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NYSE · USD

JEF

Jefferies Financial Group Inc.

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Tapewire entity
3502
SEC CIK
0000096223
Parsed reports
506

Last 12 months

Inside the activity.

4 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202622
Jun 202600
Jul 202620
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 11, 2024 Filed Jan 13, 2024 02:04 UTC
HANDLER RICHARD BDirector · CEO
GiftCommon Stock 496,450 $0.00 $0.00
Disclosure

SEC source: 0001214659-24-000726 · marketforms-64309.xml · nonDerivative · entry 5

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,828,317

F2 · kind: Shares gifted from a trust, of which Reporting Person is trustee, to Reporting Person's direct ownership account. These transfers reflect tax planning within family trusts and result in no increases or decreases to Reporting Person's beneficial holdings. These transactions may be exempt under Rule 16a-13.

Read SEC document
January 11, 2024 Filed Jan 13, 2024 02:04 UTC
HANDLER RICHARD BDirector · CEO
GiftCommon Stock 496,450 $0.00 $0.00
Disclosure

SEC source: 0001214659-24-000726 · marketforms-64309.xml · nonDerivative · entry 4

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Reporting Person's 2022-A Trust

Disclosed balance after: 0

F2 · kind: Shares gifted from a trust, of which Reporting Person is trustee, to Reporting Person's direct ownership account. These transfers reflect tax planning within family trusts and result in no increases or decreases to Reporting Person's beneficial holdings. These transactions may be exempt under Rule 16a-13.

Read SEC document
January 11, 2024 Filed Jan 13, 2024 02:04 UTC
HANDLER RICHARD BDirector · CEO
GiftCommon Stock 4,917 $0.00 $0.00
Disclosure

SEC source: 0001214659-24-000726 · marketforms-64309.xml · nonDerivative · entry 3

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Reporting Person's 2012 Trust

Disclosed balance after: 276,823

F1 · kind: Shares gifted from a LLC, of which Reporting Person is the manager and Reporting Person's trusts are its members, to one of its trust members and another trust of which Reporting Person is a trustee. These transfers reflect tax planning within family trusts and result in no increases or decreases to Reporting Person's beneficial holdings. These transactions may be exempt under Rule 16a-13.

Read SEC document
January 11, 2024 Filed Jan 13, 2024 02:04 UTC
HANDLER RICHARD BDirector · CEO
GiftCommon Stock 300,463 $0.00 $0.00
Disclosure

SEC source: 0001214659-24-000726 · marketforms-64309.xml · nonDerivative · entry 2

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Reporting Person's 2022-A Trust

Disclosed balance after: 496,450

F1 · kind: Shares gifted from a LLC, of which Reporting Person is the manager and Reporting Person's trusts are its members, to one of its trust members and another trust of which Reporting Person is a trustee. These transfers reflect tax planning within family trusts and result in no increases or decreases to Reporting Person's beneficial holdings. These transactions may be exempt under Rule 16a-13.

Read SEC document
January 11, 2024 Filed Jan 13, 2024 02:04 UTC
HANDLER RICHARD BDirector · CEO
GiftCommon Stock 305,380 $0.00 $0.00
Disclosure

SEC source: 0001214659-24-000726 · marketforms-64309.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Reporting Person's 2022 LLC

Disclosed balance after: 331,685

F1 · kind: Shares gifted from a LLC, of which Reporting Person is the manager and Reporting Person's trusts are its members, to one of its trust members and another trust of which Reporting Person is a trustee. These transfers reflect tax planning within family trusts and result in no increases or decreases to Reporting Person's beneficial holdings. These transactions may be exempt under Rule 16a-13.

Read SEC document
January 08, 2024 Filed Jan 10, 2024 01:57 UTC
FRIEDMAN BRIAN PDirector · President
GiftCommon Stock 3,584 $0.00 $0.00
Disclosure

SEC source: 0001214659-24-000501 · marketforms-64059.xml · nonDerivative · entry 1

FRIEDMAN BRIAN P · CIK 0001275002 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,934,263

F1 · kind: Gift of shares to family trusts, of which the reporting person is neither a trustee nor a beneficiary.

F1 · shares: Gift of shares to family trusts, of which the reporting person is neither a trustee nor a beneficiary.

