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Nasdaq · USD

JAKK

JAKKS PACIFIC INC

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Tapewire entity
6006
SEC CIK
0001009829
Parsed reports
132

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 01, 2024 Filed Jan 4, 2024 02:22 UTC
BERMAN STEPHEN GDirector · CEO, President and Secretary
Tax withholdingCommon Stock 35,120 $35.55 $1,248,516.00
Disclosure

SEC source: 0001185185-24-000024 · ownership.xml · nonDerivative · entry 8

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 216,126

F4 · shares: Represents the number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported Restricted Stock Unit Agreement by and between the Holder and the Issuer and as approved by the Compensation Committee of the Issuer's Board of Directors.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 02:22 UTC
BERMAN STEPHEN GDirector · CEO, President and Secretary
Tax withholdingCommon Stock 37,595 $35.55 $1,336,502.25
Disclosure

SEC source: 0001185185-24-000024 · ownership.xml · nonDerivative · entry 7

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 251,246

F4 · shares: Represents the number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported Restricted Stock Unit Agreement by and between the Holder and the Issuer and as approved by the Compensation Committee of the Issuer's Board of Directors.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 02:22 UTC
BERMAN STEPHEN GDirector · CEO, President and Secretary
Tax withholdingCommon Stock 11,243 $35.55 $399,688.65
Disclosure

SEC source: 0001185185-24-000024 · ownership.xml · nonDerivative · entry 6

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 288,841

F4 · shares: Represents the number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported Restricted Stock Unit Agreement by and between the Holder and the Issuer and as approved by the Compensation Committee of the Issuer's Board of Directors.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 02:22 UTC
BERMAN STEPHEN GDirector · CEO, President and Secretary
Tax withholdingCommon Stock 6,952 $35.55 $247,143.60
Disclosure

SEC source: 0001185185-24-000024 · ownership.xml · nonDerivative · entry 5

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,084

F4 · shares: Represents the number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported Restricted Stock Unit Agreement by and between the Holder and the Issuer and as approved by the Compensation Committee of the Issuer's Board of Directors.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 02:22 UTC
BERMAN STEPHEN GDirector · CEO, President and Secretary
Exercise / conversionCommon Stock 66,705 $35.55 $2,371,362.75
Disclosure

SEC source: 0001185185-24-000024 · ownership.xml · nonDerivative · entry 4

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 307,036

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vested according to the terms of the RSU described in a previous filing.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 02:22 UTC
BERMAN STEPHEN GDirector · CEO, President and Secretary
Exercise / conversionCommon Stock 71,406 $35.55 $2,538,483.30
Disclosure

SEC source: 0001185185-24-000024 · ownership.xml · nonDerivative · entry 3

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 240,331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vested according to the terms of the RSU described in a previous filing.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 02:22 UTC
BERMAN STEPHEN GDirector · CEO, President and Secretary
Exercise / conversionCommon Stock 21,355 $35.55 $759,170.25
Disclosure

SEC source: 0001185185-24-000024 · ownership.xml · nonDerivative · entry 2

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168,925

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vested according to the terms of the RSU described in a previous filing.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 02:22 UTC
BERMAN STEPHEN GDirector · CEO, President and Secretary
Exercise / conversionCommon Stock 13,204 $35.55 $469,402.20
Disclosure

SEC source: 0001185185-24-000024 · ownership.xml · nonDerivative · entry 1

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,570

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vested according to the terms of the RSU described in a previous filing.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

Read SEC document
November 20, 2023 Filed Nov 22, 2023 13:00 UTC
Kimble John LouisChief Financial Officer
Exercise / conversionRestricted Stock Unit ("RSU") · Derivative 30,060 $28.18 $847,090.80
Disclosure

SEC source: 0001185185-23-001232 · ownership.xml · derivative · entry 3

Kimble John Louis · CIK 0001795096 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,060 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Issued under the Company's 2002 Stock award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F1 · derivative.exercise_date: Vested according to the terms of the RSU described in a previous filing.

