Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 06, 2023 Filed Jun 8, 2023 22:00 UTC |
Dorval AllisonDirector
|
GrantStock Option (Right to Buy) · Derivative | 12,500 | $0.00 Strike: $16.30 | $0.00 |
DisclosureSEC source: 0001415889-23-009442 · form4-06082023_060601.xml · derivative · entry 1 Dorval Allison · CIK 0001625110 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock · 12,500 shares Expires 2033-06-05 F1 · derivative.exercise_date: The shares subject to this option will vest and become exercisable in full on the earlier of (i) June 6, 2024 or (ii) the next annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service through the applicable vesting date. Read SEC document |
| June 05, 2023 Filed Jun 7, 2023 18:00 UTC |
NIVEN RALPHCHIEF SCIENTIFIC OFFICER
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 750 | $0.00 Strike: $2.14 | $0.00 |
DisclosureSEC source: 0001415889-23-009390 · form4-06072023_060602.xml · derivative · entry 8 NIVEN RALPH · CIK 0001168060 · CHIEF SCIENTIFIC OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 51,482 Underlying: Common Stock · 750 shares Expires 2031-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 6, 2022. F7 · derivative.exercise_date: A total of 59,732 shares subject to an employee stock option were granted on April 2, 2021, with options vesting in 48 equal monthly installments, with the first installment vested on July 4, 2021. Read SEC document |
| June 05, 2023 Filed Jun 7, 2023 18:00 UTC |
NIVEN RALPHCHIEF SCIENTIFIC OFFICER
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 650 | $0.00 Strike: $2.14 | $0.00 |
DisclosureSEC source: 0001415889-23-009390 · form4-06072023_060602.xml · derivative · entry 7 NIVEN RALPH · CIK 0001168060 · CHIEF SCIENTIFIC OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 42,758 Underlying: Common Stock · 650 shares Expires 2031-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 6, 2022. F6 · derivative.exercise_date: A total of 49,908 shares subject to an employee stock option were granted on April 2, 2021, with options vesting in 48 equal monthly installments, with the first installment vested on July 4, 2021. Read SEC document |
| June 05, 2023 Filed Jun 7, 2023 18:00 UTC |
NIVEN RALPHCHIEF SCIENTIFIC OFFICER
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 200 | $0.00 Strike: $2.14 | $0.00 |
DisclosureSEC source: 0001415889-23-009390 · form4-06072023_060602.xml · derivative · entry 6 NIVEN RALPH · CIK 0001168060 · CHIEF SCIENTIFIC OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 14,094 Underlying: Common Stock · 200 shares Expires 2031-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 6, 2022. F5 · derivative.exercise_date: A total of 16,294 shares subject to an employee stock option were granted on April 2, 2021, with options vesting in 48 equal monthly installments, with the first installment vested on May 2, 2021. Read SEC document |
| June 05, 2023 Filed Jun 7, 2023 18:00 UTC |
NIVEN RALPHCHIEF SCIENTIFIC OFFICER
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 200 | $0.00 Strike: $1.74 | $0.00 |
DisclosureSEC source: 0001415889-23-009390 · form4-06072023_060602.xml · derivative · entry 5 NIVEN RALPH · CIK 0001168060 · CHIEF SCIENTIFIC OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 12,288 Underlying: Common Stock · 200 shares Expires 2030-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 6, 2022. F4 · derivative.exercise_date: A total of 14,488 shares subject to an employee stock option were granted on September 4, 2020, with 25% of this option vested on June 1, 2021, and the remainder vesting in 36 substantially equal monthly installments thereafter. Read SEC document |
| June 05, 2023 Filed Jun 7, 2023 18:00 UTC |
NIVEN RALPHCHIEF SCIENTIFIC OFFICER
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 450 | $0.00 Strike: $1.74 | $0.00 |