Read SEC document
December 31, 2023 Filed Jan 4, 2024 02:19 UTC
FRIEDMAN BRIAN PDirector · President
Tax withholdingCommon Stock 914,204 $40.64 $37,153,250.56
Disclosure

SEC source: 0001214659-24-000215 · marketforms-63956.xml · nonDerivative · entry 1

FRIEDMAN BRIAN P · CIK 0001275002 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,937,847

F1 · kind: Shares withheld to pay tax liability resulting from the distribution of long-term equity grants.

F1 · shares: Shares withheld to pay tax liability resulting from the distribution of long-term equity grants.

Read SEC document
December 22, 2023 Filed Dec 28, 2023 01:30 UTC
FRIEDMAN BRIAN PDirector · President
GiftCommon Stock 170,000 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-016933 · marketforms-63930.xml · nonDerivative · entry 1

FRIEDMAN BRIAN P · CIK 0001275002 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,852,051

F1 · kind: Charitable gift of shares to a charitable organization.

Read SEC document
December 15, 2023 Filed Dec 16, 2023 02:38 UTC
HANDLER RICHARD BDirector · CEO
GrantCommon Stock 95,879 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-016530 · marketforms-63879.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,331,867

F1 · kind: Restricted stock units (RSUs) earned in respect of prior compensation year 2021 grant of Long-Term Performance-Linked RSUs.

F1 · shares: Restricted stock units (RSUs) earned in respect of prior compensation year 2021 grant of Long-Term Performance-Linked RSUs.

F2 · balance_after: As of close of business on 12/15/2023, the filing date of this Form 4, the reporting person has total beneficial holdings (direct and indirect) of 18,114,781.

Read SEC document
December 15, 2023 Filed Dec 16, 2023 02:33 UTC
HANDLER RICHARD BDirector · CEO
GiftCommon Stock 637,065 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-016528 · marketforms-63877.xml · nonDerivative · entry 2

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Reporting Person's 2022 LLC

Disclosed balance after: 637,065

F1 · kind: Shares gifted to a LLC of which Reporting Person is the manager and Reporting Person's trusts are its members.

F1 · acquired: Shares gifted to a LLC of which Reporting Person is the manager and Reporting Person's trusts are its members.

Read SEC document
December 15, 2023 Filed Dec 16, 2023 02:33 UTC
HANDLER RICHARD BDirector · CEO
GiftCommon Stock 637,065 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-016528 · marketforms-63877.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,956,063

F1 · kind: Shares gifted to a LLC of which Reporting Person is the manager and Reporting Person's trusts are its members.

F1 · acquired: Shares gifted to a LLC of which Reporting Person is the manager and Reporting Person's trusts are its members.

F2 · balance_after: As of close of business on 12/15/2023, the filing date of this Form 4, the reporting person has total beneficial holdings (direct and indirect) of 18,114,781.

Read SEC document
December 15, 2023 Filed Dec 16, 2023 02:32 UTC
FRIEDMAN BRIAN PDirector · President
GrantCommon Stock 95,879 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-016527 · marketforms-63862.xml · nonDerivative · entry 3

FRIEDMAN BRIAN P · CIK 0001275002 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,022,051

F3 · kind: Restricted stock units (RSUs) earned in respect of prior compensation year 2021 grant of Long-Term Performance-Linked RSUs.

F3 · shares: Restricted stock units (RSUs) earned in respect of prior compensation year 2021 grant of Long-Term Performance-Linked RSUs.

Read SEC document
December 13, 2023 Filed Dec 16, 2023 02:35 UTC
HANDLER RICHARD BDirector · CEO
GrantCommon Stock 159,957 $37.51 $5,999,987.07
Disclosure

SEC source: 0001214659-23-016529 · marketforms-63878.xml · nonDerivative · entry 2

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,235,988

F2 · kind: Grants of Restricted Stock Units under the Company's ECP, exempt pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, which are subject to ECP restrictions, including without limitation three-year cliff vesting and clawback/recoupment provisions.

F2 · shares: Grants of Restricted Stock Units under the Company's ECP, exempt pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, which are subject to ECP restrictions, including without limitation three-year cliff vesting and clawback/recoupment provisions.

F3 · balance_after: As of close of business on 12/15/2023, the filing date of this Form 4, the reporting person has total beneficial holdings (direct and indirect) of 18,114,781.