F1 · derivative.expiration_date: Vested according to the terms of the RSU described in a previous filing.

F6 · balance_after: Does not include additional RSUs previously granted and reported with different vesting terms.

Read SEC document
November 20, 2023 Filed Nov 22, 2023 13:00 UTC
Kimble John LouisChief Financial Officer
Tax withholdingCommon Stock 15,630 $28.18 $440,453.40
Disclosure

SEC source: 0001185185-23-001232 · ownership.xml · nonDerivative · entry 2

Kimble John Louis · CIK 0001795096 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,457

F5 · shares: Represents the number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported Restricted Stock Unit Agreement by and between the Holder and the Issuer and as approved by the Compensation Committee of the Issuer's Board of Directors.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

Read SEC document
November 20, 2023 Filed Nov 22, 2023 13:00 UTC
Kimble John LouisChief Financial Officer
Exercise / conversionCommon Stock 30,060 $28.18 $847,090.80
Disclosure

SEC source: 0001185185-23-001232 · ownership.xml · nonDerivative · entry 1

Kimble John Louis · CIK 0001795096 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,087

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vested according to the terms of the RSU described in a previous filing.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

Read SEC document
November 20, 2023 Filed Jan 4, 2024 02:24 UTC
Kimble John LouisChief Financial Officer
Exercise / conversionRestricted Stock Unit ("RSU") · Derivative 13,360 $28.18 $376,484.80
Disclosure

SEC source: 0001185185-24-000026 · ownership.xml · derivative · entry 7

Kimble John Louis · CIK 0001795096 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,360 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Issued under the Company's 2002 Stock award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F1 · derivative.exercise_date: Vested according to the terms of the RSU described in a previous filing.

F1 · derivative.expiration_date: Vested according to the terms of the RSU described in a previous filing.

F6 · balance_after: Does not include additional RSUs previously granted and reported with different vesting terms.

Read SEC document
November 20, 2023 Filed Jan 4, 2024 02:24 UTC
Kimble John LouisChief Financial Officer
Tax withholdingCommon Stock 4,857 $28.18 $136,870.26
Disclosure

SEC source: 0001185185-24-000026 · ownership.xml · nonDerivative · entry 2

Kimble John Louis · CIK 0001795096 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,960

F5 · shares: Represents the number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported Restricted Stock Unit Agreement by and between the Holder and the Issuer and as approved by the Compensation Committee of the Issuer's Board of Directors.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

Read SEC document
November 20, 2023 Filed Jan 4, 2024 02:24 UTC
Kimble John LouisChief Financial Officer
Exercise / conversionCommon Stock 13,360 $28.18 $376,484.80
Disclosure

SEC source: 0001185185-24-000026 · ownership.xml · nonDerivative · entry 1

Kimble John Louis · CIK 0001795096 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,817

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vested according to the terms of the RSU described in a previous filing.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

Read SEC document
November 17, 2023 Filed Jan 4, 2024 02:40 UTC
MCGRATH JOHN JOSEPHPres. of European Operations
GrantRestricted Stock Unit ("RSU") · Derivative 4,734 $27.46 $129,995.64
Disclosure

SEC source: 0001185185-24-000028 · ownership.xml · derivative · entry 1

MCGRATH JOHN JOSEPH · CIK 0001527634 · Pres. of European Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,734

Underlying: Common Stock · 4,734 shares

Expires not disclosed

F2 · derivative.exercise_price: Issued under the Company's 2002 Stock award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting.

F4 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ.

F3 · derivative.exercise_date: RSUs will vest in 3 equal annual installments commencing on the first anniversary of the date of the grant and on the second and third anniversaries thereafter The Reporting Person must be employed by Issuer for an RSU to vest.