DisclosureSEC source: 0001415889-23-009390 · form4-06072023_060602.xml · derivative · entry 4 NIVEN RALPH · CIK 0001168060 · CHIEF SCIENTIFIC OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 19,158 Underlying: Common Stock · 450 shares Expires 2030-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 6, 2022. F3 · derivative.exercise_date: A total of 24,108 shares subject to an employee stock option were granted on September 4, 2020, with 25% of this option vested on August 1, 2021, and the remainder vesting in 36 substantially equal monthly installments thereafter. Read SEC document |
| June 05, 2023 Filed Jun 7, 2023 18:00 UTC |
NIVEN RALPHCHIEF SCIENTIFIC OFFICER
|
SaleCommon Stock | 2,250 | $16.26 | $36,576.00 |
DisclosureSEC source: 0001415889-23-009390 · form4-06072023_060602.xml · nonDerivative · entry 3 NIVEN RALPH · CIK 0001168060 · CHIEF SCIENTIFIC OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,609 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 6, 2022. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $15.96 to $16.72, inclusive. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. Read SEC document |
| June 05, 2023 Filed Jun 7, 2023 18:00 UTC |
NIVEN RALPHCHIEF SCIENTIFIC OFFICER
|
Exercise / conversionCommon Stock | 1,600 | $2.14 | $3,424.00 |
DisclosureSEC source: 0001415889-23-009390 · form4-06072023_060602.xml · nonDerivative · entry 2 NIVEN RALPH · CIK 0001168060 · CHIEF SCIENTIFIC OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,859 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 6, 2022. Read SEC document |
| June 05, 2023 Filed Jun 7, 2023 18:00 UTC |
NIVEN RALPHCHIEF SCIENTIFIC OFFICER
|
Exercise / conversionCommon Stock | 650 | $1.74 | $1,131.00 |
DisclosureSEC source: 0001415889-23-009390 · form4-06072023_060602.xml · nonDerivative · entry 1 NIVEN RALPH · CIK 0001168060 · CHIEF SCIENTIFIC OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,259 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 6, 2022. Read SEC document |
| May 19, 2023 Filed May 23, 2023 18:00 UTC |
Gillies HunterCHIEF MEDICAL OFFICER
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 65 | $0.00 Strike: $1.74 | $0.00 |
DisclosureSEC source: 0001415889-23-008658 · form4-05232023_060501.xml · derivative · entry 3 Gillies Hunter · CIK 0001868997 · CHIEF MEDICAL OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 18,953 Underlying: Common Stock · 65 shares Expires 2030-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 19, 2023. F2 · derivative.exercise_date: A total of 24,108 shares subject to an employee stock option were granted on September 4, 2020, with 25% of the shares vested on August 1, 2021, and the remainder vesting in 36 substantially equal monthly installments thereafter. Read SEC document |
| May 19, 2023 Filed May 23, 2023 18:00 UTC |
Gillies HunterCHIEF MEDICAL OFFICER
|
SaleCommon Stock | 65 | $19.50 | $1,267.50 |
DisclosureSEC source: 0001415889-23-008658 · form4-05232023_060501.xml · nonDerivative · entry 2 Gillies Hunter · CIK 0001868997 · CHIEF MEDICAL OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,251 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 19, 2023. Read SEC document |
| May 19, 2023 Filed May 23, 2023 18:00 UTC |
Gillies HunterCHIEF MEDICAL OFFICER
|
Exercise / conversionCommon Stock | 65 | $1.74 | $113.10 |
DisclosureSEC source: 0001415889-23-008658 · form4-05232023_060501.xml · nonDerivative · entry 1 Gillies Hunter · CIK 0001868997 · CHIEF MEDICAL OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,316 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 19, 2023. Read SEC document |
| May 17, 2023 Filed May 19, 2023 18:00 UTC |
Gillies HunterCHIEF MEDICAL OFFICER
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 1,090 | $0.00 Strike: $1.74 | $0.00 |
DisclosureSEC source: 0001415889-23-008425 · form4-05192023_060504.xml · derivative · entry 3 Gillies Hunter · CIK 0001868997 · CHIEF MEDICAL OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 19,018 Underlying: Common Stock · 1,090 shares Expires 2030-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 19, 2023. F4 · derivative.exercise_date: A total of 24,108 shares subject to an employee stock option were granted on September 4, 2020, with 25% of the shares vested on August 1, 2021, and the remainder vesting in 36 substantially equal monthly installments thereafter. Read SEC document |