Read SEC document
December 13, 2023 Filed Dec 16, 2023 02:35 UTC
HANDLER RICHARD BDirector · CEO
GrantCommon Stock 119,968 $37.51 $4,499,999.68
Disclosure

SEC source: 0001214659-23-016529 · marketforms-63878.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,076,031

F1 · kind: Grants of target Performance-Based Restricted Stock Units under the Company's Equity Compensation Plan (the "ECP"), exempt pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, which, in addition to performance requirements, are also subject to ECP restrictions, including without limitation three-year cliff vesting and clawback/recoupment provisions.

F1 · shares: Grants of target Performance-Based Restricted Stock Units under the Company's Equity Compensation Plan (the "ECP"), exempt pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, which, in addition to performance requirements, are also subject to ECP restrictions, including without limitation three-year cliff vesting and clawback/recoupment provisions.

Read SEC document
December 13, 2023 Filed Dec 16, 2023 02:32 UTC
FRIEDMAN BRIAN PDirector · President
GrantCommon Stock 152,332 $37.51 $5,713,973.32
Disclosure

SEC source: 0001214659-23-016527 · marketforms-63862.xml · nonDerivative · entry 2

FRIEDMAN BRIAN P · CIK 0001275002 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,926,172

F2 · kind: Grants of Restricted Stock Units under the Company's ECP, exempt pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, which are subject to ECP restrictions, including without limitation three-year cliff vesting and clawback/recoupment provisions.

F2 · shares: Grants of Restricted Stock Units under the Company's ECP, exempt pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, which are subject to ECP restrictions, including without limitation three-year cliff vesting and clawback/recoupment provisions.

Read SEC document
December 13, 2023 Filed Dec 16, 2023 02:32 UTC
FRIEDMAN BRIAN PDirector · President
GrantCommon Stock 114,262 $37.51 $4,285,967.62
Disclosure

SEC source: 0001214659-23-016527 · marketforms-63862.xml · nonDerivative · entry 1

FRIEDMAN BRIAN P · CIK 0001275002 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,773,840

F1 · kind: Grants of target Performance-Based Restricted Stock Units under the Company's Equity Compensation Plan (the "ECP"), exempt pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, which, in addition to performance requirements, are also subject to ECP restrictions, including without limitation three-year cliff vesting and clawback/recoupment provisions.

F1 · shares: Grants of target Performance-Based Restricted Stock Units under the Company's Equity Compensation Plan (the "ECP"), exempt pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, which, in addition to performance requirements, are also subject to ECP restrictions, including without limitation three-year cliff vesting and clawback/recoupment provisions.

Read SEC document
November 28, 2023 Filed Dec 1, 2023 01:41 UTC
FRIEDMAN BRIAN PDirector · President
GrantCommon Stock 31,977 $34.63 $1,107,363.51
Disclosure

SEC source: 0001214659-23-015833 · marketforms-63612.xml · nonDerivative · entry 1

FRIEDMAN BRIAN P · CIK 0001275002 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,659,578

F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) under the Securities Exchange Act of 1934.

F1 · shares: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) under the Securities Exchange Act of 1934.

Read SEC document
November 28, 2023 Filed Dec 1, 2023 01:37 UTC GrantCommon Stock 573 $34.63 $19,842.99
Disclosure

SEC source: 0001214659-23-015831 · marketforms-63615.xml · nonDerivative · entry 1

O Kane Michael T · CIK 0001334579 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,648

F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

F1 · shares: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

Read SEC document
November 28, 2023 Filed Dec 1, 2023 01:38 UTC
HANDLER RICHARD BDirector · CEO
GrantCommon Stock 104,016 $34.63 $3,602,074.08
Disclosure

SEC source: 0001214659-23-015832 · marketforms-63611.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,593,128

F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) under the Securities Exchange Act of 1934.

F1 · shares: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) under the Securities Exchange Act of 1934.