F3 · derivative.expiration_date: RSUs will vest in 3 equal annual installments commencing on the first anniversary of the date of the grant and on the second and third anniversaries thereafter The Reporting Person must be employed by Issuer for an RSU to vest.

F1 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

F5 · balance_after: Does not include additional RSUs previously granted and reported with different vesting terms.

Read SEC document
January 01, 2023 Filed Jan 5, 2023 22:05 UTC
Kimble John LouisChief Financial Officer
GrantRestricted Stock Unit ("RSU") · Derivative 48,236 $17.49 $843,647.64
Disclosure

SEC source: 0001185185-23-000009 · ownership.xml · derivative · entry 3

Kimble John Louis · CIK 0001795096 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,236

Underlying: Common Stock · 48,236 shares

Expires not disclosed

F4 · derivative.exercise_price: Issued under the Company's 2002 Stock award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting.

F6 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ.

F5 · derivative.exercise_date: RSUs will vest in 3 equal annual installments commencing on the first anniversary of the date of the grant and on the second and third anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest.

F5 · derivative.expiration_date: RSUs will vest in 3 equal annual installments commencing on the first anniversary of the date of the grant and on the second and third anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

F7 · balance_after: Does not include additional RSUs previously granted and reported with different vesting terms.

Read SEC document
January 01, 2023 Filed Jan 5, 2023 22:05 UTC
Kimble John LouisChief Financial Officer
Exercise / conversionRestricted Stock Unit ("RSU") · Derivative 17,742 $17.49 $310,307.58
Disclosure

SEC source: 0001185185-23-000009 · ownership.xml · derivative · entry 2

Kimble John Louis · CIK 0001795096 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,486

Underlying: Common Stock · 17,742 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vested according to the terms of the RSU described in a previous filing.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F1 · derivative.exercise_date: Vested according to the terms of the RSU described in a previous filing.

F1 · derivative.expiration_date: Vested according to the terms of the RSU described in a previous filing.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

F7 · balance_after: Does not include additional RSUs previously granted and reported with different vesting terms.

Read SEC document
January 01, 2023 Filed Jan 5, 2023 22:05 UTC
Kimble John LouisChief Financial Officer
Exercise / conversionCommon Stock 17,742 $17.49 $310,307.58
Disclosure

SEC source: 0001185185-23-000009 · ownership.xml · nonDerivative · entry 1

Kimble John Louis · CIK 0001795096 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,409

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vested according to the terms of the RSU described in a previous filing.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

Read SEC document
January 01, 2023 Filed Jan 5, 2023 22:06 UTC
MCGRATH JOHN JOSEPHChief Operating Officer
GrantRestricted Stock Unit ("RSU") · Derivative 29,731 $17.49 $519,995.19
Disclosure

SEC source: 0001185185-23-000011 · ownership.xml · derivative · entry 13

MCGRATH JOHN JOSEPH · CIK 0001527634 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,731

Underlying: Common Stock · 29,731 shares

Expires not disclosed

F5 · derivative.exercise_price: Issued under the Company's 2002 Stock award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting.

F7 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ.

F6 · derivative.exercise_date: RSUs will vest in 3 equal annual installments commencing on the first anniversary of the date of the grant and on the second and third anniversaries thereafter The Reporting Person must be employed by Issuer for an RSU to vest.

F6 · derivative.expiration_date: RSUs will vest in 3 equal annual installments commencing on the first anniversary of the date of the grant and on the second and third anniversaries thereafter The Reporting Person must be employed by Issuer for an RSU to vest.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

F8 · balance_after: Does not include additional RSUs previously granted and reported with different vesting terms.

Read SEC document
January 01, 2023 Filed Jan 5, 2023 22:06 UTC
MCGRATH JOHN JOSEPHChief Operating Officer
Exercise / conversionRestricted Stock Unit ("RSU") · Derivative 25,591 $17.49 $447,586.59
Disclosure

SEC source: 0001185185-23-000011 · ownership.xml · derivative · entry 12

MCGRATH JOHN JOSEPH · CIK 0001527634 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,590

Underlying: Common Stock · 25,591 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vested according to the terms of the RSU described in a previous filing.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F1 · derivative.exercise_date: Vested according to the terms of the RSU described in a previous filing.