| May 17, 2023 Filed May 19, 2023 18:00 UTC |
Gillies HunterCHIEF MEDICAL OFFICER
|
SaleCommon Stock | 1,090 | $19.59 | $21,355.83 |
DisclosureSEC source: 0001415889-23-008425 · form4-05192023_060504.xml · nonDerivative · entry 2 Gillies Hunter · CIK 0001868997 · CHIEF MEDICAL OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,251 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 19, 2023. F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $19.50 to $19.665, inclusive. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. Read SEC document |
| May 17, 2023 Filed May 19, 2023 18:00 UTC |
Gillies HunterCHIEF MEDICAL OFFICER
|
Exercise / conversionCommon Stock | 1,090 | $1.74 | $1,896.60 |
DisclosureSEC source: 0001415889-23-008425 · form4-05192023_060504.xml · nonDerivative · entry 1 Gillies Hunter · CIK 0001868997 · CHIEF MEDICAL OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,341 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 19, 2023. F2 · balance_after: Includes 1,291 shares purchased under the Issuer's 2021 Employee Stock Purchase Plan on April 30, 2023 in a transaction that is exempt under Rule 16b-3(c) and 16b3(d). Read SEC document |
| May 08, 2023 Filed May 9, 2023 18:00 UTC |
Dake Benjamin TSEE REMARKS
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 6,853 | $0.00 Strike: $2.14 | $0.00 |
DisclosureSEC source: 0001415889-23-007686 · form4-05092023_060505.xml · derivative · entry 8 Dake Benjamin T · CIK 0001869248 · SEE REMARKS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 171,314 Underlying: Common Stock · 6,853 shares Expires 2031-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 14, 2022. F8 · derivative.exercise_date: A total of 328,921 shares subject to an employee stock option were granted on April 2, 2021, with the first installment vested on July 4, 2021, and with shares vesting in 48 substantially equal monthly installments. Read SEC document |
| May 08, 2023 Filed May 9, 2023 18:00 UTC |
Dake Benjamin TSEE REMARKS
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 1,018 | $0.00 Strike: $2.14 | $0.00 |
DisclosureSEC source: 0001415889-23-007686 · form4-05092023_060505.xml · derivative · entry 7 Dake Benjamin T · CIK 0001869248 · SEE REMARKS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 23,423 Underlying: Common Stock · 1,018 shares Expires 2031-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 14, 2022. F7 · derivative.exercise_date: A total of 48,882 shares subject to an employee stock option were granted on April 2, 2021, with the first installment vested on May 2, 2021, with shares vesting in 48 substantially equal monthly installments. Read SEC document |
| May 08, 2023 Filed May 9, 2023 18:00 UTC |
Dake Benjamin TSEE REMARKS
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 1,507 | $0.00 Strike: $1.74 | $0.00 |
DisclosureSEC source: 0001415889-23-007686 · form4-05092023_060505.xml · derivative · entry 6 Dake Benjamin T · CIK 0001869248 · SEE REMARKS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 22,602 Underlying: Common Stock · 1,507 shares Expires 2030-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 14, 2022. F6 · derivative.exercise_date: A total of 72,325 shares subject to an employee stock option were granted on September 4, 2020, with 25% of the shares vested on August 1, 2021, and the remainder vesting in 36 substantially equal monthly installments thereafter. Read SEC document |
| May 08, 2023 Filed May 9, 2023 18:00 UTC |
Dake Benjamin TSEE REMARKS
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 906 | $0.00 Strike: $1.74 | $0.00 |
