JEF

SEC source: 0001214659-24-018233 · marketforms-67246.xml · nonDerivative · entry 1

BEYER ROBERT D · CIK 0001188302 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,375

F1 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.65 to $64.58 per share, inclusive. The issuer undertakes to provide upon request a detailed breakout of the sale prices and the number of shares sold at each price.

SEC source: 0001214659-24-018128 · marketforms-67242.xml · nonDerivative · entry 1

FRIEDMAN BRIAN P · CIK 0001275002 · Director · President

10b5-1 filing: No plan indicated

Ownership: Indirect · By Reporting Person's Trust

Disclosed balance after: 1,632,277

F1 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.545 to $65.965 per share, inclusive. The issuer undertakes to provide upon request a detailed breakout of the sale prices and the number of shares sold at each price.

SEC source: 0001214659-24-017452 · marketforms-67155.xml · nonDerivative · entry 1

FRIEDMAN BRIAN P · CIK 0001275002 · Director · President

10b5-1 filing: No plan indicated

Ownership: Indirect · By Reporting Person's LLC

Disclosed balance after: 604,606

F1 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.00 to $63.41 per share, inclusive. The issuer undertakes to provide upon request a detailed breakout of the sale prices and the number of shares sold at each price.

SEC source: 0000950170-24-108242 · ownership.xml · nonDerivative · entry 1

SUMITOMO MITSUI FINANCIAL GROUP, INC. · CIK 0001022837 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 9,247,081

F1 · price: The price paid by the Reporting Person for the reported securities is subject to adjustment following a four-month reference period pursuant to an agreement previously entered into between the Reporting Person and an unaffiliated third-party.

F2 · ownership.nature: The reported securities are held directly by SMBC, a direct, wholly-owned subsidiary of Sumitomo Mitsui Financial Group, Inc. ("SMFG").

F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of the reported securities, except to the extent of its pecuniary interest therein.

SEC source: 0001214659-24-015804 · marketforms-66872.xml · nonDerivative · entry 1

Weiler Melissa · CIK 0001845244 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,703

F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F1 · shares: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

SEC source: 0001214659-24-015803 · marketforms-66873.xml · nonDerivative · entry 1

Ellis-Kirk Matrice · CIK 0001345891 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,703

F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F1 · shares: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

SEC source: 0001214659-24-015801 · marketforms-66874.xml · nonDerivative · entry 1

O Kane Michael T · CIK 0001334579 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,617

F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F1 · shares: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

SEC source: 0001214659-24-015800 · marketforms-66875.xml · nonDerivative · entry 1

BEYER ROBERT D · CIK 0001188302 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,575

F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F1 · shares: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

SEC source: 0001214659-24-015799 · marketforms-66870.xml · nonDerivative · entry 1

FRIEDMAN BRIAN P · CIK 0001275002 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,376,315

F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

F1 · shares: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

SEC source: 0001214659-24-015798 · marketforms-66871.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,371,288

F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

F1 · shares: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

SEC source: 0001214659-24-013368 · marketforms-66688.xml · nonDerivative · entry 1

STEINBERG JOSEPH S · CIK 0000924255 · Director · Chairman of the Board · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,338,979

F1 · kind: Charitable gift of shares to a charitable trust.

F1 · shares: Charitable gift of shares to a charitable trust.

SEC source: 0001214659-24-013365 · marketforms-66685.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,296,554

F1 · kind: Charitable gift of shares to a charitable foundation.

F1 · shares: Charitable gift of shares to a charitable foundation.

SEC source: 0001214659-24-013367 · marketforms-66667.xml · nonDerivative · entry 1

FRIEDMAN BRIAN P · CIK 0001275002 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,352,069

F1 · kind: Charitable gift of shares to a charitable foundation.

F1 · shares: Charitable gift of shares to a charitable foundation.

