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Nasdaq · USD

JRVR

James River Group Holdings, Inc.

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6368
SEC CIK
0001620459
Parsed reports
389

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 16, 2016 Filed Nov 18, 2016 16:31 UTC
DAVIS GREGG TChief Financial Officer
Tax withholdingCommon Stock 15,768 $39.50 $622,836.00
Disclosure

SEC source: 0000950138-16-001468 · edgar.xml · nonDerivative · entry 2

DAVIS GREGG T · CIK 0001359910 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,617

F1 · shares: The shares disposed of were withheld by James River Group Holdings, Ltd. for payment of the exercise price and tax liability incident to the exercise of the options referenced in Table II.

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November 16, 2016 Filed Nov 18, 2016 16:31 UTC
DAVIS GREGG TChief Financial Officer
Exercise / conversionCommon Stock 25,000 $15.65 $391,250.00
Disclosure

SEC source: 0000950138-16-001468 · edgar.xml · nonDerivative · entry 1

DAVIS GREGG T · CIK 0001359910 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,385

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 16, 2016 Filed Dec 14, 2016 17:00 UTC Amendment
DAVIS GREGG TChief Financial Officer
Tax withholdingCommon Stock 13,815 $39.35 $543,620.25
Disclosure

SEC source: 0000950138-16-001503 · edgar.xml · nonDerivative · entry 3

DAVIS GREGG T · CIK 0001359910 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,174

F1 · shares: The shares disposed of were withheld by James River Group Holdings, Ltd. for payment of the exercise price and tax liability incident to the exercise of the options referenced in Table II.

F2 · shares: Amended to correct the number of shares disposed of, the disposition price, and amount of shares owned after the reported transaction.

F2 · price: Amended to correct the number of shares disposed of, the disposition price, and amount of shares owned after the reported transaction.

F2 · balance_after: Amended to correct the number of shares disposed of, the disposition price, and amount of shares owned after the reported transaction.

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November 16, 2016 Filed Dec 14, 2016 17:00 UTC Amendment
DAVIS GREGG TChief Financial Officer
Exercise / conversionCommon Stock 18,529 $21.00 $389,109.00
Disclosure

SEC source: 0000950138-16-001503 · edgar.xml · nonDerivative · entry 2

DAVIS GREGG T · CIK 0001359910 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,989

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · balance_after: Amended to correct the number of shares owned after the reported transaction.

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November 16, 2016 Filed Dec 14, 2016 17:00 UTC Amendment
DAVIS GREGG TChief Financial Officer
Tax withholdingCommon Stock 14,925 $39.45 $588,791.25
Disclosure

SEC source: 0000950138-16-001503 · edgar.xml · nonDerivative · entry 1

DAVIS GREGG T · CIK 0001359910 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,460

F1 · shares: The shares disposed of were withheld by James River Group Holdings, Ltd. for payment of the exercise price and tax liability incident to the exercise of the options referenced in Table II.

F2 · shares: Amended to correct the number of shares disposed of, the disposition price, and amount of shares owned after the reported transaction.

F2 · price: Amended to correct the number of shares disposed of, the disposition price, and amount of shares owned after the reported transaction.

F2 · balance_after: Amended to correct the number of shares disposed of, the disposition price, and amount of shares owned after the reported transaction.

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September 13, 2016 Filed Sep 15, 2016 15:11 UTC
Hartman Steven JPres. & CEO-Sp. Adm. Ins Sgmt
SaleCommon Shares 10,000 $35.22 $352,200.00
Disclosure

SEC source: 0000950138-16-001296 · edgar.xml · nonDerivative · entry 1

Hartman Steven J · CIK 0001626703 · Pres. & CEO-Sp. Adm. Ins Sgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,453

Read SEC document
May 26, 2016 Filed Feb 3, 2017 23:00 UTC
Abram J AdamDirector · Chairman of the Board and CEO
PurchaseCommon Shares 100 $35.49 $3,549.40
Disclosure

SEC source: 0000950138-17-000110 · edgar.xml · nonDerivative · entry 6

Abram J Adam · CIK 0001335026 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ruth M. Maguire Trust

Disclosed balance after: 800

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February 18, 2016 Filed Feb 3, 2017 23:00 UTC
Abram J AdamDirector · Chairman of the Board and CEO
PurchaseCommon Shares 100 $30.46 $3,045.60
Disclosure