DisclosureSEC source: 0001415889-23-007686 · form4-05092023_060505.xml · derivative · entry 5 Dake Benjamin T · CIK 0001869248 · SEE REMARKS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 7,244 Underlying: Common Stock · 906 shares Expires 2030-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 14, 2022. F5 · derivative.exercise_date: A total of 48,293 shares subject to an employee stock option were granted on September 4, 2020, with 10% of the shares vested on January 1, 2020, an additional 22.5% of the shares vested on January 1, 2021, and the remainder vesting in 36 substantially equal monthly installments thereafter. Read SEC document |
| May 08, 2023 Filed May 9, 2023 18:00 UTC |
Dake Benjamin TSEE REMARKS
|
SaleCommon Stock | 1,599 | $22.74 | $36,354.54 |
DisclosureSEC source: 0001415889-23-007686 · form4-05092023_060505.xml · nonDerivative · entry 4 Dake Benjamin T · CIK 0001869248 · SEE REMARKS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,291 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 14, 2022. F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $22.15 to $23.12, inclusive. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. Read SEC document |
| May 08, 2023 Filed May 9, 2023 18:00 UTC |
Dake Benjamin TSEE REMARKS
|
SaleCommon Stock | 8,685 | $21.62 | $187,805.31 |
DisclosureSEC source: 0001415889-23-007686 · form4-05092023_060505.xml · nonDerivative · entry 3 Dake Benjamin T · CIK 0001869248 · SEE REMARKS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,890 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 14, 2022. F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $21.12 to $22.10, inclusive. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. Read SEC document |
| May 08, 2023 Filed May 9, 2023 18:00 UTC |
Dake Benjamin TSEE REMARKS
|
Exercise / conversionCommon Stock | 7,871 | $2.14 | $16,843.94 |
DisclosureSEC source: 0001415889-23-007686 · form4-05092023_060505.xml · nonDerivative · entry 2 Dake Benjamin T · CIK 0001869248 · SEE REMARKS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 11,575 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 14, 2022. Read SEC document |
| May 08, 2023 Filed May 9, 2023 18:00 UTC |
Dake Benjamin TSEE REMARKS
|
Exercise / conversionCommon Stock | 2,413 | $1.74 | $4,198.62 |
DisclosureSEC source: 0001415889-23-007686 · form4-05092023_060505.xml · nonDerivative · entry 1 Dake Benjamin T · CIK 0001869248 · SEE REMARKS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,704 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 14, 2022. F2 · balance_after: Includes 1,291 shares purchased under the Issuer's 2021 Employee Stock Purchase Plan on April 30, 2023 in a transaction that is exempt under Rule 16b-3(c) and 16b-3(d). Read SEC document |
| May 05, 2023 Filed May 9, 2023 18:00 UTC |
NIVEN RALPHCHIEF SCIENTIFIC OFFICER
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 750 | $0.00 Strike: $2.14 | $0.00 |
DisclosureSEC source: 0001415889-23-007685 · form4-05092023_060501.xml · derivative · entry 9 NIVEN RALPH · CIK 0001168060 · CHIEF SCIENTIFIC OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 52,232 Underlying: Common Stock · 750 shares Expires 2031-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 6, 2022. F8 · derivative.exercise_date: A total of 59,732 shares subject to an employee stock option were granted on April 2, 2021, with options vesting in 48 equal monthly installments, with the first installment vested on July 4, 2021. Read SEC document |
| May 05, 2023 Filed May 9, 2023 18:00 UTC |
NIVEN RALPHCHIEF SCIENTIFIC OFFICER
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 650 | $0.00 Strike: $2.14 | $0.00 |
DisclosureSEC source: 0001415889-23-007685 · form4-05092023_060501.xml · derivative · entry 8 NIVEN RALPH · CIK 0001168060 · CHIEF SCIENTIFIC OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 43,408 Underlying: Common Stock · 650 shares Expires 2031-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 6, 2022. F7 · derivative.exercise_date: A total of 49,908 shares subject to an employee stock option were granted on April 2, 2021, with options vesting in 48 equal monthly installments, with the first installment vested on July 4, 2021. Read SEC document |
