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JEF

Jefferies Financial Group Inc.

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3502
SEC CIK
0000096223
Parsed reports
506

Last 12 months

Inside the activity.

4 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202622
Jun 202600
Jul 202620
Aug 202600
Sep 202600
Oct 202600

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 31, 2017 Filed Apr 3, 2017 22:00 UTC GrantCommon Stock 88 $26.00 $2,288.00
Disclosure

SEC source: 0001214659-17-002321 · marketforms-38487.xml · nonDerivative · entry 1

CAMPBELL W PATRICK · CIK 0001244543 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,227

F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

Read SEC document
March 31, 2017 Filed Apr 3, 2017 22:00 UTC GrantCommon Stock 98 $26.00 $2,548.00
Disclosure

SEC source: 0001214659-17-002320 · marketforms-38489.xml · nonDerivative · entry 1

O Kane Michael T · CIK 0001334579 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,681

F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

Read SEC document
March 31, 2017 Filed Apr 3, 2017 22:00 UTC GrantCommon Stock 24 $26.00 $624.00
Disclosure

SEC source: 0001214659-17-002319 · marketforms-38490.xml · nonDerivative · entry 1

KEIL JEFFREY C · CIK 0001059248 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,403

F1 · shares: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 20:00 UTC
STEINBERG JOSEPH SDirector · Chairman of the Board
SaleCommon Stock 200,000 $24.87 $4,974,000.00
Disclosure

SEC source: 0001214659-17-001230 · marketforms-37970.xml · nonDerivative · entry 1

STEINBERG JOSEPH S · CIK 0000924255 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,792,687

F1 · kind: This report reflects the sale of shares by Diane Steinberg, the Reporting Person's spouse, who owned, controlled, and sold the shares.

F2 · price: Weighted average price per share. The Reporting Person will provide transaction details upon request.

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January 24, 2017 Filed Jan 26, 2017 21:48 UTC
Sharp Michael J.EVP and General Counsel
GrantCommon Stock 42,771 $23.38 $999,985.98
Disclosure

SEC source: 0001214659-17-000452 · marketforms-37640.xml · nonDerivative · entry 1

Sharp Michael J. · CIK 0001506427 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,230

F1 · kind: Acquisition of restricted common stock pursuant to the Leucadia National Corporation 2003 Incentive Compensation Plan, as amended and restated. Shares vest at a rate of 25% on each anniversary of the date of grant and are subject to performance-based vesting.

F2 · ownership.direct: Includes 4 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person.

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January 20, 2017 Filed Jan 23, 2017 19:00 UTC
Sharp Michael J.EVP and General Counsel
Tax withholdingCommon Stock 6,499 $23.09 $150,061.91
Disclosure

SEC source: 0001214659-17-000410 · marketforms-37636.xml · nonDerivative · entry 1

Sharp Michael J. · CIK 0001506427 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,459

F1 · kind: Shares withheld to pay tax liability resulting from the vesting of a previously granted award.

Read SEC document
January 01, 2017 Filed Jan 3, 2017 11:00 UTC
FRIEDMAN BRIAN PDirector · President
GrantCommon Stock 1,075,268 $23.25 $24,999,981.00
Disclosure

SEC source: 0001214659-17-000001 · marketforms-37480.xml · nonDerivative · entry 1

FRIEDMAN BRIAN P · CIK 0001275002 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,398,943

F1 · kind: Long-Term Performance-Linked Restricted Stock Units (RSUs) grant for 2017, 100% of which is subject to forfeiture based upon Leucadia's future performance as measured by compounded long-term Total Shareholder Return and long-term Return on Tangible Deployable Equity for fiscal years 2017, 2018 and 2019. No RSUs vest until after fiscal 2019 and, if RSUs vest, the Reporting Person remains subject to an additional three-year holding period lock up and cannot dispose of vested RSUs until after January 2023. The grant of RSUs is made under the Leucadia National Corporation 2003 Incentive Compensation Plan, as amended, which is exempt from Rule 16b-3(d) under the Securities Exchange Act of 1934.

F1 · shares: Long-Term Performance-Linked Restricted Stock Units (RSUs) grant for 2017, 100% of which is subject to forfeiture based upon Leucadia's future performance as measured by compounded long-term Total Shareholder Return and long-term Return on Tangible Deployable Equity for fiscal years 2017, 2018 and 2019. No RSUs vest until after fiscal 2019 and, if RSUs vest, the Reporting Person remains subject to an additional three-year holding period lock up and cannot dispose of vested RSUs until after January 2023. The grant of RSUs is made under the Leucadia National Corporation 2003 Incentive Compensation Plan, as amended, which is exempt from Rule 16b-3(d) under the Securities Exchange Act of 1934.