SEC source: 0000950138-17-000110 · edgar.xml · nonDerivative · entry 5

Abram J Adam · CIK 0001335026 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ruth M. Maguire Trust

Disclosed balance after: 700

Read SEC document
February 03, 2016 Filed Feb 3, 2017 23:00 UTC
Abram J AdamDirector · Chairman of the Board and CEO
PurchaseCommon Shares 200 $32.57 $6,513.20
Disclosure

SEC source: 0000950138-17-000110 · edgar.xml · nonDerivative · entry 4

Abram J Adam · CIK 0001335026 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ruth M. Maguire Trust

Disclosed balance after: 600

Read SEC document
December 10, 2015 Filed Feb 3, 2017 23:00 UTC
Abram J AdamDirector · Chairman of the Board and CEO
PurchaseCommon Shares 100 $31.10 $3,110.00
Disclosure

SEC source: 0000950138-17-000110 · edgar.xml · nonDerivative · entry 3

Abram J Adam · CIK 0001335026 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ruth M. Maguire Trust

Disclosed balance after: 400

Read SEC document
October 01, 2015 Filed Feb 3, 2017 23:00 UTC
Abram J AdamDirector · Chairman of the Board and CEO
PurchaseCommon Shares 300 $26.03 $7,809.00
Disclosure

SEC source: 0000950138-17-000110 · edgar.xml · nonDerivative · entry 2

Abram J Adam · CIK 0001335026 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ruth M. Maguire Trust

Disclosed balance after: 300

Read SEC document
December 17, 2014 Filed Dec 20, 2014 02:46 UTC PurchaseCommon Shares 47,619 $21.32 $1,015,237.08
Disclosure

SEC source: 0001140361-14-046036 · doc1.xml · nonDerivative · entry 2

GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner

GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner

JRVR Investors Offshore LP · CIK 0001627652 · 10% owner

GS JRVR Offshore Advisors, Inc. · CIK 0001627604 · 10% owner

GS INVESTMENT STRATEGIES, LLC · CIK 0001420392 · 10% owner

GSAM GEN-PAR, L.L.C. · CIK 0001363116 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 2,797,619

F5 · shares: The Reporting Persons disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest, if any.

F4 · balance_after: Goldman Sachs beneficially owns directly and GS Group may be deemed to beneficially own indirectly 47,619 Common Shares. Goldman Sachs is a wholly owned subsidiary of GS Group. Without admitting any legal obligation, Goldman Sachs or another wholly-owned subsidiary of GS Group will remit appropriate profits, if any, to James River Group Holdings, Ltd.

F4 · ownership.direct: Goldman Sachs beneficially owns directly and GS Group may be deemed to beneficially own indirectly 47,619 Common Shares. Goldman Sachs is a wholly owned subsidiary of GS Group. Without admitting any legal obligation, Goldman Sachs or another wholly-owned subsidiary of GS Group will remit appropriate profits, if any, to James River Group Holdings, Ltd.

F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), JRVR Investors Offshore LP ("JRVR LP"), GS JRVR Offshore Advisors, Inc. ("GS JRVR Inc."), GS Investment Strategies, LLC ("GSIS") and GSAM Gen-Par, L.L.C. ("GSAM Gen-Par" and, together with GS Group, Goldman Sachs, JRVR LP, GS JRVR Inc. and GSIS, the "Reporting Persons").

F4 · ownership.nature: Goldman Sachs beneficially owns directly and GS Group may be deemed to beneficially own indirectly 47,619 Common Shares. Goldman Sachs is a wholly owned subsidiary of GS Group. Without admitting any legal obligation, Goldman Sachs or another wholly-owned subsidiary of GS Group will remit appropriate profits, if any, to James River Group Holdings, Ltd.

F5 · ownership.nature: The Reporting Persons disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest, if any.

F6 · ownership.nature: As a result of the IPO, as of December 17, 2014, the Reporting Persons ceased to be the beneficial owners of more than 10% of the Common Shares and are therefore no longer subject to Section 16 of the Securities Exchange Act of 1934, as amended.