Read SEC document
November 28, 2023 Filed Dec 1, 2023 01:32 UTC GrantCommon Stock 58 $34.63 $2,008.54
Disclosure

SEC source: 0001214659-23-015830 · marketforms-63608.xml · nonDerivative · entry 1

Weiler Melissa · CIK 0001845244 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,863

F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

F1 · shares: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

Read SEC document
November 28, 2023 Filed Dec 1, 2023 01:32 UTC GrantCommon Stock 58 $34.63 $2,008.54
Disclosure

SEC source: 0001214659-23-015829 · marketforms-63610.xml · nonDerivative · entry 1

Ellis-Kirk Matrice · CIK 0001345891 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,863

F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

F1 · shares: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

Read SEC document
November 28, 2023 Filed Dec 1, 2023 01:31 UTC GrantCommon Stock 416 $34.63 $14,406.08
Disclosure

SEC source: 0001214659-23-015828 · marketforms-63609.xml · nonDerivative · entry 1

BEYER ROBERT D · CIK 0001188302 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,910

F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

F1 · shares: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

Read SEC document
August 25, 2023 Filed Aug 26, 2023 00:46 UTC GrantCommon Stock 57 $34.73 $1,979.61
Disclosure

SEC source: 0001214659-23-011718 · marketforms-62337.xml · nonDerivative · entry 1

Weiler Melissa · CIK 0001845244 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,805

F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

F1 · shares: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

Read SEC document
August 25, 2023 Filed Aug 26, 2023 00:45 UTC GrantCommon Stock 567 $34.73 $19,691.91
Disclosure

SEC source: 0001214659-23-011717 · marketforms-62340.xml · nonDerivative · entry 1

O Kane Michael T · CIK 0001334579 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,075

F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

F1 · shares: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

Read SEC document
August 25, 2023 Filed Aug 26, 2023 00:44 UTC GrantCommon Stock 57 $34.73 $1,979.61
Disclosure

SEC source: 0001214659-23-011716 · marketforms-62339.xml · nonDerivative · entry 1

Ellis-Kirk Matrice · CIK 0001345891 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,805

F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

F1 · shares: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

Read SEC document
August 25, 2023 Filed Aug 26, 2023 00:42 UTC GrantCommon Stock 411 $34.73 $14,274.03
Disclosure

SEC source: 0001214659-23-011715 · marketforms-62338.xml · nonDerivative · entry 1

BEYER ROBERT D · CIK 0001188302 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,494

F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

F1 · shares: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

Read SEC document
August 25, 2023 Filed Aug 26, 2023 00:41 UTC
FRIEDMAN BRIAN PDirector · President
GrantCommon Stock 31,612 $34.73 $1,097,884.76
Disclosure

SEC source: 0001214659-23-011714 · marketforms-62342.xml · nonDerivative · entry 1

FRIEDMAN BRIAN P · CIK 0001275002 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,627,601

F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) under the Securities Exchange Act of 1934.

F1 · shares: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) under the Securities Exchange Act of 1934.

Read SEC document
August 25, 2023 Filed Aug 26, 2023 00:40 UTC
HANDLER RICHARD BDirector · CEO
GrantCommon Stock 102,828 $34.73 $3,571,216.44
Disclosure

SEC source: 0001214659-23-011713 · marketforms-62341.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,489,112

F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) under the Securities Exchange Act of 1934.

F1 · shares: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) under the Securities Exchange Act of 1934.

Read SEC document
August 04, 2023 Filed Aug 4, 2023 23:29 UTC
STEINBERG JOSEPH SDirector · Chairman of the Board · 10% owner
SaleCommon Stock 134,217 $35.79 $4,803,223.78
Disclosure

SEC source: 0001214659-23-010788 · marketforms-62191.xml · nonDerivative · entry 3

STEINBERG JOSEPH S · CIK 0000924255 · Director · Chairman of the Board · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 15,744,184

F2 · price: The reported price is a weighted average price of shares sold between $35.445 to $36.11.

F3 · price: The reporting person undertakes to provide to Jefferies Financial Group Inc. ("Jefferies"), any security holder of Jefferies, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes above.

F4 · balance_after: These reported sales, along with those in the Form 4 filed by the Reporting Person on August 2, 2023, were for estate planning purposes and complete the shares to be sold as filed by the Reporting Person on Form 144 on July 31, 2023. The Reporting Person has no intention for further sales at this time.

F5 · ownership.nature: Consists of shares held by corporations that are owned directly or indirectly by or affiliated with the Reporting Person.

F10 · ownership.nature: The reporting person disclaims beneficial ownership of the portion of shares held indirectly in excess of his proportionate pecuniary interest in those shares.