SEC source: 0001214659-24-010393 · marketforms-66137.xml · nonDerivative · entry 1

FRIEDMAN BRIAN P · CIK 0001275002 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,452,069

F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

F1 · shares: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

SEC source: 0001214659-24-010392 · marketforms-66136.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,396,554

F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

F1 · shares: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

SEC source: 0001214659-24-010391 · marketforms-66132.xml · nonDerivative · entry 1

Weiler Melissa · CIK 0001845244 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,635

F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F1 · shares: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

SEC source: 0001214659-24-010390 · marketforms-66133.xml · nonDerivative · entry 1

Ellis-Kirk Matrice · CIK 0001345891 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,635

F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F1 · shares: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

SEC source: 0001214659-24-010389 · marketforms-66135.xml · nonDerivative · entry 1

O Kane Michael T · CIK 0001334579 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,222

F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F1 · shares: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

SEC source: 0001214659-24-010388 · marketforms-66134.xml · nonDerivative · entry 1

BEYER ROBERT D · CIK 0001188302 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,260

F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F1 · shares: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

SEC source: 0001214659-24-009106 · marketforms-65877.xml · nonDerivative · entry 3

FRIEDMAN BRIAN P · CIK 0001275002 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,425,954

SEC source: 0001214659-24-009106 · marketforms-65877.xml · nonDerivative · entry 2

FRIEDMAN BRIAN P · CIK 0001275002 · Director · President

10b5-1 filing: No plan indicated

Ownership: Indirect · By Family Limited Partnership

Disclosed balance after: 496,780

F1 · ownership.nature: The reporting person disclaims Beneficial Ownership of the portion of the shares held by limited partnership in excess of his proportionate pecuniary interest in those shares.

SEC source: 0001214659-24-009106 · marketforms-65877.xml · nonDerivative · entry 1

FRIEDMAN BRIAN P · CIK 0001275002 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,591,350

SEC source: 0001140361-24-021824 · form4.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,314,150

SEC source: 0001214659-24-005542 · marketforms-65412.xml · nonDerivative · entry 1

Weiler Melissa · CIK 0001845244 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,560

F1 · kind: Acquisition of securities under Jefferies Financial Group Inc.'s Equity Compensation Plan in a transaction exempt under Rule 16b-3(d)(1) & (2) under the Securities Exchange Act of 1934.

SEC source: 0001214659-24-005541 · marketforms-65411.xml · nonDerivative · entry 1

Ellis-Kirk Matrice · CIK 0001345891 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,560

F1 · kind: Acquisition of securities under Jefferies Financial Group Inc.'s Equity Compensation Plan in a transaction exempt under Rule 16b-3(d)(1) & (2) under the Securities Exchange Act of 1934.

SEC source: 0001214659-24-005540 · marketforms-65410.xml · nonDerivative · entry 1

O Kane Michael T · CIK 0001334579 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,781

F1 · kind: Acquisition of securities under Jefferies Financial Group Inc.'s Equity Compensation Plan in a transaction exempt under Rule 16b-3(d)(1) & (2) under the Securities Exchange Act of 1934.

SEC source: 0001214659-24-005539 · marketforms-65409.xml · nonDerivative · entry 1

Katz Jacob M · CIK 0001715063 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,785

F1 · kind: Acquisition of securities under Jefferies Financial Group Inc.'s Equity Compensation Plan in a transaction exempt under Rule 16b-3(d)(1) & (2) under the Securities Exchange Act of 1934.

SEC source: 0001214659-24-005538 · marketforms-65408.xml · nonDerivative · entry 1

JONES THOMAS W · CIK 0001192374 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,193

F1 · kind: Acquisition of securities under Jefferies Financial Group Inc.'s Equity Compensation Plan in a transaction exempt under Rule 16b-3(d)(1) & (2) under the Securities Exchange Act of 1934.

SEC source: 0001214659-24-005536 · marketforms-65405.xml · nonDerivative · entry 1

BEYER ROBERT D · CIK 0001188302 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,910

F1 · kind: Acquisition of securities under Jefferies Financial Group Inc.'s Equity Compensation Plan in a transaction exempt under Rule 16b-3(d)(1) & (2) under the Securities Exchange Act of 1934.

SEC source: 0001214659-24-005537 · marketforms-65406.xml · nonDerivative · entry 1

Gilmartin MaryAnne · CIK 0001760844 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,785

F1 · kind: Acquisition of securities under Jefferies Financial Group Inc.'s Equity Compensation Plan in a transaction exempt under Rule 16b-3(d)(1) & (2) under the Securities Exchange Act of 1934.