| May 05, 2023 Filed May 9, 2023 18:00 UTC |
NIVEN RALPHCHIEF SCIENTIFIC OFFICER
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 200 | $0.00 Strike: $2.14 | $0.00 |
DisclosureSEC source: 0001415889-23-007685 · form4-05092023_060501.xml · derivative · entry 7 NIVEN RALPH · CIK 0001168060 · CHIEF SCIENTIFIC OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 14,294 Underlying: Common Stock · 200 shares Expires 2031-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 6, 2022. F6 · derivative.exercise_date: A total of 16,294 shares subject to an employee stock option were granted on April 2, 2021, with options vesting in 48 equal monthly installments, with the first installment vested on May 2, 2021. Read SEC document |
| May 05, 2023 Filed May 9, 2023 18:00 UTC |
NIVEN RALPHCHIEF SCIENTIFIC OFFICER
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 200 | $0.00 Strike: $1.74 | $0.00 |
DisclosureSEC source: 0001415889-23-007685 · form4-05092023_060501.xml · derivative · entry 6 NIVEN RALPH · CIK 0001168060 · CHIEF SCIENTIFIC OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 12,488 Underlying: Common Stock · 200 shares Expires 2030-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 6, 2022. F5 · derivative.exercise_date: A total of 14,488 shares subject to an employee stock option were granted on September 4, 2020, with 25% of this option vested on June 1, 2021, and the remainder vesting in 36 substantially equal monthly installments thereafter. Read SEC document |
| May 05, 2023 Filed May 9, 2023 18:00 UTC |
NIVEN RALPHCHIEF SCIENTIFIC OFFICER
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 450 | $0.00 Strike: $1.74 | $0.00 |
DisclosureSEC source: 0001415889-23-007685 · form4-05092023_060501.xml · derivative · entry 5 NIVEN RALPH · CIK 0001168060 · CHIEF SCIENTIFIC OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 19,608 Underlying: Common Stock · 450 shares Expires 2030-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 6, 2022. F4 · derivative.exercise_date: A total of 24,108 shares subject to an employee stock option were granted on September 4, 2020, with 25% of this option vested on August 1, 2021, and the remainder vesting in 36 substantially equal monthly installments thereafter. Read SEC document |
| May 05, 2023 Filed May 9, 2023 18:00 UTC |
NIVEN RALPHCHIEF SCIENTIFIC OFFICER
|
SaleCommon Stock | 205 | $21.63 | $4,435.13 |
DisclosureSEC source: 0001415889-23-007685 · form4-05092023_060501.xml · nonDerivative · entry 4 NIVEN RALPH · CIK 0001168060 · CHIEF SCIENTIFIC OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,609 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 6, 2022. F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $21.225 to $21.805, inclusive. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. Read SEC document |
| May 05, 2023 Filed May 9, 2023 18:00 UTC |
NIVEN RALPHCHIEF SCIENTIFIC OFFICER
|
SaleCommon Stock | 2,045 | $20.79 | $42,521.69 |
DisclosureSEC source: 0001415889-23-007685 · form4-05092023_060501.xml · nonDerivative · entry 3 NIVEN RALPH · CIK 0001168060 · CHIEF SCIENTIFIC OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,814 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 6, 2022. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $20.22 to $21.15, inclusive. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. Read SEC document |
| May 05, 2023 Filed May 9, 2023 18:00 UTC |
NIVEN RALPHCHIEF SCIENTIFIC OFFICER
|
Exercise / conversionCommon Stock | 1,600 | $2.14 | $3,424.00 |
DisclosureSEC source: 0001415889-23-007685 · form4-05092023_060501.xml · nonDerivative · entry 2 NIVEN RALPH · CIK 0001168060 · CHIEF SCIENTIFIC OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,859 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 6, 2022. Read SEC document |
| May 05, 2023 Filed May 9, 2023 18:00 UTC |
NIVEN RALPHCHIEF SCIENTIFIC OFFICER
|