F1 · derivative.expiration_date: Vested according to the terms of the RSU described in a previous filing.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

F8 · balance_after: Does not include additional RSUs previously granted and reported with different vesting terms.

Read SEC document
January 01, 2023 Filed Jan 5, 2023 22:06 UTC
MCGRATH JOHN JOSEPHChief Operating Officer
Exercise / conversionRestricted Stock Unit ("RSU") · Derivative 7,119 $17.49 $124,511.31
Disclosure

SEC source: 0001185185-23-000011 · ownership.xml · derivative · entry 11

MCGRATH JOHN JOSEPH · CIK 0001527634 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,237

Underlying: Common Stock · 7,119 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vested according to the terms of the RSU described in a previous filing.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F1 · derivative.exercise_date: Vested according to the terms of the RSU described in a previous filing.

F1 · derivative.expiration_date: Vested according to the terms of the RSU described in a previous filing.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

F8 · balance_after: Does not include additional RSUs previously granted and reported with different vesting terms.

Read SEC document
January 01, 2023 Filed Jan 5, 2023 22:06 UTC
MCGRATH JOHN JOSEPHChief Operating Officer
Exercise / conversionRestricted Stock Unit ("RSU") · Derivative 4,401 $17.49 $76,973.49
Disclosure

SEC source: 0001185185-23-000011 · ownership.xml · derivative · entry 10

MCGRATH JOHN JOSEPH · CIK 0001527634 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,401

Underlying: Common Stock · 4,401 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vested according to the terms of the RSU described in a previous filing.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F1 · derivative.exercise_date: Vested according to the terms of the RSU described in a previous filing.

F1 · derivative.expiration_date: Vested according to the terms of the RSU described in a previous filing.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

F8 · balance_after: Does not include additional RSUs previously granted and reported with different vesting terms.

Read SEC document
January 01, 2023 Filed Jan 5, 2023 22:06 UTC
MCGRATH JOHN JOSEPHChief Operating Officer
Exercise / conversionRestricted Stock Unit ("RSU") · Derivative 6,803 $17.49 $118,984.47
Disclosure

SEC source: 0001185185-23-000011 · ownership.xml · derivative · entry 9

MCGRATH JOHN JOSEPH · CIK 0001527634 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,803 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vested according to the terms of the RSU described in a previous filing.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F1 · derivative.exercise_date: Vested according to the terms of the RSU described in a previous filing.

F1 · derivative.expiration_date: Vested according to the terms of the RSU described in a previous filing.

Read SEC document
January 01, 2023 Filed Jan 5, 2023 22:06 UTC
MCGRATH JOHN JOSEPHChief Operating Officer
Tax withholdingCommon Stock 9,845 $17.49 $172,189.05
Disclosure

SEC source: 0001185185-23-000011 · ownership.xml · nonDerivative · entry 8

MCGRATH JOHN JOSEPH · CIK 0001527634 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,025

F4 · shares: Represents the number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported Restricted Stock Unit Agreement by and between the Holder and the Issuer and as approved by the Compensation Committee of the Issuer's Board of Directors.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

Read SEC document
January 01, 2023 Filed Jan 5, 2023 22:06 UTC
MCGRATH JOHN JOSEPHChief Operating Officer
Tax withholdingCommon Stock 3,030 $17.49 $52,994.70
Disclosure

SEC source: 0001185185-23-000011 · ownership.xml · nonDerivative · entry 7

MCGRATH JOHN JOSEPH · CIK 0001527634 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,870

F4 · shares: Represents the number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported Restricted Stock Unit Agreement by and between the Holder and the Issuer and as approved by the Compensation Committee of the Issuer's Board of Directors.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