Read SEC document
August 03, 2023 Filed Aug 4, 2023 23:29 UTC
STEINBERG JOSEPH SDirector · Chairman of the Board · 10% owner
SaleCommon Stock 346,984 $35.68 $12,379,695.15
Disclosure

SEC source: 0001214659-23-010788 · marketforms-62191.xml · nonDerivative · entry 2

STEINBERG JOSEPH S · CIK 0000924255 · Director · Chairman of the Board · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 15,878,401

F1 · price: The reported price is a weighted average price of shares sold between $35.3785 to $35.915.

F3 · price: The reporting person undertakes to provide to Jefferies Financial Group Inc. ("Jefferies"), any security holder of Jefferies, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes above.

F4 · balance_after: These reported sales, along with those in the Form 4 filed by the Reporting Person on August 2, 2023, were for estate planning purposes and complete the shares to be sold as filed by the Reporting Person on Form 144 on July 31, 2023. The Reporting Person has no intention for further sales at this time.

F5 · ownership.nature: Consists of shares held by corporations that are owned directly or indirectly by or affiliated with the Reporting Person.

F10 · ownership.nature: The reporting person disclaims beneficial ownership of the portion of shares held indirectly in excess of his proportionate pecuniary interest in those shares.

Read SEC document
August 02, 2023 Filed Aug 3, 2023 00:21 UTC
STEINBERG JOSEPH SDirector · Chairman of the Board · 10% owner
SaleCommon Stock 225,311 $35.87 $8,081,184.57
Disclosure

SEC source: 0001214659-23-010683 · marketforms-62182.xml · nonDerivative · entry 4

STEINBERG JOSEPH S · CIK 0000924255 · Director · Chairman of the Board · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 16,225,385

F3 · price: The reported price is a weighted average price of shares sold between $35.38 to $36.

F4 · price: The reporting person undertakes to provide to Jefferies Financial Group Inc. ("Jefferies"), any security holder of Jefferies, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes above.

F5 · balance_after: These reported sales of 666,859 shares represent a portion of the 1,148,060 shares to be sold as filed by the Reporting Person on Form 144 on July 31, 2023.

F6 · ownership.nature: Consists of shares held by corporations that are owned directly or indirectly by or affiliated with the Reporting Person.

F11 · ownership.nature: The reporting person disclaims beneficial ownership of the portion of shares held indirectly in excess of his proportionate pecuniary interest in those shares.

Read SEC document
August 01, 2023 Filed Aug 3, 2023 00:21 UTC
STEINBERG JOSEPH SDirector · Chairman of the Board · 10% owner
SaleCommon Stock 222,756 $36.23 $8,070,249.40
Disclosure

SEC source: 0001214659-23-010683 · marketforms-62182.xml · nonDerivative · entry 3

STEINBERG JOSEPH S · CIK 0000924255 · Director · Chairman of the Board · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 16,450,696

F2 · price: The reported price is a weighted average price of shares sold between $36.03 to $36.70.

F4 · price: The reporting person undertakes to provide to Jefferies Financial Group Inc. ("Jefferies"), any security holder of Jefferies, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes above.

F5 · balance_after: These reported sales of 666,859 shares represent a portion of the 1,148,060 shares to be sold as filed by the Reporting Person on Form 144 on July 31, 2023.

F6 · ownership.nature: Consists of shares held by corporations that are owned directly or indirectly by or affiliated with the Reporting Person.

F11 · ownership.nature: The reporting person disclaims beneficial ownership of the portion of shares held indirectly in excess of his proportionate pecuniary interest in those shares.

Read SEC document
July 31, 2023 Filed Aug 3, 2023 00:21 UTC
STEINBERG JOSEPH SDirector · Chairman of the Board · 10% owner
SaleCommon Stock 218,792 $36.85 $8,063,207.21
Disclosure

SEC source: 0001214659-23-010683 · marketforms-62182.xml · nonDerivative · entry 2

STEINBERG JOSEPH S · CIK 0000924255 · Director · Chairman of the Board · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 16,673,452

F1 · price: The reported price is a weighted average price of shares sold between $36.745 to $37.195.

F4 · price: The reporting person undertakes to provide to Jefferies Financial Group Inc. ("Jefferies"), any security holder of Jefferies, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes above.

F5 · balance_after: These reported sales of 666,859 shares represent a portion of the 1,148,060 shares to be sold as filed by the Reporting Person on Form 144 on July 31, 2023.

F6 · ownership.nature: Consists of shares held by corporations that are owned directly or indirectly by or affiliated with the Reporting Person.

