Adm Ins Sgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,335 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2018 Filed Feb 22, 2018 21:44 UTC | James River Group Holdings, Inc. JRVR · Entity 6368 | GrantCommon Shares | 10,073 | $0.00 | $0.00 |
DisclosureSEC source: 0000950138-18-000169 · edgar.xml · nonDerivative · entry 1 Hartman Steven J · CIK 0001626703 · Pres. & CEO-Sp Adm Ins Sgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,335 F1 · shares: Grant of restricted share units (payable solely in common shares of the Issuer on each vesting date), vesting in three equal annual installments on February 21 of each of the years 2019 through 2021. Read SEC document |
| February 16, 2018 Filed Feb 20, 2018 21:41 UTC | James River Group Holdings, Inc. JRVR · Entity 6368 | Tax withholdingCommon Shares | 349 | $39.88 | $13,918.12 |
DisclosureSEC source: 0000950138-18-000150 · edgar.xml · nonDerivative · entry 1 Hartman Steven J · CIK 0001626703 · Pres. & CEO-Sp. Adm. Ins Sgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,262 F1 · shares: The shares disposed of were withheld by James River Group Holdings, Ltd. for payment of the tax liability incident to the vesting of 1,183 restricted share units on February 16, 2018. Read SEC document |
| February 14, 2018 Filed Feb 15, 2018 21:39 UTC | James River Group Holdings, Inc. JRVR · Entity 6368 | Tax withholdingCommon Shares | 968 | $38.85 | $37,606.80 |
DisclosureSEC source: 0000950138-18-000140 · edgar.xml · nonDerivative · entry 1 Hartman Steven J · CIK 0001626703 · Pres. & CEO-Sp. Adm. Ins Sgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,611 F1 · shares: The shares disposed of were withheld by James River Group Holdings, Ltd. for payment of the tax liability incident to the vesting of 2,845 restricted share units on February 14, 2018. Read SEC document |
| August 29, 2017 Filed Aug 31, 2017 20:04 UTC | James River Group Holdings, Inc. JRVR · Entity 6368 | Exercise / conversionEmployee Share Option (Right to Buy) · Derivative | 5,264 | $0.00 Strike: $15.65 | $0.00 |
DisclosureSEC source: 0000950138-17-000612 · edgar.xml · derivative · entry 3 Hartman Steven J · CIK 0001626703 · Pres. & CEO-Sp. Adm. Ins Sgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Shares · 5,264 shares Expires 2019-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The share option vested in four equal installments on October 1 of each of the years 2013-2016. Read SEC document |
| August 29, 2017 Filed Aug 31, 2017 20:04 UTC | James River Group Holdings, Inc. JRVR · Entity 6368 | SaleCommon Shares | 5,264 | $38.91 | $204,801.18 |
DisclosureSEC source: 0000950138-17-000612 · edgar.xml · nonDerivative · entry 2 Hartman Steven J · CIK 0001626703 · Pres. & CEO-Sp. Adm. Ins Sgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,579 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.87 to $38.97, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 29, 2017 Filed Aug 31, 2017 20:04 UTC | James River Group Holdings, Inc. JRVR · Entity 6368 | Exercise / conversionCommon Shares | 5,264 | $15.65 | $82,381.60 |
DisclosureSEC source: 0000950138-17-000612 · edgar.xml · nonDerivative · entry 1 Hartman Steven J · CIK 0001626703 · Pres. & CEO-Sp. Adm. Ins Sgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,843 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 25, 2017 Filed Aug 30, 2017 00:17 UTC | James River Group Holdings, Inc. JRVR · Entity 6368 | Exercise / conversionEmployee Share Option (Right to Buy) · Derivative | 19,736 | $0.00 Strike: $15.65 | $0.00 |
DisclosureSEC source: 0000950138-17-000608 · edgar.xml · derivative · entry 3 Hartman Steven J · CIK 0001626703 · Pres. & CEO-Sp. Adm. Ins Sgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,264 Underlying: Common Shares · 19,736 shares Expires 2019-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The share option vested in four equal installments on October 1 of each of the years 2013-2016. Read SEC document |