SEC source: 0001214659-24-005535 · marketforms-65404.xml · nonDerivative · entry 1

Adamany Linda · CIK 0001571607 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,251

F1 · kind: Acquisition of securities under Jefferies Financial Group Inc.'s Equity Compensation Plan in a transaction exempt under Rule 16b-3(d)(1) & (2) under the Securities Exchange Act of 1934.

SEC source: 0001214659-24-004659 · marketforms-65223.xml · nonDerivative · entry 3

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,814,150

F1 · kind: Shares gifted from a LLC, of which Reporting Person is the manager and Reporting Person's trusts are its members, to one of its trust members and Reporting Person's direct ownership account. This transfer reflects tax planning and results in no increases or decreases to Reporting Person's beneficial holdings. These transactions may be exempt under Rule 16a-13.

F1 · shares: Shares gifted from a LLC, of which Reporting Person is the manager and Reporting Person's trusts are its members, to one of its trust members and Reporting Person's direct ownership account. This transfer reflects tax planning and results in no increases or decreases to Reporting Person's beneficial holdings. These transactions may be exempt under Rule 16a-13.

SEC source: 0001214659-24-004659 · marketforms-65223.xml · nonDerivative · entry 2

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Reporting Person's 2012 Trust

Disclosed balance after: 280,173

F1 · kind: Shares gifted from a LLC, of which Reporting Person is the manager and Reporting Person's trusts are its members, to one of its trust members and Reporting Person's direct ownership account. This transfer reflects tax planning and results in no increases or decreases to Reporting Person's beneficial holdings. These transactions may be exempt under Rule 16a-13.

F1 · shares: Shares gifted from a LLC, of which Reporting Person is the manager and Reporting Person's trusts are its members, to one of its trust members and Reporting Person's direct ownership account. This transfer reflects tax planning and results in no increases or decreases to Reporting Person's beneficial holdings. These transactions may be exempt under Rule 16a-13.

SEC source: 0001214659-24-004659 · marketforms-65223.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Reporting Person's 2023-A LLC

Disclosed balance after: 57,940

F1 · kind: Shares gifted from a LLC, of which Reporting Person is the manager and Reporting Person's trusts are its members, to one of its trust members and Reporting Person's direct ownership account. This transfer reflects tax planning and results in no increases or decreases to Reporting Person's beneficial holdings. These transactions may be exempt under Rule 16a-13.

F1 · shares: Shares gifted from a LLC, of which Reporting Person is the manager and Reporting Person's trusts are its members, to one of its trust members and Reporting Person's direct ownership account. This transfer reflects tax planning and results in no increases or decreases to Reporting Person's beneficial holdings. These transactions may be exempt under Rule 16a-13.

SEC source: 0001214659-24-004281 · marketforms-65119.xml · nonDerivative · entry 3

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,745,952

F1 · kind: Shares gifted from a LLC, of which Reporting Person is the manager and Reporting Person's trusts are its members, to one of its trust members and Reporting Person's direct ownership account. This transfer reflects tax planning and results in no increases or decreases to Reporting Person's beneficial holdings. These transactions may be exempt under Rule 16a-13.

F1 · shares: Shares gifted from a LLC, of which Reporting Person is the manager and Reporting Person's trusts are its members, to one of its trust members and Reporting Person's direct ownership account. This transfer reflects tax planning and results in no increases or decreases to Reporting Person's beneficial holdings. These transactions may be exempt under Rule 16a-13.

SEC source: 0001214659-24-004281 · marketforms-65119.xml · nonDerivative · entry 2

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Reporting Person's 2012 Trust

Disclosed balance after: 278,510

F1 · kind: Shares gifted from a LLC, of which Reporting Person is the manager and Reporting Person's trusts are its members, to one of its trust members and Reporting Person's direct ownership account. This transfer reflects tax planning and results in no increases or decreases to Reporting Person's beneficial holdings. These transactions may be exempt under Rule 16a-13.

F1 · shares: Shares gifted from a LLC, of which Reporting Person is the manager and Reporting Person's trusts are its members, to one of its trust members and Reporting Person's direct ownership account. This transfer reflects tax planning and results in no increases or decreases to Reporting Person's beneficial holdings. These transactions may be exempt under Rule 16a-13.