F11 · ownership.nature: The reporting person disclaims beneficial ownership of the portion of shares held indirectly in excess of his proportionate pecuniary interest in those shares.

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July 26, 2023 Filed Jul 28, 2023 21:00 UTC
HANDLER RICHARD BDirector · CEO
OtherCommon Stock 68,619 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-010173 · marketforms-62152.xml · nonDerivative · entry 2

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Reporting Person's LLC

Disclosed balance after: 234,148

F1 · kind: Shares transferred from an LLC, of which Reporting Person is the manager and Reporting Person's trusts are its members, to Reporting Person's direct ownership account. These transfers result in no changes to Reporting Person's beneficial ownership holdings. These transactions may be exempt under Rule 16a-13.

F1 · shares: Shares transferred from an LLC, of which Reporting Person is the manager and Reporting Person's trusts are its members, to Reporting Person's direct ownership account. These transfers result in no changes to Reporting Person's beneficial ownership holdings. These transactions may be exempt under Rule 16a-13.

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July 26, 2023 Filed Jul 28, 2023 21:00 UTC
HANDLER RICHARD BDirector · CEO
OtherCommon Stock 68,619 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-010173 · marketforms-62152.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,386,284

F1 · kind: Shares transferred from an LLC, of which Reporting Person is the manager and Reporting Person's trusts are its members, to Reporting Person's direct ownership account. These transfers result in no changes to Reporting Person's beneficial ownership holdings. These transactions may be exempt under Rule 16a-13.

F1 · shares: Shares transferred from an LLC, of which Reporting Person is the manager and Reporting Person's trusts are its members, to Reporting Person's direct ownership account. These transfers result in no changes to Reporting Person's beneficial ownership holdings. These transactions may be exempt under Rule 16a-13.

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July 12, 2023 Filed Jul 14, 2023 20:31 UTC
FRIEDMAN BRIAN PDirector · President
Exercise / conversionOption - Right to Buy · Derivative 2,000 $0.00 Strike: $22.20 $0.00
Disclosure

SEC source: 0001214659-23-009637 · marketforms-62096.xml · derivative · entry 6

FRIEDMAN BRIAN P · CIK 0001275002 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2023-08-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Exercise of options exempt under Rule 16b-3 and Rule 16b-6(b).

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July 12, 2023 Filed Jul 14, 2023 20:31 UTC
FRIEDMAN BRIAN PDirector · President
Exercise / conversionCommon Stock 2,000 $22.20 $44,401.00
Disclosure

SEC source: 0001214659-23-009637 · marketforms-62096.xml · nonDerivative · entry 1

FRIEDMAN BRIAN P · CIK 0001275002 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,595,989

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Exercise of options exempt under Rule 16b-3 and Rule 16b-6(b).

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May 26, 2023 Filed May 31, 2023 00:42 UTC GrantCommon Stock 65 $30.51 $1,983.15
Disclosure

SEC source: 0001214659-23-008074 · marketforms-61669.xml · nonDerivative · entry 1

Weiler Melissa · CIK 0001845244 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,748

F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

F1 · shares: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

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May 26, 2023 Filed May 31, 2023 00:41 UTC GrantCommon Stock 639 $30.51 $19,495.89
Disclosure

SEC source: 0001214659-23-008073 · marketforms-61667.xml · nonDerivative · entry 1

O Kane Michael T · CIK 0001334579 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,508

F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

F1 · shares: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

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May 26, 2023 Filed May 31, 2023 00:40 UTC GrantCommon Stock 65 $30.51 $1,983.15
Disclosure

SEC source: 0001214659-23-008072 · marketforms-61668.xml · nonDerivative · entry 1

Ellis-Kirk Matrice · CIK 0001345891 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,748

F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

F1 · shares: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

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May 26, 2023 Filed May 31, 2023 00:39 UTC GrantCommon Stock 464 $30.51 $14,156.64
Disclosure

SEC source: 0001214659-23-008071 · marketforms-61666.xml · nonDerivative · entry 1

BEYER ROBERT D · CIK 0001188302 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,083

F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

F1 · shares: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

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May 26, 2023 Filed May 31, 2023 00:38 UTC GrantCommon Stock 115,911 $30.51 $3,536,444.61
Disclosure

SEC source: 0001214659-23-008070 · marketforms-61664.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,317,664

F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) under the Securities Exchange Act of 1934.