F2 · ownership.direct: Includes 15,787 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person; and includes 48,600 shares indirectly held by the Reporting Person through a family trust.

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January 01, 2017 Filed Jan 3, 2017 11:00 UTC
HANDLER RICHARD BDirector · CEO
GrantCommon Stock 1,075,268 $23.25 $24,999,981.00
Disclosure

SEC source: 0001214659-17-000002 · marketforms-37405.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,778,524

F1 · kind: Long-Term Performance-Linked Restricted Stock Units (RSUs) grant for 2017, 100% of which is subject to forfeiture based upon Leucadia's future performance as measured by compounded long-term Total Shareholder Return and long-term Return on Tangible Deployable Equity for fiscal years 2017, 2018 and 2019. No RSUs vest until after fiscal 2019 and, if RSUs vest, the Reporting Person remains subject to an additional three-year holding period lock up and cannot dispose of vested RSUs until after January 2023. The grant of RSUs is made under the Leucadia National Corporation 2003 Incentive Compensation Plan, as amended, which is exempt from Rule 16b-3(d) under the Securities Exchange Act of 1934.

F1 · shares: Long-Term Performance-Linked Restricted Stock Units (RSUs) grant for 2017, 100% of which is subject to forfeiture based upon Leucadia's future performance as measured by compounded long-term Total Shareholder Return and long-term Return on Tangible Deployable Equity for fiscal years 2017, 2018 and 2019. No RSUs vest until after fiscal 2019 and, if RSUs vest, the Reporting Person remains subject to an additional three-year holding period lock up and cannot dispose of vested RSUs until after January 2023. The grant of RSUs is made under the Leucadia National Corporation 2003 Incentive Compensation Plan, as amended, which is exempt from Rule 16b-3(d) under the Securities Exchange Act of 1934.

F2 · ownership.direct: Includes 100,289 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person and includes 449,337 shares indirectly held through a family trust by the Reporting Person.

Read SEC document
December 29, 2016 Filed Dec 29, 2016 21:20 UTC
HANDLER RICHARD BDirector · CEO
GiftCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001214659-16-015513 · marketforms-37464.xml · nonDerivative · entry 2

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,703,256

F3 · kind: Richard Handler is donating 100,000 shares to the charitable Handler Family Fund.

F2 · ownership.direct: Includes 100,289 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person; and includes 449,337 shares indirectly held through a family trust by the Reporting Person.

Read SEC document
December 29, 2016 Filed Dec 30, 2016 21:04 UTC OtherCommon Stock 12.8573 $23.20 $298.34
Disclosure

SEC source: 0001214659-16-015532 · marketforms-37479.xml · nonDerivative · entry 1

REESE STUART HARRY · CIK 0001201759 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,264

F1 · kind: Voluntary dividend reinvestment into additional shares of common stock.

Read SEC document
December 28, 2016 Filed Dec 29, 2016 21:20 UTC GrantCommon Stock 99 $23.22 $2,298.78
Disclosure

SEC source: 0001214659-16-015514 · marketforms-37468.xml · nonDerivative · entry 1

CAMPBELL W PATRICK · CIK 0001244543 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,139

F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

Read SEC document
December 28, 2016 Filed Dec 29, 2016 21:20 UTC
HANDLER RICHARD BDirector · CEO
GrantCommon Stock 21,591 $23.22 $501,343.02
Disclosure

SEC source: 0001214659-16-015513 · marketforms-37464.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,803,256

F1 · kind: Acquisition of restricted stock units as a result of dividend reinvestment in a transaction exempt under Rule 16b-3(d) under the Securities Exchange Act of 1934.

F2 · ownership.direct: Includes 100,289 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person; and includes 449,337 shares indirectly held through a family trust by the Reporting Person.