Read SEC document
January 01, 2023 Filed Jan 5, 2023 22:06 UTC
MCGRATH JOHN JOSEPHChief Operating Officer
Tax withholdingCommon Stock 1,883 $17.49 $32,933.67
Disclosure

SEC source: 0001185185-23-000011 · ownership.xml · nonDerivative · entry 6

MCGRATH JOHN JOSEPH · CIK 0001527634 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,900

F4 · shares: Represents the number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported Restricted Stock Unit Agreement by and between the Holder and the Issuer and as approved by the Compensation Committee of the Issuer's Board of Directors.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

Read SEC document
January 01, 2023 Filed Jan 5, 2023 22:06 UTC
MCGRATH JOHN JOSEPHChief Operating Officer
Tax withholdingCommon Stock 2,895 $17.49 $50,633.55
Disclosure

SEC source: 0001185185-23-000011 · ownership.xml · nonDerivative · entry 5

MCGRATH JOHN JOSEPH · CIK 0001527634 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,783

F4 · shares: Represents the number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported Restricted Stock Unit Agreement by and between the Holder and the Issuer and as approved by the Compensation Committee of the Issuer's Board of Directors.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

Read SEC document
January 01, 2023 Filed Jan 5, 2023 22:06 UTC
MCGRATH JOHN JOSEPHChief Operating Officer
Exercise / conversionCommon Stock 25,591 $17.49 $447,586.59
Disclosure

SEC source: 0001185185-23-000011 · ownership.xml · nonDerivative · entry 4

MCGRATH JOHN JOSEPH · CIK 0001527634 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,678

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vested according to the terms of the RSU described in a previous filing.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

Read SEC document
January 01, 2023 Filed Jan 5, 2023 22:06 UTC
MCGRATH JOHN JOSEPHChief Operating Officer
Exercise / conversionCommon Stock 7,119 $17.49 $124,511.31
Disclosure

SEC source: 0001185185-23-000011 · ownership.xml · nonDerivative · entry 3

MCGRATH JOHN JOSEPH · CIK 0001527634 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,087

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vested according to the terms of the RSU described in a previous filing.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

Read SEC document
January 01, 2023 Filed Jan 5, 2023 22:06 UTC
MCGRATH JOHN JOSEPHChief Operating Officer
Exercise / conversionCommon Stock 4,401 $17.49 $76,973.49
Disclosure

SEC source: 0001185185-23-000011 · ownership.xml · nonDerivative · entry 2

MCGRATH JOHN JOSEPH · CIK 0001527634 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,968

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vested according to the terms of the RSU described in a previous filing.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

Read SEC document
January 01, 2023 Filed Jan 5, 2023 22:06 UTC
MCGRATH JOHN JOSEPHChief Operating Officer
Exercise / conversionCommon Stock 6,803 $17.49 $118,984.47
Disclosure

SEC source: 0001185185-23-000011 · ownership.xml · nonDerivative · entry 1

MCGRATH JOHN JOSEPH · CIK 0001527634 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,567

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vested according to the terms of the RSU described in a previous filing.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

Read SEC document
January 01, 2023 Filed Jan 5, 2023 22:04 UTC
BERMAN STEPHEN GDirector · CEO, President and Secretary
GrantRestricted Stock Unit ("RSU") · Derivative 200,114 $17.49 $3,499,993.86
Disclosure

SEC source: 0001185185-23-000007 · ownership.xml · derivative · entry 13

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,114

Underlying: Common Stock · 200,114 shares

Expires not disclosed

F5 · derivative.exercise_price: Issued under the Company's 2002 Stock award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting.

F7 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ.

F6 · derivative.exercise_date: RSUs will vest in 3 equal annual installments commencing on the first anniversary of the date of the grant and on the second and third anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest.