F1 · shares: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) under the Securities Exchange Act of 1934.

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May 26, 2023 Filed May 31, 2023 00:37 UTC GrantCommon Stock 35,634 $30.51 $1,087,193.34
Disclosure

SEC source: 0001214659-23-008069 · marketforms-61665.xml · nonDerivative · entry 1

FRIEDMAN BRIAN P · CIK 0001275002 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,593,989

F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) under the Securities Exchange Act of 1934.

F1 · shares: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) under the Securities Exchange Act of 1934.

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March 29, 2023 Filed Mar 31, 2023 00:58 UTC GrantCommon Stock 6,583 $31.14 $204,994.62
Disclosure

SEC source: 0001214659-23-004538 · marketforms-61116.xml · nonDerivative · entry 1

Weiler Melissa · CIK 0001845244 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,683

F1 · kind: Acquisition of securities under Jefferies Financial Group Inc.'s Equity Compensation Plan in a transaction exempt under Rule 16b-3(d)(1) & (2) under the Securities Exchange Act of 1934.

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March 29, 2023 Filed Mar 31, 2023 00:57 UTC GrantCommon Stock 6,583 $31.14 $204,994.62
Disclosure

SEC source: 0001214659-23-004537 · marketforms-61113.xml · nonDerivative · entry 1

O Kane Michael T · CIK 0001334579 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,869

F1 · kind: Acquisition of securities under Jefferies Financial Group Inc.'s Equity Compensation Plan in a transaction exempt under Rule 16b-3(d)(1) & (2) under the Securities Exchange Act of 1934.

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March 29, 2023 Filed Mar 31, 2023 00:57 UTC
Katz Jacob MDirector
GrantCommon Stock 6,583 $31.14 $204,994.62
Disclosure

SEC source: 0001214659-23-004536 · marketforms-61112.xml · nonDerivative · entry 1

Katz Jacob M · CIK 0001715063 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,137

F1 · kind: Acquisition of securities under Jefferies Financial Group Inc.'s Equity Compensation Plan in a transaction exempt under Rule 16b-3(d)(1) & (2) under the Securities Exchange Act of 1934.

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March 29, 2023 Filed Mar 31, 2023 00:56 UTC GrantCommon Stock 6,583 $31.14 $204,994.62
Disclosure

SEC source: 0001214659-23-004535 · marketforms-61111.xml · nonDerivative · entry 1

JONES THOMAS W · CIK 0001192374 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,545

F1 · kind: Acquisition of securities under Jefferies Financial Group Inc.'s Equity Compensation Plan in a transaction exempt under Rule 16b-3(d)(1) & (2) under the Securities Exchange Act of 1934.

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March 29, 2023 Filed Mar 31, 2023 00:56 UTC GrantCommon Stock 6,583 $31.14 $204,994.62
Disclosure

SEC source: 0001214659-23-004534 · marketforms-61114.xml · nonDerivative · entry 1

BEYER ROBERT D · CIK 0001188302 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,619

F1 · kind: Acquisition of securities under Jefferies Financial Group Inc.'s Equity Compensation Plan in a transaction exempt under Rule 16b-3(d)(1) & (2) under the Securities Exchange Act of 1934.

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March 29, 2023 Filed Mar 31, 2023 00:55 UTC GrantCommon Stock 6,583 $31.14 $204,994.62
Disclosure

SEC source: 0001214659-23-004533 · marketforms-61110.xml · nonDerivative · entry 1

Gilmartin MaryAnne · CIK 0001760844 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,137

F1 · kind: Acquisition of securities under Jefferies Financial Group Inc.'s Equity Compensation Plan in a transaction exempt under Rule 16b-3(d)(1) & (2) under the Securities Exchange Act of 1934.

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March 29, 2023 Filed Mar 31, 2023 00:54 UTC GrantCommon Stock 6,583 $31.14 $204,994.62
Disclosure

SEC source: 0001214659-23-004532 · marketforms-61115.xml · nonDerivative · entry 1

Ellis-Kirk Matrice · CIK 0001345891 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,683

F1 · kind: Acquisition of securities under Jefferies Financial Group Inc.'s Equity Compensation Plan in a transaction exempt under Rule 16b-3(d)(1) & (2) under the Securities Exchange Act of 1934.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.