Read SEC document
December 28, 2016 Filed Dec 29, 2016 21:20 UTC GrantCommon Stock 108 $23.22 $2,507.76
Disclosure

SEC source: 0001214659-16-015512 · marketforms-37469.xml · nonDerivative · entry 1

JOYAL ROBERT EUGENE · CIK 0001228682 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,799

F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

Read SEC document
December 28, 2016 Filed Dec 29, 2016 21:20 UTC GrantCommon Stock 27 $23.22 $626.94
Disclosure

SEC source: 0001214659-16-015511 · marketforms-37470.xml · nonDerivative · entry 1

KEIL JEFFREY C · CIK 0001059248 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,379

F1 · shares: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

Read SEC document
December 28, 2016 Filed Dec 29, 2016 21:20 UTC
FRIEDMAN BRIAN PDirector · President
GrantCommon Stock 4,610 $23.22 $107,044.20
Disclosure

SEC source: 0001214659-16-015509 · marketforms-37472.xml · nonDerivative · entry 1

FRIEDMAN BRIAN P · CIK 0001275002 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,323,675

F1 · kind: Acquisition of restricted stock units as a result of dividend reinvestment in a transaction exempt under Rule 16b-3(d) under the Securities Exchange Act of 1934.

F2 · ownership.direct: Includes 15,787 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person; and includes 48,600 shares indirectly held by the Reporting Person through a family trust.

Read SEC document
December 28, 2016 Filed Dec 29, 2016 21:20 UTC GrantCommon Stock 110 $23.22 $2,554.20
Disclosure

SEC source: 0001214659-16-015510 · marketforms-37471.xml · nonDerivative · entry 1

O Kane Michael T · CIK 0001334579 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,583

F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

Read SEC document
December 23, 2016 Filed Dec 23, 2016 22:00 UTC
STEINBERG JOSEPH SDirector · Chairman of the Board
GiftCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001214659-16-015442 · marketforms-37402.xml · nonDerivative · entry 1

STEINBERG JOSEPH S · CIK 0000924255 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · see explanation

Disclosed balance after: 19,678,046

F1 · kind: Joseph Steinberg is donating 100,000 shares to the Joseph S. and Diane H. Steinberg Charitable Trust.

F2 · ownership.nature: Consists of shares held by corporations that are owned by the Reporting Person as to which the Reporting Person has sole voting and dispositive control and 2,339,712 common shares held in trust for the Reporting Person's children.

Read SEC document
October 25, 2016 Filed Oct 27, 2016 15:50 UTC
FRIEDMAN BRIAN PDirector · President
Tax withholdingCommon Stock 269,394 $18.76 $5,053,831.44
Disclosure

SEC source: 0001214659-16-014227 · marketforms-36542.xml · nonDerivative · entry 1

FRIEDMAN BRIAN P · CIK 0001275002 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,319,065

F1 · kind: Shares withheld to pay tax liability resulting from the distribution of a previously granted award.

F1 · acquired: Shares withheld to pay tax liability resulting from the distribution of a previously granted award.

F2 · ownership.direct: Includes 15,787 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person; and includes 48,600 shares indirectly held by the Reporting Person through a family trust.

Read SEC document
October 03, 2016 Filed Oct 4, 2016 17:00 UTC OtherCommon Stock 15.6 $19.06 $297.32
Disclosure

SEC source: 0001214659-16-013953 · marketforms-36369.xml · nonDerivative · entry 1

REESE STUART HARRY · CIK 0001201759 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,251

Read SEC document
September 30, 2016 Filed Oct 4, 2016 17:00 UTC GrantCommon Stock 33 $19.04 $628.32
Disclosure

SEC source: 0001214659-16-013956 · marketforms-36374.xml · nonDerivative · entry 1

KEIL JEFFREY C · CIK 0001059248 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,352

F1 · shares: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

Read SEC document
September 30, 2016 Filed Oct 4, 2016 17:00 UTC GrantCommon Stock 133 $19.04 $2,532.32
Disclosure

SEC source: 0001214659-16-013957 · marketforms-36375.xml · nonDerivative · entry 1

O Kane Michael T · CIK 0001334579 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,473

F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

Read SEC document
September 30, 2016 Filed Oct 4, 2016 17:00 UTC GrantCommon Stock 131 $19.04 $2,494.24
Disclosure

SEC source: 0001214659-16-013955 · marketforms-36373.xml · nonDerivative · entry 1

JOYAL ROBERT EUGENE · CIK 0001228682 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,691

F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

Read SEC document
September 30, 2016 Filed Oct 4, 2016 17:00 UTC GrantCommon Stock 120 $19.04 $2,284.80
Disclosure