F6 · derivative.expiration_date: RSUs will vest in 3 equal annual installments commencing on the first anniversary of the date of the grant and on the second and third anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

F8 · balance_after: Does not include additional RSUs previously granted and reported with different vesting terms.

Read SEC document
January 01, 2023 Filed Jan 5, 2023 22:04 UTC
BERMAN STEPHEN GDirector · CEO, President and Secretary
Exercise / conversionRestricted Stock Unit ("RSU") · Derivative 71,405 $17.49 $1,248,873.45
Disclosure

SEC source: 0001185185-23-000007 · ownership.xml · derivative · entry 12

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,813

Underlying: Common Stock · 71,405 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vested according to the terms of the RSU described in a previous filing.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F1 · derivative.exercise_date: Vested according to the terms of the RSU described in a previous filing.

F1 · derivative.expiration_date: Vested according to the terms of the RSU described in a previous filing.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

F8 · balance_after: Does not include additional RSUs previously granted and reported with different vesting terms.

Read SEC document
January 01, 2023 Filed Jan 5, 2023 22:04 UTC
BERMAN STEPHEN GDirector · CEO, President and Secretary
Exercise / conversionRestricted Stock Unit ("RSU") · Derivative 21,356 $17.49 $373,516.44
Disclosure

SEC source: 0001185185-23-000007 · ownership.xml · derivative · entry 11

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,711

Underlying: Common Stock · 21,356 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vested according to the terms of the RSU described in a previous filing.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F1 · derivative.exercise_date: Vested according to the terms of the RSU described in a previous filing.

F1 · derivative.expiration_date: Vested according to the terms of the RSU described in a previous filing.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

F8 · balance_after: Does not include additional RSUs previously granted and reported with different vesting terms.

Read SEC document
January 01, 2023 Filed Jan 5, 2023 22:04 UTC
BERMAN STEPHEN GDirector · CEO, President and Secretary
Exercise / conversionRestricted Stock Unit ("RSU") · Derivative 13,204 $17.49 $230,937.96
Disclosure

SEC source: 0001185185-23-000007 · ownership.xml · derivative · entry 10

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,204

Underlying: Common Stock · 13,204 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vested according to the terms of the RSU described in a previous filing.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F1 · derivative.exercise_date: Vested according to the terms of the RSU described in a previous filing.

F1 · derivative.expiration_date: Vested according to the terms of the RSU described in a previous filing.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

F8 · balance_after: Does not include additional RSUs previously granted and reported with different vesting terms.

Read SEC document
January 01, 2023 Filed Jan 5, 2023 22:04 UTC
BERMAN STEPHEN GDirector · CEO, President and Secretary
Exercise / conversionRestricted Stock Unit ("RSU") · Derivative 23,810 $17.49 $416,436.90
Disclosure

SEC source: 0001185185-23-000007 · ownership.xml · derivative · entry 9

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,810 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vested according to the terms of the RSU described in a previous filing.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F1 · derivative.exercise_date: Vested according to the terms of the RSU described in a previous filing.

F1 · derivative.expiration_date: Vested according to the terms of the RSU described in a previous filing.

Read SEC document
January 01, 2023 Filed Jan 5, 2023 22:04 UTC
BERMAN STEPHEN GDirector · CEO, President and Secretary
Tax withholdingCommon Stock 28,635 $17.49 $500,826.15
Disclosure

SEC source: 0001185185-23-000007 · ownership.xml · nonDerivative · entry 8

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,366

F4 · shares: Represents the number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported Restricted Stock Unit Agreement by and between the Holder and the Issuer and as approved by the Compensation Committee of the Issuer's Board of Directors.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

Read SEC document
January 01, 2023 Filed Jan 5, 2023 22:04 UTC
BERMAN STEPHEN GDirector · CEO, President and Secretary
Tax withholdingCommon Stock 8,527 $17.49 $149,137.23
Disclosure