| August 25, 2017 Filed Aug 30, 2017 00:17 UTC | James River Group Holdings, Inc. JRVR · Entity 6368 | SaleCommon Shares | 19,736 | $39.42 | $778,072.06 |
DisclosureSEC source: 0000950138-17-000608 · edgar.xml · nonDerivative · entry 2 Hartman Steven J · CIK 0001626703 · Pres. & CEO-Sp. Adm. Ins Sgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,579 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.40 to $39.545, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 25, 2017 Filed Aug 30, 2017 00:17 UTC | James River Group Holdings, Inc. JRVR · Entity 6368 | Exercise / conversionCommon Shares | 19,736 | $15.65 | $308,868.40 |
DisclosureSEC source: 0000950138-17-000608 · edgar.xml · nonDerivative · entry 1 Hartman Steven J · CIK 0001626703 · Pres. & CEO-Sp. Adm. Ins Sgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,315 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 23, 2017 Filed Aug 25, 2017 21:20 UTC | James River Group Holdings, Inc. JRVR · Entity 6368 | Exercise / conversionEmployee Share Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $15.65 | $0.00 |
DisclosureSEC source: 0000950138-17-000606 · edgar.xml · derivative · entry 3 Hartman Steven J · CIK 0001626703 · Pres. & CEO-Sp. Adm. Ins Sgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Share · 25,000 shares Expires 2019-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The share option vested in four equal installments on October 1 of each of the years 2013-2016. Read SEC document |
| August 23, 2017 Filed Aug 25, 2017 21:20 UTC | James River Group Holdings, Inc. JRVR · Entity 6368 | Tax withholdingCommon Shares | 16,995 | $40.18 | $682,859.10 |
DisclosureSEC source: 0000950138-17-000606 · edgar.xml · nonDerivative · entry 2 Hartman Steven J · CIK 0001626703 · Pres. & CEO-Sp. Adm. Ins Sgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,579 F1 · shares: The shares disposed of were withheld by James River Group Holdings, Ltd. (the "Company") for payment of the exercise price incident to the exercise of the options referenced in Table II. Read SEC document |
| August 23, 2017 Filed Aug 25, 2017 21:20 UTC | James River Group Holdings, Inc. JRVR · Entity 6368 | Exercise / conversionCommon Shares | 25,000 | $15.65 | $391,250.00 |
DisclosureSEC source: 0000950138-17-000606 · edgar.xml · nonDerivative · entry 1 Hartman Steven J · CIK 0001626703 · Pres. & CEO-Sp. Adm. Ins Sgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,574 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 23:18 UTC | James River Group Holdings, Inc. JRVR · Entity 6368 | Tax withholdingCommon Shares | 416 | $44.20 | $18,387.20 |
DisclosureSEC source: 0000950138-17-000210 · edgar.xml · nonDerivative · entry 1 Hartman Steven J · CIK 0001626703 · Pres. & CEO-Sp. Adm. Ins Sgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,574 F1 · shares: The shares disposed of were withheld by James River Group Holdings, Ltd. for payment of the tax liability incident to the vesting of 1,183 restricted share units on December 16, 2017. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 23:11 UTC | James River Group Holdings, Inc. JRVR · Entity 6368 | GrantCommon Shares | 8,537 | $0.00 | $0.00 |
DisclosureSEC source: 0000950138-17-000202 · edgar.xml · nonDerivative · entry 1 Hartman Steven J · CIK 0001626703 · Pres. & CEO-Sp. Adm. Ins Sgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,990 F1 · shares: Grant of restricted share units (payable solely in common shares of the Issuer on each vesting date), vesting in three equal annual installments on February 14 of each of the years 2018 through 2020. Read SEC document |
| September 13, 2016 Filed Sep 15, 2016 15:11 UTC | James River Group Holdings, Inc. JRVR · Entity 6368 | SaleCommon Shares | 10,000 | $35.22 | $352,200.00 |
DisclosureSEC source: 0000950138-16-001296 · edgar.xml · nonDerivative · entry 1 Hartman Steven J · CIK 0001626703 · Pres. & CEO-Sp. Adm. Ins Sgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,453 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.