Exercise / conversionCommon Stock | 650 | $1.74 | $1,131.00 |
DisclosureSEC source: 0001415889-23-007685 · form4-05092023_060501.xml · nonDerivative · entry 1 NIVEN RALPH · CIK 0001168060 · CHIEF SCIENTIFIC OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,259 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 6, 2022. Read SEC document |
| May 03, 2023 Filed May 5, 2023 22:00 UTC |
Verwijs MarinusSENIOR VICE PRESIDENT, CMC
|
SaleCommon Stock | 759 | $20.79 | $15,779.38 |
DisclosureSEC source: 0001415889-23-007476 · form4-05052023_060501.xml · nonDerivative · entry 1 Verwijs Marinus · CIK 0001916553 · SENIOR VICE PRESIDENT, CMC 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to E*TRADE Securities LLC's Quicksale Trading Plan elected by the reporting person on July 11, 2022. F2 · shares: Includes 759 shares purchased under the Issuer's 2021 Employee Stock Purchase Plan on April 30, 2023 in a transaction that is exempt under Rule 16b-3(c) and 16b-3(d). F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $20.78 to $20.84, inclusive. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. Read SEC document |
| May 02, 2023 Filed May 3, 2023 22:00 UTC |
NOYES TIMOTHY PDirector · CHIEF EXECUTIVE OFFICER
|
SaleCommon Stock | 693 | $21.15 | $14,656.95 |
DisclosureSEC source: 0001415889-23-007247 · form4-05032023_060501.xml · nonDerivative · entry 3 NOYES TIMOTHY P · CIK 0001185035 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 18, 2022. F2 · shares: Includes 693 shares purchased under the Issuer's 2021 Employee Stock Purchase Plan on April 30, 2023 in a transaction that is exempt under Rule 16b-3(c) and 16b-3(d). Read SEC document |
| May 01, 2023 Filed May 3, 2023 22:00 UTC |
NOYES TIMOTHY PDirector · CHIEF EXECUTIVE OFFICER
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $2.14 | $0.00 |
DisclosureSEC source: 0001415889-23-007247 · form4-05032023_060501.xml · derivative · entry 4 NOYES TIMOTHY P · CIK 0001185035 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 403,381 Underlying: Common Stock · 15,000 shares Expires 2031-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 18, 2022. F4 · derivative.exercise_date: A total of 493,381 shares subject to an employee stock option were granted on April 2, 2021, with 25% vested on June 4, 2022, with the remainder vesting in 36 substantially equal monthly installments thereafter. Read SEC document |
| May 01, 2023 Filed May 3, 2023 22:00 UTC |
NOYES TIMOTHY PDirector · CHIEF EXECUTIVE OFFICER
|
SaleCommon Stock | 15,000 | $20.61 | $309,088.50 |
DisclosureSEC source: 0001415889-23-007247 · form4-05032023_060501.xml · nonDerivative · entry 2 NOYES TIMOTHY P · CIK 0001185035 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 693 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 18, 2022. F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $20.05 to $21.01, inclusive. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. F2 · balance_after: Includes 693 shares purchased under the Issuer's 2021 Employee Stock Purchase Plan on April 30, 2023 in a transaction that is exempt under Rule 16b-3(c) and 16b-3(d). Read SEC document |
| May 01, 2023 Filed May 3, 2023 22:00 UTC |
NOYES TIMOTHY PDirector · CHIEF EXECUTIVE OFFICER
|
Exercise / conversionCommon Stock | 15,000 | $2.14 | $32,100.00 |
DisclosureSEC source: 0001415889-23-007247 · form4-05032023_060501.xml · nonDerivative · entry 1 NOYES TIMOTHY P · CIK 0001185035 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 15,693 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 18, 2022. F2 · balance_after: Includes 693 shares purchased under the Issuer's 2021 Employee Stock Purchase Plan on April 30, 2023 in a transaction that is exempt under Rule 16b-3(c) and 16b-3(d). Read SEC document |
| April 21, 2023 Filed Apr 25, 2023 18:00 UTC |
Gillies HunterCHIEF MEDICAL OFFICER
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 4,000 | $0.00 Strike: $1.74 | $0.00 |