SEC source: 0001185185-23-000007 · ownership.xml · nonDerivative · entry 7

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,001

F4 · shares: Represents the number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported Restricted Stock Unit Agreement by and between the Holder and the Issuer and as approved by the Compensation Committee of the Issuer's Board of Directors.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

Read SEC document
January 01, 2023 Filed Jan 5, 2023 22:04 UTC
BERMAN STEPHEN GDirector · CEO, President and Secretary
Tax withholdingCommon Stock 5,344 $17.49 $93,466.56
Disclosure

SEC source: 0001185185-23-000007 · ownership.xml · nonDerivative · entry 6

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,528

F4 · shares: Represents the number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported Restricted Stock Unit Agreement by and between the Holder and the Issuer and as approved by the Compensation Committee of the Issuer's Board of Directors.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

Read SEC document
January 01, 2023 Filed Jan 5, 2023 22:04 UTC
BERMAN STEPHEN GDirector · CEO, President and Secretary
Tax withholdingCommon Stock 9,199 $17.49 $160,890.51
Disclosure

SEC source: 0001185185-23-000007 · ownership.xml · nonDerivative · entry 5

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,872

F4 · shares: Represents the number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported Restricted Stock Unit Agreement by and between the Holder and the Issuer and as approved by the Compensation Committee of the Issuer's Board of Directors.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

Read SEC document
January 01, 2023 Filed Jan 5, 2023 22:04 UTC
BERMAN STEPHEN GDirector · CEO, President and Secretary
Exercise / conversionCommon Stock 71,405 $17.49 $1,248,873.45
Disclosure

SEC source: 0001185185-23-000007 · ownership.xml · nonDerivative · entry 4

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,071

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vested according to the terms of the RSU described in a previous filing.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

Read SEC document
January 01, 2023 Filed Jan 5, 2023 22:04 UTC
BERMAN STEPHEN GDirector · CEO, President and Secretary
Exercise / conversionCommon Stock 21,356 $17.49 $373,516.44
Disclosure

SEC source: 0001185185-23-000007 · ownership.xml · nonDerivative · entry 3

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vested according to the terms of the RSU described in a previous filing.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

Read SEC document
January 01, 2023 Filed Jan 5, 2023 22:04 UTC
BERMAN STEPHEN GDirector · CEO, President and Secretary
Exercise / conversionCommon Stock 13,204 $17.49 $230,937.96
Disclosure

SEC source: 0001185185-23-000007 · ownership.xml · nonDerivative · entry 2

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,310

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vested according to the terms of the RSU described in a previous filing.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

Read SEC document
January 01, 2023 Filed Jan 5, 2023 22:04 UTC
BERMAN STEPHEN GDirector · CEO, President and Secretary
Exercise / conversionCommon Stock 23,810 $17.49 $416,436.90
Disclosure

SEC source: 0001185185-23-000007 · ownership.xml · nonDerivative · entry 1

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,106

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vested according to the terms of the RSU described in a previous filing.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

Read SEC document
January 01, 2023 Filed Mar 9, 2023 23:37 UTC
Kimble John LouisChief Financial Officer
Disposition to issuerRestricted Stock Unit ("RSU") · Derivative 2,206 $18.54 $40,899.24
Disclosure

SEC source: 0001185185-23-000195 · ownership.xml · derivative · entry 5

Kimble John Louis · CIK 0001795096 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,206 shares

Expires not disclosed

F4 · derivative.exercise_price: Issued under the Company's 2002 Stock award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F5 · derivative.exercise_date: Represents shares underlying RSUs which did not meet the vesting performance criteria and were forfeited.

F5 · derivative.expiration_date: Represents shares underlying RSUs which did not meet the vesting performance criteria and were forfeited.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

F6 · balance_after: Does not include additional RSUs previously granted and reported with different vesting terms.