Read SEC document
December 17, 2014 Filed Dec 20, 2014 02:46 UTC SaleCommon Shares 4,750,000 $19.74 $93,765,000.00
Disclosure

SEC source: 0001140361-14-046036 · doc1.xml · nonDerivative · entry 1

GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner

GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner

JRVR Investors Offshore LP · CIK 0001627652 · 10% owner

GS JRVR Offshore Advisors, Inc. · CIK 0001627604 · 10% owner

GS INVESTMENT STRATEGIES, LLC · CIK 0001420392 · 10% owner

GSAM GEN-PAR, L.L.C. · CIK 0001363116 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 2,750,000

F2 · shares: Pursuant to an underwriting agreement, dated December 11, 2014 (the "Underwriting Agreement"), and in connection with the initial public offering ("IPO") of common shares, par value $0.0002 per share, of James River Group Holdings, Ltd. (the "Common Shares"), pursuant to the final prospectus dated December 11, 2014, which offering was consummated on December 17, 2014, GS Group and JRVR LP sold an aggregate of 4,750,000 Common Shares. GS Group sold 3,470,921 Common Shares and JRVR LP sold 1,279,079 Common Shares.

F2 · balance_after: Pursuant to an underwriting agreement, dated December 11, 2014 (the "Underwriting Agreement"), and in connection with the initial public offering ("IPO") of common shares, par value $0.0002 per share, of James River Group Holdings, Ltd. (the "Common Shares"), pursuant to the final prospectus dated December 11, 2014, which offering was consummated on December 17, 2014, GS Group and JRVR LP sold an aggregate of 4,750,000 Common Shares. GS Group sold 3,470,921 Common Shares and JRVR LP sold 1,279,079 Common Shares.

F3 · balance_after: As a result of the IPO, GS Group beneficially owns directly 2,009,481 Common Shares and GS Group may be deemed to beneficially own indirectly 740,519 Common Shares beneficially owned directly by JRVR LP because affiliates of GS Group are the general partner, the sole director of the general partner or the investment manager of JRVR LP. JRVR LP beneficially owns directly 740,519 Common Shares, which may be deemed to be beneficially owned indirectly by GS JRVR Inc., JRVR LP's general partner, GSAM Gen-Par, the sole director of GS JRVR Inc., and GSIS, the investment manager of JRVR LP.

F2 · ownership.direct: Pursuant to an underwriting agreement, dated December 11, 2014 (the "Underwriting Agreement"), and in connection with the initial public offering ("IPO") of common shares, par value $0.0002 per share, of James River Group Holdings, Ltd. (the "Common Shares"), pursuant to the final prospectus dated December 11, 2014, which offering was consummated on December 17, 2014, GS Group and JRVR LP sold an aggregate of 4,750,000 Common Shares. GS Group sold 3,470,921 Common Shares and JRVR LP sold 1,279,079 Common Shares.

F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), JRVR Investors Offshore LP ("JRVR LP"), GS JRVR Offshore Advisors, Inc. ("GS JRVR Inc."), GS Investment Strategies, LLC ("GSIS") and GSAM Gen-Par, L.L.C. ("GSAM Gen-Par" and, together with GS Group, Goldman Sachs, JRVR LP, GS JRVR Inc. and GSIS, the "Reporting Persons").

F2 · ownership.nature: Pursuant to an underwriting agreement, dated December 11, 2014 (the "Underwriting Agreement"), and in connection with the initial public offering ("IPO") of common shares, par value $0.0002 per share, of James River Group Holdings, Ltd. (the "Common Shares"), pursuant to the final prospectus dated December 11, 2014, which offering was consummated on December 17, 2014, GS Group and JRVR LP sold an aggregate of 4,750,000 Common Shares. GS Group sold 3,470,921 Common Shares and JRVR LP sold 1,279,079 Common Shares.

F3 · ownership.nature: As a result of the IPO, GS Group beneficially owns directly 2,009,481 Common Shares and GS Group may be deemed to beneficially own indirectly 740,519 Common Shares beneficially owned directly by JRVR LP because affiliates of GS Group are the general partner, the sole director of the general partner or the investment manager of JRVR LP. JRVR LP beneficially owns directly 740,519 Common Shares, which may be deemed to be beneficially owned indirectly by GS JRVR Inc., JRVR LP's general partner, GSAM Gen-Par, the sole director of GS JRVR Inc., and GSIS, the investment manager of JRVR LP.

F5 · ownership.nature: The Reporting Persons disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest, if any.

F6 · ownership.nature: As a result of the IPO, as of December 17, 2014, the Reporting Persons ceased to be the beneficial owners of more than 10% of the Common Shares and are therefore no longer subject to Section 16 of the Securities Exchange Act of 1934, as amended.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.