DisclosureSEC source: 0001415889-23-006838 · form4-04252023_060401.xml · derivative · entry 3 Gillies Hunter · CIK 0001868997 · CHIEF MEDICAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,108 Underlying: Common Stock · 4,000 shares Expires 2030-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 19, 2023. F2 · derivative.exercise_date: A total of 24,108 shares subject to an employee stock option were granted on September 4, 2020, with 25% of the shares vested on August 1, 2021, and the remainder vesting in 36 substantially equal monthly installments thereafter. Read SEC document |
| April 21, 2023 Filed Apr 25, 2023 18:00 UTC |
Gillies HunterCHIEF MEDICAL OFFICER
|
SaleCommon Stock | 4,000 | $19.50 | $78,000.00 |
DisclosureSEC source: 0001415889-23-006838 · form4-04252023_060401.xml · nonDerivative · entry 2 Gillies Hunter · CIK 0001868997 · CHIEF MEDICAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,960 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 19, 2023. Read SEC document |
| April 21, 2023 Filed Apr 25, 2023 18:00 UTC |
Gillies HunterCHIEF MEDICAL OFFICER
|
Exercise / conversionCommon Stock | 4,000 | $1.74 | $6,960.00 |
DisclosureSEC source: 0001415889-23-006838 · form4-04252023_060401.xml · nonDerivative · entry 1 Gillies Hunter · CIK 0001868997 · CHIEF MEDICAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,960 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 19, 2023. Read SEC document |
| April 06, 2023 Filed Apr 7, 2023 18:00 UTC |
Dake Benjamin TSEE REMARKS
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 6,852 | $0.00 Strike: $2.14 | $0.00 |
DisclosureSEC source: 0001415889-23-006377 · form4-04072023_060403.xml · derivative · entry 7 Dake Benjamin T · CIK 0001869248 · SEE REMARKS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 178,167 Underlying: Common Stock · 6,852 shares Expires 2031-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 14, 2022. F6 · derivative.exercise_date: A total of 328,921 shares subject to an employee stock option were granted on April 2, 2021, with the first installment vested on July 4, 2021, and with shares vesting in 48 substantially equal monthly installments. Read SEC document |
| April 06, 2023 Filed Apr 7, 2023 18:00 UTC |
Dake Benjamin TSEE REMARKS
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 1,019 | $0.00 Strike: $2.14 | $0.00 |
DisclosureSEC source: 0001415889-23-006377 · form4-04072023_060403.xml · derivative · entry 6 Dake Benjamin T · CIK 0001869248 · SEE REMARKS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,441 Underlying: Common Stock · 1,019 shares Expires 2031-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 14, 2022. F5 · derivative.exercise_date: A total of 48,882 shares subject to an employee stock option were granted on April 2, 2021, with the first installment vested on May 2, 2021, with shares vesting in 48 substantially equal monthly installments. Read SEC document |
| April 06, 2023 Filed Apr 7, 2023 18:00 UTC |
Dake Benjamin TSEE REMARKS
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 1,507 | $0.00 Strike: $1.74 | $0.00 |
DisclosureSEC source: 0001415889-23-006377 · form4-04072023_060403.xml · derivative · entry 5 Dake Benjamin T · CIK 0001869248 · SEE REMARKS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,109 Underlying: Common Stock · 1,507 shares Expires 2030-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 14, 2022. F4 · derivative.exercise_date: A total of 72,325 shares subject to an employee stock option were granted on September 4, 2020, with 25% of the shares vested on August 1, 2021, and the remainder vesting in 36 substantially equal monthly installments thereafter. Read SEC document |
| April 06, 2023 Filed Apr 7, 2023 18:00 UTC |
Dake Benjamin TSEE REMARKS
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 905 | $0.00 Strike: $1.74 | $0.00 |