Read SEC document
January 01, 2023 Filed Mar 9, 2023 23:37 UTC
Kimble John LouisChief Financial Officer
Exercise / conversionRestricted Stock Unit ("RSU") · Derivative 2,206 $18.54 $40,899.24
Disclosure

SEC source: 0001185185-23-000195 · ownership.xml · derivative · entry 4

Kimble John Louis · CIK 0001795096 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,206

Underlying: Common Stock · 2,206 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Issued under the Company's 2002 Stock award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F1 · derivative.exercise_date: Vested according to the terms of the RSU described in a previous filing.

F1 · derivative.expiration_date: Vested according to the terms of the RSU described in a previous filing.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

F6 · balance_after: Does not include additional RSUs previously granted and reported with different vesting terms.

Read SEC document
January 01, 2023 Filed Mar 9, 2023 23:37 UTC
Kimble John LouisChief Financial Officer
Exercise / conversionRestricted Stock Unit ("RSU") · Derivative 4,412 $18.54 $81,798.48
Disclosure

SEC source: 0001185185-23-000195 · ownership.xml · derivative · entry 3

Kimble John Louis · CIK 0001795096 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,412 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Issued under the Company's 2002 Stock award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F1 · derivative.exercise_date: Vested according to the terms of the RSU described in a previous filing.

F1 · derivative.expiration_date: Vested according to the terms of the RSU described in a previous filing.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

F6 · balance_after: Does not include additional RSUs previously granted and reported with different vesting terms.

Read SEC document
November 20, 2022 Filed Nov 22, 2022 20:40 UTC
Kimble John LouisChief Financial Officer
Exercise / conversionRestricted Stock Unit ("RSU") · Derivative 8,824 $18.54 $163,596.96
Disclosure

SEC source: 0001185185-22-001341 · ownership.xml · derivative · entry 7

Kimble John Louis · CIK 0001795096 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,824 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: RSUs vest as follows: 100% of the grant is subject to a three year "cliff vesting" upon satisfaction of certain performance measures at the close of the three-year performance period based upon performance criteria determined by the Issuer's Compensation Committee during the first quarter of the year of grant.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F4 · derivative.exercise_date: RSUs vest as follows: 100% of the grant is subject to a three year "cliff vesting" upon satisfaction of certain performance measures at the close of the three-year performance period based upon performance criteria determined by the Issuer's Compensation Committee during the first quarter of the year of grant.

F4 · derivative.expiration_date: RSUs vest as follows: 100% of the grant is subject to a three year "cliff vesting" upon satisfaction of certain performance measures at the close of the three-year performance period based upon performance criteria determined by the Issuer's Compensation Committee during the first quarter of the year of grant.

Read SEC document
November 20, 2022 Filed Nov 22, 2022 20:40 UTC
Kimble John LouisChief Financial Officer
Exercise / conversionRestricted Stock Unit ("RSU") · Derivative 13,360 $18.54 $247,694.40
Disclosure

SEC source: 0001185185-22-001341 · ownership.xml · derivative · entry 6

Kimble John Louis · CIK 0001795096 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,620

Underlying: Common Stock · 13,360 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vested according to the terms of the RSU described in a previous filing.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F1 · derivative.exercise_date: Vested according to the terms of the RSU described in a previous filing.

F1 · derivative.expiration_date: Vested according to the terms of the RSU described in a previous filing.

Read SEC document
November 20, 2022 Filed Nov 22, 2022 20:40 UTC
Kimble John LouisChief Financial Officer
Exercise / conversionRestricted Stock Unit ("RSU") · Derivative 3,921 $18.54 $72,695.34
Disclosure

SEC source: 0001185185-22-001341 · ownership.xml · derivative · entry 5

Kimble John Louis · CIK 0001795096 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,921 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vested according to the terms of the RSU described in a previous filing.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F1 · derivative.exercise_date: Vested according to the terms of the RSU described in a previous filing.

F1 · derivative.expiration_date: Vested according to the terms of the RSU described in a previous filing.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.