SEC source: 0001214659-24-004281 · marketforms-65119.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Reporting Person's 2022-A LLC

Disclosed balance after: 85,584

F1 · kind: Shares gifted from a LLC, of which Reporting Person is the manager and Reporting Person's trusts are its members, to one of its trust members and Reporting Person's direct ownership account. This transfer reflects tax planning and results in no increases or decreases to Reporting Person's beneficial holdings. These transactions may be exempt under Rule 16a-13.

F1 · shares: Shares gifted from a LLC, of which Reporting Person is the manager and Reporting Person's trusts are its members, to one of its trust members and Reporting Person's direct ownership account. This transfer reflects tax planning and results in no increases or decreases to Reporting Person's beneficial holdings. These transactions may be exempt under Rule 16a-13.

SEC source: 0001214659-24-004042 · marketforms-65055.xml · nonDerivative · entry 1

FRIEDMAN BRIAN P · CIK 0001275002 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,425,953

F1 · kind: Gift of shares to family trust, of which the reporting person is neither a trustee nor a beneficiary.

F1 · shares: Gift of shares to family trust, of which the reporting person is neither a trustee nor a beneficiary.

SEC source: 0001214659-24-003692 · marketforms-64845.xml · nonDerivative · entry 1

Weiler Melissa · CIK 0001845244 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,912

F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

F1 · shares: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

SEC source: 0001214659-24-003691 · marketforms-64844.xml · nonDerivative · entry 1

Ellis-Kirk Matrice · CIK 0001345891 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,912

F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

F1 · shares: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

SEC source: 0001214659-24-003690 · marketforms-64843.xml · nonDerivative · entry 1

BEYER ROBERT D · CIK 0001188302 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,262

F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

F1 · shares: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

SEC source: 0001214659-24-003689 · marketforms-64842.xml · nonDerivative · entry 1

O Kane Michael T · CIK 0001334579 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,133

F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

F1 · shares: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

SEC source: 0001214659-24-003688 · marketforms-64847.xml · nonDerivative · entry 1

FRIEDMAN BRIAN P · CIK 0001275002 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,626,813

F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

F1 · shares: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

SEC source: 0001214659-24-003686 · marketforms-64846.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,686,049

F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F1 · shares: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

SEC source: 0001140361-24-010576 · form4.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,686,049

F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F1 · shares: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

SEC source: 0001214659-24-003075 · marketforms-64752.xml · nonDerivative · entry 2

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Reporting Person's 2023-A LLC

Disclosed balance after: 127,801

F1 · kind: Shares gifted to a LLC of which Reporting Person is the manager and Reporting Person's trusts are its members. This transfer reflects tax planning and results in no increases or decreases to Reporting Person's beneficial holdings. These transactions may be exempt under Rule 16a-13.

SEC source: 0001214659-24-003075 · marketforms-64752.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,595,259

F1 · kind: Shares gifted to a LLC of which Reporting Person is the manager and Reporting Person's trusts are its members. This transfer reflects tax planning and results in no increases or decreases to Reporting Person's beneficial holdings. These transactions may be exempt under Rule 16a-13.

SEC source: 0001214659-24-002261 · marketforms-64648.xml · nonDerivative · entry 2

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Reporting Person's 2022-A LLC

Disclosed balance after: 147,175

F1 · kind: Shares gifted to a LLC of which Reporting Person is the manager and Reporting Person's trusts are its members. This transfer reflects tax planning and results in no increases or decreases to Reporting Person's beneficial holdings. These transactions may be exempt under Rule 16a-13.

SEC source: 0001214659-24-002261 · marketforms-64648.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,723,060

F1 · kind: Shares gifted to a LLC of which Reporting Person is the manager and Reporting Person's trusts are its members. This transfer reflects tax planning and results in no increases or decreases to Reporting Person's beneficial holdings. These transactions may be exempt under Rule 16a-13.

SEC source: 0001214659-24-001031 · marketforms-64354.xml · nonDerivative · entry 1

FRIEDMAN BRIAN P · CIK 0001275002 · Director · President

10b5-1 filing: No plan indicated

Ownership: Indirect · By Reporting Person's LLC

Disclosed balance after: 600,000

F1 · kind: Shares gifted to family trust, of which the reporting person is neither a trustee nor a beneficiary.

F1 · shares: Shares gifted to family trust, of which the reporting person is neither a trustee nor a beneficiary.