SEC source: 0001214659-16-013954 · marketforms-36372.xml · nonDerivative · entry 1

CAMPBELL W PATRICK · CIK 0001244543 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,040

F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

Read SEC document
September 30, 2016 Filed Oct 4, 2016 17:00 UTC
FRIEDMAN BRIAN PDirector · President
GrantCommon Stock 7,242 $19.04 $137,887.68
Disclosure

SEC source: 0001214659-16-013952 · marketforms-36371.xml · nonDerivative · entry 1

FRIEDMAN BRIAN P · CIK 0001275002 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,588,459

F1 · kind: Acquisition of restricted stock units as a result of dividend reinvestment in a transaction exempt under Rule 16b-3(d) under the Securities Exchange Act of 1934.

F2 · ownership.direct: Includes 15,787 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person; and includes 48,600 shares indirectly held by the Reporting Person through a family trust.

Read SEC document
September 30, 2016 Filed Oct 4, 2016 17:00 UTC
HANDLER RICHARD BDirector · CEO
GrantCommon Stock 26,245 $19.04 $499,704.80
Disclosure

SEC source: 0001214659-16-013951 · marketforms-36370.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,781,665

F1 · kind: Acquisition of restricted stock units as a result of dividend reinvestment in a transaction exempt under Rule 16b-3(d) under the Securities Exchange Act of 1934.

F2 · ownership.direct: Includes 100,289 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person; and includes 449,337 shares indirectly held through a family trust by the Reporting Person.

Read SEC document
September 21, 2016 Filed Sep 21, 2016 22:32 UTC
STEINBERG JOSEPH SDirector · Chairman of the Board
SaleCommon Stock 200,000 $19.04 $3,807,940.00
Disclosure

SEC source: 0001214659-16-013739 · marketforms-36313.xml · nonDerivative · entry 1

STEINBERG JOSEPH S · CIK 0000924255 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,992,687

F1 · kind: Sale of shares held and controlled by the Reporting Person's spouse.

F2 · price: Details available upon request.

Read SEC document
September 21, 2016 Filed Sep 22, 2016 14:50 UTC Amendment
STEINBERG JOSEPH SDirector · Chairman of the Board
SaleCommon Stock 200,000 $19.04 $3,807,940.00
Disclosure

SEC source: 0001214659-16-013744 · marketforms-36316.xml · nonDerivative · entry 1

STEINBERG JOSEPH S · CIK 0000924255 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,992,687

F1 · kind: This report reflects the sale of shares by Diane Steinberg, the Reporting Person's spouse, who held, controlled, and sold the shares.

F2 · price: Details available upon request.

Read SEC document
September 21, 2016 Filed Sep 22, 2016 14:50 UTC Amendment
STEINBERG JOSEPH SDirector · Chairman of the Board
SaleCommon Stock 200,000 $19.04 $3,807,940.00
Disclosure

SEC source: 0001214659-16-013747 · marketforms-36316.xml · nonDerivative · entry 1

STEINBERG JOSEPH S · CIK 0000924255 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,992,687

F1 · kind: This report reflects the sale of shares by Diane Steinberg, the Reporting Person's spouse, who held, controlled, and sold the shares.

F2 · price: Details available upon request.

Read SEC document
September 21, 2016 Filed Sep 22, 2016 14:50 UTC Amendment
STEINBERG JOSEPH SDirector · Chairman of the Board
SaleCommon Stock 200,000 $19.04 $3,807,940.00
Disclosure

SEC source: 0001214659-16-013746 · marketforms-36316.xml · nonDerivative · entry 1

STEINBERG JOSEPH S · CIK 0000924255 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,992,687

F1 · kind: This report reflects the sale of shares by Diane Steinberg, the Reporting Person's spouse, who held, controlled, and sold the shares.

F2 · price: Details available upon request.

Read SEC document
September 21, 2016 Filed Sep 22, 2016 14:50 UTC Amendment
STEINBERG JOSEPH SDirector · Chairman of the Board
SaleCommon Stock 200,000 $19.04 $3,807,940.00
Disclosure

SEC source: 0001214659-16-013745 · marketforms-36316.xml · nonDerivative · entry 1

STEINBERG JOSEPH S · CIK 0000924255 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,992,687

F1 · kind: This report reflects the sale of shares by Diane Steinberg, the Reporting Person's spouse, who held, controlled, and sold the shares.

F2 · price: Details available upon request.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.