DisclosureSEC source: 0001415889-23-006377 · form4-04072023_060403.xml · derivative · entry 4 Dake Benjamin T · CIK 0001869248 · SEE REMARKS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,150 Underlying: Common Stock · 905 shares Expires 2030-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 14, 2022. F3 · derivative.exercise_date: A total of 48,293 shares subject to an employee stock option were granted on September 4, 2020, with 10% of the shares vested on January 1, 2020, an additional 22.5% of the shares vested on January 1, 2021, and the remainder vesting in 36 substantially equal monthly installments thereafter. Read SEC document |
| April 06, 2023 Filed Apr 7, 2023 18:00 UTC |
Dake Benjamin TSEE REMARKS
|
SaleCommon Stock | 10,283 | $18.17 | $186,828.74 |
DisclosureSEC source: 0001415889-23-006377 · form4-04072023_060403.xml · nonDerivative · entry 3 Dake Benjamin T · CIK 0001869248 · SEE REMARKS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 14, 2022. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $17.785 to $18.58, inclusive. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. Read SEC document |
| April 06, 2023 Filed Apr 7, 2023 18:00 UTC |
Dake Benjamin TSEE REMARKS
|
Exercise / conversionCommon Stock | 7,871 | $2.14 | $16,843.94 |
DisclosureSEC source: 0001415889-23-006377 · form4-04072023_060403.xml · nonDerivative · entry 2 Dake Benjamin T · CIK 0001869248 · SEE REMARKS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,283 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 14, 2022. Read SEC document |
| April 06, 2023 Filed Apr 7, 2023 18:00 UTC |
Dake Benjamin TSEE REMARKS
|
Exercise / conversionCommon Stock | 2,412 | $1.74 | $4,196.88 |
DisclosureSEC source: 0001415889-23-006377 · form4-04072023_060403.xml · nonDerivative · entry 1 Dake Benjamin T · CIK 0001869248 · SEE REMARKS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,412 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 14, 2022. Read SEC document |
| April 05, 2023 Filed Apr 7, 2023 18:00 UTC |
NIVEN RALPHCHIEF SCIENTIFIC OFFICER
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 750 | $0.00 Strike: $2.14 | $0.00 |
DisclosureSEC source: 0001415889-23-006376 · form4-04072023_060401.xml · derivative · entry 9 NIVEN RALPH · CIK 0001168060 · CHIEF SCIENTIFIC OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,982 Underlying: Common Stock · 750 shares Expires 2031-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 6, 2022. F8 · derivative.exercise_date: A total of 59,732 shares subject to an employee stock option were granted on April 2, 2021, with options vesting in 48 equal monthly installments, with the first installment vested on July 4, 2021. Read SEC document |
| April 05, 2023 Filed Apr 7, 2023 18:00 UTC |
NIVEN RALPHCHIEF SCIENTIFIC OFFICER
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 650 | $0.00 Strike: $2.14 | $0.00 |
DisclosureSEC source: 0001415889-23-006376 · form4-04072023_060401.xml · derivative · entry 8 NIVEN RALPH · CIK 0001168060 · CHIEF SCIENTIFIC OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,058 Underlying: Common Stock · 650 shares Expires 2031-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 6, 2022. F7 · derivative.exercise_date: A total of 49,908 shares subject to an employee stock option were granted on April 2, 2021, with options vesting in 48 equal monthly installments, with the first installment vested on July 4, 2021. Read SEC document |
| April 05, 2023 Filed Apr 7, 2023 18:00 UTC |
NIVEN RALPHCHIEF SCIENTIFIC OFFICER
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 200 | $0.00 Strike: $2.14 | $0.00 |
DisclosureSEC source: 0001415889-23-006376 · form4-04072023_060401.xml · derivative · entry 7 NIVEN RALPH · CIK 0001168060 · CHIEF SCIENTIFIC OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,494 Underlying: Common Stock · 200 shares Expires 2031-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 6, 2022. F6 · derivative.exercise_date: A total of 16,294 shares subject to an employee stock option were granted on April 2, 2021, with options vesting in 48 equal monthly installments, with the first installment vested on May 2, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.