JCI

SEC source: 0001127602-23-029203 · form4.xml · nonDerivative · entry 1

LEONETTI OLIVIER · CIK 0001618669 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,373.31

SEC source: 0001127602-23-027628 · form4.xml · derivative · entry 6

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 103,332 shares

Expires 2023-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Options became exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date.

SEC source: 0001127602-23-027628 · form4.xml · nonDerivative · entry 5

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 980,402.89

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan adopted on May 24, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $51.86 to $52.85 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001127602-23-027628 · form4.xml · nonDerivative · entry 4

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,083,734.89

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan adopted on May 24, 2023.

SEC source: 0001127602-23-027621 · form4.xml · nonDerivative · entry 1

Schlitz Lei Zhang · CIK 0001652579 · VP & Pres, Global Products

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,432.11

SEC source: 0001127602-23-025994 · form4.xml · derivative · entry 6

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 103,332

Underlying: Ordinary Shares · 103,332 shares

Expires 2023-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Options became exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date.

SEC source: 0001127602-23-025994 · form4.xml · nonDerivative · entry 2

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 979,759.34

F2 · kind: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $51.74 to $52.69 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001127602-23-025994 · form4.xml · nonDerivative · entry 1

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,083,091.34

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan adopted on May 24, 2023.

SEC source: 0001127602-23-025263 · form4.xml · nonDerivative · entry 1

SULLIVAN MARLON · CIK 0001884050 · EVP and CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,059.94

SEC source: 0001127602-23-023550 · form4.xml · nonDerivative · entry 1

LEONETTI OLIVIER · CIK 0001618669 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,420.51

SEC source: 0001127602-23-023182 · form4.xml · derivative · entry 6

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 206,664

Underlying: Ordinary Shares · 103,332 shares

Expires 2023-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Subject to acceleration upon certain events, options become exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date.

SEC source: 0001127602-23-023182 · form4.xml · nonDerivative · entry 2

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 979,759.34

F1 · kind: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $58.65 to $59.62 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001127602-23-023182 · form4.xml · nonDerivative · entry 1

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,083,091.34

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-23-017456 · form4.xml · nonDerivative · entry 1

Clark Rodney · CIK 0001846252 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,722.16

SEC source: 0001127602-23-016307 · form4.xml · derivative · entry 3

MANNING NATHAN D · CIK 0001828573 · COO, Global Field Ops

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 27,777 shares

Expires 2028-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-23-016307 · form4.xml · nonDerivative · entry 2

MANNING NATHAN D · CIK 0001828573 · COO, Global Field Ops

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 90,484.61

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan adopted on February 10, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $63.00 to $63.06 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 of this Form 4.

SEC source: 0001127602-23-016307 · form4.xml · nonDerivative · entry 1

MANNING NATHAN D · CIK 0001828573 · COO, Global Field Ops

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 125,962.61

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan adopted on February 10, 2023.

SEC source: 0001127602-23-015143 · form4.xml · nonDerivative · entry 1

RATHNINDE ANURUDDHA · CIK 0001927124 · VP and President, APAC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,284.02

SEC source: 0001127602-23-015140 · form4.xml · nonDerivative · entry 1

Donofrio John · CIK 0001330156 · Exec VP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,090.021

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $63.00 to $63.14 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 of this Form 4.

SEC source: 0001127602-23-015030 · form4.xml · nonDerivative · entry 1

LEONETTI OLIVIER · CIK 0001618669 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,757.4

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $62.28 to $62.48 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 of this Form 4.

SEC source: 0001127602-23-012827 · form4.xml · nonDerivative · entry 2

HEUER BRANDT JULIE M · CIK 0001969814 · VP, President BSNA

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,018

F1 · shares: Reflects grant of restricted share units that, subject to certain acceleration and forfeiture provisions, vest in three equal installments on each of the first, second and third anniversary of the grant date. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.

SEC source: 0001127602-23-012827 · form4.xml · nonDerivative · entry 1

HEUER BRANDT JULIE M · CIK 0001969814 · VP, President BSNA

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,081

F1 · shares: Reflects grant of restricted share units that, subject to certain acceleration and forfeiture provisions, vest in three equal installments on each of the first, second and third anniversary of the grant date. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.

SEC source: 0001127602-23-009895 · form4.xml · nonDerivative · entry 1

Cohade Pierre E · CIK 0001305450 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,179.39

F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.

SEC source: 0001127602-23-009889 · form4.xml · nonDerivative · entry 1

Daniels Michael E · CIK 0001333915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,517.44

F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.

SEC source: 0001127602-23-009888 · form4.xml · nonDerivative · entry 1

Dunbar Webster Roy · CIK 0001305807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,578.87

F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.

SEC source: 0001127602-23-009880 · form4.xml · nonDerivative · entry 1

HAGGERTY GRETCHEN R · CIK 0001236161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,486.29

F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.

SEC source: 0001127602-23-009873 · form4.xml · nonDerivative · entry 1

Menne Simone · CIK 0001732760 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,022.54

F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.

SEC source: 0001127602-23-009862 · form4.xml · nonDerivative · entry 1

Tinggren Juergen · CIK 0001600714 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,473.51

F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.

SEC source: 0001127602-23-009845 · form4.xml · nonDerivative · entry 1

VERGNANO MARK P · CIK 0001474107 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,159.36

F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.

SEC source: 0001127602-23-009843 · form4.xml · nonDerivative · entry 1

KHANNA AYESHA · CIK 0001967214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,843

F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.

SEC source: 0001127602-23-009842 · form4.xml · nonDerivative · entry 1

BLACKWELL JEAN S · CIK 0001238891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,334.35

F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.

SEC source: 0001127602-23-009841 · form4.xml · nonDerivative · entry 1

YOUNG JOHN D · CIK 0001551792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,874.82

F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.

SEC source: 0001127602-23-009671 · form4.xml · nonDerivative · entry 1

Cohade Pierre E · CIK 0001305450 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,336.39

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-23-009666 · form4.xml · nonDerivative · entry 1

HAGGERTY GRETCHEN R · CIK 0001236161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,643.29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-23-009668 · form4.xml · nonDerivative · entry 1

Daniels Michael E · CIK 0001333915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,674.444

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-23-009664 · form4.xml · nonDerivative · entry 1

Dunbar Webster Roy · CIK 0001305807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,735.87

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-23-009661 · form4.xml · nonDerivative · entry 1

BLACKWELL JEAN S · CIK 0001238891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,491.35

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-23-009662 · form4.xml · nonDerivative · entry 1

Tinggren Juergen · CIK 0001600714 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,630.51

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-23-009658 · form4.xml · nonDerivative · entry 1

VERGNANO MARK P · CIK 0001474107 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,316.36

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-23-009655 · form4.xml · nonDerivative · entry 1

YOST R DAVID · CIK 0001191501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,887.5534

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-23-009648 · form4.xml · nonDerivative · entry 1

YOUNG JOHN D · CIK 0001551792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,031.82

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-23-009644 · form4.xml · nonDerivative · entry 1

Menne Simone · CIK 0001732760 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,179.54

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-23-004832 · form4.xml · nonDerivative · entry 1

MCCONEGHY DANIEL C · CIK 0001933475 · VP Chief Accounting & Tax Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,053.76

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $64.40 to $64.47 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 of this Form 4.

SEC source: 0001127602-22-027339 · form4.xml · derivative · entry 5

ELLIS MICHAEL J · CIK 0001791056 · EVP Chief Digital & Customer O

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,709

Underlying: Ordinary Shares · 26,709 shares

Expires 2030-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-22-027339 · form4.xml · nonDerivative · entry 4

ELLIS MICHAEL J · CIK 0001791056 · EVP Chief Digital & Customer O

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,101.38

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $65.08 to $65.18 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 of this Form 4.

SEC source: 0001127602-22-027339 · form4.xml · nonDerivative · entry 3

ELLIS MICHAEL J · CIK 0001791056 · EVP Chief Digital & Customer O

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,217.38

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $65.00 to $65.30 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 of this Form 4.

SEC source: 0001127602-22-027339 · form4.xml · nonDerivative · entry 2

ELLIS MICHAEL J · CIK 0001791056 · EVP Chief Digital & Customer O

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,926.38

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-22-027411 · form4.xml · nonDerivative · entry 4

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 977,512.58

F4 · shares: Represents the distribution of 38,567 shares from the George R Oliver, Sr. 5 Year (GRAT) to the reporting person, which are now owned directly.

SEC source: 0001127602-22-027411 · form4.xml · nonDerivative · entry 3

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · GRO Sr. 5 Year GRAT

Disclosed balance after: 208,414

F3 · shares: Represents distribution of 38,567 shares from George R Oliver, Sr. 5 Year (GRAT)

SEC source: 0001127602-22-027411 · form4.xml · nonDerivative · entry 2

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 938,945.58

F2 · shares: Represents the distribution of 137,759 shares from the George R Oliver, Sr. 2 Year (GRAT) to the reporting person, which are now owned directly.